Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aqua Metals, Inc.AQMS · Entity 7979 | Director | May 14, 2024 | May 17, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aqua Metals, Inc.
Report date May 14, 2024 · Filed May 17, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectHeld by spouse | 105,500 |
Reported balance
After 2024-05-14 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-05-14 · Purchase · Acquired 75,000 · Balance 105,500 F1: This filing shall not be deemed an admission that Registrant are, for purposes of Section 16 or otherwise, the beneficial owner of the shares. |
| Non-Redeemable Common Stock Purchase WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.39 · Expires 2029-05-17 | IndirectHeld by spouse | 75,000 |
Reported balance
After 2024-05-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-05-14 · Purchase · Acquired 75,000 · Balance 75,000 F1: This filing shall not be deemed an admission that Registrant are, for purposes of Section 16 or otherwise, the beneficial owner of the shares. |
Filing footnotes · ownership attribution and instrument terms
F1: This filing shall not be deemed an admission that Registrant are, for purposes of Section 16 or otherwise, the beneficial owner of the shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 14, 2024 Filed May 17, 2024 01:33 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | PurchaseNon-Redeemable Common Stock Purchase Warrant · Derivative | 75,000 | $0.01 Strike: $0.39 | $750.00 |
DisclosureSEC source: 0001437749-24-017375 · rdgdoc.xml · derivative · entry 2 YI SUNG · CIK 0001994882 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by spouse Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2029-05-17 F1 · balance_after: This filing shall not be deemed an admission that Registrant are, for purposes of Section 16 or otherwise, the beneficial owner of the shares. Read SEC document |
| May 14, 2024 Filed May 17, 2024 01:33 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | PurchaseCommon Stock | 75,000 | $0.39 | $29,250.00 |
DisclosureSEC source: 0001437749-24-017375 · rdgdoc.xml · nonDerivative · entry 1 YI SUNG · CIK 0001994882 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by spouse Disclosed balance after: 105,500 F1 · balance_after: This filing shall not be deemed an admission that Registrant are, for purposes of Section 16 or otherwise, the beneficial owner of the shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.