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Phoenix General Partner II LLC

Disclosed activity across 1 company

Tapewire entity
90525
SEC CIK
0001874106

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Absci CorpABSI · Entity 468510% ownerMay 22, 2024May 28, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Absci Corp

Report date May 22, 2024 · Filed May 28, 2024

Jointly reported with Phoenix Venture Partners II LP

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect11,279,522 Reported balance After 2024-05-22 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2024-05-22 · Sale · Disposed 3,100,000 · Balance 11,279,522

F1: Phoenix General Partner II LLC, as the sole general partner of Phoenix Venture Partners II LP, beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Phoenix General Partner II LLC, as the sole general partner of Phoenix Venture Partners II LP, beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 22, 2024 Filed May 28, 2024 17:56 UTC Absci Corp ABSI · Entity 4685 SaleCommon Stock 3,100,000 $4.40 $13,640,000.00
Disclosure

SEC source: 0000950170-24-065069 · ownership.xml · nonDerivative · entry 1

Phoenix Venture Partners II LP · CIK 0001647900 · 10% owner

Phoenix General Partner II LLC · CIK 0001874106 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,279,522

F1 · ownership.direct: Phoenix General Partner II LLC, as the sole general partner of Phoenix Venture Partners II LP, beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
November 28, 2023 Filed Feb 14, 2024 14:39 UTC Absci Corp ABSI · Entity 4685 SaleCommon Stock 40,439 $1.44 $58,248.34
Disclosure

SEC source: 0000950170-24-014965 · ownership.xml · nonDerivative · entry 7

Phoenix Venture Partners II LP · CIK 0001647900 · 10% owner

Phoenix General Partner II LLC · CIK 0001874106 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,379,522

F1 · ownership.direct: Phoenix General Partner II LLC, as the sole general partner of Phoenix Venture Partners II LP, beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
November 27, 2023 Filed Feb 14, 2024 14:39 UTC Absci Corp ABSI · Entity 4685 SaleCommon Stock 12,959 $1.40 $18,165.93
Disclosure

SEC source: 0000950170-24-014965 · ownership.xml · nonDerivative · entry 6

Phoenix Venture Partners II LP · CIK 0001647900 · 10% owner

Phoenix General Partner II LLC · CIK 0001874106 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,379,522

F1 · ownership.direct: Phoenix General Partner II LLC, as the sole general partner of Phoenix Venture Partners II LP, beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
November 24, 2023 Filed Feb 14, 2024 14:39 UTC Absci Corp ABSI · Entity 4685 SaleCommon Stock 10,779 $1.42 $15,326.66
Disclosure

SEC source: 0000950170-24-014965 · ownership.xml · nonDerivative · entry 5

Phoenix Venture Partners II LP · CIK 0001647900 · 10% owner

Phoenix General Partner II LLC · CIK 0001874106 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,379,522

F1 · ownership.direct: Phoenix General Partner II LLC, as the sole general partner of Phoenix Venture Partners II LP, beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
November 22, 2023 Filed Feb 14, 2024 14:39 UTC Absci Corp ABSI · Entity 4685 SaleCommon Stock 3,508 $1.40 $4,927.69
Disclosure

SEC source: 0000950170-24-014965 · ownership.xml · nonDerivative · entry 4

Phoenix Venture Partners II LP · CIK 0001647900 · 10% owner

Phoenix General Partner II LLC · CIK 0001874106 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,379,522

F1 · ownership.direct: Phoenix General Partner II LLC, as the sole general partner of Phoenix Venture Partners II LP, beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
November 21, 2023 Filed Feb 14, 2024 14:39 UTC Absci Corp ABSI · Entity 4685 SaleCommon Stock 1,237 $1.40 $1,736.75
Disclosure

SEC source: 0000950170-24-014965 · ownership.xml · nonDerivative · entry 3

Phoenix Venture Partners II LP · CIK 0001647900 · 10% owner

Phoenix General Partner II LLC · CIK 0001874106 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,379,522

F1 · ownership.direct: Phoenix General Partner II LLC, as the sole general partner of Phoenix Venture Partners II LP, beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
November 20, 2023 Filed Feb 14, 2024 14:39 UTC Absci Corp ABSI · Entity 4685 SaleCommon Stock 24,369 $1.43 $34,811.12
Disclosure

