Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AVIENT CORPAVNT · Entity 4061 | SVP, President CAI - EMEA | May 10, 2024 | May 14, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AVIENT CORP
Report date May 10, 2024 · Filed May 14, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,857 |
Ending reported balance
After 2024-05-10 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2024-05-10 · Exercise / conversion · Acquired 11,050 · Balance 40,224 Row 2 · 2024-05-10 · Tax withholding · Disposed 10,420 · Balance 29,804 Row 3 · 2024-05-10 · Exercise / conversion · Acquired 9,200 · Balance 39,004 Row 4 · 2024-05-10 · Tax withholding · Disposed 8,147 · Balance 30,857 |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $41.89 · Expires 2028-02-14 | Direct | 0 |
Reported balance
After 2024-05-10 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-05-10 · Exercise / conversion · Disposed 11,050 · Balance 0 F2: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $41.89 per share and no more than one-third of the grant can vest per year during the first three years. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $38.27 · Expires 2025-02-04 | Direct | 0 |
Reported balance
After 2024-05-10 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2024-05-10 · Exercise / conversion · Disposed 9,200 · Balance 0 F3: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $38.27 per share and no more than one-third of the grant can vest per year during the first three years. |
| Common StockSEC Table I · non-derivative | IndirectSupplemental Plan | 15,134.001 |
Reported balance
Holding disclosure · report date 2024-05-10 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 15,134.001 F1: The information in this report is based on a plan statement as of May 10, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: The information in this report is based on a plan statement as of May 10, 2024.
F2: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $41.89 per share and no more than one-third of the grant can vest per year during the first three years.
F3: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $38.27 per share and no more than one-third of the grant can vest per year during the first three years.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 10, 2024 Filed May 14, 2024 19:18 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionStock Appreciation Rights · Derivative | 9,200 | $0.00 Strike: $38.27 | $0.00 |
DisclosureSEC source: 0001127602-24-015242 · form4.xml · derivative · entry 7 Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,200 shares Expires 2025-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $38.27 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| May 10, 2024 Filed May 14, 2024 19:18 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionStock Appreciation Rights · Derivative | 11,050 | $0.00 Strike: $41.89 | $0.00 |
DisclosureSEC source: 0001127602-24-015242 · form4.xml · derivative · entry 6 Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,050 shares Expires 2028-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $41.89 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| May 10, 2024 Filed May 14, 2024 19:18 UTC | AVIENT CORP AVNT · Entity 4061 | Tax withholdingCommon Stock | 8,147 | $45.49 | $370,607.03 |
DisclosureSEC source: 0001127602-24-015242 · form4.xml · nonDerivative · entry 4 Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,857 Read SEC document |
| May 10, 2024 Filed May 14, 2024 19:18 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionCommon Stock | 9,200 | $38.27 | $352,084.00 |
DisclosureSEC source: 0001127602-24-015242 · form4.xml · nonDerivative · entry 3 Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2024 Filed May 14, 2024 19:18 UTC | AVIENT CORP AVNT · Entity 4061 | Tax withholdingCommon Stock | 10,420 | $45.49 | $474,005.80 |
DisclosureSEC source: 0001127602-24-015242 · form4.xml · nonDerivative · entry 2 Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,804 Read SEC document |
| May 10, 2024 Filed May 14, 2024 19:18 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionCommon Stock | 11,050 | $41.89 | $462,884.50 |
DisclosureSEC source: 0001127602-24-015242 · form4.xml · nonDerivative · entry 1 Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,224 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 18:59 UTC | AVIENT CORP AVNT · Entity 4061 | GrantRestricted Stock Units · Derivative | 6,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-006807 · form4.xml · derivative · entry 2 Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,400 Underlying: Common Stock · 6,400 shares Expires 2027-02-22 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 18:59 UTC | AVIENT CORP AVNT · Entity 4061 | GrantStock Appreciation Rights · Derivative | 20,600 | $0.00 Strike: $39.27 | $0.00 |
DisclosureSEC source: 0001127602-24-006807 · form4.xml · derivative · entry 1 Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,600 Underlying: Common Stock · 20,600 shares Expires 2034-02-22 F1 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of twenty consecutive trading days) from the grant date closing price of $39.27 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 23:34 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionRestricted Stock Units · Derivative | 5,050 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-004593 · form4.xml · derivative · entry 4 Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,050 shares Expires 2024-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 23:34 UTC | AVIENT CORP AVNT · Entity 4061 | Tax withholdingCommon Stock | 1,905 | $37.01 | $70,504.05 |
