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person · Reporting owner

Nielsen Jack

Disclosed activity across 8 companies

Tapewire entity
90378
SEC CIK
0001602402

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALX ONCOLOGY HOLDINGS INCALXO · Entity 6040Director · 10% ownerJune 20, 2023June 22, 2023
Aligos Therapeutics, Inc.ALGS · Entity 7352DirectorFebruary 27, 2024February 28, 2024
Apollo Endosurgery, Inc.APEN · Entity 114713DirectorDecember 29, 2016December 29, 2016
Crinetics Pharmaceuticals, Inc.CRNX · Entity 3579DirectorJune 21, 2019June 25, 2019
Harmony Biosciences Holdings, Inc.HRMY · Entity 4381DirectorMay 29, 2024May 31, 2024
IO Biotech, Inc.IOBT · Entity 8764DirectorJune 08, 2023June 13, 2023
Instil Bio, Inc.TIL · Entity 7177DirectorJune 14, 2023January 10, 2024
REATA PHARMACEUTICALS INCRETA · Entity 12293DirectorJune 10, 2021June 14, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALX ONCOLOGY HOLDINGS INC

Report date June 20, 2023 · Filed June 22, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.14 · Expires 2033-06-19Direct20,200 Reported balance After 2023-06-20 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-06-20 · Grant · Acquired 20,200 · Balance 20,200

F1: Shares subject to the option vest in 12 equal monthly installments on the 20th day of the month, or if earlier, the day immediately before the day of the next annual meeting of stockholders.

Filing footnotes · ownership attribution and instrument terms

F1: Shares subject to the option vest in 12 equal monthly installments on the 20th day of the month, or if earlier, the day immediately before the day of the next annual meeting of stockholders.

Aligos Therapeutics, Inc.

Report date February 27, 2024 · Filed February 28, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $26.58 · Expires 2031-06-17Direct0 Reported balance After 2024-02-27 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-02-27 · Disposition to issuer · Disposed 15,000 · Balance 0

F1: On February 27, 2024, the issuer canceled, pursuant to the issuer's option exchange program, an option for 15,000 of the issuer's shares granted to the reporting person on June 17, 2021. In exchange, on February 28, 2024, the reporting person received a replacement option, for 4,411 shares, having an exercise price of $0.96 per share.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.96 · Expires 2031-06-17Direct4,411 Reported balance After 2024-02-28 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-02-28 · Grant · Acquired 4,411 · Balance 4,411

F1: On February 27, 2024, the issuer canceled, pursuant to the issuer's option exchange program, an option for 15,000 of the issuer's shares granted to the reporting person on June 17, 2021. In exchange, on February 28, 2024, the reporting person received a replacement option, for 4,411 shares, having an exercise price of $0.96 per share.

F2: The shares subject to the option will vest and become exercisable on the one year anniversary of the date of grant, subject to the reporting person's continued service with the issuer through such one year anniversary.

Filing footnotes · ownership attribution and instrument terms

F1: On February 27, 2024, the issuer canceled, pursuant to the issuer's option exchange program, an option for 15,000 of the issuer's shares granted to the reporting person on June 17, 2021. In exchange, on February 28, 2024, the reporting person received a replacement option, for 4,411 shares, having an exercise price of $0.96 per share.

F2: The shares subject to the option will vest and become exercisable on the one year anniversary of the date of grant, subject to the reporting person's continued service with the issuer through such one year anniversary.

Apollo Endosurgery, Inc.

Report date December 29, 2016 · Filed December 29, 2016

This filing explicitly reported no securities owned.

Crinetics Pharmaceuticals, Inc.

Report date June 21, 2019 · Filed June 25, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.24 · Expires 2029-06-20Direct12,500 Reported balance After 2019-06-21 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-06-21 · Grant · Acquired 12,500 · Balance 12,500

F1: The entire number of shares subject to this option become fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The entire number of shares subject to this option become fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date.

