Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OPENLANE, Inc.KAR · Entity 4015 | EVP, Chief People Officer | May 09, 2024 | May 13, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OPENLANE, Inc.
Report date May 09, 2024 · Filed May 13, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 57,232.6987 |
Ending reported balance
After 2024-05-09 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-05-09 · Exercise / conversion · Acquired 15,000 · Balance 61,508.6987 F1: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on May 9, 2024. Row 2 · 2024-05-09 · Tax withholding · Disposed 4,276 · Balance 57,232.6987 F2: Shares withheld by the Company to satisfy tax withholding requirements. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 15,000 |
Reported balance
After 2024-05-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-05-09 · Exercise / conversion · Disposed 15,000 · Balance 15,000 F3: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F4: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 9, 2023, one-third of these restricted stock units vested on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on May 9, 2024.
F2: Shares withheld by the Company to satisfy tax withholding requirements.
F3: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.
F4: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 9, 2023, one-third of these restricted stock units vested on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 28, 2019 Filed Jul 3, 2019 00:39 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 4,156.952 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000082 · wf-form4_156211433715124.xml · derivative · entry 5 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,156.952 Underlying: Common Stock · 4,156.952 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7 · price: In connection with the Company's separation of IAA, Inc. into an independent publicly-traded company, certain previously-issued performance restricted stock units held by the reporting person, which were subject to performance-based vesting conditions (as described in further detail in the Company's annual proxy statement filed with the SEC on April 24, 2019) were converted at the target level of performance into restricted stock units subject only to the service-based vesting conditions described in this Form 4. F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 24, 2020, assuming continued employment through the applicable vesting date. F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 24, 2020, assuming continued employment through the applicable vesting date. Read SEC document |
| March 02, 2019 Filed Mar 5, 2019 22:24 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000043 · wf-form4_155182468238125.xml · derivative · entry 4 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 Underlying: Common Stock · 400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. Read SEC document |
| March 02, 2019 Filed Mar 5, 2019 22:24 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 115 | $47.72 | $5,487.80 |
DisclosureSEC source: 0001395942-19-000043 · wf-form4_155182468238125.xml · nonDerivative · entry 2 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,669.4373 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| March 02, 2019 Filed Mar 5, 2019 22:24 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000043 · wf-form4_155182468238125.xml · nonDerivative · entry 1 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,784.4373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2019. F2 · balance_after: Includes 1,715 shares acquired (including 86.7969 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| February 24, 2019 Filed Feb 27, 2019 01:29 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 432 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000028 · wf-form4_155123098316970.xml · derivative · entry 6 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432 Underlying: Common Stock · 432 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. Read SEC document |
| February 24, 2019 Filed Feb 27, 2019 01:29 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 124 | $47.06 | $5,835.44 |
DisclosureSEC source: 0001395942-19-000028 · wf-form4_155123098316970.xml · nonDerivative · entry 4 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,384.4373 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 24, 2019 Filed Feb 27, 2019 01:29 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 432 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000028 · wf-form4_155123098316970.xml · nonDerivative · entry 3 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,508.4373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2019. Read SEC document |
| February 22, 2019 Filed Feb 27, 2019 01:29 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 1,724 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000028 · wf-form4_155123098316970.xml · derivative · entry 8 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,724 Underlying: Common Stock · 1,724 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F9 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date. F9 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date. Read SEC document |
| February 22, 2019 Filed Feb 27, 2019 01:29 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 566 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000028 · wf-form4_155123098316970.xml · derivative · entry 5 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 566 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F6 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vested on February 22, 2019. F6 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vested on February 22, 2019. Read SEC document |
| February 22, 2019 Filed Feb 27, 2019 01:29 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 162 | $47.06 | $7,623.72 |
DisclosureSEC source: 0001395942-19-000028 · wf-form4_155123098316970.xml · nonDerivative · entry 2 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,076.4373 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 22, 2019 Filed Feb 27, 2019 01:29 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 566 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000028 · wf-form4_155123098316970.xml · nonDerivative · entry 1 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,238.4373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2019. F2 · balance_after: Includes 1,715 shares acquired (including 86.7969 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:14 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 1,853 | $53.85 | $99,784.05 |
DisclosureSEC source: 0001395942-19-000018 · wf-form4_155079442976984.xml · nonDerivative · entry 2 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,672.4373 F4 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:14 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantCommon Stock | 6,481 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000018 · wf-form4_155079442976984.xml · nonDerivative · entry 1 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,525.4373 F1 · shares: The number of performance-based restricted stock units that vested was determined based on the Company's cumulative operating adjusted net income per share exceeding certain levels over the three-year period beginning on January 1, 2016 and ending on December 31, 2018. F2 · price: Each performance-based restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The performance-based restricted stock units vested into common stock on February 19, 2019. F3 · balance_after: Includes 1,715 shares acquired (including 86.7969 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| July 16, 2018 Filed Jul 17, 2018 00:19 UTC | OPENLANE, Inc. KAR · Entity 4015 | SaleCommon Stock | 8,549 | $60.01 | $513,027.20 |
