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person · Reporting owner

Walsh Anthony P.

Disclosed activity across 1 company

Tapewire entity
90311
SEC CIK
0001593111

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

NOVAGOLD RESOURCES INC

Report date May 16, 2024 · Filed June 04, 2024

Section 16 reporting ended · disclosed 2024-06-04. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2024 Filed Mar 1, 2024 18:37 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 2,225 $0.00 $0.00
Disclosure

SEC source: 0001214659-24-003839 · marketforms-65004.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,549

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2023 Filed Dec 1, 2023 19:02 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantStock Option (Right to Buy) · Derivative 87,000 $0.00 Strike: $4.17 $0.00
Disclosure

SEC source: 0001214659-23-015843 · marketforms-63659.xml · derivative · entry 2

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,000

Underlying: Common Shares · 87,000 shares

Expires 2028-11-30

F3 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$5.66 using an exchange rate of CAD$1.3582=U.S.$1.00.

F2 · derivative.exercise_date: These options vest as follows: 1/3 on 12/1/2024; 1/3 on 12/1/2025; and 1/3 on 12/1/2026.

Read SEC document
December 01, 2023 Filed Dec 1, 2023 19:02 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 1,300 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-015843 · marketforms-63659.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,324

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
November 03, 2023 Filed Nov 6, 2023 16:32 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionStock Option (right to buy) · Derivative 36,000 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0001214659-23-014577 · marketforms-63475.xml · derivative · entry 4

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 36,000 shares

Expires 2023-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.90 using an exchange rate of CAD $1.3683=USD $1.00.

F4 · derivative.exercise_date: These options were granted on 12/1/2018 and vested as follows: 1/3 on 12/1/2019; 1/3 on 12/1/2020; and 1/3 on 12/1/2021.

Read SEC document
November 03, 2023 Filed Nov 6, 2023 16:32 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 SaleCommon Shares 1,813 $3.78 $6,853.14
Disclosure

SEC source: 0001214659-23-014577 · marketforms-63475.xml · nonDerivative · entry 3

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,024

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$5.16 to C$5.17, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.17 to USD using an exchange rate of CAD $1.3683=USD $1.00.

Read SEC document
November 03, 2023 Filed Nov 6, 2023 16:32 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Tax withholdingCommon Shares 34,187 $3.77 $128,884.99
Disclosure

SEC source: 0001214659-23-014577 · marketforms-63475.xml · nonDerivative · entry 2

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,837

F2 · price: The price above was converted from the Canadian price of C$5.16 to USD using an exchange rate of CAD $1.3683=USD $1.00.

Read SEC document
November 03, 2023 Filed Nov 6, 2023 16:32 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionCommon Shares 36,000 $3.58 $128,880.00
Disclosure

SEC source: 0001214659-23-014577 · marketforms-63475.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.90 using an exchange rate of CAD $1.3683=USD $1.00.

Read SEC document
September 01, 2023 Filed Sep 1, 2023 18:45 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 1,282 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-011973 · marketforms-62500.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,024

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 01, 2023 Filed Jun 1, 2023 18:12 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 1,031 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-008158 · marketforms-61689.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,742

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
March 01, 2023 Filed Mar 1, 2023 18:50 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 960 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-003362 · marketforms-59720.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,711

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
January 31, 2023 Filed Feb 1, 2023 18:24 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $3.67 $0.00
Disclosure

SEC source: 0001214659-23-001402 · marketforms-58433.xml · derivative · entry 4

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Shares · 30,000 shares

Expires 2023-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.90 using an exchange rate of CAD $1.3550=USD $1.00.

F4 · derivative.exercise_date: These options were granted on 12/1/2018 and vested as follows: 1/3 on 12/1/2019; 1/3 on 12/1/2020; and 1/3 on 12/1/2021.

Read SEC document
January 31, 2023 Filed Feb 1, 2023 18:24 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 SaleCommon Shares 12,479 $6.27 $78,243.33
Disclosure

SEC source: 0001214659-23-001402 · marketforms-58433.xml · nonDerivative · entry 3

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,751

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$8.37 to C$8.3716, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$8.37 to USD using an exchange rate of CAD $1.3550=USD $1.00.

