Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LANTRONIX INCLTRX · Entity 1667 | Director · President & CEO | June 01, 2023 | June 05, 2023 |
| MICROSEMI CORPMSCC · Entity 166236 | President & COO | May 29, 2018 | May 30, 2018 |
| SEMTECH CORPSMTC · Entity 3442 | Director · President and CEO | May 25, 2024 | May 30, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LANTRONIX INC
Report date June 01, 2023 · Filed June 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 673,311 |
Ending reported balance
After 2023-06-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-06-01 · Exercise / conversion · Acquired 15,625 · Balance 678,714 F1: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock. Row 2 · 2023-06-01 · Tax withholding · Disposed 5,403 · Balance 673,311 F2: In accordance with the terms of the RSU Agreement, 5,403 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-06-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-06-01 · Exercise / conversion · Disposed 15,625 · Balance 0 F1: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.
F2: In accordance with the terms of the RSU Agreement, 5,403 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.
MICROSEMI CORP
Report date May 29, 2018 · Filed May 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Microsemi Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-05-29 transaction · row 1
1 source rowRow 1 · 2018-05-29 · Disposition to issuer · Disposed 21,668 · Balance 0 F1: Shares disposed of pursuant to the Agreement and Plan of Merger by and among Microchip Technology Incorporated ("Microchip") , Maple Acquisition Corporation and Microsemi Corporation (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), whereby each share of Issuer's common stock was automatically cancelled and converted into the right to an amount equal to $68.78 in cash (the "Merger Consideration"). |
| Microsemi Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-05-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-05-29 · Disposition to issuer · Disposed 39,647 · Balance 0 F2: Pursuant to the Merger Agreement, this Restricted Stock Unit ("RSU") was assumed and converted in the Merger into that number of Microchip RSUs of Microchip common stock equal to the product of (a) this number of RSUs and (b) the "Equity Award Exchange Ratio" obtained by dividing the Merger Consideration of $68.78 by the average closing sales price for a share of Microchip common stock, rounded to the nearest one-tenth of a cent, as reported on Nasdaq for the ten (10) most recent days ending on the last trading day immediately prior to the date on which the Effective Time occurs, calculated as 0.732185. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares disposed of pursuant to the Agreement and Plan of Merger by and among Microchip Technology Incorporated ("Microchip") , Maple Acquisition Corporation and Microsemi Corporation (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), whereby each share of Issuer's common stock was automatically cancelled and converted into the right to an amount equal to $68.78 in cash (the "Merger Consideration").
F2: Pursuant to the Merger Agreement, this Restricted Stock Unit ("RSU") was assumed and converted in the Merger into that number of Microchip RSUs of Microchip common stock equal to the product of (a) this number of RSUs and (b) the "Equity Award Exchange Ratio" obtained by dividing the Merger Consideration of $68.78 by the average closing sales price for a share of Microchip common stock, rounded to the nearest one-tenth of a cent, as reported on Nasdaq for the ten (10) most recent days ending on the last trading day immediately prior to the date on which the Effective Time occurs, calculated as 0.732185.
SEMTECH CORP
Report date May 25, 2024 · Filed May 30, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 90,706 |
Reported balance
After 2024-05-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-05-25 · Grant · Acquired 90,706 · Balance 90,706 F1: Each stock unit is the economic equivalent of one share of Semtech common stock. F2: This grant vests in three annual installments beginning on May 25, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Each stock unit is the economic equivalent of one share of Semtech common stock.
