Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FIRST INTERSTATE BANCSYSTEM INCFIBK · Entity 4141 | Director | June 01, 2024 | June 04, 2024 |
| Principal Real Asset FundN/A · Entity 9033 | Director | January 26, 2023 | January 26, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FIRST INTERSTATE BANCSYSTEM INC
Report date June 01, 2024 · Filed June 04, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,450 |
Reported balance
After 2024-06-01 transaction · row 1
1 source rowRow 1 · 2024-06-01 · Grant · Acquired 3,014 · Balance 25,450 F1: Shares issuable upon vesting of restricted stock units granted to the reporting person pursuant to the Registrant's 2023 Equity and Incentive Plan. The restricted stock units vest on June 1, 2025, subject to the reporting persons provision of continuous service to the Registrant through the vesting date. |
| Common StockSEC Table I · non-derivative | IndirectTrust | 4,212 |
Reported balance
Holding disclosure · report date 2024-06-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,212 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares issuable upon vesting of restricted stock units granted to the reporting person pursuant to the Registrant's 2023 Equity and Incentive Plan. The restricted stock units vest on June 1, 2025, subject to the reporting persons provision of continuous service to the Registrant through the vesting date.
Principal Real Asset Fund
Report date January 26, 2023 · Filed January 26, 2023
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Great Western Bancorp, Inc.
Report date February 01, 2022 · Filed February 03, 2022
Section 16 reporting ended · disclosed 2022-02-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 7,806 |
Reported balance
After 2022-02-01 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2022-02-01 · Exercise / conversion · Acquired 2,806 · Balance 7,806 F2: The vesting of performance stock units granted in conjunction with the initial public offering in October 2014 and based on the achievement of pre-established performance objectives over a three-year performance period ended September 30, 2017. The performance stock units were delivered upon change in control. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 11,139 |
Reported balance
After 2022-02-01 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2022-02-01 · Exercise / conversion · Acquired 3,333 · Balance 11,139 F3: The restricted stock units vested 100% on the grant date, October 20, 2014. The restricted stock units were delivered upon change in control. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 13,088 |
Reported balance
After 2022-02-01 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2022-02-01 · Exercise / conversion · Acquired 1,949 · Balance 13,088 F4: The restricted stock units vested 100% on the grant date, December 4, 2015. The restricted stock units were delivered upon change in control. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 14,610 |
Reported balance
After 2022-02-01 transaction · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · 2022-02-01 · Exercise / conversion · Acquired 1,522 · Balance 14,610 F5: The restricted stock units vested 100% on the grant date, December 2, 2016. The restricted stock units were delivered upon change in control. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 16,071 |
Reported balance
After 2022-02-01 transaction · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · 2022-02-01 · Exercise / conversion · Acquired 1,461 · Balance 16,071 F6: The restricted stock units vested 100% on the grant date, December 1, 2017. The restricted stock units were delivered upon change in control. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 17,679 |
Reported balance
After 2022-02-01 transaction · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · 2022-02-01 · Exercise / conversion · Acquired 1,608 · Balance 17,679 F7: The restricted stock units vested 100% on the grant date, November 30, 2018. The restricted stock units were delivered upon change in control. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 18,028 |
Reported balance
After 2022-02-01 transaction · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · 2022-02-01 · Exercise / conversion · Acquired 349 · Balance 18,028 F8: The restricted stock units vested 100% on the grant date, November 29, 2019. The restricted stock units will be delivered in five equal installments beginning on February 1, 2022 upon change in control. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 18,723 |
Reported balance
After 2022-02-01 transaction · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · 2022-02-01 · Exercise / conversion · Acquired 695 · Balance 18,723 F9: The restricted stock units vested 100% on the grant date, November 27, 2020. The restricted stock units will be delivered in five equal installments beginning on February 1, 2022 upon change in control. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 19,082 |
Reported balance
After 2022-02-01 transaction · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · 2022-02-01 · Exercise / conversion · Acquired 359 · Balance 19,082 F10: The restricted stock units vested 100% on the grant date, November 26, 2021. The restricted stock units will be delivered in five equal installments beginning on February 1, 2022 upon change in control. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 5,000 |
