Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CONNS INCCONN · Entity 84695 | 10% owner | May 24, 2024 | May 29, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CONNS INC
Report date May 24, 2024 · Filed May 29, 2024
Jointly reported with Stephens Group, LLC, CAMPBELL ELIZABETH STEPHENS, Stephens W. R. Jr.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.79 · Expires 2024-05-24 | Direct | 672,739 |
Reported balance
After 2024-05-24 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-05-24 · Purchase · Acquired 672,739 · Balance 672,739 F3: The shares listed represent the right to demand issuance of a warrant to acquire 672,739 shares of Common Stock at an exercise price of $2.794. The warrant is to be issued in conjunction with the Issuer's draw upon the Delayed Draw Term Loan and Security Agreement dated July 31, 2023, as amended (the "DDTL"). The class of shares and number of shares issuable upon exercise are subject to change pursuant to the terms of the DDTL. F4: The warrant will be exercisable from and after the date issued. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 4,217,873 |
Reported balance
Holding disclosure · report date 2024-05-24 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 4,217,873 F1: The shares are held by SG-1890, LLC ("SG-1890"). The Stephens Group, LLC ("The Stephens Group") is the sole manager and has voting and dispositive power over the shares held by SG-1890. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as managers. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-1890. |
| Common StockSEC Table I · non-derivative | IndirectBy W.R. Stephens, Jr. Revocable Trust | 72,493 |
Reported balance
Holding disclosure · report date 2024-05-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 72,493 F2: W.R. Stephens, Jr. acts as Trustee of W.R. Stephens, Jr. Revocable Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares are held by SG-1890, LLC ("SG-1890"). The Stephens Group, LLC ("The Stephens Group") is the sole manager and has voting and dispositive power over the shares held by SG-1890. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as managers. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-1890.
F2: W.R. Stephens, Jr. acts as Trustee of W.R. Stephens, Jr. Revocable Trust.
F3: The shares listed represent the right to demand issuance of a warrant to acquire 672,739 shares of Common Stock at an exercise price of $2.794. The warrant is to be issued in conjunction with the Issuer's draw upon the Delayed Draw Term Loan and Security Agreement dated July 31, 2023, as amended (the "DDTL"). The class of shares and number of shares issuable upon exercise are subject to change pursuant to the terms of the DDTL.
F4: The warrant will be exercisable from and after the date issued.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 24, 2024 Filed May 29, 2024 16:14 UTC | CONNS INC CONN · Entity 84695 | PurchaseWarrant (Right to Buy) · Derivative | 672,739 | $0.00 Strike: $2.79 | $0.00 |
DisclosureSEC source: 0001427999-24-000005 · primary_doc.xml · derivative · entry 3 Stephens Group, LLC · CIK 0001427999 · 10% owner SG-1890, LLC · CIK 0001422556 · 10% owner CAMPBELL ELIZABETH STEPHENS · CIK 0001228225 · 10% owner Stephens W. R. Jr. · CIK 0001228226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 672,739 Underlying: Common Stock · 672,739 shares Expires 2024-05-24 F3 · kind: The shares listed represent the right to demand issuance of a warrant to acquire 672,739 shares of Common Stock at an exercise price of $2.794. The warrant is to be issued in conjunction with the Issuer's draw upon the Delayed Draw Term Loan and Security Agreement dated July 31, 2023, as amended (the "DDTL"). The class of shares and number of shares issuable upon exercise are subject to change pursuant to the terms of the DDTL. F4 · derivative.exercise_date: The warrant will be exercisable from and after the date issued. F3 · derivative.underlying: The shares listed represent the right to demand issuance of a warrant to acquire 672,739 shares of Common Stock at an exercise price of $2.794. The warrant is to be issued in conjunction with the Issuer's draw upon the Delayed Draw Term Loan and Security Agreement dated July 31, 2023, as amended (the "DDTL"). The class of shares and number of shares issuable upon exercise are subject to change pursuant to the terms of the DDTL. Read SEC document |
| July 19, 2023 Filed Jul 20, 2023 21:27 UTC | CONNS INC CONN · Entity 84695 | SaleCommon Stock | 12,777 | $5.02 | $64,127.76 |
DisclosureSEC source: 0001427999-23-000023 · primary_doc.xml · nonDerivative · entry 1 Stephens Group, LLC · CIK 0001427999 · 10% owner SG-1890, LLC · CIK 0001422556 · 10% owner CAMPBELL ELIZABETH STEPHENS · CIK 0001228225 · 10% owner Stephens W. R. Jr. · CIK 0001228226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 4,217,873 F1 · ownership.nature: The shares are held by SG-1890, LLC ("SG-1890"). The Stephens Group, LLC ("The Stephens Group") is the sole manager and has voting and dispositive power over the shares held by SG-1890. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as managers. Mr. Stephens and Mrs. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-1890. Read SEC document |
| April 05, 2022 Filed Apr 5, 2022 20:31 UTC | CONNS INC CONN · Entity 84695 | OtherCommon Stock | 74,693 | $15.12 | $1,129,358.16 |
DisclosureSEC source: 0001427999-22-000003 · primary_doc.xml · nonDerivative · entry 1 Stephens Group, LLC · CIK 0001427999 · 10% owner SG-1890, LLC · CIK 0001422556 · 10% owner CAMPBELL ELIZABETH STEPHENS · CIK 0001228225 · 10% owner Stephens W. R. Jr. · CIK 0001228226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,230,650 F1 · kind: The shares disposed of represent shares distributed by SG-1890, LLC ("SG-1890") to certain of its members representing each such member's pro rata interest in such shares. F2 · price: Reflects the closing price on the date of distribution. F3 · ownership.nature: The shares are held by SG-1890. The Stephens Group, LLC ("The Stephens Group") is the sole manager and has voting and dispositive power over the shares held by SG-1890. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as managers. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-1890. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.