F2: This grant vests in three annual installments beginning on May 25, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 03, 2022 Filed Mar 5, 2022 00:01 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-22-001463 · ownership.xml · derivative · entry 5 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,125 Underlying: Common Stock · 15,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock. F1 · derivative.exercise_date: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock. F1 · derivative.expiration_date: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock. Read SEC document |
| March 03, 2022 Filed Mar 5, 2022 00:01 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 6,112 | $6.58 | $40,236.52 |
DisclosureSEC source: 0001683168-22-001463 · ownership.xml · nonDerivative · entry 3 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,532 F2 · kind: Represents shares of the issuer's common stock sold upon vesting to cover required tax withholding obligations. F3 · price: This transaction was executed in multiple trades at prices ranging from $6.47 to $6.70. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 03, 2022 Filed Mar 5, 2022 00:01 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-22-001463 · ownership.xml · nonDerivative · entry 2 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,644 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock. Read SEC document |
| December 30, 2021 Filed Mar 5, 2022 00:01 UTC | LANTRONIX INC LTRX · Entity 1667 | GiftCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-22-001463 · ownership.xml · nonDerivative · entry 1 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,019 Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 22:00 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-21-006167 · ownership.xml · derivative · entry 4 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,750 Underlying: Common Stock · 15,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock. F1 · derivative.exercise_date: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock. F1 · derivative.expiration_date: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 22:00 UTC | LANTRONIX INC LTRX · Entity 1667 | PurchaseCommon Stock | 15,000 | $6.80 | $102,033.00 |
DisclosureSEC source: 0001683168-21-006167 · ownership.xml · nonDerivative · entry 3 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 464,019 F4 · kind: The reporting person's purchase of the issuer's common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 1,697 shares, with the reporting person's sale of the issuer's common stock reported herein. The reporting person has paid $179.00 to the issuer, representing the full amount of the profit realized in connection with the short-swing transaction. F5 · price: This transaction was executed in multiple trades at prices ranging from $6.73 to $6.81. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 22:00 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 5,560 | $6.76 | $37,560.58 |
DisclosureSEC source: 0001683168-21-006167 · ownership.xml · nonDerivative · entry 2 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,019 F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding obligations. F3 · price: This transaction was executed in multiple trades at prices ranging from $6.64 to $6.97. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 22:00 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-21-006167 · ownership.xml · nonDerivative · entry 1 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 00:30 UTC | LANTRONIX INC LTRX · Entity 1667 | PurchaseCommon Stock | 13,000 | $7.71 | $100,235.20 |
DisclosureSEC source: 0001683168-21-005916 · ownership.xml · nonDerivative · entry 1 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,954 F1 · price: This transaction was executed in multiple trades at prices ranging from $7.51 to $7.91. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 20, 2021 Filed Sep 20, 2021 20:36 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionStock Option (Right to buy) · Derivative | 20,000 | $0.00 Strike: $4.04 | $0.00 |
DisclosureSEC source: 0001683168-21-004344 · ownership.xml · derivative · entry 2 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480,000 Underlying: Common Stock · 20,000 shares Expires 2026-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 20, 2021 Filed Sep 20, 2021 20:36 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 20,000 | $4.04 | $80,800.00 |
DisclosureSEC source: 0001683168-21-004344 · ownership.xml · nonDerivative · entry 1 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents shares of common stock acquired via exercise of inducement stock options ("Inducement Options") granted on April 22, 2019. The Inducement Options vest according to the following schedule: 250,000 of the options vested one year from date of grant, the next 100,000 options vest 1/24th per month over the following 24 months, and the remaining 150,000 options vest 1/12th each month thereafter for a period of 12 months. Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 9,221 | $6.24 | $57,539.04 |
DisclosureSEC source: 0001683168-21-004303 · ownership.xml · nonDerivative · entry 4 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,954 F4 · kind: In accordance with the terms of the applicable RSU award agreement, 9,221 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantCommon Stock | 26,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-21-004303 · ownership.xml · nonDerivative · entry 3 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,175 F3 · kind: On November 2, 2020, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. One third of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2021 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 26,666 RSUs subject to the award on September 13, 2021 with respect to the performance conditions that were satisfied for fiscal 2021. F3 · price: On November 2, 2020, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. One third of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2021 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 26,666 RSUs subject to the award on September 13, 2021 with respect to the performance conditions that were satisfied for fiscal 2021. Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 96,942 | $6.24 | $604,918.08 |