Reported balance
Holding disclosure · report date 2022-02-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 5,000 F1: Includes 5,000 shares shares directly held by Mark Grieb and Frances Grieb Living Trust. |
| Performance Stock Units - IPOSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-02-01 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2022-02-01 · Exercise / conversion · Disposed 2,806 · Balance 0 F11: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc. F2: The vesting of performance stock units granted in conjunction with the initial public offering in October 2014 and based on the achievement of pre-established performance objectives over a three-year performance period ended September 30, 2017. The performance stock units were delivered upon change in control. |
| Restricted Stock Units - 2014SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-02-01 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2022-02-01 · Exercise / conversion · Disposed 3,333 · Balance 0 F11: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc. F3: The restricted stock units vested 100% on the grant date, October 20, 2014. The restricted stock units were delivered upon change in control. |
| Restricted Stock Units - 2015SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-02-01 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2022-02-01 · Exercise / conversion · Disposed 1,949 · Balance 0 F11: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc. F4: The restricted stock units vested 100% on the grant date, December 4, 2015. The restricted stock units were delivered upon change in control. |
| Restricted Stock Units - 2016SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-02-01 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2022-02-01 · Exercise / conversion · Disposed 1,522 · Balance 0 F11: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc. F5: The restricted stock units vested 100% on the grant date, December 2, 2016. The restricted stock units were delivered upon change in control. |
| Restricted Stock Units - 2017SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-02-01 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2022-02-01 · Exercise / conversion · Disposed 1,461 · Balance 0 F11: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc. F6: The restricted stock units vested 100% on the grant date, December 1, 2017. The restricted stock units were delivered upon change in control. |
| Restricted Stock Units - 2018SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-02-01 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2022-02-01 · Exercise / conversion · Disposed 1,608 · Balance 0 F11: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc. F7: The restricted stock units vested 100% on the grant date, November 30, 2018. The restricted stock units were delivered upon change in control. |
| Restricted Stock Units - 2019SEC Table II · derivative / convertible security | Direct | 1,397 |
Reported balance
After 2022-02-01 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2022-02-01 · Exercise / conversion · Disposed 349 · Balance 1,397 F11: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc. F8: The restricted stock units vested 100% on the grant date, November 29, 2019. The restricted stock units will be delivered in five equal installments beginning on February 1, 2022 upon change in control. |
| Restricted Stock Units - 2020SEC Table II · derivative / convertible security | Direct | 2,781 |
Reported balance
After 2022-02-01 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2022-02-01 · Exercise / conversion · Disposed 695 · Balance 2,781 F11: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc. F9: The restricted stock units vested 100% on the grant date, November 27, 2020. The restricted stock units will be delivered in five equal installments beginning on February 1, 2022 upon change in control. |
| Restricted Stock Units - 2021SEC Table II · derivative / convertible security | Direct | 1,434 |
Reported balance
After 2022-02-01 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2022-02-01 · Exercise / conversion · Disposed 359 · Balance 1,434 F11: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc. F10: The restricted stock units vested 100% on the grant date, November 26, 2021. The restricted stock units will be delivered in five equal installments beginning on February 1, 2022 upon change in control. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 5,000 shares shares directly held by Mark Grieb and Frances Grieb Living Trust.
F2: The vesting of performance stock units granted in conjunction with the initial public offering in October 2014 and based on the achievement of pre-established performance objectives over a three-year performance period ended September 30, 2017. The performance stock units were delivered upon change in control.
F3: The restricted stock units vested 100% on the grant date, October 20, 2014. The restricted stock units were delivered upon change in control.
F4: The restricted stock units vested 100% on the grant date, December 4, 2015. The restricted stock units were delivered upon change in control.