Harmony Biosciences Holdings, Inc.

Report date May 29, 2024 · Filed May 31, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $29.33 · Expires 2034-05-29Direct6,336 Reported balance After 2024-05-29 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-05-29 · Grant · Acquired 6,336 · Balance 6,336

F1: The stock option shall vest in full on the earlier to occur of (i) May 29, 2025 and (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The stock option shall vest in full on the earlier to occur of (i) May 29, 2025 and (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

IO Biotech, Inc.

Report date June 08, 2023 · Filed June 13, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.08 · Expires 2033-06-08Direct41,533 Reported balance After 2023-06-08 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-06-08 · Grant · Acquired 41,533 · Balance 41,533

F1: These options vest on June 8, 2024, subject to the reporting person's continued service through the applicable vesting date, and subject to 100% acceleration upon a change of control.

Filing footnotes · ownership attribution and instrument terms

F1: These options vest on June 8, 2024, subject to the reporting person's continued service through the applicable vesting date, and subject to 100% acceleration upon a change of control.

Instil Bio, Inc.

Report date June 14, 2023 · Filed January 10, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.18 · Expires 2033-06-13Direct1,500 Reported balance After 2023-06-14 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-06-14 · Grant · Acquired 1,500 · Balance 1,500

F1: The option will vest in 12 equal monthly installments commencing on July 14, 2023, subject to the Report Person's continued service as a director through the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The option will vest in 12 equal monthly installments commencing on July 14, 2023, subject to the Report Person's continued service as a director through the vesting date.

REATA PHARMACEUTICALS INC

Report date June 10, 2021 · Filed June 14, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $146.01 · Expires 2031-06-10Direct5,000 Reported balance After 2021-06-10 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-06-10 · Grant · Acquired 5,000 · Balance 5,000

F1: The options vest in 4 equal installments on September 10, 2021, December 10, 2021, March 10, 2022, and June 10, 2022, subject to continued service through each vesting date.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $146.01 · Expires 2031-06-10Direct1,201 Reported balance After 2021-06-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-06-10 · Grant · Acquired 1,201 · Balance 1,201

F3: This option was issued to the reporting person pursuant to the Reata Non-Employee Director Compensation Policy in lieu of future director fees of $100,000.

F2: The options vest in the following installments: 300 shares on September 10, 2021, December 10, 2021 and March 10, 2022, respectively, and 301 shares June 10, 2022, subject to continued service through each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The options vest in 4 equal installments on September 10, 2021, December 10, 2021, March 10, 2022, and June 10, 2022, subject to continued service through each vesting date.

F2: The options vest in the following installments: 300 shares on September 10, 2021, December 10, 2021 and March 10, 2022, respectively, and 301 shares June 10, 2022, subject to continued service through each vesting date.

F3: This option was issued to the reporting person pursuant to the Reata Non-Employee Director Compensation Policy in lieu of future director fees of $100,000.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 20, 2020 Filed Aug 24, 2020 21:09 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 PurchaseCommon Stock 2,736 $35.00 $95,760.00
Disclosure

SEC source: 0000899243-20-023341 · doc4.xml · nonDerivative · entry 1

Nielsen Jack · CIK 0001602402 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,736

F1 · ownership.nature: The shares are held of record by Vivo Capital Fund IX, L.P. Vivo Capital IX, LLC is the General Partner of Vivo Capital Fund IX, L.P. As a managing member of Vivo Capital IX, LLC, Jack Nielsen shares voting and dispositive power with respect to the shares held of record by Vivo Capital Fund IX, L.P with other managing members, but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 20:03 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 GrantStock Option · Derivative 9,012 $0.00 Strike: $24.00 $0.00
Disclosure

SEC source: 0000899243-20-023127 · doc4.xml · derivative · entry 1

Nielsen Jack · CIK 0001602402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,012

Underlying: Common Stock · 9,012 shares

Expires 2030-08-18

F1 · derivative.exercise_date: The stock option shall vest in three equal annual installments beginning on August 21, 2021.

