Turner Lance D.

SEC source: 0001415889-24-013743 · form4-05202024_040518.xml · nonDerivative · entry 1

Turner Lance D. · CIK 0001700885 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,313

F1 · kind: Represents shares withheld to satisfy withholding taxes applicable upon vesting of the May 24, 2022 grant of restricted stock units under the 2022 Long Term Incentive Plan.

SEC source: 0001104659-24-042641 · tm2410233-6_4seq1.xml · nonDerivative · entry 2

Turner Lance D. · CIK 0001700885 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,626

F2 · kind: Represents shares withheld to satisfy withholding taxes applicable upon vesting of the March 31, 2023 grant of restricted stock units under the 2022 Long Term Incentive Plan.

F3 · balance_after: Includes an adjustment to the number of securities beneficially owned as described in that certain amended Form 4 filed on April 2, 2024.

SEC source: 0001104659-24-042641 · tm2410233-6_4seq1.xml · nonDerivative · entry 1

Turner Lance D. · CIK 0001700885 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,872

F1 · shares: Reflects restricted stock units granted to the reporting person under the ProFrac Holding Corp. 2022 Long Term Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the Issuer's Class A common stock, par value $0.01 per share.

SEC source: 0001209191-23-030990 · doc4.xml · nonDerivative · entry 1

Turner Lance D. · CIK 0001700885 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,136

F1 · kind: Represents shares withheld to satisfy withholding taxes applicable upon vesting of the May 24, 2022 grants of restricted stock units under the 2022 Long Term Incentive Plan.

SEC source: 0001209191-23-023742 · doc4.xml · nonDerivative · entry 1

Turner Lance D. · CIK 0001700885 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,722

F1 · shares: Reflects restricted stock units granted to the reporting person under the ProFrac Holding Corp. 2022 Long Term Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the Issuer's Class A common stock, par value $0.01 per share. The award consists of three 1-year performance periods which will be established at the beginning of each period and will vest ratably over a three (3) year period, subject to the reporting person meeting certain objectives of the performance-based portion of the award.

F2 · balance_after: Total includes 133,332 restricted stock units previously granted to the reporting person under the ProFrac Holding Corp. 2022 Long Term Incentive Plan.

SEC source: 0001104659-24-042625 · tm2410233-2_4aseq1.xml · nonDerivative · entry 1

Turner Lance D. · CIK 0001700885 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,102

F1 · shares: The original Form 4, filed on April 7, 2023, is being amended solely to correct an administrative error, which erroneously resulted in the inclusion in Table 1 of 71,034 restricted stock units to the reporting person under the ProFrac Holding Corp. 2022 Long Term Incentive Plan. The units should not have been included in the original total because the units have performance conditions that were not met and could not have been met at the time of the original reporting.

SEC source: 0000899243-22-019729 · doc4.xml · nonDerivative · entry 1

Turner Lance D. · CIK 0001700885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,332

F1 · shares: Reflects restricted stock units granted to the reporting person under the ProFrac Holding Corp. 2022 Long Term Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the Issuer's Class A common stock, par value $0.01 per share.

SEC source: 0000950103-22-004248 · dp168573_4-turner.xml · derivative · entry 5

Turner Lance D. · CIK 0001700885 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,424 shares

Expires 2023-11-19

F6 · price: The warrants were cancelled upon the closing of the Merger and converted into the right to receive $3.04 per warrant

F6 · derivative.exercise_date: The warrants were cancelled upon the closing of the Merger and converted into the right to receive $3.04 per warrant

SEC source: 0000950103-22-004248 · dp168573_4-turner.xml · derivative · entry 4

Turner Lance D. · CIK 0001700885 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,769 shares

Expires 2023-11-19

F5 · price: The warrants were cancelled upon the closing of the Merger and converted into the right to receive $3.97 per warrant.

F5 · derivative.exercise_date: The warrants were cancelled upon the closing of the Merger and converted into the right to receive $3.97 per warrant.

SEC source: 0000950103-22-004248 · dp168573_4-turner.xml · derivative · entry 3

Turner Lance D. · CIK 0001700885 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 40,509 shares

Expires 2030-11-20

F4 · price: These Stock Options, which provided for vesting in four equal annual installments beginning on the first anniversary of the date of the grant, were canceled at the effective time of the Merger (whether vested or unvested) in exchange for a cash payment equal to the per-share merger consideration, less the exercise price of the option.

