Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SCANDIUM INTERNATIONAL MINING CORP.SCY · Entity 9590 | Director | May 09, 2024 | May 09, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SCANDIUM INTERNATIONAL MINING CORP.
Report date May 09, 2024 · Filed May 09, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Options to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $0.15 · Expires 2024-05-09 | Direct | 3,000,000 |
Reported balance
After 2024-05-09 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-05-09 · Other · Disposed 365,000 · Balance 3,000,000 F1: Represents Canadian dollars. F2: Expiration of stock options. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Canadian dollars.
F2: Expiration of stock options.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 09, 2024 Filed May 9, 2024 14:00 UTC | SCANDIUM INTERNATIONAL MINING CORP. SCY · Entity 9590 | OtherOptions to purchase common stock · Derivative | 365,000 | $0.15 Strike: $0.15 | $54,750.00 |
DisclosureSEC source: 0001408146-24-000002 · primary_doc.xml · derivative · entry 1 Rothwell James Richard · CIK 0001614788 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,000,000 Underlying: Common Stock · 365,000 shares Expires 2024-05-09 F1 · derivative.exercise_price: Represents Canadian dollars. F2 · kind: Expiration of stock options. F1 · price: Represents Canadian dollars. Read SEC document |
| November 17, 2023 Filed Nov 21, 2023 15:33 UTC | SCANDIUM INTERNATIONAL MINING CORP. SCY · Entity 9590 | GrantOptions to purchase common stock · Derivative | 1,200,000 | $0.04 Strike: $0.04 | $42,000.00 |
DisclosureSEC source: 0001614788-23-000001 · primary_doc.xml · derivative · entry 1 Rothwell James Richard · CIK 0001614788 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,365,000 Underlying: Common stock · 1,200,000 shares Expires 2028-11-17 F1 · derivative.exercise_price: Represents Canadian dollars. F1 · price: Represents Canadian dollars. Read SEC document |
| January 19, 2023 Filed Jan 24, 2023 17:08 UTC | SCANDIUM INTERNATIONAL MINING CORP. SCY · Entity 9590 | OtherOptions to purchase common stock · Derivative | 500,000 | $0.23 Strike: $0.23 | $112,500.00 |
DisclosureSEC source: 0001408146-23-000004 · primary_doc.xml · derivative · entry 2 Rothwell James Richard · CIK 0001614788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,165,000 Underlying: Common stock · 500,000 shares Expires 2023-01-19 F1 · derivative.exercise_price: Represents Canadian dollars. F2 · kind: Expiration of stock options. F1 · price: Represents Canadian dollars. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 15:53 UTC | SCANDIUM INTERNATIONAL MINING CORP. SCY · Entity 9590 | GrantOptions to purchase common stock · Derivative | 600,000 | $0.07 Strike: $0.07 | $42,000.00 |
DisclosureSEC source: 0001408146-22-000011 · primary_doc.xml · derivative · entry 1 Rothwell James Richard · CIK 0001614788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,165,000 Underlying: Common Stock · 600,000 shares Expires 2027-06-24 F1 · derivative.exercise_price: Represents the exercise price of CAD$0.09 per underlying common share, based on a USD/CAD exchange rate of 1.2933. F3 · price: Represents the exercise price of CAD$0.09 per underlying common share, based on a USD/CAD exchange rate of 1.2933 F2 · derivative.exercise_date: 25% of the Options vest on the grant date and 25% of the Options will vest every six months thereafter. Read SEC document |
| May 20, 2022 Filed May 25, 2022 13:12 UTC | SCANDIUM INTERNATIONAL MINING CORP. SCY · Entity 9590 | PurchaseWarrants · Derivative | 75,000 | Not disclosed Strike: $0.08 | Not disclosed |