Read SEC document
January 31, 2023 Filed Feb 1, 2023 18:24 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Tax withholdingCommon Shares 17,521 $6.28 $110,031.88
Disclosure

SEC source: 0001214659-23-001402 · marketforms-58433.xml · nonDerivative · entry 2

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,230

F2 · price: The price above was converted from the Canadian price of C$8.39 to USD using an exchange rate of CAD $1.3550=USD $1.00.

Read SEC document
January 31, 2023 Filed Feb 1, 2023 18:24 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionCommon Shares 30,000 $3.67 $110,100.00
Disclosure

SEC source: 0001214659-23-001402 · marketforms-58433.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.90 using an exchange rate of CAD $1.3550=USD $1.00.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 18:10 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $3.64 $0.00
Disclosure

SEC source: 0001214659-22-014518 · marketforms-57769.xml · derivative · entry 4

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,000

Underlying: Common Shares · 30,000 shares

Expires 2023-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.90 using an exchange rate of CAD $1.3468=USD $1.00.

F4 · derivative.exercise_date: These options were granted on 12/1/2018 and vested as follows: 1/3 on 12/1/2019; 1/3 on 12/1/2020; and 1/3 on 12/1/2021.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 18:10 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 SaleCommon Shares 11,896 $6.01 $71,494.96
Disclosure

SEC source: 0001214659-22-014518 · marketforms-57769.xml · nonDerivative · entry 3

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,751

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$8.08 to C$8.12, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$8.09 to USD using an exchange rate of CAD $1.3468=USD $1.00.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 18:10 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Tax withholdingCommon Shares 18,104 $6.03 $109,167.12
Disclosure

SEC source: 0001214659-22-014518 · marketforms-57769.xml · nonDerivative · entry 2

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,647

F2 · price: The price above was converted from the Canadian price of C$8.12 to USD using an exchange rate of CAD $1.3468=USD $1.00.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 18:10 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionCommon Shares 30,000 $3.64 $109,200.00
Disclosure

SEC source: 0001214659-22-014518 · marketforms-57769.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.90 using an exchange rate of CAD $1.3468=USD $1.00.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 21:25 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantStock Option (Right to Buy) · Derivative 62,200 $0.00 Strike: $5.74 $0.00
Disclosure

SEC source: 0001214659-22-014397 · marketforms-57757.xml · derivative · entry 2

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,200

Underlying: Common Shares · 62,200 shares

Expires 2027-11-30

F2 · derivative.exercise_price: Price above was converted from the Canadian exercise price of C$7.75 to USD using an exchange rate of CAD$1.3508=USD$1.00.

F3 · derivative.exercise_date: These options vest as follows: 1/3 on 12/1/2023; 1/3 on 12/1/2024; and 1/3 on 12/1/2025.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 21:25 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 950 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-014397 · marketforms-57757.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,751

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
October 20, 2022 Filed Oct 21, 2022 16:43 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionStock Option (right to buy) · Derivative 19,400 $0.00 Strike: $3.64 $0.00
Disclosure

SEC source: 0001214659-22-012529 · marketforms-57348.xml · derivative · entry 4

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 19,400 shares

Expires 2022-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$5.00 using an exchange rate of CAD $1.3729=USD $1.00.

F4 · derivative.exercise_date: These options were granted on 12/1/2017 and vested as follows: 1/3 on 12/1/2018; 1/3 on 12/1/2019; and 1/3 on 12/1/2020.

Read SEC document
October 20, 2022 Filed Oct 21, 2022 16:43 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 SaleCommon Shares 4,027 $4.58 $18,443.66
Disclosure

SEC source: 0001214659-22-012529 · marketforms-57348.xml · nonDerivative · entry 3

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,801

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$6.29 to C$6.30, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$6.29 to USD using an exchange rate of CAD $1.3729=USD $1.00.

Read SEC document
October 20, 2022 Filed Oct 21, 2022 16:43 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Tax withholdingCommon Shares 15,373 $4.60 $70,715.80
Disclosure

SEC source: 0001214659-22-012529 · marketforms-57348.xml · nonDerivative · entry 2

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,828

F2 · price: The price above was converted from the Canadian price of C$6.31 to USD using an exchange rate of CAD $1.3729=USD $1.00.