SEC source: 0000950170-24-014965 · ownership.xml · nonDerivative · entry 2

Phoenix Venture Partners II LP · CIK 0001647900 · 10% owner

Phoenix General Partner II LLC · CIK 0001874106 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,379,522

F1 · ownership.direct: Phoenix General Partner II LLC, as the sole general partner of Phoenix Venture Partners II LP, beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
November 17, 2023 Filed Feb 14, 2024 14:39 UTC Absci Corp ABSI · Entity 4685 SaleCommon Stock 20,000 $1.43 $28,668.00
Disclosure

SEC source: 0000950170-24-014965 · ownership.xml · nonDerivative · entry 1

Phoenix Venture Partners II LP · CIK 0001647900 · 10% owner

Phoenix General Partner II LLC · CIK 0001874106 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,379,522

F1 · ownership.direct: Phoenix General Partner II LLC, as the sole general partner of Phoenix Venture Partners II LP, beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 19:02 UTC Absci Corp ABSI · Entity 4685 OtherCommon Stock Warrant · Derivative 307,211 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0000899243-21-033243 · doc4.xml · derivative · entry 2

Phoenix Venture Partners II LP · CIK 0001647900 · 10% owner

Phoenix General Partner II LLC · CIK 0001874106 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 307,211 shares

Expires 2026-09-29

F1 · ownership.direct: Phoenix General Partner II LLC, as the sole general partner of Phoenix Venture Partners II LP, beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 19:02 UTC Absci Corp ABSI · Entity 4685 OtherCommon Stock 307,211 $0.30 $92,992.77
Disclosure

SEC source: 0000899243-21-033243 · doc4.xml · nonDerivative · entry 1

Phoenix Venture Partners II LP · CIK 0001647900 · 10% owner

Phoenix General Partner II LLC · CIK 0001874106 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,492,813

F1 · ownership.direct: Phoenix General Partner II LLC, as the sole general partner of Phoenix Venture Partners II LP, beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 20:11 UTC Absci Corp ABSI · Entity 4685 ConversionCommon Stock Warrant · Derivative 307,211 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0000899243-21-030340 · doc4.xml · derivative · entry 18

Phoenix Venture Partners II LP · CIK 0001647900 · 10% owner

Phoenix General Partner II LLC · CIK 0001874106 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 307,211 shares

Expires 2026-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: The warrant for 93,007 shares of Series A-4 Preferred Stock converted into a warrant for 307,211 shares of Common Stock upon the one-for-3.3031 reverse split.

F12 · derivative.underlying_shares: The warrant for 93,007 shares of Series A-4 Preferred Stock converted into a warrant for 307,211 shares of Common Stock upon the one-for-3.3031 reverse split.

F3 · ownership.direct: Phoenix General Partner II LLC, as the sole general partner of Phoenix Venture Partners II LP, beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 20:11 UTC Absci Corp ABSI · Entity 4685 ConversionSeries A-4 Preferred Stock Warrant · Derivative 93,007 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0000899243-21-030340 · doc4.xml · derivative · entry 17

Phoenix Venture Partners II LP · CIK 0001647900 · 10% owner

Phoenix General Partner II LLC · CIK 0001874106 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series A-4 Preferred Stock · 93,007 shares

Expires 2026-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: Prior to July 26, 2021, these warrants were exercisable by the holder at its option for shares of the Issuer's Series A-4 Preferred Stock at an exercise price of $1.00 per share any time prior to their expiration date.

F3 · ownership.direct: Phoenix General Partner II LLC, as the sole general partner of Phoenix Venture Partners II LP, beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 20:11 UTC Absci Corp ABSI · Entity 4685 ConversionSeries E Preferred Stock · Derivative 10,195 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-030340 · doc4.xml · derivative · entry 16

Phoenix Venture Partners II LP · CIK 0001647900 · 10% owner

Phoenix General Partner II LLC · CIK 0001874106 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: The Series E Preferred Stock converted into Common Stock on a one-for-3.3031 basis and had no expiration date.

F10 · derivative.exercise_date: The Series E Preferred Stock converted into Common Stock on a one-for-3.3031 basis and had no expiration date.