F5: The restricted stock units vested 100% on the grant date, December 2, 2016. The restricted stock units were delivered upon change in control.
F6: The restricted stock units vested 100% on the grant date, December 1, 2017. The restricted stock units were delivered upon change in control.
F7: The restricted stock units vested 100% on the grant date, November 30, 2018. The restricted stock units were delivered upon change in control.
F8: The restricted stock units vested 100% on the grant date, November 29, 2019. The restricted stock units will be delivered in five equal installments beginning on February 1, 2022 upon change in control.
F9: The restricted stock units vested 100% on the grant date, November 27, 2020. The restricted stock units will be delivered in five equal installments beginning on February 1, 2022 upon change in control.
F10: The restricted stock units vested 100% on the grant date, November 26, 2021. The restricted stock units will be delivered in five equal installments beginning on February 1, 2022 upon change in control.
F11: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2024 Filed Jun 4, 2024 20:04 UTC | FIRST INTERSTATE BANCSYSTEM INC FIBK · Entity 4141 | GrantCommon Stock | 3,014 | $0.00 | $0.00 |
DisclosureSEC source: 0000860413-24-000097 · wk-form4_1717531486.xml · nonDerivative · entry 1 Grieb Frances Pallas · CIK 0001622140 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,450 F1 · shares: Shares issuable upon vesting of restricted stock units granted to the reporting person pursuant to the Registrant's 2023 Equity and Incentive Plan. The restricted stock units vest on June 1, 2025, subject to the reporting persons provision of continuous service to the Registrant through the vesting date. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 16:47 UTC | FIRST INTERSTATE BANCSYSTEM INC FIBK · Entity 4141 | GrantClass A Common Stock | 3,401 | $0.00 | $0.00 |
DisclosureSEC source: 0000860413-23-000152 · wf-form4_168598361002401.xml · nonDerivative · entry 1 Grieb Frances Pallas · CIK 0001622140 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,436 F1 · shares: Shares issuable upon vesting of restricted stock units granted to the reporting person pursuant to the Registrant's 2023 Equity and Incentive Plan. The restricted stock units vest on June 1, 2024, subject to the reporting persons provision of continuous service to the Registrant through the vesting date. Read SEC document |
| June 01, 2022 Filed Jun 2, 2022 20:25 UTC | FIRST INTERSTATE BANCSYSTEM INC FIBK · Entity 4141 | GrantClass A Common Stock | 1,576 | $38.07 | $59,998.32 |
DisclosureSEC source: 0000860413-22-000158 · wf-form4_165420152461932.xml · nonDerivative · entry 1 Grieb Frances Pallas · CIK 0001622140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,035 F1 · balance_after: Pursuant to the reporting person's election to participate in a deferred compensation arrangement with GWB that was respected by the issuer in connection with the Merger, the delivery of 4,728 of these shareshas been deferred over a period of four years, with one-fourth of such shares to be delivered on each of the next four annual anniversaries of the closing date of the Merger. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 23:40 UTC | FIRST INTERSTATE BANCSYSTEM INC FIBK · Entity 4141 | GrantClass A Common Stock | 867 | $38.41 | $33,301.47 |
DisclosureSEC source: 0000860413-22-000044 · wf-form4_164393160720323.xml · nonDerivative · entry 3 Grieb Frances Pallas · CIK 0001622140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,459 Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 23:40 UTC | FIRST INTERSTATE BANCSYSTEM INC FIBK · Entity 4141 | GrantClass A Common Stock | 4,212 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000860413-22-000044 · wf-form4_164393160720323.xml · nonDerivative · entry 2 Grieb Frances Pallas · CIK 0001622140 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 4,212 F3 · price: Received in exchange for 5,000 shares of GWB common stock in connection with the Merger. On the effective date of the Merger, the reporting person was entitled to receive approximately 0.8425 shares of issuer Class A common stock for each share of GWB common stock then owned. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 23:40 UTC | FIRST INTERSTATE BANCSYSTEM INC FIBK · Entity 4141 | GrantClass A Common Stock | 16,592 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000860413-22-000044 · wf-form4_164393160720323.xml · nonDerivative · entry 1 Grieb Frances Pallas · CIK 0001622140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,592 F1 · price: Received in exchange for 19,694 shares of Great Western Bancorp, Inc. ("GWB") common stock in connection with the merger of GWB into the issuer (the "Merger"). On the effective date of the Merger, the reporting person was entitled to receive approximately 0.8425 shares of issuer Class A common stock for each share of GWB common stock then owned or deferred. F2 · balance_after: Pursuant to the reporting person's election to participate in a deferred compensation arrangement with GWB that was respected by the issuer in connection with the Merger, the delivery of 4,728 of these shares has been deferred over a period of four years, with one-fourth of such shares to be delivered on each of the next four annual anniversaries of the closing date of the Merger. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 17:18 UTC | Great Western Bancorp, Inc. GWB · Entity 130810 | Exercise / conversionRestricted Stock Units - 2021 · Derivative | 359 | $0.00 | $0.00 |
DisclosureSEC source: 0001613665-22-000006 · wf-form4_164392666975907.xml · derivative · entry 19 Grieb Frances Pallas · CIK 0001622140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,434 Underlying: Common Stock, par value $0.01 per share · 359 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc. F10 · derivative.exercise_date: The restricted stock units vested 100% on the grant date, November 26, 2021. The restricted stock units will be delivered in five equal installments beginning on February 1, 2022 upon change in control. F10 · derivative.expiration_date: The restricted stock units vested 100% on the grant date, November 26, 2021. The restricted stock units will be delivered in five equal installments beginning on February 1, 2022 upon change in control. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 17:18 UTC | Great Western Bancorp, Inc. GWB · Entity 130810 | Exercise / conversionRestricted Stock Units - 2020 · Derivative | 695 | $0.00 | $0.00 |
DisclosureSEC source: 0001613665-22-000006 · wf-form4_164392666975907.xml · derivative · entry 18 Grieb Frances Pallas · CIK 0001622140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,781 Underlying: Common Stock, par value $0.01 per share · 695 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc. F9 · derivative.exercise_date: The restricted stock units vested 100% on the grant date, November 27, 2020. The restricted stock units will be delivered in five equal installments beginning on February 1, 2022 upon change in control. F9 · derivative.expiration_date: The restricted stock units vested 100% on the grant date, November 27, 2020. The restricted stock units will be delivered in five equal installments beginning on February 1, 2022 upon change in control. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 17:18 UTC | Great Western Bancorp, Inc. GWB · Entity 130810 | Exercise / conversionRestricted Stock Units - 2019 · Derivative | 349 | $0.00 | $0.00 |
DisclosureSEC source: 0001613665-22-000006 · wf-form4_164392666975907.xml · derivative · entry 17 Grieb Frances Pallas · CIK 0001622140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,397 Underlying: Common Stock, par value $0.01 per share · 349 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc. F8 · derivative.exercise_date: The restricted stock units vested 100% on the grant date, November 29, 2019. The restricted stock units will be delivered in five equal installments beginning on February 1, 2022 upon change in control. F8 · derivative.expiration_date: The restricted stock units vested 100% on the grant date, November 29, 2019. The restricted stock units will be delivered in five equal installments beginning on February 1, 2022 upon change in control. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 17:18 UTC | Great Western Bancorp, Inc. GWB · Entity 130810 | Exercise / conversionRestricted Stock Units - 2018 · Derivative | 1,608 | $0.00 | $0.00 |
DisclosureSEC source: 0001613665-22-000006 · wf-form4_164392666975907.xml · derivative · entry 16 Grieb Frances Pallas · CIK 0001622140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 1,608 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc. F7 · derivative.exercise_date: The restricted stock units vested 100% on the grant date, November 30, 2018. The restricted stock units were delivered upon change in control. F7 · derivative.expiration_date: The restricted stock units vested 100% on the grant date, November 30, 2018. The restricted stock units were delivered upon change in control. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 17:18 UTC | Great Western Bancorp, Inc. GWB · Entity 130810 | Exercise / conversionRestricted Stock Units - 2017 · Derivative | 1,461 | $0.00 | $0.00 |