DisclosureSEC source: 0001127602-24-004593 · form4.xml · nonDerivative · entry 2 Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,174 F3 · shares: Represents shares of Avient common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 8, 2024. Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 23:34 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionCommon Stock | 5,050 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-004593 · form4.xml · nonDerivative · entry 1 Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,079 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units. Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 16:43 UTC | AVIENT CORP AVNT · Entity 4061 | GrantStock Appreciation Rights · Derivative | 18,800 | $0.00 Strike: $42.93 | $0.00 |
DisclosureSEC source: 0001127602-23-006152 · form4.xml · derivative · entry 2 Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,800 Underlying: Common Stock · 18,800 shares Expires 2033-02-17 F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of twenty consecutive trading days) from the grant date closing price of $42.93 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 16:43 UTC | AVIENT CORP AVNT · Entity 4061 | GrantRestricted Stock Units · Derivative | 5,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006152 · form4.xml · derivative · entry 1 Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,550 Underlying: Common Stock · 5,550 shares Expires 2026-02-17 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 18:13 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionRestricted Stock Units · Derivative | 6,300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-005074 · form4.xml · derivative · entry 4 Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,300 shares Expires 2023-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 18:13 UTC | AVIENT CORP AVNT · Entity 4061 | Tax withholdingCommon Stock | 3,066 | $37.88 | $116,140.08 |
DisclosureSEC source: 0001127602-23-005074 · form4.xml · nonDerivative · entry 2 Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,662 F3 · shares: Represents shares of Avient common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 10, 2023. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 18:13 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionCommon Stock | 6,300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-005074 · form4.xml · nonDerivative · entry 1 Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,728 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units. Read SEC document |
| February 14, 2022 Filed Feb 15, 2022 22:16 UTC | AVIENT CORP AVNT · Entity 4061 | GrantStock Appreciation Rights · Derivative | 16,000 | $0.00 Strike: $52.64 | $0.00 |
DisclosureSEC source: 0001127602-22-005061 · form4.xml · derivative · entry 6 Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 16,000 shares Expires 2032-02-14 F5 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $52.64 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| February 14, 2022 Filed Feb 15, 2022 22:16 UTC | AVIENT CORP AVNT · Entity 4061 | GrantRestricted Stock Units · Derivative | 4,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-005061 · form4.xml · derivative · entry 5 Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,550 Underlying: Common Stock · 4,550 shares Expires 2025-02-14 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 22:16 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionRestricted Stock Units · Derivative | 5,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-005061 · form4.xml · derivative · entry 4 Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,800 shares Expires 2022-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 22:16 UTC | AVIENT CORP AVNT · Entity 4061 | Tax withholdingCommon Stock | 2,646 | $52.64 | $139,285.44 |
DisclosureSEC source: 0001127602-22-005061 · form4.xml · nonDerivative · entry 2 Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,964 F3 · shares: Represents shares of Avient common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 11, 2022. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 22:16 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionCommon Stock | 5,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-005061 · form4.xml · nonDerivative · entry 1 Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,610 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 20:13 UTC | AVIENT CORP AVNT · Entity 4061 | SaleCommon Stock | 5,347 | $52.23 | $279,262.05 |
DisclosureSEC source: 0001127602-21-018961 · form4.xml · nonDerivative · entry 5 Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,383 F1 · price: The sale price is a weighted average for the sale transactions. The sales prices range from a low of $51.97 per share to a high of $52.37. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, Avient Corporation or a security holder of Avient Corporation. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 20:13 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionStock Appreciation Rights · Derivative | 12,900 | $0.00 Strike: $24.98 | $0.00 |
DisclosureSEC source: 0001127602-21-018961 · form4.xml · derivative · entry 8 Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,900 shares Expires 2026-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $24.98 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 20:13 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionStock Appreciation Rights · Derivative | 7,800 | $0.00 Strike: $35.07 | $0.00 |