F10 · derivative.expiration_date: The Series E Preferred Stock converted into Common Stock on a one-for-3.3031 basis and had no expiration date.

F2 · derivative.underlying_shares: Reflects one-for-3.3031 stock split which became effective on July 26, 2021.

F3 · ownership.direct: Phoenix General Partner II LLC, as the sole general partner of Phoenix Venture Partners II LP, beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 20:11 UTC Absci Corp ABSI · Entity 4685 ConversionSeries D-2 Preferred Stock · Derivative 10,215 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-030340 · doc4.xml · derivative · entry 15

Phoenix Venture Partners II LP · CIK 0001647900 · 10% owner

Phoenix General Partner II LLC · CIK 0001874106 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,741 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: The Series D-2 Preferred Stock converted into Common Stock on a one-for-3.3031 basis and had no expiration date.

F9 · derivative.exercise_date: The Series D-2 Preferred Stock converted into Common Stock on a one-for-3.3031 basis and had no expiration date.

F9 · derivative.expiration_date: The Series D-2 Preferred Stock converted into Common Stock on a one-for-3.3031 basis and had no expiration date.

F2 · derivative.underlying_shares: Reflects one-for-3.3031 stock split which became effective on July 26, 2021.

F3 · ownership.direct: Phoenix General Partner II LLC, as the sole general partner of Phoenix Venture Partners II LP, beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 20:11 UTC Absci Corp ABSI · Entity 4685 ConversionSeries D-1 Preferred Stock · Derivative 25,536 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-030340 · doc4.xml · derivative · entry 14

Phoenix Venture Partners II LP · CIK 0001647900 · 10% owner

Phoenix General Partner II LLC · CIK 0001874106 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 84,348 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: The Series D-1 Preferred Stock converted into Common Stock on a one-for-3.3031 basis and had no expiration date.

F8 · derivative.exercise_date: The Series D-1 Preferred Stock converted into Common Stock on a one-for-3.3031 basis and had no expiration date.

F8 · derivative.expiration_date: The Series D-1 Preferred Stock converted into Common Stock on a one-for-3.3031 basis and had no expiration date.

F2 · derivative.underlying_shares: Reflects one-for-3.3031 stock split which became effective on July 26, 2021.

F3 · ownership.direct: Phoenix General Partner II LLC, as the sole general partner of Phoenix Venture Partners II LP, beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 20:11 UTC Absci Corp ABSI · Entity 4685 ConversionSeries C Preferred Stock · Derivative 82,689 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-030340 · doc4.xml · derivative · entry 13

Phoenix Venture Partners II LP · CIK 0001647900 · 10% owner

Phoenix General Partner II LLC · CIK 0001874106 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 273,130 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The Series C Preferred Stock converted into Common Stock on a one-for-3.3031 basis and had no expiration date.

F7 · derivative.exercise_date: The Series C Preferred Stock converted into Common Stock on a one-for-3.3031 basis and had no expiration date.

F7 · derivative.expiration_date: The Series C Preferred Stock converted into Common Stock on a one-for-3.3031 basis and had no expiration date.

F2 · derivative.underlying_shares: Reflects one-for-3.3031 stock split which became effective on July 26, 2021.

F3 · ownership.direct: Phoenix General Partner II LLC, as the sole general partner of Phoenix Venture Partners II LP, beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 20:11 UTC Absci Corp ABSI · Entity 4685 ConversionSeries B Preferred Stock · Derivative 784,412 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-030340 · doc4.xml · derivative · entry 12

Phoenix Venture Partners II LP · CIK 0001647900 · 10% owner

Phoenix General Partner II LLC · CIK 0001874106 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,590,991 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The Series B Preferred Stock converted into Common Stock on a one-for-3.3031 basis and had no expiration date.

F6 · derivative.exercise_date: The Series B Preferred Stock converted into Common Stock on a one-for-3.3031 basis and had no expiration date.

F6 · derivative.expiration_date: The Series B Preferred Stock converted into Common Stock on a one-for-3.3031 basis and had no expiration date.

F2 · derivative.underlying_shares: Reflects one-for-3.3031 stock split which became effective on July 26, 2021.