F4 · derivative.exercise_date: These Stock Options, which provided for vesting in four equal annual installments beginning on the first anniversary of the date of the grant, were canceled at the effective time of the Merger (whether vested or unvested) in exchange for a cash payment equal to the per-share merger consideration, less the exercise price of the option.

SEC source: 0000950103-22-004248 · dp168573_4-turner.xml · derivative · entry 2

Turner Lance D. · CIK 0001700885 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of October 21, 2021, among FTS International, Inc. (the "Company"), Profrac Holdings, LLC ("Profrac") and Profrac Acquisitions, Inc. ("Merger Sub"), Effective as of March 4, 2022, as contemplated by the Agreement and Plan of Merger, dated as of October 21, 2021, among the Company, Profrac Holdings, LLC ("Profrac") and Profrac Acquisitions, Inc. ("Merger Sub"), as amended by Amendment No. 1 to Agreement and Plan of Merger, dated March 1, 2022, referred to as the Merger Agreement, pursuant to which Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a majority owned subsidiary of Profrac.

F2 · derivative.exercise_price: At the effective time of the Merger, each outstanding share of the Company's common stock was converted into the right to receive $26.52 in cash (the "per-share merger consideration"). In addition, all outstanding options and restricted stock units were canceled at the effective time of the Merger in exchange for a cash payment equal to the per-share merger consideration (less the exercise price in the case of options), payable without interest and less any required withholding taxes. The Merger is more fully described in the Company's Proxy Statement filed with the SEC on January 24, 2022.

F3 · price: These Restricted Stock Units, which provided for vesting in four equal annual installments beginning on the first anniversary of the date of the grant, were canceled at the effective time of the Merger in exchange for a cash payment equal to the per-share merger consideration.

F3 · derivative.exercise_date: These Restricted Stock Units, which provided for vesting in four equal annual installments beginning on the first anniversary of the date of the grant, were canceled at the effective time of the Merger in exchange for a cash payment equal to the per-share merger consideration.

F3 · derivative.expiration_date: These Restricted Stock Units, which provided for vesting in four equal annual installments beginning on the first anniversary of the date of the grant, were canceled at the effective time of the Merger in exchange for a cash payment equal to the per-share merger consideration.

SEC source: 0000950103-22-004248 · dp168573_4-turner.xml · nonDerivative · entry 1

Turner Lance D. · CIK 0001700885 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of October 21, 2021, among FTS International, Inc. (the "Company"), Profrac Holdings, LLC ("Profrac") and Profrac Acquisitions, Inc. ("Merger Sub"), Effective as of March 4, 2022, as contemplated by the Agreement and Plan of Merger, dated as of October 21, 2021, among the Company, Profrac Holdings, LLC ("Profrac") and Profrac Acquisitions, Inc. ("Merger Sub"), as amended by Amendment No. 1 to Agreement and Plan of Merger, dated March 1, 2022, referred to as the Merger Agreement, pursuant to which Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a majority owned subsidiary of Profrac.

F2 · kind: At the effective time of the Merger, each outstanding share of the Company's common stock was converted into the right to receive $26.52 in cash (the "per-share merger consideration"). In addition, all outstanding options and restricted stock units were canceled at the effective time of the Merger in exchange for a cash payment equal to the per-share merger consideration (less the exercise price in the case of options), payable without interest and less any required withholding taxes. The Merger is more fully described in the Company's Proxy Statement filed with the SEC on January 24, 2022.

F1 · price: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of October 21, 2021, among FTS International, Inc. (the "Company"), Profrac Holdings, LLC ("Profrac") and Profrac Acquisitions, Inc. ("Merger Sub"), Effective as of March 4, 2022, as contemplated by the Agreement and Plan of Merger, dated as of October 21, 2021, among the Company, Profrac Holdings, LLC ("Profrac") and Profrac Acquisitions, Inc. ("Merger Sub"), as amended by Amendment No. 1 to Agreement and Plan of Merger, dated March 1, 2022, referred to as the Merger Agreement, pursuant to which Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a majority owned subsidiary of Profrac.

