Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LANTRONIX INCLTRX · Entity 1667 | Director · President & CEO | June 01, 2023 | June 05, 2023 |
| MICROSEMI CORPMSCC · Entity 166236 | President & COO | May 29, 2018 | May 30, 2018 |
| SEMTECH CORPSMTC · Entity 3442 | Director · President and CEO | May 25, 2024 | May 30, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LANTRONIX INC
Report date June 01, 2023 · Filed June 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 673,311 |
Ending reported balance
After 2023-06-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-06-01 · Exercise / conversion · Acquired 15,625 · Balance 678,714 F1: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock. Row 2 · 2023-06-01 · Tax withholding · Disposed 5,403 · Balance 673,311 F2: In accordance with the terms of the RSU Agreement, 5,403 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-06-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-06-01 · Exercise / conversion · Disposed 15,625 · Balance 0 F1: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.
F2: In accordance with the terms of the RSU Agreement, 5,403 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.
MICROSEMI CORP
Report date May 29, 2018 · Filed May 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Microsemi Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-05-29 transaction · row 1
1 source rowRow 1 · 2018-05-29 · Disposition to issuer · Disposed 21,668 · Balance 0 F1: Shares disposed of pursuant to the Agreement and Plan of Merger by and among Microchip Technology Incorporated ("Microchip") , Maple Acquisition Corporation and Microsemi Corporation (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), whereby each share of Issuer's common stock was automatically cancelled and converted into the right to an amount equal to $68.78 in cash (the "Merger Consideration"). |
| Microsemi Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-05-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-05-29 · Disposition to issuer · Disposed 39,647 · Balance 0 F2: Pursuant to the Merger Agreement, this Restricted Stock Unit ("RSU") was assumed and converted in the Merger into that number of Microchip RSUs of Microchip common stock equal to the product of (a) this number of RSUs and (b) the "Equity Award Exchange Ratio" obtained by dividing the Merger Consideration of $68.78 by the average closing sales price for a share of Microchip common stock, rounded to the nearest one-tenth of a cent, as reported on Nasdaq for the ten (10) most recent days ending on the last trading day immediately prior to the date on which the Effective Time occurs, calculated as 0.732185. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares disposed of pursuant to the Agreement and Plan of Merger by and among Microchip Technology Incorporated ("Microchip") , Maple Acquisition Corporation and Microsemi Corporation (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), whereby each share of Issuer's common stock was automatically cancelled and converted into the right to an amount equal to $68.78 in cash (the "Merger Consideration").
F2: Pursuant to the Merger Agreement, this Restricted Stock Unit ("RSU") was assumed and converted in the Merger into that number of Microchip RSUs of Microchip common stock equal to the product of (a) this number of RSUs and (b) the "Equity Award Exchange Ratio" obtained by dividing the Merger Consideration of $68.78 by the average closing sales price for a share of Microchip common stock, rounded to the nearest one-tenth of a cent, as reported on Nasdaq for the ten (10) most recent days ending on the last trading day immediately prior to the date on which the Effective Time occurs, calculated as 0.732185.
SEMTECH CORP
Report date May 25, 2024 · Filed May 30, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 90,706 |
Reported balance
After 2024-05-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-05-25 · Grant · Acquired 90,706 · Balance 90,706 F1: Each stock unit is the economic equivalent of one share of Semtech common stock. F2: This grant vests in three annual installments beginning on May 25, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Each stock unit is the economic equivalent of one share of Semtech common stock.