F3 · ownership.direct: Phoenix General Partner II LLC, as the sole general partner of Phoenix Venture Partners II LP, beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 20:11 UTC Absci Corp ABSI · Entity 4685 ConversionSeries A-3 Preferred Stock · Derivative 1,500,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-030340 · doc4.xml · derivative · entry 11

Phoenix Venture Partners II LP · CIK 0001647900 · 10% owner

Phoenix General Partner II LLC · CIK 0001874106 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,954,650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Series A-3 Preferred Stock converted into Common Stock on a one-for-3.3031 basis and had no expiration date.

F5 · derivative.exercise_date: The Series A-3 Preferred Stock converted into Common Stock on a one-for-3.3031 basis and had no expiration date.

F5 · derivative.expiration_date: The Series A-3 Preferred Stock converted into Common Stock on a one-for-3.3031 basis and had no expiration date.

F2 · derivative.underlying_shares: Reflects one-for-3.3031 stock split which became effective on July 26, 2021.

F3 · ownership.direct: Phoenix General Partner II LLC, as the sole general partner of Phoenix Venture Partners II LP, beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 20:11 UTC Absci Corp ABSI · Entity 4685 ConversionSeries A-2 Preferred Stock · Derivative 161,586 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-030340 · doc4.xml · derivative · entry 10

Phoenix Venture Partners II LP · CIK 0001647900 · 10% owner

Phoenix General Partner II LLC · CIK 0001874106 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 533,735 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Series A-2 Preferred Stock converted into Common Stock on a one-for-3.3031 basis and had no expiration date.

F4 · derivative.exercise_date: The Series A-2 Preferred Stock converted into Common Stock on a one-for-3.3031 basis and had no expiration date.

F4 · derivative.expiration_date: The Series A-2 Preferred Stock converted into Common Stock on a one-for-3.3031 basis and had no expiration date.

F2 · derivative.underlying_shares: Reflects one-for-3.3031 stock split which became effective on July 26, 2021.

F3 · ownership.direct: Phoenix General Partner II LLC, as the sole general partner of Phoenix Venture Partners II LP, beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 20:11 UTC Absci Corp ABSI · Entity 4685 ConversionSeries A-1 Preferred Stock · Derivative 1,720,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-030340 · doc4.xml · derivative · entry 9

Phoenix Venture Partners II LP · CIK 0001647900 · 10% owner

Phoenix General Partner II LLC · CIK 0001874106 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,681,332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A-1 Preferred Stock converted into Common Stock on a one-for-3.3031 basis and had no expiration date.

F1 · derivative.exercise_date: The Series A-1 Preferred Stock converted into Common Stock on a one-for-3.3031 basis and had no expiration date.

F1 · derivative.expiration_date: The Series A-1 Preferred Stock converted into Common Stock on a one-for-3.3031 basis and had no expiration date.

F2 · derivative.underlying_shares: Reflects one-for-3.3031 stock split which became effective on July 26, 2021.

F3 · ownership.direct: Phoenix General Partner II LLC, as the sole general partner of Phoenix Venture Partners II LP, beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 20:11 UTC Absci Corp ABSI · Entity 4685 ConversionCommon Stock 33,675 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-030340 · doc4.xml · nonDerivative · entry 8

Phoenix Venture Partners II LP · CIK 0001647900 · 10% owner

Phoenix General Partner II LLC · CIK 0001874106 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,185,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · price: The Series E Preferred Stock converted into Common Stock on a one-for-3.3031 basis and had no expiration date.

F2 · balance_after: Reflects one-for-3.3031 stock split which became effective on July 26, 2021.

F3 · ownership.direct: Phoenix General Partner II LLC, as the sole general partner of Phoenix Venture Partners II LP, beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 20:11 UTC Absci Corp ABSI · Entity 4685 ConversionCommon Stock 33,741 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-030340 · doc4.xml · nonDerivative · entry 7

Phoenix Venture Partners II LP · CIK 0001647900 · 10% owner

Phoenix General Partner II LLC · CIK 0001874106 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,151,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · price: The Series D-2 Preferred Stock converted into Common Stock on a one-for-3.3031 basis and had no expiration date.

F2 · balance_after: Reflects one-for-3.3031 stock split which became effective on July 26, 2021.