F2 · price: At the effective time of the Merger, each outstanding share of the Company's common stock was converted into the right to receive $26.52 in cash (the "per-share merger consideration"). In addition, all outstanding options and restricted stock units were canceled at the effective time of the Merger in exchange for a cash payment equal to the per-share merger consideration (less the exercise price in the case of options), payable without interest and less any required withholding taxes. The Merger is more fully described in the Company's Proxy Statement filed with the SEC on January 24, 2022.

SEC source: 0000950103-21-018318 · dp162207_4-turner.xml · derivative · entry 3

Turner Lance D. · CIK 0001700885 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,763

Underlying: Class A Common Stock · 20,255 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit converts into Class A Common Stock on a one-for-one basis. On November 20, 2020, the reporting person was granted 81,018 restricted stock units which will vest one-fourth on the first four anniversaries of the grant date.

F1 · derivative.exercise_date: Each Restricted Stock Unit converts into Class A Common Stock on a one-for-one basis. On November 20, 2020, the reporting person was granted 81,018 restricted stock units which will vest one-fourth on the first four anniversaries of the grant date.

F1 · derivative.expiration_date: Each Restricted Stock Unit converts into Class A Common Stock on a one-for-one basis. On November 20, 2020, the reporting person was granted 81,018 restricted stock units which will vest one-fourth on the first four anniversaries of the grant date.

SEC source: 0000950103-21-018318 · dp162207_4-turner.xml · nonDerivative · entry 2

Turner Lance D. · CIK 0001700885 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,747

SEC source: 0000950103-21-018318 · dp162207_4-turner.xml · nonDerivative · entry 1

Turner Lance D. · CIK 0001700885 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit converts into Class A Common Stock on a one-for-one basis. On November 20, 2020, the reporting person was granted 81,018 restricted stock units which will vest one-fourth on the first four anniversaries of the grant date.

SEC source: 0000950103-21-010116 · dp153875_4-turner.xml · derivative · entry 3

Turner Lance D. · CIK 0001700885 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,254

Underlying: Class A Common Stock · 20,255 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance stock units convert into Class A Common Stock on a one-for-one basis. The performance stock units vest in two equal installments based on either (i) the achievement of a volume-weighted average price per share of the Company's Class A Common Stock over 90 consecutive trading days or (ii) the occurrence of a Change in Control (as defined in the 2020 Equity and Incentive Compensation Plan), in each case, implying an aggregate equity market capitalization for the Company as set forth in the performance stock unit agreement. If the performance metric is not met by the seventh anniversary of the date of grant, the performance stock units will be forfeited.

F1 · derivative.exercise_date: Performance stock units convert into Class A Common Stock on a one-for-one basis. The performance stock units vest in two equal installments based on either (i) the achievement of a volume-weighted average price per share of the Company's Class A Common Stock over 90 consecutive trading days or (ii) the occurrence of a Change in Control (as defined in the 2020 Equity and Incentive Compensation Plan), in each case, implying an aggregate equity market capitalization for the Company as set forth in the performance stock unit agreement. If the performance metric is not met by the seventh anniversary of the date of grant, the performance stock units will be forfeited.

F1 · derivative.expiration_date: Performance stock units convert into Class A Common Stock on a one-for-one basis. The performance stock units vest in two equal installments based on either (i) the achievement of a volume-weighted average price per share of the Company's Class A Common Stock over 90 consecutive trading days or (ii) the occurrence of a Change in Control (as defined in the 2020 Equity and Incentive Compensation Plan), in each case, implying an aggregate equity market capitalization for the Company as set forth in the performance stock unit agreement. If the performance metric is not met by the seventh anniversary of the date of grant, the performance stock units will be forfeited.

SEC source: 0000950103-21-010116 · dp153875_4-turner.xml · nonDerivative · entry 2

Turner Lance D. · CIK 0001700885 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,462

SEC source: 0000950103-21-010116 · dp153875_4-turner.xml · nonDerivative · entry 1

Turner Lance D. · CIK 0001700885 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,432

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance stock units convert into Class A Common Stock on a one-for-one basis. The performance stock units vest in two equal installments based on either (i) the achievement of a volume-weighted average price per share of the Company's Class A Common Stock over 90 consecutive trading days or (ii) the occurrence of a Change in Control (as defined in the 2020 Equity and Incentive Compensation Plan), in each case, implying an aggregate equity market capitalization for the Company as set forth in the performance stock unit agreement. If the performance metric is not met by the seventh anniversary of the date of grant, the performance stock units will be forfeited.