DisclosureSEC source: 0001613665-22-000006 · wf-form4_164392666975907.xml · derivative · entry 15 Grieb Frances Pallas · CIK 0001622140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 1,461 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc. F6 · derivative.exercise_date: The restricted stock units vested 100% on the grant date, December 1, 2017. The restricted stock units were delivered upon change in control. F6 · derivative.expiration_date: The restricted stock units vested 100% on the grant date, December 1, 2017. The restricted stock units were delivered upon change in control. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 17:18 UTC | Great Western Bancorp, Inc. GWB · Entity 130810 | Exercise / conversionRestricted Stock Units - 2016 · Derivative | 1,522 | $0.00 | $0.00 |
DisclosureSEC source: 0001613665-22-000006 · wf-form4_164392666975907.xml · derivative · entry 14 Grieb Frances Pallas · CIK 0001622140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 1,522 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc. F5 · derivative.exercise_date: The restricted stock units vested 100% on the grant date, December 2, 2016. The restricted stock units were delivered upon change in control. F5 · derivative.expiration_date: The restricted stock units vested 100% on the grant date, December 2, 2016. The restricted stock units were delivered upon change in control. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 17:18 UTC | Great Western Bancorp, Inc. GWB · Entity 130810 | Exercise / conversionRestricted Stock Units - 2015 · Derivative | 1,949 | $0.00 | $0.00 |
DisclosureSEC source: 0001613665-22-000006 · wf-form4_164392666975907.xml · derivative · entry 13 Grieb Frances Pallas · CIK 0001622140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 1,949 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc. F4 · derivative.exercise_date: The restricted stock units vested 100% on the grant date, December 4, 2015. The restricted stock units were delivered upon change in control. F4 · derivative.expiration_date: The restricted stock units vested 100% on the grant date, December 4, 2015. The restricted stock units were delivered upon change in control. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 17:18 UTC | Great Western Bancorp, Inc. GWB · Entity 130810 | Exercise / conversionRestricted Stock Units - 2014 · Derivative | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001613665-22-000006 · wf-form4_164392666975907.xml · derivative · entry 12 Grieb Frances Pallas · CIK 0001622140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 3,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc. F3 · derivative.exercise_date: The restricted stock units vested 100% on the grant date, October 20, 2014. The restricted stock units were delivered upon change in control. F3 · derivative.expiration_date: The restricted stock units vested 100% on the grant date, October 20, 2014. The restricted stock units were delivered upon change in control. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 17:18 UTC | Great Western Bancorp, Inc. GWB · Entity 130810 | Exercise / conversionPerformance Stock Units - IPO · Derivative | 2,806 | $0.00 | $0.00 |
DisclosureSEC source: 0001613665-22-000006 · wf-form4_164392666975907.xml · derivative · entry 11 Grieb Frances Pallas · CIK 0001622140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 2,806 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc. F2 · derivative.exercise_date: The vesting of performance stock units granted in conjunction with the initial public offering in October 2014 and based on the achievement of pre-established performance objectives over a three-year performance period ended September 30, 2017. The performance stock units were delivered upon change in control. F2 · derivative.expiration_date: The vesting of performance stock units granted in conjunction with the initial public offering in October 2014 and based on the achievement of pre-established performance objectives over a three-year performance period ended September 30, 2017. The performance stock units were delivered upon change in control. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 17:18 UTC | Great Western Bancorp, Inc. GWB · Entity 130810 | Exercise / conversionCommon Stock, par value $0.01 per share | 359 | $0.00 | $0.00 |
