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Frieberg Jacob B.

Disclosed activity across 1 company

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91075
SEC CIK
0001748346

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
VACCINEX, INC.VCNX · Entity 9673DirectorMay 10, 2024May 14, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

VACCINEX, INC.

Report date May 10, 2024 · Filed May 14, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.75 · Expires 2034-05-10Direct2,211 Reported balance After 2024-05-10 transaction · row 28 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 28 · 2024-05-10 · Grant · Acquired 2,211 · Balance 2,211

F9: Pursuant to the Issuer's Director Compensation Plan, in a transaction exempt under Rule 16b-3, the reporting person elected to receive these options in lieu of $8,750 for retainer and meeting fees during the first quarter of 2024. The number of options was calculated in accordance with the Black-Scholes valuation model and all such options are immediately exercisable.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.75Direct10,108 Reported balance After 2024-05-10 transaction · row 29 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 29 · 2024-05-10 · Grant · Acquired 10,108 · Balance 10,108

F10: This option was granted pursuant to the Company's 2018 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and expires on May 10, 2034 or five years following retirement or cessation of services, whichever occurs first.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2,856.00 · Expires 2027-09-15Direct30 Reported balance Holding disclosure · report date 2024-05-10 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 30

F3: Exercisable in full as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1,104.60 · Expires 2029-03-30Direct11 Reported balance Holding disclosure · report date 2024-05-10 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 11

F3: Exercisable in full as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1,633.80Direct36 Reported balance Holding disclosure · report date 2024-05-10 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 36

F3: Exercisable in full as of the date of this report.

F4: This option expires on May 14, 2029 or five years following retirement or cessation of services, whichever occurs first.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1,159.20 · Expires 2029-06-29Direct11 Reported balance Holding disclosure · report date 2024-05-10 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 11

F3: Exercisable in full as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1,505.70 · Expires 2029-09-27Direct8 Reported balance Holding disclosure · report date 2024-05-10 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 8

F3: Exercisable in full as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1,018.50 · Expires 2029-12-28Direct13 Reported balance Holding disclosure · report date 2024-05-10 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 13

F3: Exercisable in full as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $840.00 · Expires 2030-03-29Direct15 Reported balance Holding disclosure · report date 2024-05-10 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 15

F3: Exercisable in full as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $829.50Direct74 Reported balance Holding disclosure · report date 2024-05-10 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 74

F3: Exercisable in full as of the date of this report.

F5: This option expires on May 12, 2030 or five years following retirement or cessation of services, whichever occurs first.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $758.10 · Expires 2030-06-28Direct17 Reported balance Holding disclosure · report date 2024-05-10 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 17

F3: Exercisable in full as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $373.80 · Expires 2030-09-28Direct36 Reported balance Holding disclosure · report date 2024-05-10 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 36

F3: Exercisable in full as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $434.70 · Expires 2030-12-29Direct31 Reported balance Holding disclosure · report date 2024-05-10 · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · Balance 31

F3: Exercisable in full as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $625.80 · Expires 2031-03-31Direct21 Reported balance Holding disclosure · report date 2024-05-10 · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · Balance 21

F3: Exercisable in full as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $451.50Direct136 Reported balance Holding disclosure · report date 2024-05-10 · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · Balance 136

F3: Exercisable in full as of the date of this report.

F6: This option expires on May 9, 2031 or five years following retirement or cessation of services, whichever occurs first.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $588.00 · Expires 2031-06-28Direct22 Reported balance Holding disclosure · report date 2024-05-10 · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · Balance 22

F3: Exercisable in full as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $453.60 · Expires 2031-09-28Direct29 Reported balance Holding disclosure · report date 2024-05-10 · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · Balance 29

F3: Exercisable in full as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $218.40 · Expires 2031-12-29Direct61 Reported balance Holding disclosure · report date 2024-05-10 · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · Balance 61

F3: Exercisable in full as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $277.20 · Expires 2032-03-28Direct47 Reported balance Holding disclosure · report date 2024-05-10 · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · Balance 47

F3: Exercisable in full as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $235.20Direct253 Reported balance Holding disclosure · report date 2024-05-10 · row 21 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 21 · Balance 253

F3: Exercisable in full as of the date of this report.

F7: This option expires on May 9, 2032 or five years following retirement or cessation of services, whichever occurs first.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $226.80 · Expires 2032-06-27Direct57 Reported balance Holding disclosure · report date 2024-05-10 · row 22 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 22 · Balance 57

F3: Exercisable in full as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $104.02 · Expires 2032-09-27Direct125 Reported balance Holding disclosure · report date 2024-05-10 · row 23 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 23 · Balance 125

F3: Exercisable in full as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $135.52 · Expires 2032-12-28Direct94 Reported balance Holding disclosure · report date 2024-05-10 · row 24 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 24 · Balance 94

F3: Exercisable in full as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $83.86 · Expires 2033-03-28Direct152 Reported balance Holding disclosure · report date 2024-05-10 · row 25 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 25 · Balance 152

F3: Exercisable in full as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $86.10Direct684 Reported balance Holding disclosure · report date 2024-05-10 · row 26 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 26 · Balance 684

F3: Exercisable in full as of the date of this report.