F3 · ownership.direct: Phoenix General Partner II LLC, as the sole general partner of Phoenix Venture Partners II LP, beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 20:11 UTC Absci Corp ABSI · Entity 4685 ConversionCommon Stock 84,348 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-030340 · doc4.xml · nonDerivative · entry 6

Phoenix Venture Partners II LP · CIK 0001647900 · 10% owner

Phoenix General Partner II LLC · CIK 0001874106 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,118,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · price: The Series D-1 Preferred Stock converted into Common Stock on a one-for-3.3031 basis and had no expiration date.

F2 · balance_after: Reflects one-for-3.3031 stock split which became effective on July 26, 2021.

F3 · ownership.direct: Phoenix General Partner II LLC, as the sole general partner of Phoenix Venture Partners II LP, beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 20:11 UTC Absci Corp ABSI · Entity 4685 ConversionCommon Stock 273,130 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-030340 · doc4.xml · nonDerivative · entry 5

Phoenix Venture Partners II LP · CIK 0001647900 · 10% owner

Phoenix General Partner II LLC · CIK 0001874106 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,033,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: The Series C Preferred Stock converted into Common Stock on a one-for-3.3031 basis and had no expiration date.

F2 · balance_after: Reflects one-for-3.3031 stock split which became effective on July 26, 2021.

F3 · ownership.direct: Phoenix General Partner II LLC, as the sole general partner of Phoenix Venture Partners II LP, beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

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July 26, 2021 Filed Jul 28, 2021 20:11 UTC Absci Corp ABSI · Entity 4685 ConversionCommon Stock 2,590,991 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-030340 · doc4.xml · nonDerivative · entry 4

Phoenix Venture Partners II LP · CIK 0001647900 · 10% owner

Phoenix General Partner II LLC · CIK 0001874106 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,760,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: The Series B Preferred Stock converted into Common Stock on a one-for-3.3031 basis and had no expiration date.

F2 · balance_after: Reflects one-for-3.3031 stock split which became effective on July 26, 2021.

F3 · ownership.direct: Phoenix General Partner II LLC, as the sole general partner of Phoenix Venture Partners II LP, beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

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July 26, 2021 Filed Jul 28, 2021 20:11 UTC Absci Corp ABSI · Entity 4685 ConversionCommon Stock 4,954,650 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-030340 · doc4.xml · nonDerivative · entry 3

Phoenix Venture Partners II LP · CIK 0001647900 · 10% owner

Phoenix General Partner II LLC · CIK 0001874106 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,169,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: The Series A-3 Preferred Stock converted into Common Stock on a one-for-3.3031 basis and had no expiration date.

F2 · balance_after: Reflects one-for-3.3031 stock split which became effective on July 26, 2021.

F3 · ownership.direct: Phoenix General Partner II LLC, as the sole general partner of Phoenix Venture Partners II LP, beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

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July 26, 2021 Filed Jul 28, 2021 20:11 UTC Absci Corp ABSI · Entity 4685 ConversionCommon Stock 533,735 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-030340 · doc4.xml · nonDerivative · entry 2

Phoenix Venture Partners II LP · CIK 0001647900 · 10% owner

Phoenix General Partner II LLC · CIK 0001874106 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,215,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The Series A-2 Preferred Stock converted into Common Stock on a one-for-3.3031 basis and had no expiration date.

F2 · balance_after: Reflects one-for-3.3031 stock split which became effective on July 26, 2021.

F3 · ownership.direct: Phoenix General Partner II LLC, as the sole general partner of Phoenix Venture Partners II LP, beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

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July 26, 2021 Filed Jul 28, 2021 20:11 UTC Absci Corp ABSI · Entity 4685 ConversionCommon Stock 5,681,332 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-030340 · doc4.xml · nonDerivative · entry 1

Phoenix Venture Partners II LP · CIK 0001647900 · 10% owner

Phoenix General Partner II LLC · CIK 0001874106 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,681,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series A-1 Preferred Stock converted into Common Stock on a one-for-3.3031 basis and had no expiration date.

F2 · balance_after: Reflects one-for-3.3031 stock split which became effective on July 26, 2021.

F3 · ownership.direct: Phoenix General Partner II LLC, as the sole general partner of Phoenix Venture Partners II LP, beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.