DisclosureSEC source: 0001408146-22-000004 · primary_doc.xml · derivative · entry 2 Rothwell James Richard · CIK 0001614788 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2027-05-20 F2 · derivative.exercise_price: Based on a USD/CAD exchange rate of 1.2829 and an exercise price of CAD$0.1075. F3 · price: The Reporting Person acquired 75,000 units at CAD$0.09 per unit indirectly through James R. Rothwell and Sally S. Rothwell Living Trust UA 08/23/2005, James R. Rothwell, Trustee. Each unit consists of one common share and one warrant. Each warrant is exercisable into an additional share at CAD$0.1075 until May 20, 2027. F3 · ownership.nature: The Reporting Person acquired 75,000 units at CAD$0.09 per unit indirectly through James R. Rothwell and Sally S. Rothwell Living Trust UA 08/23/2005, James R. Rothwell, Trustee. Each unit consists of one common share and one warrant. Each warrant is exercisable into an additional share at CAD$0.1075 until May 20, 2027. Read SEC document |
| May 20, 2022 Filed May 25, 2022 13:12 UTC | SCANDIUM INTERNATIONAL MINING CORP. SCY · Entity 9590 | PurchaseCommon Stock | 75,000 | $0.07 | $5,250.00 |
DisclosureSEC source: 0001408146-22-000004 · primary_doc.xml · nonDerivative · entry 1 Rothwell James Richard · CIK 0001614788 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 2,005,682 F1 · price: Based on a USD/CAD exchange rate of 1.2829 and a purchase price of CAD$0.09. F3 · ownership.nature: The Reporting Person acquired 75,000 units at CAD$0.09 per unit indirectly through James R. Rothwell and Sally S. Rothwell Living Trust UA 08/23/2005, James R. Rothwell, Trustee. Each unit consists of one common share and one warrant. Each warrant is exercisable into an additional share at CAD$0.1075 until May 20, 2027. Read SEC document |
| February 21, 2022 Filed Jan 24, 2023 17:08 UTC | SCANDIUM INTERNATIONAL MINING CORP. SCY · Entity 9590 | OtherOptions to purchase common stock · Derivative | 500,000 | $0.37 Strike: $0.37 | $185,000.00 |
DisclosureSEC source: 0001408146-23-000004 · primary_doc.xml · derivative · entry 1 Rothwell James Richard · CIK 0001614788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,665,000 Underlying: Common stock · 500,000 shares Expires 2022-02-21 F1 · derivative.exercise_price: Represents Canadian dollars. F2 · kind: Expiration of stock options. F1 · price: Represents Canadian dollars. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 14:17 UTC | SCANDIUM INTERNATIONAL MINING CORP. SCY · Entity 9590 | OtherOptions to purchase common stock · Derivative | 135,000 | $0.15 Strike: $0.15 | $20,250.00 |
DisclosureSEC source: 0001614788-21-000002 · primary_doc.xml · derivative · entry 2 Rothwell James Richard · CIK 0001614788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,565,000 Underlying: Common stock · 135,000 shares Expires 2024-05-09 F1 · derivative.exercise_price: Canadian dollars. F1 · price: Canadian dollars. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 14:17 UTC | SCANDIUM INTERNATIONAL MINING CORP. SCY · Entity 9590 | OtherCommon stock | 135,000 | $0.15 | $20,250.00 |
DisclosureSEC source: 0001614788-21-000002 · primary_doc.xml · nonDerivative · entry 1 Rothwell James Richard · CIK 0001614788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,930,682 F1 · price: Canadian dollars. Read SEC document |
| May 03, 2021 Filed May 7, 2021 21:25 UTC | SCANDIUM INTERNATIONAL MINING CORP. SCY · Entity 9590 | GrantOptions to purchase common stock · Derivative | 400,000 | $0.18 Strike: $0.18 | $72,000.00 |
DisclosureSEC source: 0001251278-21-000007 · primary_doc.xml · derivative · entry 1 Rothwell James Richard · CIK 0001614788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,700,000 Underlying: Common stock · 400,000 shares Expires 2026-05-03 F1 · derivative.exercise_price: Canadian dollars. F1 · price: Canadian dollars. Read SEC document |