DisclosureSEC source: 0001683168-21-004303 · ownership.xml · nonDerivative · entry 2 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,509 F2 · kind: In accordance with the terms of the applicable RSU award agreement, 96,942 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantCommon Stock | 244,012 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-21-004303 · ownership.xml · nonDerivative · entry 1 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,451 F1 · kind: On October 18, 2019, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. One third of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2020 based on certain earnings per share targets, revenue targets and relative total stockholder return conditions. This transaction reflects the vesting and payment of 244,012 RSUs subject to the award on September 13, 2021 with respect to the performance conditions that were satisfied for fiscal 2021. F1 · price: On October 18, 2019, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. One third of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2020 based on certain earnings per share targets, revenue targets and relative total stockholder return conditions. This transaction reflects the vesting and payment of 244,012 RSUs subject to the award on September 13, 2021 with respect to the performance conditions that were satisfied for fiscal 2021. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 21:23 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-21-004067 · ownership.xml · derivative · entry 3 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,375 Underlying: Common Stock · 15,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In accordance with the terms of the RSU Agreement, 5,403 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. F1 · derivative.exercise_date: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. F1 · derivative.expiration_date: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 21:23 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 5,403 | $6.46 | $34,903.38 |
DisclosureSEC source: 0001683168-21-004067 · ownership.xml · nonDerivative · entry 2 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,439 F2 · kind: In accordance with the terms of the RSU Agreement, 5,403 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 21:23 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-21-004067 · ownership.xml · nonDerivative · entry 1 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,842 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-21-002345 · ownership.xml · derivative · entry 3 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 15,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In accordance with the terms of the RSU Agreement, 5,403 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. F1 · derivative.exercise_date: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs shall vest on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. F1 · derivative.expiration_date: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs shall vest on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 5,403 | $5.65 | $30,526.95 |
DisclosureSEC source: 0001683168-21-002345 · ownership.xml · nonDerivative · entry 2 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,217 F2 · kind: In accordance with the terms of the RSU Agreement, 5,403 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-21-002345 · ownership.xml · nonDerivative · entry 1 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,620 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs shall vest on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Read SEC document |
| May 15, 2021 Filed May 17, 2021 20:32 UTC | LANTRONIX INC LTRX · Entity 1667 | OtherCommon Stock | 5,568 | $3.82 | $21,269.76 |
DisclosureSEC source: 0001683168-21-002049 · ownership.xml · nonDerivative · entry 2 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,995 F2 · kind: Represent shares of common stock acquired through the Lantronix, Inc. 2013 Employee Stock Purchase Plan. Read SEC document |
| May 13, 2021 Filed May 17, 2021 20:32 UTC | LANTRONIX INC LTRX · Entity 1667 | PurchaseCommon Stock | 40,000 | $4.96 | $198,228.00 |
DisclosureSEC source: 0001683168-21-002049 · ownership.xml · nonDerivative · entry 1 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,427 F1 · price: This transaction was executed in multiple trades at prices ranging from $4.85 to $5.04. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:55 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-21-000764 · ownership.xml · derivative · entry 3 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,625 Underlying: Common Stock · 15,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In accordance with the terms of the RSU Agreement, 6,401 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. F1 · derivative.exercise_date: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs shall vest on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. F1 · derivative.expiration_date: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs shall vest on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:55 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 6,401 | $4.83 | $30,916.83 |