Read SEC document
July 16, 2020 Filed Jul 17, 2020 23:08 UTC ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 GrantStock Option (right to buy) · Derivative 24,009 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0000899243-20-019580 · doc4.xml · derivative · entry 1

Nielsen Jack · CIK 0001602402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,009

Underlying: Common Stock · 24,009 shares

Expires 2030-07-16

F1 · derivative.exercise_date: Shares subject to the option vest in 36 equal monthly installments beginning on August 16, 2020.

Read SEC document
June 10, 2020 Filed Jun 22, 2020 16:39 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 GrantStock Option (right to buy) · Derivative 1,278 $82.15 Strike: $130.92 $104,987.70
Disclosure

SEC source: 0001209191-20-038207 · doc4.xml · derivative · entry 2

Nielsen Jack · CIK 0001602402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,278

Underlying: Class A common stock · 1,278 shares

Expires 2030-06-10

F3 · price: This option was issued to the reporting person pursuant to the Reata Non-Employee Director Compensation Policy in lieu of future director fees of $105,000.

F2 · derivative.exercise_date: The options vest in the following installments: 319 shares on September 10, 2020 and December 10, 2020, respectively, and 320 shares on March 10, 2021 and June 10, 2021, respectively, subject to continued service through each vesting date.

Read SEC document
June 10, 2020 Filed Jun 22, 2020 16:39 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 GrantStock Option (right to buy) · Derivative 6,300 $0.00 Strike: $130.92 $0.00
Disclosure

SEC source: 0001209191-20-038207 · doc4.xml · derivative · entry 1

Nielsen Jack · CIK 0001602402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,300

Underlying: Class A common stock · 6,300 shares

Expires 2030-06-10

F1 · derivative.exercise_date: The options vest in 4 equal installments on September 10, 2020, December 10, 2020, March 10, 2021, and June 10, 2021, subject to continued service through each vesting date.

Read SEC document
June 21, 2019 Filed Jun 25, 2019 20:10 UTC Crinetics Pharmaceuticals, Inc. CRNX · Entity 3579 GrantStock Option (right to buy) · Derivative 12,500 $0.00 Strike: $23.24 $0.00
Disclosure

SEC source: 0001209191-19-038902 · doc4.xml · derivative · entry 1

Nielsen Jack · CIK 0001602402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2029-06-20

F1 · derivative.exercise_date: The entire number of shares subject to this option become fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date.

Read SEC document
June 12, 2019 Filed Jun 13, 2019 16:13 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 GrantStock Option (right to buy) · Derivative 1,623 $57.59 Strike: $88.75 $93,468.57
Disclosure

SEC source: 0001209191-19-036757 · doc4.xml · derivative · entry 2

Nielsen Jack · CIK 0001602402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,623

Underlying: Class B common stock · 1,623 shares

Expires 2029-06-12

F3 · price: This option was issued to the reporting person pursuant to the Reata Non-Employee Director Compensation Policy in lieu of future director fees of $93,500.

F1 · derivative.exercise_date: The options vest in 4 equal installments on September 12, 2019, December 12, 2019, March 12, 2020, and June 12, 2020, subject to continued service through each vesting date.

F2 · derivative.underlying: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

Read SEC document
June 12, 2019 Filed Jun 13, 2019 16:13 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 GrantStock Option (right to buy) · Derivative 9,000 $0.00 Strike: $88.75 $0.00
Disclosure

SEC source: 0001209191-19-036757 · doc4.xml · derivative · entry 1

Nielsen Jack · CIK 0001602402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Class B common stock · 9,000 shares

Expires 2029-06-12

F1 · derivative.exercise_date: The options vest in 4 equal installments on September 12, 2019, December 12, 2019, March 12, 2020, and June 12, 2020, subject to continued service through each vesting date.