F2: This grant vests in three annual installments beginning on May 25, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 25, 2024 Filed May 30, 2024 00:01 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 90,706 | $0.00 | $0.00 |
DisclosureSEC source: 0000088941-24-000059 · wk-form4_1717027278.xml · derivative · entry 1 Pickle Paul H · CIK 0001568957 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,706 Underlying: Common Stock · 90,706 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in three annual installments beginning on May 25, 2025. F2 · derivative.expiration_date: This grant vests in three annual installments beginning on May 25, 2025. Read SEC document |
| April 01, 2024 Filed Apr 2, 2024 22:37 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 10,305 | $0.00 | $0.00 |
DisclosureSEC source: 0000088941-24-000033 · wk-form4_1712097441.xml · derivative · entry 3 Pickle Paul H · CIK 0001568957 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,739 Underlying: Common Stock · 10,305 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in twelve quarterly installments beginning on October 1, 2023. F2 · derivative.expiration_date: This grant vests in twelve quarterly installments beginning on October 1, 2023. Read SEC document |
| April 01, 2024 Filed Apr 2, 2024 22:37 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 3,677 | $27.49 | $101,080.73 |
DisclosureSEC source: 0000088941-24-000033 · wk-form4_1712097441.xml · nonDerivative · entry 2 Pickle Paul H · CIK 0001568957 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,673 Read SEC document |
| April 01, 2024 Filed Apr 2, 2024 22:37 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 10,305 | $0.00 | $0.00 |
DisclosureSEC source: 0000088941-24-000033 · wk-form4_1712097441.xml · nonDerivative · entry 1 Pickle Paul H · CIK 0001568957 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,350 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2024 Filed Mar 29, 2024 17:33 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 20,876 | $0.00 | $0.00 |
DisclosureSEC source: 0000088941-24-000032 · wk-form4_1711733572.xml · derivative · entry 1 Pickle Paul H · CIK 0001568957 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,876 Underlying: Common Stock · 20,876 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents the contingent right to receive one share of Semtech common stock. F2 · derivative.exercise_date: The reporting person was granted performance stock units by Semtech in Semtech's fiscal year 2024 that are eligible to vest based on Semtech's attainment of pre-established revenue and non-GAAP operating income targets over a period of one, two and three years, and the satisfaction of a service condition. This transaction represents the determination of the number of units eligible to vest based on the actual achievement of the performance condition with respect to the first year in the performance period. The vesting and payment of the award with respect to the first year in the performance period will occur on January 26, 2025, subject to the satisfaction of the service condition. F2 · derivative.expiration_date: The reporting person was granted performance stock units by Semtech in Semtech's fiscal year 2024 that are eligible to vest based on Semtech's attainment of pre-established revenue and non-GAAP operating income targets over a period of one, two and three years, and the satisfaction of a service condition. This transaction represents the determination of the number of units eligible to vest based on the actual achievement of the performance condition with respect to the first year in the performance period. The vesting and payment of the award with respect to the first year in the performance period will occur on January 26, 2025, subject to the satisfaction of the service condition. Read SEC document |
| January 02, 2024 Filed Jan 3, 2024 21:43 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 10,304 | $0.00 | $0.00 |
DisclosureSEC source: 0000088941-24-000002 · wk-form4_1704318151.xml · derivative · entry 3 Pickle Paul H · CIK 0001568957 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,044 Underlying: Common Stock · 10,304 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in twelve quarterly installments beginning on October 1, 2023. F2 · derivative.expiration_date: This grant vests in twelve quarterly installments beginning on October 1, 2023. Read SEC document |
| January 02, 2024 Filed Jan 3, 2024 21:43 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 4,013 | $21.91 | $87,924.83 |
DisclosureSEC source: 0000088941-24-000002 · wk-form4_1704318151.xml · nonDerivative · entry 2 Pickle Paul H · CIK 0001568957 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,045 Read SEC document |
| January 02, 2024 Filed Jan 3, 2024 21:43 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 10,304 | $21.91 | $225,760.64 |
DisclosureSEC source: 0000088941-24-000002 · wk-form4_1704318151.xml · nonDerivative · entry 1 Pickle Paul H · CIK 0001568957 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,058 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2023 Filed Oct 3, 2023 23:13 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 10,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-23-001360 · primary_01.xml · derivative · entry 3 Pickle Paul H · CIK 0001568957 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,348 Underlying: Common Stock · 10,304 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in twelve quarterly installments beginning on October 1, 2023. F2 · derivative.expiration_date: This grant vests in twelve quarterly installments beginning on October 1, 2023. Read SEC document |
