Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SUNation Energy, Inc.PEGY · Entity 7787 | CORPORATE CONTROLLER | May 15, 2024 | May 17, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SUNation Energy, Inc.
Report date May 15, 2024 · Filed May 17, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 93,928 |
Reported balance
After 2024-05-15 transaction · row 1
1 source rowRow 1 · 2024-05-15 · Tax withholding · Disposed 7,906 · Balance 93,928 F1: Represents shares withheld by the Company to satisfy tax withholding obligations on the vesting of restricted stock units. |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 2,380.435 |
Reported balance
Holding disclosure · report date 2024-05-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,380.435 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld by the Company to satisfy tax withholding obligations on the vesting of restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2024 Filed May 17, 2024 21:07 UTC | SUNation Energy, Inc. PEGY · Entity 7787 | Tax withholdingCommon Stock | 7,906 | $0.09 | $711.54 |
DisclosureSEC source: 0001415889-24-013575 · form4-05172024_090555.xml · nonDerivative · entry 1 Hlavka Kristin · CIK 0001523124 · CORPORATE CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,928 F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations on the vesting of restricted stock units. Read SEC document |
| March 20, 2024 Filed Mar 22, 2024 20:59 UTC | SUNation Energy, Inc. PEGY · Entity 7787 | Tax withholdingCommon Stock | 4,544 | $0.07 | $318.08 |
DisclosureSEC source: 0001415889-24-008968 · form4-03222024_080320.xml · nonDerivative · entry 1 Hlavka Kristin · CIK 0001523124 · CORPORATE CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,834 F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations on the vesting of restricted stock units. Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 20:53 UTC | SUNation Energy, Inc. PEGY · Entity 7787 | Tax withholdingCommon Stock | 2,019 | $0.97 | $1,958.43 |
DisclosureSEC source: 0001415889-23-013516 · form4-09222023_080920.xml · nonDerivative · entry 1 Hlavka Kristin · CIK 0001523124 · CORPORATE CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,378 F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations on the vesting of restricted stock units. F2 · balance_after: Includes 560 shares acquired on June 30, 2023 pursuant to the Company's employee stock purchase plan. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:16 UTC | SUNation Energy, Inc. PEGY · Entity 7787 | GrantCommon Stock | 66,071 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-008195 · form4-05172023_080516.xml · nonDerivative · entry 1 Hlavka Kristin · CIK 0001523124 · CORPORATE CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,837 F1 · shares: The restricted stock units ("RSUs") vest as follows: one-third of the RSUs vest on each of the first three anniversaries of the grant date. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 20:17 UTC | SUNation Energy, Inc. PEGY · Entity 7787 | Tax withholdingCommon Stock | 2,192 | $1.48 | $3,244.16 |
DisclosureSEC source: 0001415889-23-005311 · form4-03222023_080320.xml · nonDerivative · entry 1 Hlavka Kristin · CIK 0001523124 · CORPORATE CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,766 F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations on the vesting of restricted stock units. Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 20:41 UTC | SUNation Energy, Inc. PEGY · Entity 7787 | GrantCommon Stock | 37,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-009873 · form4-09222022_010942.xml · nonDerivative · entry 1 Hlavka Kristin · CIK 0001523124 · INTERIM CFO AND CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,958 F1 · shares: Restricted Stock Units that vest as follows: 5,858 vest 6 months, 6,800 vest 12 months, 12,658 vest 18 months, and 12,659 vest 30 months from the date of the grant. F2 · balance_after: Reflects the effect of the Company's 1-for-4 reverse stock split on March 18, 2022. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:16 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionRestricted Stock Units · Derivative | 2,603 | $0.00 Strike: $7.15 | $0.00 |
DisclosureSEC source: 0001615594-21-000085 · primary_doc.xml · derivative · entry 25 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,603 shares Expires 2027-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:16 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionRestricted Stock Units · Derivative | 2,407 | $0.00 Strike: $7.15 | $0.00 |
DisclosureSEC source: 0001615594-21-000085 · primary_doc.xml · derivative · entry 24 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,407 shares Expires 2026-03-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:16 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 5,759 | $0.00 Strike: $5.39 | $0.00 |
DisclosureSEC source: 0001615594-21-000085 · primary_doc.xml · derivative · entry 23 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,759 shares Expires 2027-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:16 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 3,943 | $0.00 Strike: $2.64 | $0.00 |
DisclosureSEC source: 0001615594-21-000085 · primary_doc.xml · derivative · entry 22 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,943 shares Expires 2026-03-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:16 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 7,393 | $0.00 Strike: $3.61 | $0.00 |
DisclosureSEC source: 0001615594-21-000085 · primary_doc.xml · derivative · entry 21 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,393 shares Expires 2025-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:16 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 4,785 | $0.00 Strike: $4.40 | $0.00 |
DisclosureSEC source: 0001615594-21-000085 · primary_doc.xml · derivative · entry 20 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,785 shares Expires 2024-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:16 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 2,000 | $0.00 Strike: $4.55 | $0.00 |
DisclosureSEC source: 0001615594-21-000085 · primary_doc.xml · derivative · entry 19 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2024-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:16 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 7,469 | $0.00 Strike: $6.85 | $0.00 |