SEC source: 0001104659-20-128635 · a4.xml · derivative · entry 9

Turner Lance D. · CIK 0001700885 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,509

Underlying: Class A Common Stock · 40,509 shares

Expires 2030-11-20

F9 · derivative.exercise_date: On November 20, 2020, the reporting person was granted 40,509 option rights, which will vest one-fourth on November 20, 2021, one-fourth on November 20, 2022, one-fourth on November 20, 2023 and one-fourth on November 20, 2024.

SEC source: 0001104659-20-128635 · a4.xml · derivative · entry 8

Turner Lance D. · CIK 0001700885 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,510

Underlying: Class A Common Stock · 40,510 shares

Expires not disclosed

F8 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of Class A Common Stock. On November 20, 2020, the Reporting Person was granted 40,510 performance stock units, which will vest one-fourth on November 20, 2021, one-fourth on November 20, 2022, one-fourth on November 20, 2023 and one-fourth on November 20, 2024, subject to the Company obtaining an equity market capitalization performance metric. If the performance metric is not met by the seventh anniversary of the date of grant, the performance stock units will be forfeited.

F8 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of Class A Common Stock. On November 20, 2020, the Reporting Person was granted 40,510 performance stock units, which will vest one-fourth on November 20, 2021, one-fourth on November 20, 2022, one-fourth on November 20, 2023 and one-fourth on November 20, 2024, subject to the Company obtaining an equity market capitalization performance metric. If the performance metric is not met by the seventh anniversary of the date of grant, the performance stock units will be forfeited.

F8 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of Class A Common Stock. On November 20, 2020, the Reporting Person was granted 40,510 performance stock units, which will vest one-fourth on November 20, 2021, one-fourth on November 20, 2022, one-fourth on November 20, 2023 and one-fourth on November 20, 2024, subject to the Company obtaining an equity market capitalization performance metric. If the performance metric is not met by the seventh anniversary of the date of grant, the performance stock units will be forfeited.

SEC source: 0001104659-20-128635 · a4.xml · derivative · entry 7

Turner Lance D. · CIK 0001700885 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,018

Underlying: Class A Common Stock · 81,018 shares

Expires not disclosed

F7 · derivative.exercise_price: Each Restricted Stock Unit converts into Class A Common Stock on a one-for-one basis. On November 20, 2020, the reporting person was granted 81,018 restricted stock units which will vest one-fourth on November 20, 2021, one-fourth on November 20, 2022, one-fourth on November 20, 2023 and one-fourth on November 20, 2024.

F7 · derivative.exercise_date: Each Restricted Stock Unit converts into Class A Common Stock on a one-for-one basis. On November 20, 2020, the reporting person was granted 81,018 restricted stock units which will vest one-fourth on November 20, 2021, one-fourth on November 20, 2022, one-fourth on November 20, 2023 and one-fourth on November 20, 2024.

F7 · derivative.expiration_date: Each Restricted Stock Unit converts into Class A Common Stock on a one-for-one basis. On November 20, 2020, the reporting person was granted 81,018 restricted stock units which will vest one-fourth on November 20, 2021, one-fourth on November 20, 2022, one-fourth on November 20, 2023 and one-fourth on November 20, 2024.

SEC source: 0001104659-20-128635 · a4.xml · derivative · entry 6

Turner Lance D. · CIK 0001700885 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,424

Underlying: Class A Common Stock · 9,424 shares

Expires 2023-11-19

F6 · price: On the Effective Date, the Reporting Person received Warrants to purchase shares of Class A Common Stock. The Warrants are exercisable for one share of Class A Common Stock from the date of issuance until November 19, 2023. The receipt of the Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court.

F6 · derivative.exercise_date: On the Effective Date, the Reporting Person received Warrants to purchase shares of Class A Common Stock. The Warrants are exercisable for one share of Class A Common Stock from the date of issuance until November 19, 2023. The receipt of the Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court.

SEC source: 0001104659-20-128635 · a4.xml · derivative · entry 5

Turner Lance D. · CIK 0001700885 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,769

Underlying: Class A Common Stock · 3,769 shares

Expires 2023-11-19

F6 · price: On the Effective Date, the Reporting Person received Warrants to purchase shares of Class A Common Stock. The Warrants are exercisable for one share of Class A Common Stock from the date of issuance until November 19, 2023. The receipt of the Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court.