DisclosureSEC source: 0001127602-21-018961 · form4.xml · derivative · entry 7 Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,800 shares Expires 2024-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $35.07 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 20:13 UTC | AVIENT CORP AVNT · Entity 4061 | Disposition to issuerCommon Stock | 9,042 | $52.91 | $478,412.22 |
DisclosureSEC source: 0001127602-21-018961 · form4.xml · nonDerivative · entry 4 Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,730 Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 20:13 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionCommon Stock | 12,900 | $24.98 | $322,242.00 |
DisclosureSEC source: 0001127602-21-018961 · form4.xml · nonDerivative · entry 3 Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,772 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 20:13 UTC | AVIENT CORP AVNT · Entity 4061 | Disposition to issuerCommon Stock | 6,311 | $52.91 | $333,915.01 |
DisclosureSEC source: 0001127602-21-018961 · form4.xml · nonDerivative · entry 2 Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,872 Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 20:13 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionCommon Stock | 7,800 | $35.07 | $273,546.00 |
DisclosureSEC source: 0001127602-21-018961 · form4.xml · nonDerivative · entry 1 Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,183 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2021 Filed Feb 17, 2021 00:01 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionRestricted Stock Units · Derivative | 3,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-006007 · form4.xml · derivative · entry 4 Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,900 shares Expires 2021-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. Read SEC document |
| February 14, 2021 Filed Feb 17, 2021 00:01 UTC | AVIENT CORP AVNT · Entity 4061 | Tax withholdingCommon Stock | 1,655 | $44.17 | $73,101.35 |
DisclosureSEC source: 0001127602-21-006007 · form4.xml · nonDerivative · entry 2 Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,383 F3 · shares: Represents shares of Avient common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 14, 2021. Read SEC document |
| February 14, 2021 Filed Feb 17, 2021 00:01 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionCommon Stock | 3,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-006007 · form4.xml · nonDerivative · entry 1 Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,038 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units. Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 20:41 UTC | AVIENT CORP AVNT · Entity 4061 | GrantStock Appreciation Rights · Derivative | 20,150 | $0.00 Strike: $42.27 | $0.00 |
DisclosureSEC source: 0001127602-21-004648 · form4.xml · derivative · entry 2 Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,150 Underlying: Common Stock · 20,150 shares Expires 2031-02-08 F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $42.27 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 20:41 UTC | AVIENT CORP AVNT · Entity 4061 | GrantRestricted Stock Units · Derivative | 5,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-004648 · form4.xml · derivative · entry 1 Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,050 Underlying: Common Stock · 5,050 shares Expires 2024-02-08 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. Read SEC document |
| March 18, 2020 Filed Mar 19, 2020 18:44 UTC | AVIENT CORP POL · Entity 4061 | OtherCommon Stock | 4,935.8342 | $10.13 | $50,000.00 |
DisclosureSEC source: 0001127602-20-011425 · form4.xml · nonDerivative · entry 1 Garratt Michael A · CIK 0001582428 · SVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Supplemental Plan Disclosed balance after: 14,129.7898 F1 · balance_after: Reflects the investment by the reporting person in PolyOne stock under the Supplemental Plan. F2 · ownership.nature: The information in this report is based on a plan statement as of March 18, 2020. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 21:30 UTC | AVIENT CORP POL · Entity 4061 | OtherCommon Stock | 5,163.029 | $15.28 | $78,891.08 |
DisclosureSEC source: 0001127602-20-011122 · form4.xml · nonDerivative · entry 1 Garratt Michael A · CIK 0001582428 · SVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Supplemental Plan Disclosed balance after: 9,018.6611 F1 · balance_after: Reflects the investment by the reporting person in PolyOne stock under the Supplemental Plan. F2 · ownership.nature: The information in this report is based on a plan statement as of March 16, 2020. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 20:29 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionRestricted Stock Units · Derivative | 4,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-006370 · form4.xml · derivative · entry 4 Garratt Michael A · CIK 0001582428 · SVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,400 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 20:29 UTC | AVIENT CORP POL · Entity 4061 | Tax withholdingCommon Stock | 1,502 | $31.49 | $47,297.98 |
DisclosureSEC source: 0001127602-20-006370 · form4.xml · nonDerivative · entry 2 Garratt Michael A · CIK 0001582428 · SVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,845 F3 · shares: Represents shares of PolyOne common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 15, 2020. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 20:29 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionCommon Stock | 4,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-006370 · form4.xml · nonDerivative · entry 1 Garratt Michael A · CIK 0001582428 · SVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,347 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units. Read SEC document |