DisclosureSEC source: 0001613665-22-000006 · wf-form4_164392666975907.xml · nonDerivative · entry 10 Grieb Frances Pallas · CIK 0001622140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,082 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · date: The restricted stock units vested 100% on the grant date, November 26, 2021. The restricted stock units will be delivered in five equal installments beginning on February 1, 2022 upon change in control. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 17:18 UTC | Great Western Bancorp, Inc. GWB · Entity 130810 | Exercise / conversionCommon Stock, par value $0.01 per share | 695 | $0.00 | $0.00 |
DisclosureSEC source: 0001613665-22-000006 · wf-form4_164392666975907.xml · nonDerivative · entry 9 Grieb Frances Pallas · CIK 0001622140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · date: The restricted stock units vested 100% on the grant date, November 27, 2020. The restricted stock units will be delivered in five equal installments beginning on February 1, 2022 upon change in control. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 17:18 UTC | Great Western Bancorp, Inc. GWB · Entity 130810 | Exercise / conversionCommon Stock, par value $0.01 per share | 349 | $0.00 | $0.00 |
DisclosureSEC source: 0001613665-22-000006 · wf-form4_164392666975907.xml · nonDerivative · entry 8 Grieb Frances Pallas · CIK 0001622140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · date: The restricted stock units vested 100% on the grant date, November 29, 2019. The restricted stock units will be delivered in five equal installments beginning on February 1, 2022 upon change in control. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 17:18 UTC | Great Western Bancorp, Inc. GWB · Entity 130810 | Exercise / conversionCommon Stock, par value $0.01 per share | 1,608 | $0.00 | $0.00 |
DisclosureSEC source: 0001613665-22-000006 · wf-form4_164392666975907.xml · nonDerivative · entry 7 Grieb Frances Pallas · CIK 0001622140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,679 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · date: The restricted stock units vested 100% on the grant date, November 30, 2018. The restricted stock units were delivered upon change in control. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 17:18 UTC | Great Western Bancorp, Inc. GWB · Entity 130810 | Exercise / conversionCommon Stock, par value $0.01 per share | 1,461 | $0.00 | $0.00 |
DisclosureSEC source: 0001613665-22-000006 · wf-form4_164392666975907.xml · nonDerivative · entry 6 Grieb Frances Pallas · CIK 0001622140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,071 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · date: The restricted stock units vested 100% on the grant date, December 1, 2017. The restricted stock units were delivered upon change in control. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 17:18 UTC | Great Western Bancorp, Inc. GWB · Entity 130810 | Exercise / conversionCommon Stock, par value $0.01 per share | 1,522 | $0.00 | $0.00 |
DisclosureSEC source: 0001613665-22-000006 · wf-form4_164392666975907.xml · nonDerivative · entry 5 Grieb Frances Pallas · CIK 0001622140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,610 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · date: The restricted stock units vested 100% on the grant date, December 2, 2016. The restricted stock units were delivered upon change in control. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 17:18 UTC | Great Western Bancorp, Inc. GWB · Entity 130810 | Exercise / conversionCommon Stock, par value $0.01 per share | 1,949 | $0.00 | $0.00 |
DisclosureSEC source: 0001613665-22-000006 · wf-form4_164392666975907.xml · nonDerivative · entry 4 Grieb Frances Pallas · CIK 0001622140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · date: The restricted stock units vested 100% on the grant date, December 4, 2015. The restricted stock units were delivered upon change in control. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 17:18 UTC | Great Western Bancorp, Inc. GWB · Entity 130810 | Exercise / conversionCommon Stock, par value $0.01 per share | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001613665-22-000006 · wf-form4_164392666975907.xml · nonDerivative · entry 3 Grieb Frances Pallas · CIK 0001622140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · date: The restricted stock units vested 100% on the grant date, October 20, 2014. The restricted stock units were delivered upon change in control. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 17:18 UTC | Great Western Bancorp, Inc. GWB · Entity 130810 | Exercise / conversionCommon Stock, par value $0.01 per share | 2,806 | $0.00 | $0.00 |