DisclosureSEC source: 0001683168-21-000764 · ownership.xml · nonDerivative · entry 2 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,427 F2 · kind: In accordance with the terms of the RSU Agreement, 6,401 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:55 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-21-000764 · ownership.xml · nonDerivative · entry 1 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,828 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs shall vest on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 21:31 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-20-004147 · ownership.xml · derivative · entry 3 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,250 Underlying: Common Stock · 15,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In accordance with the terms of the RSU Agreement, 5,403 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. F1 · derivative.exercise_date: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs shall vest on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. F1 · derivative.expiration_date: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs shall vest on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 21:31 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 5,403 | $4.51 | $24,367.53 |
DisclosureSEC source: 0001683168-20-004147 · ownership.xml · nonDerivative · entry 2 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,203 F2 · kind: In accordance with the terms of the RSU Agreement, 5,403 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 21:31 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-20-004147 · ownership.xml · nonDerivative · entry 1 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs shall vest on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-20-002989 · ownership.xml · derivative · entry 5 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,875 Underlying: Common Stock · 15,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On May 1, 2019 the reporting person was granted 250,000 RSUs that were scheduled to vest as follows: (a) 25% of the RSUs (62,500 shares) vested on June 1, 2020 and (b) 1/16 of the RSUs vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on June 1, 2024. This transaction reflects the vesting and payment of 15,625 RSUs subject to the award on September 1, 2020. F3 · derivative.expiration_date: On May 1, 2019 the reporting person was granted 250,000 RSUs that were scheduled to vest as follows: (a) 25% of the RSUs (62,500 shares) vested on June 1, 2020 and (b) 1/16 of the RSUs vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on June 1, 2024. This transaction reflects the vesting and payment of 15,625 RSUs subject to the award on September 1, 2020. Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 5,403 | $5.21 | $28,149.63 |
DisclosureSEC source: 0001683168-20-002989 · ownership.xml · nonDerivative · entry 4 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,981 F4 · kind: In accordance with the terms of the applicable RSU award agreement, 5,403 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-20-002989 · ownership.xml · nonDerivative · entry 3 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,384 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: On May 1, 2019 the reporting person was granted 250,000 RSUs that were scheduled to vest as follows: (a) 25% of the RSUs (62,500 shares) vested on June 1, 2020 and (b) 1/16 of the RSUs vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on June 1, 2024. This transaction reflects the vesting and payment of 15,625 RSUs subject to the award on September 1, 2020. F3 · price: On May 1, 2019 the reporting person was granted 250,000 RSUs that were scheduled to vest as follows: (a) 25% of the RSUs (62,500 shares) vested on June 1, 2020 and (b) 1/16 of the RSUs vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on June 1, 2024. This transaction reflects the vesting and payment of 15,625 RSUs subject to the award on September 1, 2020. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 36,686 | $5.37 | $197,003.82 |
DisclosureSEC source: 0001683168-20-002989 · ownership.xml · nonDerivative · entry 2 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,759 F2 · kind: In accordance with the terms of the applicable RSU award agreement, 36,686 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantCommon Stock | 106,089 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-20-002989 · ownership.xml · nonDerivative · entry 1 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,445 F1 · kind: On October 18, 2019, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. One third of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2020 based on certain earnings per share targets, revenue targets and relative total stockholder return conditions. This transaction reflects the vesting and payment of 106,089 RSUs subject to the award on August 31, 2020 with respect to the performance conditions that were satisfied for fiscal 2020. F1 · price: On October 18, 2019, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. One third of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2020 based on certain earnings per share targets, revenue targets and relative total stockholder return conditions. This transaction reflects the vesting and payment of 106,089 RSUs subject to the award on August 31, 2020 with respect to the performance conditions that were satisfied for fiscal 2020. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 23:15 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 62,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-20-001831 · ownership.xml · derivative · entry 3 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,500 Underlying: Common Stock · 62,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In accordance with the terms of the RSU Agreement, 21,576 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. F1 · derivative.exercise_date: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs shall vest on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. F1 · derivative.expiration_date: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs shall vest on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 23:15 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 21,576 | $3.64 | $78,536.64 |