Read SEC document
October 20, 2022 Filed Oct 21, 2022 16:43 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionCommon Shares 19,400 $3.64 $70,616.00
Disclosure

SEC source: 0001214659-22-012529 · marketforms-57348.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$5.00 using an exchange rate of CAD $1.3729=USD $1.00.

Read SEC document
September 01, 2022 Filed Sep 1, 2022 15:56 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 1,115 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-010771 · marketforms-57035.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,801

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 01, 2022 Filed Jun 2, 2022 15:09 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 944 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-007734 · marketforms-56400.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,686

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
March 01, 2022 Filed Mar 1, 2022 17:21 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 765 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-003434 · marketforms-55608.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,742

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 17:44 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $3.93 $0.00
Disclosure

SEC source: 0001214659-22-003122 · marketforms-55533.xml · derivative · entry 4

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,400

Underlying: Common Shares · 50,000 shares

Expires 2022-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$5.00 using an exchange rate of CAD $1.2718=USD $1.00.

F4 · derivative.exercise_date: These options were granted on 12/1/2017 and vested as follows: 1/3 on 12/1/2018; 1/3 on 12/1/2019; and 1/3 on 12/1/2020.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 17:44 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 SaleCommon Shares 22,406 $7.10 $159,082.60
Disclosure

SEC source: 0001214659-22-003122 · marketforms-55533.xml · nonDerivative · entry 3

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,977

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$9.01 to C$9.0453, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$9.03 to USD using an exchange rate of CAD $1.2718=USD $1.00.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 17:44 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Tax withholdingCommon Shares 27,594 $7.12 $196,469.28
Disclosure

SEC source: 0001214659-22-003122 · marketforms-55533.xml · nonDerivative · entry 2

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,383

F2 · price: The price above was converted from the Canadian price of C$9.06 to USD using an exchange rate of CAD $1.2718=USD $1.00.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 17:44 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionCommon Shares 50,000 $3.93 $196,500.00
Disclosure

SEC source: 0001214659-22-003122 · marketforms-55533.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$5.00 using an exchange rate of CAD $1.2718=USD $1.00.

Read SEC document
December 01, 2021 Filed Dec 1, 2021 23:18 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantStock Option (Right to Buy) · Derivative 55,700 $0.00 Strike: $6.77 $0.00
Disclosure

SEC source: 0001214659-21-012463 · marketforms-54425.xml · derivative · entry 2

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,700

Underlying: Common Shares · 55,700 shares

Expires 2026-11-30

F3 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$8.66 using an exchange rate of CAD$1.2792=USD$1.00.

F2 · derivative.exercise_date: These options vest as follows: 1/3 on 12/1/2022; 1/3 on 12/1/2023; and 1/3 on 12/1/2024.

Read SEC document
December 01, 2021 Filed Dec 1, 2021 23:18 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 767 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-012463 · marketforms-54425.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,977

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

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November 11, 2021 Filed Nov 12, 2021 16:05 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionStock Option (right to buy) · Derivative 35,000 $0.00 Strike: $3.98 $0.00
Disclosure

SEC source: 0001214659-21-011505 · marketforms-54240.xml · derivative · entry 4

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,400

Underlying: Common Shares · 35,000 shares

Expires 2022-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$5.00 using an exchange rate of CAD $1.2577=USD $1.00.

F4 · derivative.exercise_date: These options were granted on 12/1/2017 and vested as follows: 1/3 on 12/1/2018; 1/3 on 12/1/2019; and 1/3 on 12/1/2020.

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November 11, 2021 Filed Nov 12, 2021 16:05 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 SaleCommon Shares 17,843 $8.11 $144,706.73
Disclosure

SEC source: 0001214659-21-011505 · marketforms-54240.xml · nonDerivative · entry 3

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,210

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$10.17 to C$10.2327, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$10.20 to USD using an exchange rate of CAD $1.2577=USD $1.00.

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November 11, 2021 Filed Nov 12, 2021 16:05 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Tax withholdingCommon Shares 17,157 $8.11 $139,143.27
Disclosure

SEC source: 0001214659-21-011505 · marketforms-54240.xml · nonDerivative · entry 2

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,053

F2 · price: The price above was converted from the Canadian price of C$10.20 to USD using an exchange rate of CAD $1.2577=USD $1.00.