DisclosureSEC source: 0001613665-22-000006 · wf-form4_164392666975907.xml · nonDerivative · entry 2 Grieb Frances Pallas · CIK 0001622140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · date: The vesting of performance stock units granted in conjunction with the initial public offering in October 2014 and based on the achievement of pre-established performance objectives over a three-year performance period ended September 30, 2017. The performance stock units were delivered upon change in control. Read SEC document |
| November 26, 2021 Filed Nov 29, 2021 16:17 UTC | Great Western Bancorp, Inc. GWB · Entity 130810 | GrantRestricted Stock Units - 2021 · Derivative | 1,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001613665-21-000054 · wf-form4_163822064400028.xml · derivative · entry 10 Grieb Frances Pallas · CIK 0001622140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,793 Underlying: Common Stock, par value $0.01 per share · 1,793 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc. F11 · derivative.exercise_date: The restricted stock units vested 100% on the grant date, November 26, 2021. The restricted stock units have no expiration date. F11 · derivative.expiration_date: The restricted stock units vested 100% on the grant date, November 26, 2021. The restricted stock units have no expiration date. Read SEC document |
| November 27, 2020 Filed Nov 30, 2020 16:43 UTC | Great Western Bancorp, Inc. GWB · Entity 130810 | GrantRestricted Stock Units - 2020 · Derivative | 3,476 | $0.00 | $0.00 |
DisclosureSEC source: 0001613665-20-000101 · wf-form4_160677260281131.xml · derivative · entry 9 Grieb Frances Pallas · CIK 0001622140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,476 Underlying: Common Stock, par value $0.01 per share · 3,476 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc. F10 · derivative.exercise_date: The restricted stock units vested 100% on the grant date, November 27, 2020. The restricted stock units have no expiration date. F10 · derivative.expiration_date: The restricted stock units vested 100% on the grant date, November 27, 2020. The restricted stock units have no expiration date. Read SEC document |
| August 03, 2020 Filed Aug 3, 2020 16:41 UTC | Great Western Bancorp, Inc. GWB · Entity 130810 | PurchaseCommon Stock, par value $0.01 per share | 2,000 | $13.15 | $26,300.00 |
DisclosureSEC source: 0001613665-20-000074 · wf-form4_159648722694480.xml · nonDerivative · entry 1 Grieb Frances Pallas · CIK 0001622140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · ownership.direct: Reported shares are held by Mark Grieb and Frances Grieb Living Trust Read SEC document |
| July 31, 2020 Filed Jul 31, 2020 17:51 UTC | Great Western Bancorp, Inc. GWB · Entity 130810 | GrantCommon Stock, par value $0.01 per share | 1,000 | $12.60 | $12,600.00 |
DisclosureSEC source: 0001613665-20-000072 · wf-form4_159623228399751.xml · nonDerivative · entry 1 Grieb Frances Pallas · CIK 0001622140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 F1 · ownership.direct: Reported shares are held by Mark Grieb and Frances Grieb Living Trust. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 13:19 UTC Amendment | Great Western Bancorp, Inc. GWB · Entity 130810 | PurchaseCommon Stock, par value $0.01 per share | 1,000 | $12.60 | $12,600.00 |
DisclosureSEC source: 0001613665-20-000078 · wf-form4a_159656148826596.xml · nonDerivative · entry 1 Grieb Frances Pallas · CIK 0001622140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 F1 · kind: Code was originally entered incorrectly as "A" (Award) when it was a "P" (Purchased). F2 · ownership.direct: Reported shares are held by Mark Grieb and Frances Grieb Living Trust. Read SEC document |
| March 12, 2020 Filed Mar 12, 2020 15:18 UTC | Great Western Bancorp, Inc. GWB · Entity 130810 | PurchaseCommon Stock, par value $0.01 per share | 2,000 | $19.95 | $39,900.00 |