F8: This option expires on May 8, 2033 or five years following retirement or cessation of services, whichever occurs first.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $74.76 · Expires 2033-06-27Direct172 Reported balance Holding disclosure · report date 2024-05-10 · row 27 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 27 · Balance 172

F3: Exercisable in full as of the date of this report.

Common StockSEC Table I · non-derivativeDirect303 Reported balance Holding disclosure · report date 2024-05-10 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 303

Common StockSEC Table I · non-derivativeIndirectBy Benbow Estates, Ltd.451 Reported balance Holding disclosure · report date 2024-05-10 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 451

F1: Mr. Frieberg's spouse is the owner of Benbow Estates, Ltd. and Mr. Frieberg is an officer of Benbow Estates, Ltd. Mr. Frieberg disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Gee Eff Services Limited920 Reported balance Holding disclosure · report date 2024-05-10 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 920

F2: Mr. Frieberg is the sole owner and President of Gee Eff Services Limited.

Filing footnotes · ownership attribution and instrument terms

F1: Mr. Frieberg's spouse is the owner of Benbow Estates, Ltd. and Mr. Frieberg is an officer of Benbow Estates, Ltd. Mr. Frieberg disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

F2: Mr. Frieberg is the sole owner and President of Gee Eff Services Limited.

F3: Exercisable in full as of the date of this report.

F4: This option expires on May 14, 2029 or five years following retirement or cessation of services, whichever occurs first.

F5: This option expires on May 12, 2030 or five years following retirement or cessation of services, whichever occurs first.

F6: This option expires on May 9, 2031 or five years following retirement or cessation of services, whichever occurs first.

F7: This option expires on May 9, 2032 or five years following retirement or cessation of services, whichever occurs first.

F8: This option expires on May 8, 2033 or five years following retirement or cessation of services, whichever occurs first.

F9: Pursuant to the Issuer's Director Compensation Plan, in a transaction exempt under Rule 16b-3, the reporting person elected to receive these options in lieu of $8,750 for retainer and meeting fees during the first quarter of 2024. The number of options was calculated in accordance with the Black-Scholes valuation model and all such options are immediately exercisable.

F10: This option was granted pursuant to the Company's 2018 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and expires on May 10, 2034 or five years following retirement or cessation of services, whichever occurs first.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 10, 2024 Filed May 14, 2024 16:32 UTC VACCINEX, INC. VCNX · Entity 9673 GrantStock Option (Right to Buy) · Derivative 10,108 $0.00 Strike: $5.75 $0.00
Disclosure

SEC source: 0001062993-24-010179 · form4.xml · derivative · entry 29

Frieberg Jacob B. · CIK 0001748346 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,108

Underlying: Common Stock · 10,108 shares

Expires not disclosed

F10 · derivative.expiration_date: This option was granted pursuant to the Company's 2018 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and expires on May 10, 2034 or five years following retirement or cessation of services, whichever occurs first.

Read SEC document
May 10, 2024 Filed May 14, 2024 16:32 UTC VACCINEX, INC. VCNX · Entity 9673 GrantStock Option (Right to Buy) · Derivative 2,211 $3.96 Strike: $5.75 $8,755.56
Disclosure

SEC source: 0001062993-24-010179 · form4.xml · derivative · entry 28

Frieberg Jacob B. · CIK 0001748346 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,211

Underlying: Common Stock · 2,211 shares

Expires 2034-05-10

F9 · price: Pursuant to the Issuer's Director Compensation Plan, in a transaction exempt under Rule 16b-3, the reporting person elected to receive these options in lieu of $8,750 for retainer and meeting fees during the first quarter of 2024. The number of options was calculated in accordance with the Black-Scholes valuation model and all such options are immediately exercisable.

Read SEC document
October 23, 2023 Filed Oct 25, 2023 16:30 UTC VACCINEX, INC. VCNX · Entity 9673 Disposition to issuerStock Option (Right to Buy) · Derivative 11,291 $0.77 Strike: $1.13 $8,694.07
Disclosure

SEC source: 0001062993-23-019700 · form4.xml · derivative · entry 28

Frieberg Jacob B. · CIK 0001748346 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,291 shares

Expires 2033-09-26

F9 · price: This option was canceled by mutual agreement of the reporting person and Vaccinex, Inc. The reporting person received $8,750 as consideration for the cancellation, which represents the reporting person's retainer and meeting fees during the third quarter of 2023.