| February 10, 2020 Filed Feb 11, 2020 21:54 UTC | AVIENT CORP POL · Entity 4061 | GrantStock Appreciation Rights · Derivative | 19,650 | $0.00 Strike: $31.48 | $0.00 |
DisclosureSEC source: 0001127602-20-004871 · form4.xml · derivative · entry 2 Garratt Michael A · CIK 0001582428 · SVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,650 Underlying: Common Stock · 19,650 shares Expires 2030-02-10 F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $31.48 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| February 10, 2020 Filed Feb 11, 2020 21:54 UTC | AVIENT CORP POL · Entity 4061 | GrantRestricted Stock Units · Derivative | 6,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-004871 · form4.xml · derivative · entry 1 Garratt Michael A · CIK 0001582428 · SVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,300 Underlying: Common Stock · 6,300 shares Expires 2023-02-10 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
| May 09, 2019 Filed May 10, 2019 17:00 UTC | AVIENT CORP POL · Entity 4061 | OtherCommon Stock | 3,706.696 | $26.95 | $99,895.46 |
DisclosureSEC source: 0001127602-19-018083 · form4.xml · nonDerivative · entry 1 Garratt Michael A · CIK 0001582428 · SVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Supplemental Plan Disclosed balance after: 3,706.696 F1 · balance_after: Reflects the investment by the reporting person in PolyOne stock under the Supplemental Plan. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:08 UTC | AVIENT CORP POL · Entity 4061 | GrantStock Appreciation Rights · Derivative | 18,200 | $0.00 Strike: $31.54 | $0.00 |
DisclosureSEC source: 0001127602-19-005618 · form4.xml · derivative · entry 5 Garratt Michael A · CIK 0001582428 · SVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,200 Underlying: Common Stock · 18,200 shares Expires 2029-02-11 F4 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $31.54 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:08 UTC | AVIENT CORP POL · Entity 4061 | GrantRestricted Stock Units · Derivative | 5,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005618 · form4.xml · derivative · entry 4 Garratt Michael A · CIK 0001582428 · SVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,800 Underlying: Common Stock · 5,800 shares Expires 2022-02-11 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:08 UTC | AVIENT CORP POL · Entity 4061 | Tax withholdingCommon Stock | 1,436 | $31.49 | $45,219.64 |
DisclosureSEC source: 0001127602-19-005618 · form4.xml · nonDerivative · entry 2 Garratt Michael A · CIK 0001582428 · SVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,680 Read SEC document |
| February 10, 2019 Filed Feb 13, 2019 21:08 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionRestricted Stock Units · Derivative | 4,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-005618 · form4.xml · derivative · entry 3 Garratt Michael A · CIK 0001582428 · SVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,250 shares Expires 2019-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F1 · date: As the vesting date fell on a weekend, the vesting transaction was executed on the following business day, February 11, 2019. F2 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
| February 10, 2019 Filed Feb 13, 2019 21:08 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionCommon Stock | 4,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-005618 · form4.xml · nonDerivative · entry 1 Garratt Michael A · CIK 0001582428 · SVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: As the vesting date fell on a weekend, the vesting transaction was executed on the following business day, February 11, 2019. F2 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F3 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 21:10 UTC | AVIENT CORP POL · Entity 4061 | GrantStock Appreciation Rights · Derivative | 11,050 | $0.00 Strike: $41.89 | $0.00 |
DisclosureSEC source: 0001127602-18-006629 · form4.xml · derivative · entry 2 Garratt Michael A · CIK 0001582428 · SVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,050 Underlying: Common Stock · 11,050 shares Expires 2028-02-14 F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $41.89 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 21:10 UTC | AVIENT CORP POL · Entity 4061 | GrantRestricted Stock Units · Derivative | 3,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006629 · form4.xml · derivative · entry 1 Garratt Michael A · CIK 0001582428 · SVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,900 Underlying: Common Stock · 3,900 shares Expires 2021-02-14 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
| February 04, 2018 Filed Feb 6, 2018 21:12 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionRestricted Stock Units · Derivative | 3,300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-004309 · form4.xml · derivative · entry 3 Garratt Michael A · CIK 0001582428 · SVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,300 shares Expires 2018-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
| February 04, 2018 Filed Feb 6, 2018 21:12 UTC | AVIENT CORP POL · Entity 4061 | Tax withholdingCommon Stock | 1,121 | $42.88 | $48,068.48 |
DisclosureSEC source: 0001127602-18-004309 · form4.xml · nonDerivative · entry 2 Garratt Michael A · CIK 0001582428 · SVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,650 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.