DisclosureSEC source: 0001615594-21-000085 · primary_doc.xml · derivative · entry 18 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,469 shares Expires 2023-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:16 UTC | SUNation Energy, Inc. JCS · Entity 7787 | OtherStock Option (Right-to-Buy) · Derivative | 4,779 | $0.00 Strike: $11.65 | $0.00 |
DisclosureSEC source: 0001615594-21-000085 · primary_doc.xml · derivative · entry 17 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,779 shares Expires 2022-03-17 F1 · derivative.exercise_date: as provided under the 2011 Plan and in accordance with the determinations of the Compensation Committee, all stock options outstanding on August 2, 2021 having an exercise price equal to or greater than the Fair Market Value on the August 2, 2021 closing date of the E&S Sale Transaction were terminated and cancelled as of the closing date without any payment therefor Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:16 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 795 | $7.15 | $5,684.25 |
DisclosureSEC source: 0001615594-21-000085 · primary_doc.xml · nonDerivative · entry 16 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,935 Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:16 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionCommon Stock | 2,603 | $7.15 | $18,611.45 |
DisclosureSEC source: 0001615594-21-000085 · primary_doc.xml · nonDerivative · entry 15 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,730 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:16 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 736 | $7.15 | $5,262.40 |
DisclosureSEC source: 0001615594-21-000085 · primary_doc.xml · nonDerivative · entry 14 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,127 Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:16 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionCommon Stock | 2,407 | $7.15 | $17,210.05 |
DisclosureSEC source: 0001615594-21-000085 · primary_doc.xml · nonDerivative · entry 13 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,863 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:16 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 4,973 | $7.15 | $35,556.95 |
DisclosureSEC source: 0001615594-21-000085 · primary_doc.xml · nonDerivative · entry 12 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,456 Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:16 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionCommon Stock | 5,759 | $5.39 | $31,041.01 |
DisclosureSEC source: 0001615594-21-000085 · primary_doc.xml · nonDerivative · entry 11 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:16 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 2,564 | $7.15 | $18,332.60 |
DisclosureSEC source: 0001615594-21-000085 · primary_doc.xml · nonDerivative · entry 10 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,670 Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:16 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionCommon Stock | 3,943 | $2.64 | $10,409.52 |
DisclosureSEC source: 0001615594-21-000085 · primary_doc.xml · nonDerivative · entry 9 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,670 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:16 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 5,363 | $7.15 | $38,345.45 |
DisclosureSEC source: 0001615594-21-000085 · primary_doc.xml · nonDerivative · entry 8 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,291 Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:16 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionCommon Stock | 7,393 | $3.61 | $26,688.73 |
DisclosureSEC source: 0001615594-21-000085 · primary_doc.xml · nonDerivative · entry 7 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,654 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:16 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionCommon Stock | 3,764 | $7.15 | $26,912.60 |
DisclosureSEC source: 0001615594-21-000085 · primary_doc.xml · nonDerivative · entry 6 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:16 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionCommon Stock | 4,785 | $4.40 | $21,054.00 |
DisclosureSEC source: 0001615594-21-000085 · primary_doc.xml · nonDerivative · entry 5 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,025 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:16 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 1,596 | $7.15 | $11,411.40 |
DisclosureSEC source: 0001615594-21-000085 · primary_doc.xml · nonDerivative · entry 4 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,240 Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:16 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionCommon Stock | 2,000 | $4.55 | $9,100.00 |
DisclosureSEC source: 0001615594-21-000085 · primary_doc.xml · nonDerivative · entry 3 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,836 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:16 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 7,295 | $7.15 | $52,159.25 |
DisclosureSEC source: 0001615594-21-000085 · primary_doc.xml · nonDerivative · entry 2 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,836 Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:16 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionCommon Stock | 7,469 | $6.85 | $51,162.65 |
DisclosureSEC source: 0001615594-21-000085 · primary_doc.xml · nonDerivative · entry 1 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,131 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2021 Filed May 13, 2021 21:14 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 467 | $6.64 | $3,100.88 |
DisclosureSEC source: 0001615594-21-000052 · primary_doc.xml · nonDerivative · entry 2 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,662 F2 · shares: Represents share withholding in connection with the vesting of 1,302 Restricted Stock Units. Read SEC document |
| May 06, 2021 Filed May 13, 2021 21:14 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantCommon Stock | 1,302 | $6.64 | $8,645.28 |
DisclosureSEC source: 0001615594-21-000052 · primary_doc.xml · nonDerivative · entry 1 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,129 F1 · balance_after: Reflects all Employee Stock Purchase Plan issuances through May 6, 2021. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 21:28 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 864 | $6.02 | $5,201.28 |
DisclosureSEC source: 0001615594-21-000039 · primary_doc.xml · nonDerivative · entry 2 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,709 F1 · shares: Represents share withholding in connection with the vesting of 2,408 Restricted Stock Units. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 21:28 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantCommon Stock | 2,408 | $6.02 | $14,496.16 |
