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person · Reporting owner

Walsh Anthony P.

Disclosed activity across 1 company

Tapewire entity
90311
SEC CIK
0001593111

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

NOVAGOLD RESOURCES INC

Report date May 16, 2024 · Filed June 04, 2024

Section 16 reporting ended · disclosed 2024-06-04. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 16, 2020 Filed Apr 17, 2020 17:51 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Tax withholdingCommon Shares 15,016 $11.62 $174,485.92
Disclosure

SEC source: 0001214659-20-003452 · marketforms-48583.xml · nonDerivative · entry 2

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,720

F2 · price: The price above was converted from the Canadian price of C$16.41 to USD using an exchange rate of CAD $1.4122=USD $1.00.

Read SEC document
April 16, 2020 Filed Apr 17, 2020 17:51 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionCommon Shares 40,000 $4.36 $174,400.00
Disclosure

SEC source: 0001214659-20-003452 · marketforms-48583.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$6.16 using an exchange rate of CAD $1.4122=USD $1.00.

Read SEC document
April 08, 2020 Filed Apr 9, 2020 19:54 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0001214659-20-003274 · marketforms-48522.xml · derivative · entry 4

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 30,000 shares

Expires 2020-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 using an exchange rate of CAD $1.4034=USD $1.00.

Read SEC document
April 08, 2020 Filed Apr 9, 2020 19:54 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 SaleCommon Shares 18,459 $9.28 $171,299.52
Disclosure

SEC source: 0001214659-20-003274 · marketforms-48522.xml · nonDerivative · entry 3

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,736

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$13.01 to C$13.08, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$13.03 to USD using an exchange rate of CAD $1.4034=USD $1.00.

Read SEC document
April 08, 2020 Filed Apr 9, 2020 19:54 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Tax withholdingCommon Shares 11,541 $9.30 $107,331.30
Disclosure

SEC source: 0001214659-20-003274 · marketforms-48522.xml · nonDerivative · entry 2

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,195

F2 · price: The price above was converted from the Canadian price of C$13.05 to USD using an exchange rate of CAD $1.4034=USD $1.00.

Read SEC document
April 08, 2020 Filed Apr 9, 2020 19:54 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionCommon Shares 30,000 $3.58 $107,400.00
Disclosure

SEC source: 0001214659-20-003274 · marketforms-48522.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 using an exchange rate of CAD $1.4034=USD $1.00.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 17:05 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 609 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-002088 · marketforms-48027.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,736

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 16:19 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionStock Option (right to buy) · Derivative 79,700 $0.00 Strike: $3.82 $0.00
Disclosure

SEC source: 0001214659-20-000602 · marketforms-47563.xml · derivative · entry 4

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Shares · 79,700 shares

Expires 2020-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 using an exchange rate of CAD $1.3140=USD $1.00.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 16:19 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 SaleCommon Shares 46,824 $9.25 $433,122.00
Disclosure

SEC source: 0001214659-20-000602 · marketforms-47563.xml · nonDerivative · entry 3

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,127

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$12.11 to C$12.18, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$12.15 to USD using an exchange rate of CAD $1.3140=USD $1.00.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 16:19 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Tax withholdingCommon Shares 32,876 $9.26 $304,431.76
Disclosure

SEC source: 0001214659-20-000602 · marketforms-47563.xml · nonDerivative · entry 2

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,951

F2 · price: The price above was converted from the Canadian price of C$12.17 to USD using an exchange rate of CAD $1.3140=USD $1.00.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 16:19 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionCommon Shares 79,700 $3.82 $304,454.00
Disclosure

SEC source: 0001214659-20-000602 · marketforms-47563.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 using an exchange rate of CAD $1.3140=USD $1.00.

Read SEC document
December 02, 2019 Filed Dec 2, 2019 17:15 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 647 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-007485 · marketforms-46728.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,127

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2019 Filed Dec 2, 2019 17:15 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantStock Option (right to buy) · Derivative 56,200 $0.00 Strike: $6.95 $0.00
Disclosure

SEC source: 0001214659-19-007485 · marketforms-46728.xml · derivative · entry 2

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,200

Underlying: Common Shares · 56,200 shares

Expires 2024-11-30

F2 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$9.24 using an exchange rate of CAD$1.3289=USD$1.00.

F3 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2020; 1/3 on 12/1/2021; and 1/3 on 12/1/2022.