DisclosureSEC source: 0001395942-18-000108 · wf-form4_153178674389656.xml · nonDerivative · entry 4 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,021.5446 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on December 15, 2017. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.0000 to $60.0700 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 16, 2018 Filed Jul 17, 2018 00:19 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 8,549 | $30.89 | $264,078.61 |
DisclosureSEC source: 0001395942-18-000108 · wf-form4_153178674389656.xml · nonDerivative · entry 3 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,570.5446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 00:19 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 8,749 | $30.89 Strike: $30.89 | $270,256.61 |
DisclosureSEC source: 0001395942-18-000108 · wf-form4_153178674389656.xml · derivative · entry 5 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,749 shares Expires 2024-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: 200 shares were exercised on July 13, 2018 and 8,549 shares were exercised on July 16, 2018. F5 · derivative.exercise_date: All of these options are currently exercisable. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 00:19 UTC | OPENLANE, Inc. KAR · Entity 4015 | SaleCommon Stock | 200 | $60.00 | $12,000.00 |
DisclosureSEC source: 0001395942-18-000108 · wf-form4_153178674389656.xml · nonDerivative · entry 2 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,021.5446 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on December 15, 2017. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 00:19 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 200 | $30.89 | $6,178.00 |
DisclosureSEC source: 0001395942-18-000108 · wf-form4_153178674389656.xml · nonDerivative · entry 1 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,221.5446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,692.1072 shares acquired (including 63.9041 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 02:22 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000057 · wf-form4_152038935131484.xml · derivative · entry 5 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200 Underlying: Common Stock · 1,200 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 17:56 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,188 | $30.89 Strike: $30.89 | $67,587.32 |
DisclosureSEC source: 0001395942-18-000055 · wf-form4_152001339317987.xml · derivative · entry 3 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,749 Underlying: Common Stock · 2,188 shares Expires 2024-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All of these options are currently exercisable. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 17:56 UTC | OPENLANE, Inc. KAR · Entity 4015 | SaleCommon Stock | 2,188 | $54.00 | $118,152.00 |
DisclosureSEC source: 0001395942-18-000055 · wf-form4_152001339317987.xml · nonDerivative · entry 2 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,542.0527 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on December 15, 2017. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 17:56 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 2,188 | $30.89 | $67,587.32 |
DisclosureSEC source: 0001395942-18-000055 · wf-form4_152001339317987.xml · nonDerivative · entry 1 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,730.0527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,212.6153 shares acquired (including 45.6668 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 02:11 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 432 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000048 · wf-form4_151969750172632.xml · derivative · entry 7 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 864 Underlying: Common Stock · 432 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 02:11 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 189 | $51.42 | $9,718.38 |
DisclosureSEC source: 0001395942-18-000048 · wf-form4_151969750172632.xml · nonDerivative · entry 4 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,542.0527 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 02:11 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 432 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000048 · wf-form4_151969750172632.xml · nonDerivative · entry 3 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,731.0527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2018. Read SEC document |
| February 22, 2018 Filed Feb 27, 2018 02:11 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 566 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000048 · wf-form4_151969750172632.xml · derivative · entry 6 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566 Underlying: Common Stock · 566 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| February 22, 2018 Filed Feb 27, 2018 02:11 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 247 | $50.87 | $12,564.89 |
DisclosureSEC source: 0001395942-18-000048 · wf-form4_151969750172632.xml · nonDerivative · entry 2 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,299.0527 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 22, 2018 Filed Feb 27, 2018 02:11 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 566 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000048 · wf-form4_151969750172632.xml · nonDerivative · entry 1 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,546.0527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2018. F2 · balance_after: Includes 1,212.6153 shares acquired (including 45.6668 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:53 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 536 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000033 · wf-form4_151933999822631.xml · derivative · entry 4 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 536 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F6 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vested on February 20, 2018. F6 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vested on February 20, 2018. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:53 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 154 | $50.49 | $7,775.46 |
DisclosureSEC source: 0001395942-18-000033 · wf-form4_151933999822631.xml · nonDerivative · entry 2 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,980.0527 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:53 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 536 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000033 · wf-form4_151933999822631.xml · nonDerivative · entry 1 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,134.0527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2018. F2 · balance_after: Includes 1,212.6153 shares acquired (including 45.6668 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| February 06, 2018 Filed Feb 9, 2018 02:12 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 1,296 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000022 · wf-form4_151814232512866.xml · derivative · entry 6 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,296 Underlying: Common Stock · 1,296 shares Expires not disclosed F9 · derivative.exercise_price: Converts into common stock on a 1-for-1 basis. F10 · derivative.exercise_date: The compensation committee certified on February 6, 2018 that the Company achieved the 2017 net income performance goal for the restricted stock unit awards granted in 2017 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. F10 · derivative.expiration_date: The compensation committee certified on February 6, 2018 that the Company achieved the 2017 net income performance goal for the restricted stock unit awards granted in 2017 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. Read SEC document |
| February 06, 2018 Filed Feb 9, 2018 02:12 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 2,443 | $51.04 | $124,690.72 |