Read SEC document
September 29, 2023 Filed Oct 5, 2023 16:30 UTC VACCINEX, INC. VCNX · Entity 9673 GrantStock Option (Right to Buy) · Derivative 11,291 $0.77 Strike: $1.13 $8,694.07
Disclosure

SEC source: 0001062993-23-019059 · form4.xml · derivative · entry 28

Frieberg Jacob B. · CIK 0001748346 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,291

Underlying: Common Stock · 11,291 shares

Expires 2033-09-26

F10 · price: Pursuant to the Issuer's Director Compensation Plan, in a transaction exempt under Rule 16b-3, the reporting person elected to receive these options in lieu of $8,750 for retainer and meeting fees during the third quarter of 2023. The number of options was calculated in accordance with the Black-Scholes valuation model and all such options are immediately exercisable.

Read SEC document
June 30, 2023 Filed Oct 5, 2023 16:30 UTC VACCINEX, INC. VCNX · Entity 9673 GrantStock Option (Right to Buy) · Derivative 2,414 $3.62 Strike: $5.34 $8,738.68
Disclosure

SEC source: 0001062993-23-019059 · form4.xml · derivative · entry 27

Frieberg Jacob B. · CIK 0001748346 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,414

Underlying: Common Stock · 2,414 shares

Expires 2033-06-27

F9 · price: Pursuant to the Issuer's Director Compensation Plan, in a transaction exempt under Rule 16b-3, the reporting person elected to receive these options in lieu of $8,750 for retainer and meeting fees during the second quarter of 2023. The number of options was calculated in accordance with the Black-Scholes valuation model and all such options are immediately exercisable.

Read SEC document
May 11, 2023 Filed May 15, 2023 16:32 UTC VACCINEX, INC. VCNX · Entity 9673 GrantStock Option (Right to Buy) · Derivative 143,848 $0.00 Strike: $0.41 $0.00
Disclosure

SEC source: 0001062993-23-011115 · form4.xml · derivative · entry 26

Frieberg Jacob B. · CIK 0001748346 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,848

Underlying: Common Stock · 143,848 shares

Expires not disclosed

F8 · derivative.expiration_date: This option was granted pursuant to the Company's 2018 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and expires on May 8, 2033 or five years following retirement or cessation of services, whichever occurs first.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 16:34 UTC VACCINEX, INC. VCNX · Entity 9673 GrantStock Option (Right to Buy) · Derivative 32,107 $0.27 Strike: $0.40 $8,668.89
Disclosure

SEC source: 0001062993-23-008324 · form4.xml · derivative · entry 25

Frieberg Jacob B. · CIK 0001748346 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,107

Underlying: Common Stock · 32,107 shares

Expires 2033-03-28

F8 · price: Pursuant to the Issuer's Director Compensation Plan, in a transaction exempt under Rule 16b-3, the reporting person elected to receive these options in lieu of $8,750 for retainer and meeting fees during the first quarter of 2023. The number of options was calculated in accordance with the Black-Scholes valuation model and all such options are immediately exercisable.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 16:30 UTC VACCINEX, INC. VCNX · Entity 9673 GrantStock Option (Right to Buy) · Derivative 19,852 $0.44 Strike: $0.65 $8,734.88
Disclosure

SEC source: 0001062993-23-000300 · form4.xml · derivative · entry 24

Frieberg Jacob B. · CIK 0001748346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,852

Underlying: Common Stock · 19,852 shares

Expires 2032-12-28

F8 · price: Pursuant to the Issuer's Director Compensation Plan, in a transaction exempt under Rule 16b-3, the reporting person elected to receive these options in lieu of $8,750 for retainer and meeting fees during the fourth quarter of 2022. The number of options was calculated in accordance with the Black-Scholes valuation model and all such options are immediately exercisable.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 16:33 UTC VACCINEX, INC. VCNX · Entity 9673 GrantCommon Stock 188,928 $0.53 $99,999.59
Disclosure

SEC source: 0001062993-22-022814 · form4.xml · nonDerivative · entry 3

Frieberg Jacob B. · CIK 0001748346 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gee Eff Services Limited

Disclosed balance after: 193,049

F2 · ownership.nature: Mr. Frieberg is the sole owner and President of Gee Eff Services Limited.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 16:15 UTC VACCINEX, INC. VCNX · Entity 9673 GrantStock Option (Right to Buy) · Derivative 26,260 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001062993-22-020146 · form4.xml · derivative · entry 23

Frieberg Jacob B. · CIK 0001748346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,260

Underlying: Common Stock · 26,260 shares

Expires 2032-09-27

F8 · price: Pursuant to the Issuer's Director Compensation Plan, in a transaction exempt under Rule 16b-3, the reporting person elected to receive these options in lieu of $8,750 for retainer and meeting fees during the third quarter of 2022. The number of options was calculated in accordance with the Black-Scholes valuation model and all such options are immediately exercisable.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 16:30 UTC VACCINEX, INC. VCNX · Entity 9673 GrantStock Option (Right to Buy) · Derivative 12,064 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001062993-22-015746 · form4.xml · derivative · entry 22

Frieberg Jacob B. · CIK 0001748346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,064

Underlying: Common Stock · 12,064 shares

Expires 2032-06-27

F8 · price: Pursuant to the Issuer's Director Compensation Plan, in a transaction exempt under Rule 16b-3, the reporting person elected to receive these options in lieu of $8,750 for retainer and meeting fees during the second quarter of 2022. The number of options was calculated in accordance with the Black-Scholes valuation model and all such options are immediately exercisable.