| October 01, 2023 Filed Oct 3, 2023 23:13 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 3,550 | $25.75 | $91,412.50 |
DisclosureSEC source: 0001593968-23-001360 · primary_01.xml · nonDerivative · entry 2 Pickle Paul H · CIK 0001568957 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,754 Read SEC document |
| October 01, 2023 Filed Oct 3, 2023 23:13 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 10,304 | $25.75 | $265,328.00 |
DisclosureSEC source: 0001593968-23-001360 · primary_01.xml · nonDerivative · entry 1 Pickle Paul H · CIK 0001568957 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2023 Filed Jun 30, 2023 21:07 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 123,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-23-001059 · primary_01.xml · derivative · entry 1 Pickle Paul H · CIK 0001568957 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,652 Underlying: Common Stock · 123,652 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in twelve quarterly installments beginning on October 1, 2023. F2 · derivative.expiration_date: This grant vests in twelve quarterly installments beginning on October 1, 2023. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:31 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-23-003907 · ownership.xml · derivative · entry 3 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock. F1 · derivative.exercise_date: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock. F1 · derivative.expiration_date: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:31 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 5,403 | $4.36 | $23,557.08 |
DisclosureSEC source: 0001683168-23-003907 · ownership.xml · nonDerivative · entry 2 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 673,311 F2 · kind: In accordance with the terms of the RSU Agreement, 5,403 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:31 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-23-003907 · ownership.xml · nonDerivative · entry 1 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 678,714 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:31 UTC | LANTRONIX INC LTRX · Entity 1667 | OtherCommon Stock | 4,931 | $4.04 | $19,921.24 |
DisclosureSEC source: 0001683168-23-003498 · ownership.xml · nonDerivative · entry 1 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 663,089 F1 · kind: Represent shares of common stock acquired through the Lantronix, Inc. 2013 Employee Stock Purchase Plan. Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 21:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-23-001248 · ownership.xml · derivative · entry 3 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,625 Underlying: Common Stock · 15,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock. F1 · derivative.exercise_date: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock. F1 · derivative.expiration_date: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock. Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 21:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 5,403 | $5.09 | $27,501.27 |
DisclosureSEC source: 0001683168-23-001248 · ownership.xml · nonDerivative · entry 2 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 658,158 F2 · kind: In accordance with the terms of the RSU Agreement, 5,403 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 21:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-23-001248 · ownership.xml · nonDerivative · entry 1 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 663,561 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 21:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-22-008189 · ownership.xml · derivative · entry 3 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,250 Underlying: Common Stock · 15,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock. F1 · derivative.exercise_date: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock. F1 · derivative.expiration_date: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 21:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 5,403 | $4.94 | $26,690.82 |
DisclosureSEC source: 0001683168-22-008189 · ownership.xml · nonDerivative · entry 2 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 647,936 F2 · kind: In accordance with the terms of the RSU Agreement, 5,403 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 21:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-22-008189 · ownership.xml · nonDerivative · entry 1 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 653,339 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock. Read SEC document |
| September 19, 2022 Filed Sep 20, 2022 00:02 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 16,527 | $5.16 | $85,312.37 |
DisclosureSEC source: 0001683168-22-006490 · ownership.xml · nonDerivative · entry 4 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 637,714 F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · price: This transaction was executed in multiple trades at prices ranging from $5.10 to $5.25. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 00:02 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 16,528 | $5.23 | $86,491.02 |
DisclosureSEC source: 0001683168-22-006490 · ownership.xml · nonDerivative · entry 3 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 654,241 F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $5.14 to $5.35. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 15, 2022 Filed Sep 20, 2022 00:02 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 16,528 | $5.50 | $90,970.11 |
