Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PYXUS INTERNATIONAL, INC.PYYX · Entity 6980 | SVP Chief Legal Officer & Sec | May 10, 2024 | May 14, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PYXUS INTERNATIONAL, INC.
Report date May 10, 2024 · Filed May 14, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2028-03-31 | Direct | 0 |
Reported balance
After 2024-05-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-05-10 · Disposition to issuer · Disposed 36,000 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock. F2: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc. F3: The restricted stock units were awarded on July 6, 2021 and were fully earned for vesting, based on continued employment, through March 31, 2024, with vesting contingent upon Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2031-03-31 | Direct | 36,000 |
Reported balance
After 2024-05-10 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-05-10 · Grant · Acquired 36,000 · Balance 36,000 F1: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock. F2: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc. F4: The restricted stock units were fully earned for vesting, based on continued employment, through March 31, 2024, with vesting contingent upon the earliest to occur (such earliest event to occur being referred to as the Vesting Event) of the following: (i) March 31, 2031; (ii) the occurrence of a Change in Control (as defined in the Pyxus International, Inc. Amended and Restated 2020 Incentive Plan) as a result of a merger, consolidation, share exchange or sale of all or substantially all of the assets of the Company; or (iii) Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2031-03-31 | Direct | 18,400 |
Reported balance
After 2024-05-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-05-10 · Grant · Acquired 18,400 · Balance 18,400 F1: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock. F5: The restricted stock units were awarded on May 10, 2024 and are to be earned for vesting, subject to continued employment, in equal installments on May 10, 2025, March 31, 2026 and March 31, 2027, with vesting being further subject to the occurrence of the Vesting Event. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.
F2: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc.
F3: The restricted stock units were awarded on July 6, 2021 and were fully earned for vesting, based on continued employment, through March 31, 2024, with vesting contingent upon Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.
F4: The restricted stock units were fully earned for vesting, based on continued employment, through March 31, 2024, with vesting contingent upon the earliest to occur (such earliest event to occur being referred to as the Vesting Event) of the following: (i) March 31, 2031; (ii) the occurrence of a Change in Control (as defined in the Pyxus International, Inc. Amended and Restated 2020 Incentive Plan) as a result of a merger, consolidation, share exchange or sale of all or substantially all of the assets of the Company; or (iii) Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.
F5: The restricted stock units were awarded on May 10, 2024 and are to be earned for vesting, subject to continued employment, in equal installments on May 10, 2025, March 31, 2026 and March 31, 2027, with vesting being further subject to the occurrence of the Vesting Event.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 22, 2017 Filed Mar 23, 2017 13:22 UTC | PYXUS INTERNATIONAL, INC. AOI · Entity 6980 | GrantRestricted Stock Units · Derivative | 970 | $0.00 | $0.00 |
DisclosureSEC source: 0000939930-17-000020 · edgar.xml · derivative · entry 2 OQuinn William L Jr · CIK 0001516355 · SVP Chief Legal Officer & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 970 Underlying: Common Stock · 970 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units vest one third on each of the three anniversaries of March 22, 2017, the date of grant F2 · derivative.expiration_date: The restricted stock units vest one third on each of the three anniversaries of March 22, 2017, the date of grant Read SEC document |
| February 23, 2017 Filed Mar 1, 2017 15:20 UTC Amendment | PYXUS INTERNATIONAL, INC. AOI · Entity 6980 | Exercise / conversionRestricted Stock Units · Derivative | 1,584 | $0.00 | $0.00 |
DisclosureSEC source: 0000939930-17-000017 · edgar.xml · derivative · entry 3 OQuinn William L Jr · CIK 0001516355 · SVP Chief Legal Officer & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,584 Underlying: Common Stock · 1,584 shares Expires 2017-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock. Read SEC document |
| February 23, 2017 Filed Mar 1, 2017 15:20 UTC Amendment | PYXUS INTERNATIONAL, INC. AOI · Entity 6980 | Tax withholdingCommon Stock | 640 | $13.90 | $8,896.00 |
DisclosureSEC source: 0000939930-17-000017 · edgar.xml · nonDerivative · entry 2 OQuinn William L Jr · CIK 0001516355 · SVP Chief Legal Officer & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,294 F2 · shares: Shares surrendered to issuer to cover the tax liability of the award Read SEC document |
| February 23, 2017 Filed Mar 1, 2017 15:20 UTC Amendment | PYXUS INTERNATIONAL, INC. AOI · Entity 6980 | Exercise / conversionCommon stock | 1,584 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000939930-17-000017 · edgar.xml · nonDerivative · entry 1 OQuinn William L Jr · CIK 0001516355 · SVP Chief Legal Officer & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Securities Acquired on original filing were incorrect due to administrative error, although total Securities Beneficial Owned were shown correctly F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock. Read SEC document |
| February 23, 2017 Filed Mar 1, 2017 14:52 UTC | PYXUS INTERNATIONAL, INC. AOI · Entity 6980 | Exercise / conversionRestricted Stock Units · Derivative | 1,584 | $0.00 | $0.00 |
DisclosureSEC source: 0000939930-17-000012 · edgar.xml · derivative · entry 3 OQuinn William L Jr · CIK 0001516355 · SVP Chief Legal Officer & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,584 Underlying: Common Stock · 1,584 shares Expires 2017-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock. Read SEC document |
| February 23, 2017 Filed Mar 1, 2017 14:52 UTC | PYXUS INTERNATIONAL, INC. AOI · Entity 6980 | Tax withholdingCommon Stock | 640 | $13.90 | $8,896.00 |
DisclosureSEC source: 0000939930-17-000012 · edgar.xml · nonDerivative · entry 2 OQuinn William L Jr · CIK 0001516355 · SVP Chief Legal Officer & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,294 F2 · shares: Shares surrendered to issuer to cover the tax liability of the award Read SEC document |
| February 23, 2017 Filed Mar 1, 2017 14:52 UTC | PYXUS INTERNATIONAL, INC. AOI · Entity 6980 | Exercise / conversionCommon stock | 1,684 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000939930-17-000012 · edgar.xml · nonDerivative · entry 1 OQuinn William L Jr · CIK 0001516355 · SVP Chief Legal Officer & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.