Read SEC document
May 12, 2022 Filed May 13, 2022 16:37 UTC VACCINEX, INC. VCNX · Entity 9673 GrantStock Option (Right to Buy) · Derivative 53,254 $0.00 Strike: $1.12 $0.00
Disclosure

SEC source: 0001062993-22-012384 · form4.xml · derivative · entry 21

Frieberg Jacob B. · CIK 0001748346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,254

Underlying: Common Stock · 53,254 shares

Expires not disclosed

F7 · derivative.expiration_date: This option was granted pursuant to the Company's 2018 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and expires on May 9, 2032 or five years following retirement or cessation of services, whichever occurs first.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 16:30 UTC VACCINEX, INC. VCNX · Entity 9673 GrantStock Option (Right to Buy) · Derivative 10,032 $0.00 Strike: $1.32 $0.00
Disclosure

SEC source: 0001062993-22-009441 · form4.xml · derivative · entry 20

Frieberg Jacob B. · CIK 0001748346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,032

Underlying: Common Stock · 10,032 shares

Expires 2032-03-28

F7 · price: Pursuant to the Issuer's Director Compensation Plan, in a transaction exempt under Rule 16b-3, the reporting person elected to receive these options in lieu of $8,750 for retainer and meeting fees during the first quarter of 2022. The number of options was calculated in accordance with the Black-Scholes valuation model and all such options are immediately exercisable.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 16:26 UTC VACCINEX, INC. VCNX · Entity 9673 PurchaseCommon Stock 90,090 $1.11 $99,999.90
Disclosure

SEC source: 0001062993-22-001868 · form4.xml · nonDerivative · entry 2

Frieberg Jacob B. · CIK 0001748346 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benbow Estates, Ltd.

Disclosed balance after: 94,510

F1 · shares: Mr. Frieberg's spouse is the owner of Benbow Estates, Ltd. and Mr. Frieberg is an officer of Benbow Estates, Ltd. Mr. Frieberg disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

F1 · balance_after: Mr. Frieberg's spouse is the owner of Benbow Estates, Ltd. and Mr. Frieberg is an officer of Benbow Estates, Ltd. Mr. Frieberg disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

F1 · ownership.nature: Mr. Frieberg's spouse is the owner of Benbow Estates, Ltd. and Mr. Frieberg is an officer of Benbow Estates, Ltd. Mr. Frieberg disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 16:17 UTC VACCINEX, INC. VCNX · Entity 9673 GrantStock Option (Right to Buy) · Derivative 12,856 $0.68 Strike: $1.04 $8,742.08
Disclosure

SEC source: 0001062993-22-000063 · form4.xml · derivative · entry 19

Frieberg Jacob B. · CIK 0001748346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,856

Underlying: Common Stock · 12,856 shares

Expires 2031-12-29

F7 · price: Pursuant to the Issuer's Director Compensation Program, in a transaction exempt under Rule 16b-3, the reporting person elected to receive these options in lieu of $8,750 for retainer and meeting fees during the fourth quarter of 2021. The number of options was calculated in accordance with the Black-Scholes valuation model and all such options are immediately exercisable.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 16:22 UTC VACCINEX, INC. VCNX · Entity 9673 GrantStock Option (Right to Buy) · Derivative 6,233 $0.00 Strike: $2.16 $0.00
Disclosure

SEC source: 0000891839-21-000316 · edgar.xml · derivative · entry 18

Frieberg Jacob B. · CIK 0001748346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,233

Underlying: Common Stock · 6,233 shares

Expires not disclosed

F8 · derivative.expiration_date: This option was granted pursuant to the Company's 2018 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, expires on September 28, 2031.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 16:07 UTC VACCINEX, INC. VCNX · Entity 9673 GrantStock Option (Right to Buy) · Derivative 4,804 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0000891839-21-000247 · edgar.xml · derivative · entry 17

Frieberg Jacob B. · CIK 0001748346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,804

Underlying: Common Stock · 4,804 shares

Expires not disclosed

F7 · derivative.expiration_date: This option was granted pursuant to the Company's 2018 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, expires on June 28, 2031.