| February 08, 2021 Filed Feb 11, 2021 16:23 UTC | SCANDIUM INTERNATIONAL MINING CORP. SCY · Entity 9590 | OtherOptions to purchase common shares · Derivative | 150,000 | $0.13 Strike: $0.13 | $19,500.00 |
DisclosureSEC source: 0001251278-21-000002 · primary_doc.xml · derivative · entry 1 Rothwell James Richard · CIK 0001614788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,300,000 Underlying: Common stock · 150,000 shares Expires 2021-02-08 F1 · derivative.exercise_price: Canadian dollars. F2 · kind: Expiration of options. F1 · price: Canadian dollars. Read SEC document |
| February 01, 2021 Filed Feb 8, 2021 16:29 UTC | SCANDIUM INTERNATIONAL MINING CORP. SCY · Entity 9590 | OtherOptions to purchase common stock. · Derivative | 150,000 | $0.13 Strike: $0.13 | $19,500.00 |
DisclosureSEC source: 0001614788-21-000001 · primary_doc.xml · derivative · entry 2 Rothwell James Richard · CIK 0001614788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,450,000 Underlying: Common Stock · 150,000 shares Expires 2021-02-08 F2 · derivative.exercise_price: Canadian dollars. F1 · kind: Exercise of options to purchase common shares. F2 · price: Canadian dollars. Read SEC document |
| February 01, 2021 Filed Feb 8, 2021 16:29 UTC | SCANDIUM INTERNATIONAL MINING CORP. SCY · Entity 9590 | OtherCommon Stock | 150,000 | $0.13 | $19,500.00 |
DisclosureSEC source: 0001614788-21-000001 · primary_doc.xml · nonDerivative · entry 1 Rothwell James Richard · CIK 0001614788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,795,682 F1 · kind: Exercise of options to purchase common shares. F2 · price: Canadian dollars. Read SEC document |
| November 13, 2020 Filed Nov 18, 2020 18:37 UTC | SCANDIUM INTERNATIONAL MINING CORP. SCY · Entity 9590 | GrantOptions to purchase common stock · Derivative | 400,000 | $0.14 Strike: $0.14 | $56,000.00 |
DisclosureSEC source: 0001251278-20-000030 · primary_doc.xml · derivative · entry 1 Rothwell James Richard · CIK 0001614788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,600,000 Underlying: Common stock · 400,000 shares Expires 2025-11-13 F1 · derivative.exercise_price: Canadian dollars. F1 · price: Canadian dollars. Read SEC document |
| April 17, 2020 Filed Apr 20, 2020 17:36 UTC | SCANDIUM INTERNATIONAL MINING CORP. SCY · Entity 9590 | OtherOptions to Purchase Common Stock · Derivative | 400,000 | $0.14 Strike: $0.14 | $56,000.00 |
DisclosureSEC source: 0001251278-20-000015 · primary_doc.xml · derivative · entry 1 Rothwell James Richard · CIK 0001614788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,200,000 Underlying: Common Stock · 400,000 shares Expires 2020-04-17 F1 · derivative.exercise_price: Canadian dollars. F2 · kind: Expiration of options. F1 · price: Canadian dollars. Read SEC document |
| March 19, 2020 Filed Mar 20, 2020 15:57 UTC | SCANDIUM INTERNATIONAL MINING CORP. SCY · Entity 9590 | GrantOptions to Purchase Common Stock · Derivative | 400,000 | $0.07 Strike: $0.07 | $26,000.00 |
DisclosureSEC source: 0001251278-20-000005 · primary_doc.xml · derivative · entry 1 Rothwell James Richard · CIK 0001614788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,600,000 Underlying: Common Stock · 400,000 shares Expires 2025-03-19 F1 · derivative.exercise_price: Canadian dollars. F1 · price: Canadian dollars. Read SEC document |
| July 22, 2019 Filed Jul 22, 2019 15:29 UTC | SCANDIUM INTERNATIONAL MINING CORP. SCY · Entity 9590 | OtherOptions to acquire common stock · Derivative | 400,000 | $0.12 Strike: $0.12 | $48,000.00 |
DisclosureSEC source: 0001614788-19-000001 · primary_doc.xml · derivative · entry 2 Rothwell James Richard · CIK 0001614788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,200,000 Underlying: Common stock · 400,000 shares Expires 2019-07-25 F2 · derivative.exercise_price: Canadian dollars. F1 · kind: Exercise of options to acquire common stock. Read SEC document |