Read SEC document
September 03, 2019 Filed Sep 3, 2019 18:42 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 573 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-005604 · marketforms-45665.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,480

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 16:01 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionStock Option (right to buy) · Derivative 96,400 $0.00 Strike: $2.43 $0.00
Disclosure

SEC source: 0001214659-19-004412 · marketforms-45275.xml · derivative · entry 4

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 96,400 shares

Expires 2019-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $3.18 using an exchange rate of CAD$1.3087=USD$1.00.

F4 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2014; 1/3 on 12/1/2015; and 1/3 on 12/1/2016.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 16:01 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 SaleCommon Shares 56,691 $5.88 $333,343.08
Disclosure

SEC source: 0001214659-19-004412 · marketforms-45275.xml · nonDerivative · entry 3

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,907

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from C$7.6664 to C$7.7058, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. The weighted average price of C$7.69 was converted to US currency using an exchange rate of CAD$1.3087=USD$1.00.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 16:01 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Tax withholdingCommon Shares 39,709 $5.90 $234,283.10
Disclosure

SEC source: 0001214659-19-004412 · marketforms-45275.xml · nonDerivative · entry 2

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,598

F2 · price: The price reported in Column 4 was converted from the Canadian price of C$7.72 to US currency using an exchange rate of CAD$1.3087=USD$1.00.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 16:01 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionCommon Shares 96,400 $2.43 $234,252.00
Disclosure

SEC source: 0001214659-19-004412 · marketforms-45275.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of $3.18 using an exchange rate of CAD$1.3087=USD$1.00.

Read SEC document
June 03, 2019 Filed Jun 3, 2019 19:30 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 1,121 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-003973 · marketforms-45155.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,907

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 16:25 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 1,112 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-001730 · marketforms-44310.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,786

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 16:41 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionStock Option (right to buy) · Derivative 159,050 $0.00 Strike: $2.16 $0.00
Disclosure

SEC source: 0001214659-18-007732 · marketforms-43531.xml · derivative · entry 4

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 159,050 shares

Expires 2019-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3454=U.S.$1.00.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 16:41 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 SaleCommon Shares 72,512 $3.94 $285,697.28
Disclosure

SEC source: 0001214659-18-007732 · marketforms-43531.xml · nonDerivative · entry 3

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,674

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$5.29 to $5.33, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.30 to USD using an exchange rate of CAD $1.3454=USD $1.00.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 16:41 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Tax withholdingCommon Shares 86,538 $3.96 $342,690.48
Disclosure

SEC source: 0001214659-18-007732 · marketforms-43531.xml · nonDerivative · entry 2

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,186

F2 · price: The price above was converted from the Canadian price of C$5.33 to USD using an exchange rate of CAD $1.3454=USD $1.00.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 16:41 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionCommon Shares 159,050 $2.16 $343,548.00
Disclosure

SEC source: 0001214659-18-007732 · marketforms-43531.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3454=U.S.$1.00.

Read SEC document
December 03, 2018 Filed Dec 3, 2018 21:59 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 1,176 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007456 · marketforms-43372.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,674

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2018 Filed Dec 3, 2018 21:59 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantStock Option (right to buy) · Derivative 96,000 $0.00 Strike: $3.68 $0.00
Disclosure

SEC source: 0001214659-18-007456 · marketforms-43372.xml · derivative · entry 2

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,000

Underlying: Common Shares · 96,000 shares

Expires 2023-11-30

F2 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $4.90 using an exchange rate of CAD$1.3301=U.S.$1.00.

F3 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2019; 1/3 on 12/1/2020; and 1/3 on 12/1/2021.

Read SEC document
September 04, 2018 Filed Sep 4, 2018 19:13 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 1,177 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-005887 · marketforms-42862.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,498

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 05, 2018 Filed Jun 5, 2018 20:24 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 904 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-004284 · marketforms-42221.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,321

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
March 01, 2018 Filed Mar 1, 2018 23:12 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 1,092 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-001687 · marketforms-41212.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,417

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2017 Filed Dec 1, 2017 21:40 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantStock Option (Right to Buy) · Derivative 104,400 $0.00 Strike: $3.88 $0.00
Disclosure

SEC source: 0001214659-17-007080 · marketforms-40381.xml · derivative · entry 2

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,400

Underlying: Common Shares · 104,400 shares

Expires 2022-11-30

F2 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$5.00 using an exchange rate of CAD$1.2888=U.S.$1.00.