DisclosureSEC source: 0001683168-20-001831 · ownership.xml · nonDerivative · entry 2 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,356 F2 · kind: In accordance with the terms of the RSU Agreement, 21,576 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 23:15 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 62,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-20-001831 · ownership.xml · nonDerivative · entry 1 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs shall vest on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Read SEC document |
| May 15, 2020 Filed May 18, 2020 22:04 UTC | LANTRONIX INC LTRX · Entity 1667 | OtherCommon Stock | 7,716 | $2.75 | $21,249.86 |
DisclosureSEC source: 0001683168-20-001660 · ownership.xml · nonDerivative · entry 1 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,432 F1 · kind: Represent shares of common stock acquired through the Lantronix, Inc. 2013 Employee Stock Purchase Plan. Read SEC document |
| March 12, 2020 Filed Mar 12, 2020 22:30 UTC | LANTRONIX INC LTRX · Entity 1667 | PurchaseCommon Stock | 10,000 | $2.06 | $20,573.00 |
DisclosureSEC source: 0001683168-20-000785 · ownership.xml · nonDerivative · entry 1 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,716 F1 · price: This transaction was executed in multiple trades at prices ranging from $2.02 to $2.13. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 21:02 UTC | LANTRONIX INC LTRX · Entity 1667 | PurchaseCommon Stock | 10,000 | $2.95 | $29,514.00 |
DisclosureSEC source: 0001683168-20-000728 · ownership.xml · nonDerivative · entry 1 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,716 F1 · price: This transaction was executed in multiple trades at prices ranging from $2.92 to $3.00. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 02:09 UTC | LANTRONIX INC LTRX · Entity 1667 | OtherCommon Stock | 7,716 | $2.75 | $21,249.86 |
DisclosureSEC source: 0001683168-19-003724 · ownership.xml · nonDerivative · entry 1 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,716 F1 · kind: Represent shares of common stock acquired through the Lantronix, Inc. 2013 Employee Stock Purchase Plan. Read SEC document |
| May 01, 2019 Filed May 1, 2019 22:24 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantRestricted Stock Units · Derivative | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-19-001317 · ownership.xml · derivative · entry 1 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires not disclosed F1 · derivative.exercise_price: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs shall vest on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. F1 · derivative.exercise_date: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs shall vest on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. F1 · derivative.expiration_date: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs shall vest on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Read SEC document |
| April 22, 2019 Filed Apr 23, 2019 20:54 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantStock Options · Derivative | 500,000 | $0.00 Strike: $4.04 | $0.00 |
DisclosureSEC source: 0001683168-19-001169 · ownership.xml · derivative · entry 1 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2026-04-22 F1 · derivative.exercise_date: Represents inducement stock options ("Inducement Options") granted on April 22, 2019. The Inducement Options shall vest according to the following schedule: 250,000 of the options shall vest one year from date of grant, the next 100,000 options will vest 1/24th per month over the following 24 months, and the remaining 150,000 options shall vest 1/12th each month thereafter for a period of 12 months. Read SEC document |
| May 29, 2018 Filed May 30, 2018 16:35 UTC | MICROSEMI CORP MSCC · Entity 166236 | Disposition to issuerMicrosemi Restricted Stock Units · Derivative | 39,647 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000310568-18-000103 · wf-form4_152771246871410.xml · derivative · entry 2 Pickle Paul H · CIK 0001568957 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,647 shares Expires not disclosed F2 · derivative.exercise_price: Pursuant to the Merger Agreement, this Restricted Stock Unit ("RSU") was assumed and converted in the Merger into that number of Microchip RSUs of Microchip common stock equal to the product of (a) this number of RSUs and (b) the "Equity Award Exchange Ratio" obtained by dividing the Merger Consideration of $68.78 by the average closing sales price for a share of Microchip common stock, rounded to the nearest one-tenth of a cent, as reported on Nasdaq for the ten (10) most recent days ending on the last trading day immediately prior to the date on which the Effective Time occurs, calculated as 0.732185. F2 · price: Pursuant to the Merger Agreement, this Restricted Stock Unit ("RSU") was assumed and converted in the Merger into that number of Microchip RSUs of Microchip common stock equal to the product of (a) this number of RSUs and (b) the "Equity Award Exchange Ratio" obtained by dividing the Merger