F6 · derivative.exercise_date: On the Effective Date, the Reporting Person received Warrants to purchase shares of Class A Common Stock. The Warrants are exercisable for one share of Class A Common Stock from the date of issuance until November 19, 2023. The receipt of the Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court.

SEC source: 0001104659-20-128635 · a4.xml · derivative · entry 4

Turner Lance D. · CIK 0001700885 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires not disclosed

F1 · kind: On September 22, 2020, FTS International, Inc. (the "Company") and certain of its subsidiaries filed petitions for voluntary relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the Southern District of Texas, Houston Division (the "Bankruptcy Court"). On September 22, 2020, the Company filed the Joint Prepackaged Chapter 11 Plan of Reorganization of FTS International, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On November 19, 2020 (the "Effective Date"), the Plan became effective in accordance with its terms, and the Company emerged from Chapter 11.

F2 · kind: On the Effective Date, all outstanding shares of the Company's common stock and equity awards were canceled and extinguished in accordance with the Plan approved by the Bankruptcy Court.

F5 · derivative.exercise_date: On September 26, 2019, the reporting Person was granted 3,000 performance-based restricted stock units, which would have vested on July 1, 2022, depending on the achievement of specified performance goals.

F5 · derivative.expiration_date: On September 26, 2019, the reporting Person was granted 3,000 performance-based restricted stock units, which would have vested on July 1, 2022, depending on the achievement of specified performance goals.

SEC source: 0001104659-20-128635 · a4.xml · derivative · entry 3

Turner Lance D. · CIK 0001700885 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires not disclosed

F1 · kind: On September 22, 2020, FTS International, Inc. (the "Company") and certain of its subsidiaries filed petitions for voluntary relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the Southern District of Texas, Houston Division (the "Bankruptcy Court"). On September 22, 2020, the Company filed the Joint Prepackaged Chapter 11 Plan of Reorganization of FTS International, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On November 19, 2020 (the "Effective Date"), the Plan became effective in accordance with its terms, and the Company emerged from Chapter 11.

F2 · kind: On the Effective Date, all outstanding shares of the Company's common stock and equity awards were canceled and extinguished in accordance with the Plan approved by the Bankruptcy Court.

F4 · derivative.exercise_date: On September 26, 2019, the reporting person was granted 4,500 restricted stock units which vested one-third on September 11, 2020 and were settled in cash and would have vested one-third on September 26, 2021 and one-third of September 26, 2022.

F4 · derivative.expiration_date: On September 26, 2019, the reporting person was granted 4,500 restricted stock units which vested one-third on September 11, 2020 and were settled in cash and would have vested one-third on September 26, 2021 and one-third of September 26, 2022.

SEC source: 0001104659-20-128635 · a4.xml · nonDerivative · entry 2

Turner Lance D. · CIK 0001700885 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,177

F1 · price: On September 22, 2020, FTS International, Inc. (the "Company") and certain of its subsidiaries filed petitions for voluntary relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the Southern District of Texas, Houston Division (the "Bankruptcy Court"). On September 22, 2020, the Company filed the Joint Prepackaged Chapter 11 Plan of Reorganization of FTS International, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On November 19, 2020 (the "Effective Date"), the Plan became effective in accordance with its terms, and the Company emerged from Chapter 11.

F3 · price: On the Effective Date, new shares of the Company's Class A Common Stock were issued to the Reporting Person pursuant to the Plan in exchange for the Company's old common stock and equity awards. The receipt of the Class A Common Stock was involuntary, without additional consideration and in accordance with the Plan.

SEC source: 0001104659-20-128635 · a4.xml · nonDerivative · entry 1

Turner Lance D. · CIK 0001700885 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,637

F1 · kind: On September 22, 2020, FTS International, Inc. (the "Company") and certain of its subsidiaries filed petitions for voluntary relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the Southern District of Texas, Houston Division (the "Bankruptcy Court"). On September 22, 2020, the Company filed the Joint Prepackaged Chapter 11 Plan of Reorganization of FTS International, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On November 19, 2020 (the "Effective Date"), the Plan became effective in accordance with its terms, and the Company emerged from Chapter 11.