Read SEC document
June 25, 2021 Filed Jun 28, 2021 16:31 UTC VACCINEX, INC. VCNX · Entity 9673 ConversionOption (Right to Acquire) · Derivative 75,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000891839-21-000234 · edgar.xml · derivative · entry 6

Frieberg Jacob B. · CIK 0001748346 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gee Eff Services Limited

Disclosed balance after: 0

Underlying: Common Stock · 4,121 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Partnership interests in VX3 (DE) LP, or VX3 were exchanged into shares of Common Stock on a 1-for-0.05495 basis.

F2 · derivative.exercise_price: Partnership interests in VX3 (DE) LP, or VX3 were exchanged into shares of Common Stock on a 1-for-0.05495 basis.

F2 · price: Partnership interests in VX3 (DE) LP, or VX3 were exchanged into shares of Common Stock on a 1-for-0.05495 basis.

F2 · derivative.exercise_date: Partnership interests in VX3 (DE) LP, or VX3 were exchanged into shares of Common Stock on a 1-for-0.05495 basis.

F2 · derivative.expiration_date: Partnership interests in VX3 (DE) LP, or VX3 were exchanged into shares of Common Stock on a 1-for-0.05495 basis.

F4 · ownership.nature: Mr. Frieberg is the sole owner and President of Gee Eff Services Limited.

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June 25, 2021 Filed Jun 28, 2021 16:31 UTC VACCINEX, INC. VCNX · Entity 9673 ConversionOption (Right to Acquire) · Derivative 44,200 Not disclosed Not disclosed
Disclosure

SEC source: 0000891839-21-000234 · edgar.xml · derivative · entry 5

Frieberg Jacob B. · CIK 0001748346 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benbow Estates, Ltd.

Disclosed balance after: 0

Underlying: Common Stock · 4,420 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Limited partnership units of Vaccinex Products, LP were exchanged into shares of Common Stock on a 1-for-10 basis.

F1 · derivative.exercise_price: Limited partnership units of Vaccinex Products, LP were exchanged into shares of Common Stock on a 1-for-10 basis.

F1 · price: Limited partnership units of Vaccinex Products, LP were exchanged into shares of Common Stock on a 1-for-10 basis.

F1 · derivative.exercise_date: Limited partnership units of Vaccinex Products, LP were exchanged into shares of Common Stock on a 1-for-10 basis.

F1 · derivative.expiration_date: Limited partnership units of Vaccinex Products, LP were exchanged into shares of Common Stock on a 1-for-10 basis.

F3 · ownership.nature: Mr. Frieberg's spouse is the owner of Benbow Estates, Ltd. and Mr. Frieberg is an officer of Benbow Estates, Ltd. Mr. Frieberg disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

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June 25, 2021 Filed Jun 28, 2021 16:31 UTC VACCINEX, INC. VCNX · Entity 9673 ConversionOption (Right to Acquire) · Derivative 44,200 Not disclosed Not disclosed
Disclosure

SEC source: 0000891839-21-000234 · edgar.xml · derivative · entry 4

Frieberg Jacob B. · CIK 0001748346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,420 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Limited partnership units of Vaccinex Products, LP were exchanged into shares of Common Stock on a 1-for-10 basis.

F1 · derivative.exercise_price: Limited partnership units of Vaccinex Products, LP were exchanged into shares of Common Stock on a 1-for-10 basis.

F1 · price: Limited partnership units of Vaccinex Products, LP were exchanged into shares of Common Stock on a 1-for-10 basis.

F1 · derivative.exercise_date: Limited partnership units of Vaccinex Products, LP were exchanged into shares of Common Stock on a 1-for-10 basis.

F1 · derivative.expiration_date: Limited partnership units of Vaccinex Products, LP were exchanged into shares of Common Stock on a 1-for-10 basis.

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June 25, 2021 Filed Jun 28, 2021 16:31 UTC VACCINEX, INC. VCNX · Entity 9673 ConversionCommon Stock 4,121 Not disclosed Not disclosed
Disclosure

SEC source: 0000891839-21-000234 · edgar.xml · nonDerivative · entry 3

Frieberg Jacob B. · CIK 0001748346 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gee Eff Services Limited

Disclosed balance after: 4,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Partnership interests in VX3 (DE) LP, or VX3 were exchanged into shares of Common Stock on a 1-for-0.05495 basis.

F4 · ownership.nature: Mr. Frieberg is the sole owner and President of Gee Eff Services Limited.

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June 25, 2021 Filed Jun 28, 2021 16:31 UTC VACCINEX, INC. VCNX · Entity 9673 ConversionCommon Stock 4,420 Not disclosed Not disclosed
Disclosure

SEC source: 0000891839-21-000234 · edgar.xml · nonDerivative · entry 2

Frieberg Jacob B. · CIK 0001748346 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benbow Estates, Ltd.

Disclosed balance after: 4,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Limited partnership units of Vaccinex Products, LP were exchanged into shares of Common Stock on a 1-for-10 basis.