Read SEC document
November 11, 2021 Filed Nov 12, 2021 16:05 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionCommon Shares 35,000 $3.98 $139,300.00
Disclosure

SEC source: 0001214659-21-011505 · marketforms-54240.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$5.00 using an exchange rate of CAD $1.2577=USD $1.00.

Read SEC document
September 01, 2021 Filed Sep 1, 2021 19:47 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 751 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-009237 · marketforms-53707.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,210

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

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June 01, 2021 Filed Jun 1, 2021 19:34 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 525 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-006152 · marketforms-52993.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,459

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
April 06, 2021 Filed Apr 7, 2021 21:12 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionStock Option (right to buy) · Derivative 41,200 $0.00 Strike: $4.90 $0.00
Disclosure

SEC source: 0001214659-21-004018 · marketforms-52204.xml · derivative · entry 4

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 41,200 shares

Expires 2021-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$6.16 using an exchange rate of CAD $1.2559=USD $1.00.

F4 · derivative.exercise_date: These options were granted on 12/1/2016 and vested as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018.

Read SEC document
April 06, 2021 Filed Apr 7, 2021 21:12 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 SaleCommon Shares 19,655 $9.33 $183,381.15
Disclosure

SEC source: 0001214659-21-004018 · marketforms-52204.xml · nonDerivative · entry 3

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,934

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$11.70 to C$11.76, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$11.72 to USD using an exchange rate of CAD $1.2559=USD $1.00.

Read SEC document
April 06, 2021 Filed Apr 7, 2021 21:12 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Tax withholdingCommon Shares 21,545 $9.38 $202,092.10
Disclosure

SEC source: 0001214659-21-004018 · marketforms-52204.xml · nonDerivative · entry 2

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,589

F2 · price: The price above was converted from the Canadian price of C$11.78 to USD using an exchange rate of CAD $1.2559=USD $1.00.

Read SEC document
April 06, 2021 Filed Apr 7, 2021 21:12 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionCommon Shares 41,200 $4.90 $201,880.00
Disclosure

SEC source: 0001214659-21-004018 · marketforms-52204.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$6.16 using an exchange rate of CAD $1.2559=USD $1.00.

Read SEC document
March 01, 2021 Filed Mar 1, 2021 17:31 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 593 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-002474 · marketforms-51667.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,934

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2020 Filed Dec 1, 2020 21:56 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantStock Option (right to buy) · Derivative 36,500 $0.00 Strike: $10.03 $0.00
Disclosure

SEC source: 0001214659-20-010051 · marketforms-50364.xml · derivative · entry 2

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,500

Underlying: Common Shares · 36,500 shares

Expires 2025-11-30

F3 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $13.00 using an exchange rate of CAD$1.2965=U.S.$1.00.

F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2021; 1/3 on 12/1/2022; and 1/3 on 12/1/2023.

Read SEC document
December 01, 2020 Filed Dec 1, 2020 21:56 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 535 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-010051 · marketforms-50364.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,341

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
September 01, 2020 Filed Sep 1, 2020 16:05 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 537 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-007578 · marketforms-49547.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,806

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

F2 · balance_after: The total shares have been adjusted to correct for rounding of fractional amounts.

Read SEC document
June 01, 2020 Filed Jun 1, 2020 16:05 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 535 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-005248 · marketforms-48941.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,271

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
April 16, 2020 Filed Apr 17, 2020 17:51 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $4.36 $0.00
Disclosure

SEC source: 0001214659-20-003452 · marketforms-48583.xml · derivative · entry 4

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,200

Underlying: Common Shares · 40,000 shares

Expires 2021-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$6.16 using an exchange rate of CAD $1.4122=USD $1.00.

F4 · derivative.exercise_date: These options were granted on 12/1/2016 and vested as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018.

Read SEC document
April 16, 2020 Filed Apr 17, 2020 17:51 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 SaleCommon Shares 24,984 $11.60 $289,814.40
Disclosure

SEC source: 0001214659-20-003452 · marketforms-48583.xml · nonDerivative · entry 3

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,736

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$16.3403 to C$16.40, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$16.38 to USD using an exchange rate of CAD $1.4122=USD $1.00.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.