F2 · kind: On the Effective Date, all outstanding shares of the Company's common stock and equity awards were canceled and extinguished in accordance with the Plan approved by the Bankruptcy Court.

F1 · price: On September 22, 2020, FTS International, Inc. (the "Company") and certain of its subsidiaries filed petitions for voluntary relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the Southern District of Texas, Houston Division (the "Bankruptcy Court"). On September 22, 2020, the Company filed the Joint Prepackaged Chapter 11 Plan of Reorganization of FTS International, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On November 19, 2020 (the "Effective Date"), the Plan became effective in accordance with its terms, and the Company emerged from Chapter 11.

F2 · price: On the Effective Date, all outstanding shares of the Company's common stock and equity awards were canceled and extinguished in accordance with the Plan approved by the Bankruptcy Court.

SEC source: 0001104659-20-105227 · a4.xml · derivative · entry 2

Turner Lance D. · CIK 0001700885 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On September 26, 2019, the reporting person was granted 4,500 restricted stock units which vested one-third on September 11, 2020 and were settled in cash and will vest one-third on September 26, 2021 and one-third of September 26, 2022. Settlement will generally occur within 10 days of vesting.

F2 · derivative.expiration_date: On September 26, 2019, the reporting person was granted 4,500 restricted stock units which vested one-third on September 11, 2020 and were settled in cash and will vest one-third on September 26, 2021 and one-third of September 26, 2022. Settlement will generally occur within 10 days of vesting.

SEC source: 0001104659-20-015208 · a4.xml · nonDerivative · entry 1

Turner Lance D. · CIK 0001700885 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,751

F1 · kind: The transaction reported represents the withholding of shares by the Issuer to satisfy tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001104659-19-051578 · a4.xml · derivative · entry 2

Turner Lance D. · CIK 0001700885 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents performance-based restricted stock units that will be converted into a number of shares of the Issuer's common stock upon vesting, which vesting is scheduled to occur on July 1, 2022, depending on the achievement of specified performance goals and continued employment through the vest date. The number of restricted stock units shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

F3 · derivative.exercise_date: Represents performance-based restricted stock units that will be converted into a number of shares of the Issuer's common stock upon vesting, which vesting is scheduled to occur on July 1, 2022, depending on the achievement of specified performance goals and continued employment through the vest date. The number of restricted stock units shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

F3 · derivative.expiration_date: Represents performance-based restricted stock units that will be converted into a number of shares of the Issuer's common stock upon vesting, which vesting is scheduled to occur on July 1, 2022, depending on the achievement of specified performance goals and continued employment through the vest date. The number of restricted stock units shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

SEC source: 0001104659-19-051578 · a4.xml · nonDerivative · entry 1

Turner Lance D. · CIK 0001700885 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,988

F1 · shares: Represents a grant of time-based restricted stock units one-third of which vest on each of July 1, 2020, July 1, 2021 and July 1, 2022, subject to continued employment through the vest date. Settlement in shares of common stock will generally occur within ten days of vesting.

F1 · price: Represents a grant of time-based restricted stock units one-third of which vest on each of July 1, 2020, July 1, 2021 and July 1, 2022, subject to continued employment through the vest date. Settlement in shares of common stock will generally occur within ten days of vesting.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001104659-19-006888 · a4.xml · nonDerivative · entry 1

Turner Lance D. · CIK 0001700885 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,988

F1 · kind: The transaction reported represents the withholding of shares by the Issuer to satisfy tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001104659-18-006953 · a4.xml · nonDerivative · entry 2

Turner Lance D. · CIK 0001700885 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,500

F2 · shares: The restricted stock units will vest with respect to 25% of the shares on each of the first four anniversaries of the date of grant. Settlement in shares of common stock will generally occur within ten days of vesting.

SEC source: 0001104659-18-006953 · a4.xml · nonDerivative · entry 1

Turner Lance D. · CIK 0001700885 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

F1 · shares: Represents shares of common stock of Issuer purchased through a directed share program in connection with the initial public offering of the Issuer's common stock, which closed on February 6, 2018. The shares were purchased at the initial public offering price of $18.00 per share. The shares are subject to a lock-up provision for a period of 180 days, as required under a lock-up agreement with the representatives of the underwriters of the initial public offering.