F3 · ownership.nature: Mr. Frieberg's spouse is the owner of Benbow Estates, Ltd. and Mr. Frieberg is an officer of Benbow Estates, Ltd. Mr. Frieberg disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

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June 25, 2021 Filed Jun 28, 2021 16:31 UTC VACCINEX, INC. VCNX · Entity 9673 ConversionCommon Stock 4,420 Not disclosed Not disclosed
Disclosure

SEC source: 0000891839-21-000234 · edgar.xml · nonDerivative · entry 1

Frieberg Jacob B. · CIK 0001748346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Limited partnership units of Vaccinex Products, LP were exchanged into shares of Common Stock on a 1-for-10 basis.

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May 11, 2021 Filed May 12, 2021 16:22 UTC VACCINEX, INC. VCNX · Entity 9673 GrantStock Option (Right to Buy) · Derivative 28,586 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0000891839-21-000135 · edgar.xml · derivative · entry 17

Frieberg Jacob B. · CIK 0001748346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,586

Underlying: Common Stock · 28,586 shares

Expires not disclosed

F8 · derivative.expiration_date: This option was granted pursuant to the Company's 2018 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and expires on May 9, 2031 or five years following retirement or cessation of services, whichever occurs first.

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March 31, 2021 Filed Apr 1, 2021 16:23 UTC VACCINEX, INC. VCNX · Entity 9673 GrantStock Option (Right to Buy) · Derivative 4,535 $0.00 Strike: $2.98 $0.00
Disclosure

SEC source: 0000891839-21-000089 · edgar.xml · derivative · entry 16

Frieberg Jacob B. · CIK 0001748346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,535

Underlying: Common Stock · 4,535 shares

Expires 2031-03-31

F8 · price: Pursuant to the Issuer's Director Compensation Program, in a transaction exempt under Rule 16b-3, the reporting person elected to receive these options in lieu of $8,750 for retainer and meeting fees during the first quarter of 2021. The number of options was calculated in accordance with the Black-Scholes valuation model and all such options are immediately exercisable.

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December 31, 2020 Filed Jan 4, 2021 16:32 UTC VACCINEX, INC. VCNX · Entity 9673 GrantStock Option (Right to Buy) · Derivative 6,545 $0.00 Strike: $2.07 $0.00
Disclosure

SEC source: 0000891839-21-000004 · edgar.xml · derivative · entry 15

Frieberg Jacob B. · CIK 0001748346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,545

Underlying: Common Stock · 6,545 shares

Expires 2030-12-29

F8 · price: Pursuant to the Issuer's Director Compensation Program, in a transaction exempt under Rule 16b-3, the reporting person elected to receive these options in lieu of $8,750 for retainer and meeting fees during the fourth quarter of 2020. The number of options was calculated in accordance with the Black-Scholes valuation model and all such options are immediately exercisable.

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September 30, 2020 Filed Oct 1, 2020 16:31 UTC VACCINEX, INC. VCNX · Entity 9673 GrantStock Option (Right to Buy) · Derivative 7,626 $0.00 Strike: $1.78 $0.00
Disclosure

SEC source: 0000891839-20-000296 · edgar.xml · derivative · entry 14

Frieberg Jacob B. · CIK 0001748346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,626

Underlying: Common Stock · 7,626 shares

Expires 2030-09-28

F8 · price: Pursuant to the Issuer's Director Compensation Program, in a transaction exempt under Rule 16b-3, the reporting person elected to receive these options in lieu of $8,750 for retainer and meeting fees during the third quarter of 2020. The number of options was calculated in accordance with the Black-Scholes valuation model and all such options are immediately exercisable.

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June 30, 2020 Filed Jul 2, 2020 16:30 UTC VACCINEX, INC. VCNX · Entity 9673 GrantStock Option (Right to Buy) · Derivative 3,756 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0000891839-20-000205 · edgar.xml · derivative · entry 13

Frieberg Jacob B. · CIK 0001748346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,756

Underlying: Common Stock · 3,756 shares

Expires 2030-06-28

F8 · price: Pursuant to the Issuer's Director Compensation Program, in a transaction exempt under Rule 16b-3, the reporting person elected to receive these options in lieu of $8,750 for retainer and meeting fees during the second quarter of 2020. The number of options was calculated in accordance with the Black-Scholes valuation model and all such options are immediately exercisable.

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May 14, 2020 Filed May 18, 2020 16:23 UTC VACCINEX, INC. VCNX · Entity 9673 GrantStock Option (Right to Buy) · Derivative 15,679 $0.00 Strike: $3.95 $0.00
Disclosure

SEC source: 0000891839-20-000122 · edgar.xml · derivative · entry 12

Frieberg Jacob B. · CIK 0001748346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,679

Underlying: Common Stock · 15,679 shares

Expires not disclosed

F7 · derivative.expiration_date: This option was granted pursuant to the Company's 2018 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and expires on May 12, 2030 or five years following retirement or cessation of services, whichever occurs first.