DisclosureSEC source: 0001615594-21-000039 · primary_doc.xml · nonDerivative · entry 1 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,573 Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 22:45 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 658 | $5.96 | $3,921.68 |
DisclosureSEC source: 0001615594-21-000025 · primary_doc.xml · nonDerivative · entry 2 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,165 Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 22:45 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantCommon Stock | 1,834 | $5.96 | $10,930.64 |
DisclosureSEC source: 0001615594-21-000025 · primary_doc.xml · nonDerivative · entry 1 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,823 F1 · balance_after: Reflects all Employee Stock Purchase Plan issuances through March 4, 2021. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:26 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantRestricted Stock Units · Derivative | 3,905 | $0.00 | $0.00 |
DisclosureSEC source: 0001615594-20-000029 · primary_doc.xml · derivative · entry 4 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,905 Underlying: Common Stock · 3,905 shares Expires not disclosed F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of CSI Common Stock. F5 · derivative.exercise_date: The Restricted Stock Units vest as to 1/3 on each of the first three anniversaries of the date of grant. F5 · derivative.expiration_date: The Restricted Stock Units vest as to 1/3 on each of the first three anniversaries of the date of grant. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:26 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantStock Option (Right-to-Buy) · Derivative | 5,759 | $0.00 Strike: $5.39 | $0.00 |
DisclosureSEC source: 0001615594-20-000029 · primary_doc.xml · derivative · entry 3 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,759 Underlying: Common Stock · 5,759 shares Expires 2027-05-06 F3 · derivative.exercise_date: Option vests as to 25% on each of the first four anniversaries of the date of grant. Read SEC document |
| March 30, 2020 Filed Apr 2, 2020 21:18 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 864 | $4.46 | $3,853.44 |
DisclosureSEC source: 0001615594-20-000024 · primary_doc.xml · nonDerivative · entry 2 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,466 F1 · shares: Represents share withholding in connection with the vesting of 2,407 Restricted Stock Units. F2 · balance_after: Reflects all Employee Stock Purchase Plan issuances through 3/30/2020. Read SEC document |
| March 30, 2020 Filed Apr 2, 2020 21:18 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantCommon Stock | 2,407 | $4.46 | $10,735.22 |
DisclosureSEC source: 0001615594-20-000024 · primary_doc.xml · nonDerivative · entry 1 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,030 Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 19:05 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 2,464 | $0.00 Strike: $3.61 | $0.00 |
DisclosureSEC source: 0001615594-19-000041 · primary_doc.xml · derivative · entry 7 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,464 shares Expires 2025-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 19:05 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 4,785 | $0.00 Strike: $4.40 | $0.00 |
DisclosureSEC source: 0001615594-19-000041 · primary_doc.xml · derivative · entry 6 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,785 shares Expires 2024-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 19:05 UTC | SUNation Energy, Inc. JCS · Entity 7787 | SaleCommon Stock | 2,472.44 | $6.27 | $15,502.20 |
DisclosureSEC source: 0001615594-19-000041 · primary_doc.xml · nonDerivative · entry 5 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,856 F2 · kind: Shares have been surrendered pursuant to Company's Stock Repurchase Program. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 19:05 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 1,418.67 | $6.27 | $8,895.06 |
DisclosureSEC source: 0001615594-19-000041 · primary_doc.xml · nonDerivative · entry 4 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,328.44 Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 19:05 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionCommon Stock | 2,464 | $3.61 | $8,895.04 |
DisclosureSEC source: 0001615594-19-000041 · primary_doc.xml · nonDerivative · entry 3 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,747.11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 19:05 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 3,357.89 | $6.27 | $21,053.97 |
DisclosureSEC source: 0001615594-19-000041 · primary_doc.xml · nonDerivative · entry 2 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,283.11 Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 19:05 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionCommon Stock | 4,785 | $4.40 | $21,054.00 |
DisclosureSEC source: 0001615594-19-000041 · primary_doc.xml · nonDerivative · entry 1 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects Employee Stock Purchase Plan issuances through November 1, 2019. Read SEC document |
| March 28, 2019 Filed Apr 1, 2019 16:17 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantRestricted Stock Units · Derivative | 7,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001615594-19-000006 · primary_doc.xml · derivative · entry 4 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,222 Underlying: Common Stock · 7,222 shares Expires not disclosed F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of CSI Common Stock. F5 · derivative.exercise_date: The Restricted Stock Units vest as to 1/3 of the shares on each of the first three anniversaries of the date of grant. F5 · derivative.expiration_date: The Restricted Stock Units vest as to 1/3 of the shares on each of the first three anniversaries of the date of grant. Read SEC document |
| March 28, 2019 Filed Apr 1, 2019 16:17 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantStock Option (Right-to-Buy) · Derivative | 3,943 | $0.00 Strike: $2.64 | $0.00 |
DisclosureSEC source: 0001615594-19-000006 · primary_doc.xml · derivative · entry 3 Hlavka Kristin · CIK 0001523124 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,943 Underlying: Common Stock · 3,943 shares Expires 2026-03-28 F3 · derivative.exercise_date: Option vests as to 25% on each of the first four anniversaries of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.