DisclosureSEC source: 0001683168-22-006490 · ownership.xml · nonDerivative · entry 2 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 670,769 F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: This transaction was executed in multiple trades at prices ranging from $5.43 to $5.56. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 15, 2022 Filed Sep 20, 2022 00:02 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantCommon Stock | 99,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-22-006490 · ownership.xml · nonDerivative · entry 1 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 687,297 F1 · kind: On October 18, 2019, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2020 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 99,167 RSUs subject to the award on September 15, 2022 with respect to the performance conditions that were satisfied for fiscal 2022. Read SEC document |
| September 14, 2022 Filed Sep 15, 2022 00:01 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 16,041 | $5.63 | $90,278.75 |
DisclosureSEC source: 0001683168-22-006406 · ownership.xml · nonDerivative · entry 4 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588,130 F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · price: This transaction was executed in multiple trades at prices ranging from $5.57 to $5.70. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 13, 2022 Filed Sep 15, 2022 00:01 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 16,042 | $5.77 | $92,498.17 |
DisclosureSEC source: 0001683168-22-006406 · ownership.xml · nonDerivative · entry 3 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 604,171 F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $5.63 to $6.02. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 12, 2022 Filed Sep 15, 2022 00:01 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 16,042 | $5.71 | $91,663.99 |
DisclosureSEC source: 0001683168-22-006406 · ownership.xml · nonDerivative · entry 2 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 620,213 F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: This transaction was executed in multiple trades at prices ranging from $5.63 to $5.80. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 12, 2022 Filed Sep 15, 2022 00:01 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantCommon Stock | 96,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-22-006406 · ownership.xml · nonDerivative · entry 1 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636,255 F1 · kind: On October 18, 2019, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2020 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 96,250 RSUs subject to the award on September 12, 2022 with respect to the performance conditions that were satisfied for fiscal 2022. Read SEC document |
| September 09, 2022 Filed Sep 10, 2022 00:14 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 16,401 | $5.82 | $95,388.22 |
DisclosureSEC source: 0001683168-22-006294 · ownership.xml · nonDerivative · entry 4 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540,005 F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · price: This transaction was executed in multiple trades at prices ranging from $5.74 to $5.87. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 08, 2022 Filed Sep 10, 2022 00:14 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 16,042 | $5.83 | $93,524.86 |
DisclosureSEC source: 0001683168-22-006294 · ownership.xml · nonDerivative · entry 3 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 556,406 F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $5.80 to $5.93. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 07, 2022 Filed Sep 10, 2022 00:14 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 16,042 | $6.05 | $97,086.18 |
DisclosureSEC source: 0001683168-22-006294 · ownership.xml · nonDerivative · entry 2 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 572,448 F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: This transaction was executed in multiple trades at prices ranging from $5.96 to $6.14. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 07, 2022 Filed Sep 10, 2022 00:14 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantCommon Stock | 96,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-22-006294 · ownership.xml · nonDerivative · entry 1 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588,490 F1 · kind: On October 18, 2019, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2020 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 96,250 RSUs subject to the award on September 7, 2022 with respect to the performance conditions that were satisfied for fiscal 2022. Read SEC document |
| September 06, 2022 Filed Sep 7, 2022 00:23 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 6,666 | $6.06 | $40,402.63 |
DisclosureSEC source: 0001683168-22-006223 · ownership.xml · nonDerivative · entry 6 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,240 F4 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F7 · price: This transaction was executed in multiple trades at prices ranging from $6.02 to $6.12. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 02, 2022 Filed Sep 7, 2022 00:23 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 6,667 | $6.04 | $40,262.01 |
DisclosureSEC source: 0001683168-22-006223 · ownership.xml · nonDerivative · entry 5 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 498,906 F4 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F6 · price: This transaction was executed in multiple trades at prices ranging from $5.74 to $6.16. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 01, 2022 Filed Sep 7, 2022 00:23 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-22-006223 · ownership.xml · derivative · entry 7 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,875 Underlying: Common Stock · 15,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock. F1 · derivative.exercise_date: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock. F1 · derivative.expiration_date: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock. Read SEC document |