Consideration of $68.78 by the average closing sales price for a share of Microchip common stock, rounded to the nearest one-tenth of a cent, as reported on Nasdaq for the ten (10) most recent days ending on the last trading day immediately prior to the date on which the Effective Time occurs, calculated as 0.732185. F2 · derivative.exercise_date: Pursuant to the Merger Agreement, this Restricted Stock Unit ("RSU") was assumed and converted in the Merger into that number of Microchip RSUs of Microchip common stock equal to the product of (a) this number of RSUs and (b) the "Equity Award Exchange Ratio" obtained by dividing the Merger Consideration of $68.78 by the average closing sales price for a share of Microchip common stock, rounded to the nearest one-tenth of a cent, as reported on Nasdaq for the ten (10) most recent days ending on the last trading day immediately prior to the date on which the Effective Time occurs, calculated as 0.732185. F2 · derivative.expiration_date: Pursuant to the Merger Agreement, this Restricted Stock Unit ("RSU") was assumed and converted in the Merger into that number of Microchip RSUs of Microchip common stock equal to the product of (a) this number of RSUs and (b) the "Equity Award Exchange Ratio" obtained by dividing the Merger Consideration of $68.78 by the average closing sales price for a share of Microchip common stock, rounded to the nearest one-tenth of a cent, as reported on Nasdaq for the ten (10) most recent days ending on the last trading day immediately prior to the date on which the Effective Time occurs, calculated as 0.732185. Read SEC document |
| May 29, 2018 Filed May 30, 2018 16:35 UTC | MICROSEMI CORP MSCC · Entity 166236 | Disposition to issuerMicrosemi Common Stock | 21,668 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000310568-18-000103 · wf-form4_152771246871410.xml · nonDerivative · entry 1 Pickle Paul H · CIK 0001568957 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Shares disposed of pursuant to the Agreement and Plan of Merger by and among Microchip Technology Incorporated ("Microchip") , Maple Acquisition Corporation and Microsemi Corporation (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), whereby each share of Issuer's common stock was automatically cancelled and converted into the right to an amount equal to $68.78 in cash (the "Merger Consideration"). Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 16:21 UTC | MICROSEMI CORP MSCC · Entity 166236 | Tax withholdingMicrosemi Common Stock | 1,381 | $64.30 | $88,798.30 |
DisclosureSEC source: 0000310568-18-000079 · wf-form4_152486048801866.xml · nonDerivative · entry 2 Pickle Paul H · CIK 0001568957 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,668 Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 16:21 UTC | MICROSEMI CORP MSCC · Entity 166236 | GrantMicrosemi Common Stock | 4,019 | $0.00 | $0.00 |
DisclosureSEC source: 0000310568-18-000079 · wf-form4_152486048801866.xml · nonDerivative · entry 1 Pickle Paul H · CIK 0001568957 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,049 F1 · security: Shares issued by Microsemi as part of the reporting person's bonus for the first half of fiscal year 2018. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 21:40 UTC | MICROSEMI CORP MSCC · Entity 166236 | GrantMicrosemi Restricted Stock Units · Derivative | 39,647 | $0.00 | $0.00 |
DisclosureSEC source: 0000310568-18-000060 · wf-form4_152280601252926.xml · derivative · entry 1 Pickle Paul H · CIK 0001568957 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,647 Underlying: Common Stock · 39,647 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right, subject to vesting, to receive one share of Microsemi common stock. The award is scheduled to vest 40% on September 30, 2019, 30% on September 30, 2020, and 30% on September 30, 2021, subject to accelerated vesting in certain circumstances. Microsemi may also add performance-based vesting requirements to the award in certain circumstances. F1 · derivative.exercise_date: Each Restricted Stock Unit represents a right, subject to vesting, to receive one share of Microsemi common stock. The award is scheduled to vest 40% on September 30, 2019, 30% on September 30, 2020, and 30% on September 30, 2021, subject to accelerated vesting in certain circumstances. Microsemi may also add performance-based vesting requirements to the award in certain circumstances. F1 · derivative.expiration_date: Each Restricted Stock Unit represents a right, subject to vesting, to receive one share of Microsemi common stock. The award is scheduled to vest 40% on September 30, 2019, 30% on September 30, 2020, and 30% on September 30, 2021, subject to accelerated vesting in certain circumstances. Microsemi may also add performance-based vesting requirements to the award in certain circumstances. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 18:43 UTC | MICROSEMI CORP MSCC · Entity 166236 | SaleMicrosemi Common Stock | 6,586 | $53.09 | $349,621.76 |
DisclosureSEC source: 0000310568-17-000230 · wf-form4_151096222456330.xml · nonDerivative · entry 2 Pickle Paul H · CIK 0001568957 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,030 F2 · security: This transaction was executed pursuant to a 10b5-1 plan. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 18:43 UTC | MICROSEMI CORP MSCC · Entity 166236 | GrantMicrosemi Common Stock | 6,586 | $0.00 | $0.00 |
DisclosureSEC source: 0000310568-17-000230 · wf-form4_151096222456330.xml · nonDerivative · entry 1 Pickle Paul H · CIK 0001568957 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,616 F1 · security: Shares issued by Microsemi as part of the reporting person's bonus for fiscal year 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.