| July 22, 2019 Filed Jul 22, 2019 15:29 UTC | SCANDIUM INTERNATIONAL MINING CORP. SCY · Entity 9590 | OtherCommon shares | 400,000 | $0.12 | $48,000.00 |
DisclosureSEC source: 0001614788-19-000001 · primary_doc.xml · nonDerivative · entry 1 Rothwell James Richard · CIK 0001614788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,645,682 F1 · kind: Exercise of options to acquire common stock. F2 · price: Canadian dollars. Read SEC document |
| July 22, 2019 Filed Jul 23, 2019 15:09 UTC Amendment | SCANDIUM INTERNATIONAL MINING CORP. SCY · Entity 9590 | OtherOptions to acquire common stock · Derivative | 400,000 | $0.12 Strike: $0.12 | $48,000.00 |
DisclosureSEC source: 0001614788-19-000002 · primary_doc.xml · derivative · entry 1 Rothwell James Richard · CIK 0001614788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,200,000 Underlying: Common stock · 400,000 shares Expires 2019-07-25 F1 · security: Amendment reports exercised stock options as "Disposed", correcting the previously reported exercise as "Acquired". F2 · derivative.exercise_price: Canadian dollars. F3 · kind: Exercise of options to acquire common stock. F1 · shares: Amendment reports exercised stock options as "Disposed", correcting the previously reported exercise as "Acquired". F2 · price: Canadian dollars. Read SEC document |
| May 09, 2019 Filed May 22, 2019 20:06 UTC | SCANDIUM INTERNATIONAL MINING CORP. SCY · Entity 9590 | GrantOptions to purchase common shares · Derivative | 500,000 | $0.15 Strike: $0.15 | $75,000.00 |
DisclosureSEC source: 0001251278-19-000018 · primary_doc.xml · derivative · entry 1 Rothwell James Richard · CIK 0001614788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,600,000 Underlying: Common Stock · 500,000 shares Expires 2024-05-09 F1 · derivative.exercise_price: Canadian dollars. F1 · price: Canadian dollars. Read SEC document |
| March 22, 2019 Filed Mar 25, 2019 17:36 UTC | SCANDIUM INTERNATIONAL MINING CORP. SCY · Entity 9590 | PurchaseCommon Stock | 27,800 | $0.18 | $5,004.00 |
DisclosureSEC source: 0001251278-19-000010 · primary_doc.xml · nonDerivative · entry 1 Rothwell James Richard · CIK 0001614788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,245,682 F1 · price: Canadian dollars. Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 16:37 UTC | SCANDIUM INTERNATIONAL MINING CORP. SCY · Entity 9590 | GrantOptions to purchase common shares · Derivative | 500,000 | $0.23 Strike: $0.23 | $112,500.00 |
DisclosureSEC source: 0001614788-18-000001 · primary_doc.xml · derivative · entry 1 Rothwell James Richard · CIK 0001614788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,100,000 Underlying: Common Stock · 500,000 shares Expires 2023-01-19 F1 · derivative.exercise_price: Canadian dollars. F1 · price: Canadian dollars. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 13:34 UTC | SCANDIUM INTERNATIONAL MINING CORP. SCY · Entity 9590 | PurchaseCommon Shares | 115,000 | $0.30 | $34,500.00 |
DisclosureSEC source: 0001614788-17-000001 · primary_doc.xml · nonDerivative · entry 1 Rothwell James Richard · CIK 0001614788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,217,882 F1 · price: Canadian dollars. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 20:23 UTC | SCANDIUM INTERNATIONAL MINING CORP. scy · Entity 9590 | GrantOptions to Purchase Common Stock · Derivative | 500,000 | $0.37 Strike: $0.37 | $185,000.00 |
DisclosureSEC source: 0001251278-17-000007 · primary_doc.xml · derivative · entry 1 Rothwell James Richard · CIK 0001614788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600,000 Underlying: Common Stock · 500,000 shares Expires 2022-02-21 F1 · derivative.exercise_price: Canadian dollars. F1 · price: Canadian dollars. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.