F3 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2018; 1/3 on 12/1/2019; and 1/3 on 12/1/2020.

Read SEC document
December 01, 2017 Filed Dec 1, 2017 21:40 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 1,125 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-007080 · marketforms-40381.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,325

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
November 28, 2017 Filed Nov 29, 2017 21:22 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionStock Option (Right to Buy) · Derivative 130,050 $0.00 Strike: $3.42 $0.00
Disclosure

SEC source: 0001214659-17-007007 · marketforms-40353.xml · derivative · entry 4

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 130,050 shares

Expires 2017-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2807=USD$1.00.

Read SEC document
November 28, 2017 Filed Nov 29, 2017 21:22 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 SaleCommon Shares 15,897 $3.90 $61,998.30
Disclosure

SEC source: 0001214659-17-007007 · marketforms-40353.xml · nonDerivative · entry 3

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,200

F3 · price: The price reported above was converted from the Canadian price of C$5.00 to USD using an exchange rate of CAD$1.2807=USD$1.00.

Read SEC document
November 28, 2017 Filed Nov 29, 2017 21:22 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Tax withholdingCommon Shares 114,153 $3.90 $445,196.70
Disclosure

SEC source: 0001214659-17-007007 · marketforms-40353.xml · nonDerivative · entry 2

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,097

F2 · price: The price reported above was converted from the Canadian price of C$4.99 to USD using an exchange rate of CAD$1.2807=USD$1.00.

Read SEC document
November 28, 2017 Filed Nov 29, 2017 21:22 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionCommon Shares 130,050 $3.42 $444,771.00
Disclosure

SEC source: 0001214659-17-007007 · marketforms-40353.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2807=USD$1.00.

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September 01, 2017 Filed Sep 1, 2017 15:23 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 1,017 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-005423 · marketforms-39526.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,200

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

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June 01, 2017 Filed Jun 2, 2017 15:37 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 1,109 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-003796 · marketforms-38962.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,183

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

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March 01, 2017 Filed Mar 3, 2017 15:26 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 788 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-001641 · marketforms-38146.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,074

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

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February 23, 2017 Filed Feb 27, 2017 22:14 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $4.97 $0.00
Disclosure

SEC source: 0001214659-17-001455 · marketforms-38044.xml · derivative · entry 4

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 100,000 shares

Expires 2017-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $6.52 using an exchange rate of CAD$1.3109=U.S.$1.00.

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February 23, 2017 Filed Feb 27, 2017 22:14 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 SaleCommon Shares 18,090 $6.06 $109,544.00
Disclosure

SEC source: 0001214659-17-001455 · marketforms-38044.xml · nonDerivative · entry 3

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,286

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from CAD$7.93 to CAD$7.95, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sale price reported above was converted from the Canadian weighted average sale price of $7.93817 using an exchange rate of CAD$1.3109=US$1.00.

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February 23, 2017 Filed Feb 27, 2017 22:14 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Tax withholdingCommon Shares 81,910 $6.07 $497,373.90
Disclosure

SEC source: 0001214659-17-001455 · marketforms-38044.xml · nonDerivative · entry 2

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,376

F2 · price: The sale price reported above was converted from the Canadian market price of $7.96 using an exchange rate of CAD$1.3109=US$1.00.

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February 23, 2017 Filed Feb 27, 2017 22:14 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionCommon Shares 100,000 $4.97 $497,370.00
Disclosure

SEC source: 0001214659-17-001455 · marketforms-38044.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of $6.52 using an exchange rate of CAD$1.3109=U.S.$1.00.

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December 01, 2016 Filed Dec 1, 2016 21:52 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantStock Option (Right to Buy) · Derivative 81,200 $0.00 Strike: $4.62 $0.00
Disclosure

SEC source: 0001214659-16-015113 · marketforms-37245.xml · derivative · entry 2

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,200

Underlying: Common Shares · 81,200 shares

Expires 2021-11-30

F2 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $6.16 using an exchange rate of CAD$1.3331=U.S.$1.00.

F3 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018.

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December 01, 2016 Filed Dec 1, 2016 21:52 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 971 $0.00 $0.00
Disclosure

SEC source: 0001214659-16-015113 · marketforms-37245.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,286

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.