| September 01, 2022 Filed Sep 7, 2022 00:23 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 6,667 | $5.85 | $38,981.95 |
DisclosureSEC source: 0001683168-22-006223 · ownership.xml · nonDerivative · entry 4 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505,573 F4 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · price: This transaction was executed in multiple trades at prices ranging from $5.73 to $5.93. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 01, 2022 Filed Sep 7, 2022 00:23 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-22-006223 · ownership.xml · nonDerivative · entry 3 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 512,240 F3 · kind: On November 2, 2020, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2021 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 40,000 RSUs subject to the award on September 1, 2022 with respect to the performance conditions that were satisfied for fiscal 2022. Read SEC document |
| September 01, 2022 Filed Sep 7, 2022 00:23 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 5,403 | $5.85 | $31,607.55 |
DisclosureSEC source: 0001683168-22-006223 · ownership.xml · nonDerivative · entry 2 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,240 F2 · kind: In accordance with the terms of the RSU Agreement, 5,403 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
| September 01, 2022 Filed Sep 7, 2022 00:23 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-22-006223 · ownership.xml · nonDerivative · entry 1 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 01:10 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 5,192 | $6.20 | $32,169.63 |
DisclosureSEC source: 0001683168-22-006133 · ownership.xml · nonDerivative · entry 4 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,018 F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. F5 · price: This transaction was executed in multiple trades at prices ranging from $6.05 to $6.33. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 30, 2022 Filed Sep 1, 2022 01:10 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 5,193 | $6.36 | $33,048.25 |
DisclosureSEC source: 0001683168-22-006133 · ownership.xml · nonDerivative · entry 3 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,210 F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. F4 · price: This transaction was executed in multiple trades at prices ranging from $6.25 to $6.50. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 29, 2022 Filed Sep 1, 2022 01:10 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 5,193 | $6.51 | $33,806.43 |
DisclosureSEC source: 0001683168-22-006133 · ownership.xml · nonDerivative · entry 2 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,403 F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. F3 · price: This transaction was executed in multiple trades at prices ranging from $6.41 to $6.64. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 29, 2022 Filed Sep 1, 2022 01:10 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantCommon Stock | 31,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-22-006133 · ownership.xml · nonDerivative · entry 1 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,596 F1 · kind: On July 27, 2021, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2022 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 31,157 RSUs subject to the award on August 29, 2022 with respect to the performance conditions that were satisfied for fiscal 2022. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:32 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-22-004160 · ownership.xml · derivative · entry 3 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 15,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock. F1 · derivative.exercise_date: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock. F1 · derivative.expiration_date: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:32 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 5,403 | $5.64 | $30,472.92 |
DisclosureSEC source: 0001683168-22-004160 · ownership.xml · nonDerivative · entry 2 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 446,439 F2 · kind: In accordance with the terms of the RSU Agreement, 5,403 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:32 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-22-004160 · ownership.xml · nonDerivative · entry 1 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,842 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock. Read SEC document |
| May 15, 2022 Filed May 17, 2022 20:31 UTC | LANTRONIX INC LTRX · Entity 1667 | OtherCommon Stock | 2,857 | $4.85 | $13,856.45 |
DisclosureSEC source: 0001683168-22-003739 · ownership.xml · nonDerivative · entry 1 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436,217 F1 · kind: Represent shares of common stock acquired through the Lantronix, Inc. 2013 Employee Stock Purchase Plan. Read SEC document |
| March 04, 2022 Filed Mar 5, 2022 00:01 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 172 | $6.49 | $1,115.59 |
DisclosureSEC source: 0001683168-22-001463 · ownership.xml · nonDerivative · entry 4 Pickle Paul H · CIK 0001568957 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,360 F2 · kind: Represents shares of the issuer's common stock sold upon vesting to cover required tax withholding obligations. F4 · price: This transaction was executed in multiple trades at prices ranging from $6.49 to $6.65. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.