Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OPENLANE, Inc.KAR · Entity 4015 | EVP, Chief People Officer | May 09, 2024 | May 13, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OPENLANE, Inc.
Report date May 09, 2024 · Filed May 13, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 57,232.6987 |
Ending reported balance
After 2024-05-09 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-05-09 · Exercise / conversion · Acquired 15,000 · Balance 61,508.6987 F1: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on May 9, 2024. Row 2 · 2024-05-09 · Tax withholding · Disposed 4,276 · Balance 57,232.6987 F2: Shares withheld by the Company to satisfy tax withholding requirements. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 15,000 |
Reported balance
After 2024-05-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-05-09 · Exercise / conversion · Disposed 15,000 · Balance 15,000 F3: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F4: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 9, 2023, one-third of these restricted stock units vested on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on May 9, 2024.
F2: Shares withheld by the Company to satisfy tax withholding requirements.
F3: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.
F4: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 9, 2023, one-third of these restricted stock units vested on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 13, 2017 Filed Feb 15, 2017 22:05 UTC | OPENLANE, Inc. KAR · Entity 4015 | SaleCommon Stock | 3,280 | $46.00 | $150,880.00 |
DisclosureSEC source: 0001395942-17-000017 · wf-form4_148719634565715.xml · nonDerivative · entry 3 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on June 15, 2016. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 22:05 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 3,280 | $18.80 | $61,664.00 |
DisclosureSEC source: 0001395942-17-000017 · wf-form4_148719634565715.xml · nonDerivative · entry 2 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,280 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2017 Filed Jan 19, 2017 23:54 UTC | OPENLANE, Inc. KAR · Entity 4015 | SaleCommon Stock | 1,540 | $46.02 | $70,878.19 |
DisclosureSEC source: 0001395942-17-000015 · wf-form4_148487005426099.xml · nonDerivative · entry 5 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on June 15, 2016. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.00 to $46.07 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 18, 2017 Filed Jan 19, 2017 23:54 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 1,540 | $18.80 | $28,952.00 |
DisclosureSEC source: 0001395942-17-000015 · wf-form4_148487005426099.xml · nonDerivative · entry 4 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,540 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 23:54 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 1,720 | $18.80 Strike: $18.80 | $32,336.00 |
DisclosureSEC source: 0001395942-17-000015 · wf-form4_148487005426099.xml · derivative · entry 7 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,280 Underlying: Common Stock · 1,720 shares Expires 2021-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: 180 shares were exercised on January 17, 2017 and 1,540 shares were exercised on January 18, 2017. F6 · derivative.exercise_date: All of these options are currently exercisable. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 23:54 UTC | OPENLANE, Inc. KAR · Entity 4015 | SaleCommon Stock | 180 | $46.00 | $8,280.00 |
DisclosureSEC source: 0001395942-17-000015 · wf-form4_148487005426099.xml · nonDerivative · entry 3 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on June 15, 2016. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 23:54 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 180 | $18.80 | $3,384.00 |
DisclosureSEC source: 0001395942-17-000015 · wf-form4_148487005426099.xml · nonDerivative · entry 2 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2016 Filed Oct 7, 2016 19:02 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 5,140 | $10.00 Strike: $10.00 | $51,400.00 |
DisclosureSEC source: 0001395942-16-000364 · wf-form4_147586693790814.xml · derivative · entry 6 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,140 shares Expires 2017-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: All of these options are currently exercisable. Read SEC document |
| October 05, 2016 Filed Oct 7, 2016 19:02 UTC | OPENLANE, Inc. KAR · Entity 4015 | SaleCommon Stock | 5,140 | $44.00 | $226,184.16 |
DisclosureSEC source: 0001395942-16-000364 · wf-form4_147586693790814.xml · nonDerivative · entry 3 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on June 15, 2016. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.0000 to $44.0200 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 05, 2016 Filed Oct 7, 2016 19:02 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 5,140 | $10.00 | $51,400.00 |
DisclosureSEC source: 0001395942-16-000364 · wf-form4_147586693790814.xml · nonDerivative · entry 2 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,140 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.