DisclosureSEC source: 0001613665-20-000028 · wf-form4_158404065966710.xml · nonDerivative · entry 1 Grieb Frances Pallas · CIK 0001622140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| November 29, 2019 Filed Dec 3, 2019 17:23 UTC | Great Western Bancorp, Inc. GWB · Entity 130810 | GrantRestricted Stock Units - 2019 · Derivative | 1,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001613665-19-000072 · wf-form4_157541178416372.xml · derivative · entry 7 Grieb Frances Pallas · CIK 0001622140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,746 Underlying: Common Stock, par value $0.01 per share · 1,746 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc. F8 · derivative.exercise_date: The restricted stock units vested 100% on the grant date, November 29, 2019. The restricted stock units have no expiration date. F8 · derivative.expiration_date: The restricted stock units vested 100% on the grant date, November 29, 2019. The restricted stock units have no expiration date. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 17:26 UTC | Great Western Bancorp, Inc. GWB · Entity 130810 | GrantRestricted Stock Units - 2018 · Derivative | 1,608 | $0.00 | $0.00 |
DisclosureSEC source: 0001613665-18-000108 · wf-form4_154396234927906.xml · derivative · entry 6 Grieb Frances Pallas · CIK 0001622140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,608 Underlying: Common Stock, par value $0.01 per share · 1,608 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc. F7 · derivative.exercise_date: The restricted stock units vested 100% on the grant date, November 30, 2018. The restricted stock units have no expiration date. F7 · derivative.expiration_date: The restricted stock units vested 100% on the grant date, November 30, 2018. The restricted stock units have no expiration date. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 17:50 UTC | Great Western Bancorp, Inc. GWB · Entity 130810 | GrantRestricted Stock Units - 2017 · Derivative | 1,461 | $0.00 | $0.00 |
DisclosureSEC source: 0001613665-17-000112 · wf-form4_151251421960106.xml · derivative · entry 5 Grieb Frances Pallas · CIK 0001622140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,461 Underlying: Common Stock, par value $0.01 per share · 1,461 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc. F6 · derivative.exercise_date: The restricted stock units vested 100% on the grant date, December 1, 2017. The restricted stock units have no expiration date. F6 · derivative.expiration_date: The restricted stock units vested 100% on the grant date, December 1, 2017. The restricted stock units have no expiration date. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 18:06 UTC | Great Western Bancorp, Inc. GWB · Entity 130810 | GrantPerformance Stock Units - IPO · Derivative | 2,806 | $0.00 | $0.00 |
DisclosureSEC source: 0001613665-17-000058 · wf-form4_150706838955871.xml · derivative · entry 4 Grieb Frances Pallas · CIK 0001622140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,806 Underlying: Common Stock, par value $0.01 per share · 2,806 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc. F5 · derivative.exercise_date: The vesting of performance stock units granted in conjunction with the initial public offering in October 2014 and based on the achievement of pre-established performance objectives over a three-year performance period ended September 30, 2017. The performance stock units have no expiration date. F5 · derivative.expiration_date: The vesting of performance stock units granted in conjunction with the initial public offering in October 2014 and based on the achievement of pre-established performance objectives over a three-year performance period ended September 30, 2017. The performance stock units have no expiration date. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 17:04 UTC | Great Western Bancorp, Inc. GWB · Entity 130810 | GrantRestricted Stock Units - 2016 · Derivative | 1,522 | $0.00 | $0.00 |
DisclosureSEC source: 0001613665-16-000279 · wf-form4_148106184029194.xml · derivative · entry 3 Grieb Frances Pallas · CIK 0001622140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,522 Underlying: Common Stock, par value $0.01 per share · 1,522 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc. F4 · derivative.exercise_date: The restricted stock units vest 100% on the grant date, December 2, 2016. The restricted stock units have no expiration date. F4 · derivative.expiration_date: The restricted stock units vest 100% on the grant date, December 2, 2016. The restricted stock units have no expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.