F2 · derivative.underlying: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

Read SEC document
June 13, 2018 Filed Jun 14, 2018 14:33 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 GrantStock Option (right to buy) · Derivative 3,284 $26.49 Strike: $39.48 $86,993.16
Disclosure

SEC source: 0001209191-18-037681 · doc4.xml · derivative · entry 2

Nielsen Jack · CIK 0001602402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,284

Underlying: Class B common stock · 3,284 shares

Expires 2028-06-13

F3 · price: This option was issued to the reporting person pursuant to the Reata Non-Employee Director Compensation Policy in lieu of future director fees of $87,000.00.

F1 · derivative.exercise_date: The options vest in 4 equal installments on September 13, 2018, December 13, 2018, March 13, 2019, and June 13, 2019, subject to continued service through each vesting date.

F2 · derivative.underlying: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

Read SEC document
June 13, 2018 Filed Jun 14, 2018 14:33 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 GrantStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $39.48 $0.00
Disclosure

SEC source: 0001209191-18-037681 · doc4.xml · derivative · entry 1

Nielsen Jack · CIK 0001602402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Class B common stock · 8,000 shares

Expires 2028-06-13

F1 · derivative.exercise_date: The options vest in 4 equal installments on September 13, 2018, December 13, 2018, March 13, 2019, and June 13, 2019, subject to continued service through each vesting date.

F2 · derivative.underlying: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

Read SEC document
June 14, 2017 Filed Jun 15, 2017 15:14 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 GrantStock Option (right to buy) · Derivative 4,839 $17.46 Strike: $25.52 $84,488.94
Disclosure

SEC source: 0001209191-17-040082 · doc4.xml · derivative · entry 2

Nielsen Jack · CIK 0001602402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,839

Underlying: Class B common stock · 4,839 shares

Expires 2027-06-14

F3 · price: This option was issued to the reporting person pursuant to the Reata Non-Employee Director Compensation Policy in lieu of future director fees of $84,500.00.

F1 · derivative.exercise_date: The options vest in 4 equal installments on September 14, 2017, December 14, 2017, March 14, 2018, and June 14, 2018, subject to continued service through each vesting date.

F2 · derivative.underlying: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

Read SEC document
June 14, 2017 Filed Jun 15, 2017 15:14 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $25.52 $0.00
Disclosure

SEC source: 0001209191-17-040082 · doc4.xml · derivative · entry 1

Nielsen Jack · CIK 0001602402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Class B common stock · 6,000 shares

Expires 2027-06-14

F1 · derivative.exercise_date: The options vest in 4 equal installments on September 14, 2017, December 14, 2017, March 14, 2018, and June 14, 2018, subject to continued service through each vesting date.

F2 · derivative.underlying: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 13:47 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 GrantStock Option (right to buy) · Derivative 1,544 $13.68 Strike: $26.46 $21,123.46
Disclosure

SEC source: 0001209191-17-016375 · doc4.xml · derivative · entry 2

Nielsen Jack · CIK 0001602402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,544

Underlying: Class B common stock · 1,544 shares

Expires 2027-03-01

F4 · price: This option was issued to the reporting person pursuant to the Reata Non-Employee Director Compensation Policy in lieu of future director fees of $21,125.00.

F3 · derivative.exercise_date: The options vest in 1 installment on June 1, 2017, subject to continued service through such vesting date.

F2 · derivative.underlying: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 13:47 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $26.46 $0.00
Disclosure

SEC source: 0001209191-17-016375 · doc4.xml · derivative · entry 1

Nielsen Jack · CIK 0001602402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Class B common stock · 6,000 shares

Expires 2027-03-01

F1 · derivative.exercise_date: The options vest in 2 equal installments on March 7, 2017 and June 7, 2017, subject to continued service through each vesting date.

F2 · derivative.underlying: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.