DisclosureSEC source: 0001395942-18-000022 · wf-form4_151814232512866.xml · nonDerivative · entry 2 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,598.0527 F4 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 06, 2018 Filed Feb 9, 2018 02:12 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantCommon Stock | 7,022.5546 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000022 · wf-form4_151814232512866.xml · nonDerivative · entry 1 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,041.0527 F1 · shares: The number of performance-based restricted stock units that vested was determined based on the Company's cumulative adjusted net income per share exceeding certain levels over the three-year period beginning on January 1, 2015 and ending on December 31, 2017. F2 · price: Each performance-based restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The performance-based restricted stock units vested into common stock on February 6, 2018. F3 · balance_after: Includes 1,212.6153 shares acquired (including 45.6668 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| January 19, 2018 Filed Jan 22, 2018 22:14 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 6,563 | $30.89 Strike: $30.89 | $202,731.07 |
DisclosureSEC source: 0001395942-18-000010 · wf-form4_151665926241456.xml · derivative · entry 3 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,937 Underlying: Common Stock · 6,563 shares Expires 2024-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 13,125 of these options are currently exercisable and the remaining 4,375 options become exercisable on February 27, 2018, assuming continued employment through the applicable vesting date. Read SEC document |
| January 19, 2018 Filed Jan 22, 2018 22:14 UTC | OPENLANE, Inc. KAR · Entity 4015 | SaleCommon Stock | 6,563 | $54.05 | $354,757.06 |
DisclosureSEC source: 0001395942-18-000010 · wf-form4_151665926241456.xml · nonDerivative · entry 2 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,018.4981 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on December 15, 2017. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.0000 to $54.1200 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 19, 2018 Filed Jan 22, 2018 22:14 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 6,563 | $30.89 | $202,731.07 |
DisclosureSEC source: 0001395942-18-000010 · wf-form4_151665926241456.xml · nonDerivative · entry 1 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,581.4981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,212.6153 shares acquired (including 45.6668 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 20:56 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 10,000 | $18.80 Strike: $18.80 | $188,000.00 |
DisclosureSEC source: 0001395942-17-000125 · wf-form4_151311214991843.xml · derivative · entry 4 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2021-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: All of these options are currently exercisable. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 20:56 UTC | OPENLANE, Inc. KAR · Entity 4015 | SaleCommon Stock | 10,000 | $51.18 | $511,772.00 |
DisclosureSEC source: 0001395942-17-000125 · wf-form4_151311214991843.xml · nonDerivative · entry 2 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,010.3965 F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.1600 to $51.2050 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 20:56 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 10,000 | $18.80 | $188,000.00 |
DisclosureSEC source: 0001395942-17-000125 · wf-form4_151311214991843.xml · nonDerivative · entry 1 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,010.3965 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,204.5137 shares acquired (including 37.5652 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 19:07 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 3,246 | $44.72 | $145,161.12 |
DisclosureSEC source: 0001395942-17-000054 · wf-form4_148908642363845.xml · nonDerivative · entry 2 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,426.5031 F4 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 19:07 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantCommon Stock | 7,016.8827 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000054 · wf-form4_148908642363845.xml · nonDerivative · entry 1 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,672.5031 F1 · shares: The number of performance-based restricted stock units that vested was determined as follows: (1) fifty percent was determined based on the Company's total stockholder return relative to that of companies within the S&P 500 Index over a three-year period from February 27, 2014 through February 27, 2017; and (2) fifty percent was determined based on the Company's cumulative adjusted net income per share exceeding certain levels over the three-year period beginning on January 1, 2014 and ending on December 31, 2016. F2 · price: Each performance-based restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The performance-based restricted stock units vested into common stock on March 7, 2017. F3 · balance_after: Includes 620.6204 shares acquired (including 11.4586 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan on May 31, 2016. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 02:44 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 566 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000044 · wf-form4_148824987322311.xml · derivative · entry 8 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,132 Underlying: Common Stock · 566 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017. F9 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. F9 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 02:44 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 1,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000044 · wf-form4_148824987322311.xml · derivative · entry 7 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,698 Underlying: Common Stock · 1,698 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F8 · derivative.exercise_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. F8 · derivative.expiration_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 02:44 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 205 | $44.80 | $9,184.00 |
DisclosureSEC source: 0001395942-17-000044 · wf-form4_148824987322311.xml · nonDerivative · entry 3 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 02:44 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 566 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000044 · wf-form4_148824987322311.xml · nonDerivative · entry 2 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 01:49 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 536 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000028 · wf-form4_148781456814185.xml · derivative · entry 6 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 536 Underlying: Common Stock · 536 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017. F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date. F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 01:49 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 199 | $46.48 | $9,249.52 |
DisclosureSEC source: 0001395942-17-000028 · wf-form4_148781456814185.xml · nonDerivative · entry 3 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 01:49 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 536 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000028 · wf-form4_148781456814185.xml · nonDerivative · entry 2 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 536 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 22:05 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 3,280 | $18.80 Strike: $18.80 | $61,664.00 |
DisclosureSEC source: 0001395942-17-000017 · wf-form4_148719634565715.xml · derivative · entry 5 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 3,280 shares Expires 2021-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: All of these options are currently exercisable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.