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March 31, 2020 Filed Apr 1, 2020 16:18 UTC VACCINEX, INC. VCNX · Entity 9673 GrantStock Option (Right to Buy) · Derivative 3,336 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0000891839-20-000086 · edgar.xml · derivative · entry 11

Frieberg Jacob B. · CIK 0001748346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,336

Underlying: Common Stock · 3,336 shares

Expires 2030-03-29

F8 · price: Pursuant to the Issuer's Director Compensation Program, in a transaction exempt under Rule 16b-3, the reporting person elected to receive these options in lieu of $8,750 for retainer and meeting fees during the first quarter of 2020. The number of options was calculated in accordance with the Black-Scholes valuation model and all such options are immediately exercisable.

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January 23, 2020 Filed Jan 27, 2020 16:24 UTC VACCINEX, INC. VCNX · Entity 9673 PurchaseCommon Stock 39,292 $5.09 $199,996.28
Disclosure

SEC source: 0000891839-20-000033 · edgar.xml · nonDerivative · entry 1

Frieberg Jacob B. · CIK 0001748346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,292

Read SEC document
December 31, 2019 Filed Jan 6, 2020 16:33 UTC VACCINEX, INC. VCNX · Entity 9673 GrantStock Option (Right to Buy) · Derivative 2,737 $0.00 Strike: $4.85 $0.00
Disclosure

SEC source: 0000891839-20-000017 · edgar.xml · derivative · entry 8

Frieberg Jacob B. · CIK 0001748346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,737

Underlying: Common Stock · 2,737 shares

Expires 2029-12-28

F7 · price: Pursuant to the Issuer's Director Compensation Program, in a transaction exempt under Rule 16b-3, the reporting person elected to receive these options in lieu of $8,750 for retainer and meeting fees during the fourth quarter of 2019. The number of options was calculated in accordance with the Black-Scholes valuation model and all such options are immediately exercisable.

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September 30, 2019 Filed Oct 4, 2019 10:56 UTC VACCINEX, INC. VCNX · Entity 9673 GrantStock Option (Right to Buy) · Derivative 1,856 $0.00 Strike: $7.17 $0.00
Disclosure

SEC source: 0001209191-19-052505 · doc4.xml · derivative · entry 7

Frieberg Jacob B. · CIK 0001748346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,856

Underlying: Common Stock · 1,856 shares

Expires 2019-09-27

F7 · price: Pursuant to the Issuer's Director Compensation Program, in a transaction exempt under Rule 16b-3, the reporting person elected to receive these options in lieu of $8,750 for retainer and meeting fees during the third quarter of 2019. The number of options was calculated in accordance with the Black-Scholes valuation model and all of such options are immediately exercisable.

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September 30, 2019 Filed Jan 6, 2020 16:30 UTC Amendment VACCINEX, INC. VCNX · Entity 9673 GrantStock Option (Right to Buy) · Derivative 1,856 $0.00 Strike: $7.17 $0.00
Disclosure

SEC source: 0000891839-20-000015 · edgar.xml · derivative · entry 1

Frieberg Jacob B. · CIK 0001748346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,856

Underlying: Common Stock · 1,856 shares

Expires 2029-09-27

F2 · price: Pursuant to the Issuer's Director Compensation Program, in a transaction exempt under Rule 16b-3, the reporting person elected to receive these options in lieu of $8,750 for retainer and meeting fees during the third quarter of 2019. The number of options was calculated in accordance with the Black-Scholes valuation model and all of such options are immediately exerccisable.

F1 · derivative.expiration_date: The original Form 4 contained an incorrect expiration date for these options. This amendment is being filed to correct the expiration date.

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June 30, 2019 Filed Jan 15, 2020 16:20 UTC VACCINEX, INC. VCNX · Entity 9673 GrantStock Option (Right to Buy) · Derivative 2,385 $0.00 Strike: $5.52 $0.00
Disclosure

SEC source: 0000891839-20-000029 · edgar.xml · derivative · entry 7

Frieberg Jacob B. · CIK 0001748346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,385

Underlying: Common Stock · 2,385 shares

Expires 2029-06-29

F7 · price: Pursuant to the Issuer's Director Compensation Program, in a transaction exempt under Rule 16b-3, the reporting person elected to receive these options in lieu of $8,750 for retainer and meeting fees during the second quarter of 2019. The number of options was calculated in accordance with the Black-Scholes valuation model and all such options are immediately exercisable.

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May 15, 2019 Filed May 17, 2019 16:44 UTC VACCINEX, INC. VCNX · Entity 9673 GrantStock Option (Right to Buy) · Derivative 7,718 $0.00 Strike: $7.78 $0.00
Disclosure

SEC source: 0000891839-19-000072 · edgar.xml · derivative · entry 6

Frieberg Jacob B. · CIK 0001748346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,718

Underlying: Common Stock · 7,718 shares

Expires not disclosed

F6 · derivative.expiration_date: This option was granted pursuant to the Company's 2018 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and expires on May 14, 2029 or five years following retirement or cessation of services, whichever occurs first.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 16:28 UTC VACCINEX, INC. VCNX · Entity 9673 GrantStock Option (Right to Buy) · Derivative 2,501 $0.00 Strike: $5.26 $0.00
Disclosure

SEC source: 0000891839-19-000057 · edgar.xml · derivative · entry 5

Frieberg Jacob B. · CIK 0001748346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,501

Underlying: Common Stock · 2,501 shares

Expires 2029-03-30

F6 · shares: Pursuant to the Issuer's Director Compensation Program, in a transaction exempt under Rule 16b-3, the reporting person elected to receive these options in lieu of the $8,750 cash compensation earned in the first quarter of 2019 for service as a member of the Issuer's board of directors. The number of options was calculated in accordance wih the Black-Scholes valuation model and all of such options are immediately exercisable.

F6 · price: Pursuant to the Issuer's Director Compensation Program, in a transaction exempt under Rule 16b-3, the reporting person elected to receive these options in lieu of the $8,750 cash compensation earned in the first quarter of 2019 for service as a member of the Issuer's board of directors. The number of options was calculated in accordance wih the Black-Scholes valuation model and all of such options are immediately exercisable.

F6 · derivative.exercise_date: Pursuant to the Issuer's Director Compensation Program, in a transaction exempt under Rule 16b-3, the reporting person elected to receive these options in lieu of the $8,750 cash compensation earned in the first quarter of 2019 for service as a member of the Issuer's board of directors. The number of options was calculated in accordance wih the Black-Scholes valuation model and all of such options are immediately exercisable.

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August 13, 2018 Filed Aug 15, 2018 16:50 UTC VACCINEX, INC. VCNX · Entity 9673 OtherOption (Right to Acquire) · Derivative 75,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-18-000929 · edgar.xml · derivative · entry 1

Frieberg Jacob B. · CIK 0001748346 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gee Eff Services Limited

Disclosed balance after: 75,000

Underlying: Common Stock · 4,121 shares

Expires not disclosed

F1 · security: Partnership interests in VX3 (DE) LP, or VX3, which are exchangeable into shares of Common Stock on a 1-for-0.05495 basis at the holder's option. On August 13, 2018, Gee Eff Services Limited entered into an exchange agreement with the Issuer and the other partners of VX3 that provides each VX3 partner the right to exchange all, but not less than all, of its partnership interests in VX3 for shares of Common Stock. The option has no expiration date.

F1 · derivative.exercise_price: Partnership interests in VX3 (DE) LP, or VX3, which are exchangeable into shares of Common Stock on a 1-for-0.05495 basis at the holder's option. On August 13, 2018, Gee Eff Services Limited entered into an exchange agreement with the Issuer and the other partners of VX3 that provides each VX3 partner the right to exchange all, but not less than all, of its partnership interests in VX3 for shares of Common Stock. The option has no expiration date.

F1 · kind: Partnership interests in VX3 (DE) LP, or VX3, which are exchangeable into shares of Common Stock on a 1-for-0.05495 basis at the holder's option. On August 13, 2018, Gee Eff Services Limited entered into an exchange agreement with the Issuer and the other partners of VX3 that provides each VX3 partner the right to exchange all, but not less than all, of its partnership interests in VX3 for shares of Common Stock. The option has no expiration date.

F1 · price: Partnership interests in VX3 (DE) LP, or VX3, which are exchangeable into shares of Common Stock on a 1-for-0.05495 basis at the holder's option. On August 13, 2018, Gee Eff Services Limited entered into an exchange agreement with the Issuer and the other partners of VX3 that provides each VX3 partner the right to exchange all, but not less than all, of its partnership interests in VX3 for shares of Common Stock. The option has no expiration date.

F1 · derivative.exercise_date: Partnership interests in VX3 (DE) LP, or VX3, which are exchangeable into shares of Common Stock on a 1-for-0.05495 basis at the holder's option. On August 13, 2018, Gee Eff Services Limited entered into an exchange agreement with the Issuer and the other partners of VX3 that provides each VX3 partner the right to exchange all, but not less than all, of its partnership interests in VX3 for shares of Common Stock. The option has no expiration date.

F1 · derivative.expiration_date: Partnership interests in VX3 (DE) LP, or VX3, which are exchangeable into shares of Common Stock on a 1-for-0.05495 basis at the holder's option. On August 13, 2018, Gee Eff Services Limited entered into an exchange agreement with the Issuer and the other partners of VX3 that provides each VX3 partner the right to exchange all, but not less than all, of its partnership interests in VX3 for shares of Common Stock. The option has no expiration date.

F2 · ownership.nature: The reporting person is the sole owner and President of Gee Eff Services Limited.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.