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Reardon Tighe

Disclosed activity across 2 companies

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90244
SEC CIK
0001760431

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Janux Therapeutics, Inc.JANX · Entity 4864Acting Chief Financial OfficerJune 03, 2024June 05, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Janux Therapeutics, Inc.

Report date June 03, 2024 · Filed June 05, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Avalon BioVentures I, LP633,673 Reported balance After 2024-06-03 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2024-06-03 · Sale · Disposed 131,196 · Balance 633,673

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.75 to $55.07 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: The shares are directly held by Avalon BioVentures I, LP ("ABV I"). Avalon BioVentures GP LLC ("ABV GP") is a general partner of ABV I and may be deemed to have voting and investment power with respect to the shares held by ABV I and as a result may be deemed to have beneficial ownership of such shares. The Reporting Person is a managing member of ABV GP and shares voting and investment power with respect to the shares held by ABV I. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his actual pecuniary interest therein, if any.

Common StockSEC Table I · non-derivativeIndirectBy Avalon BioVentures SPV I, L.P.3,340,018 Reported balance After 2024-06-03 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2024-06-03 · Sale · Disposed 691,525 · Balance 3,340,018

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.75 to $55.07 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The shares are directly held by Avalon BioVentures SPV I, LP ("ABV SPV"). ABV SPV I GP LLC ("ABV SPV GP") is a general partner of ABV SPV and may be deemed to have voting and investment power with respect to the shares held by ABV SPV and as a result may be deemed to have beneficial ownership of such shares. The Reporting Person is a managing member of ABV SPV GP and shares voting and investment power with respect to the shares held by ABV SPV. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his actual pecuniary interest therein, if any.

Common StockSEC Table I · non-derivativeDirect174,989 Reported balance Holding disclosure · report date 2024-06-03 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 174,989

F4: The shares held directly by the Reporting Person prior to the transactions reported herein reflect the receipt of shares pursuant to the pro rata distributions in kind, effected by each of ABV I and ABV SPV to its general partner and limited partners for no additional consideration, and the further pro rata distribution in kind by the general partners of ABV I and ABV SPV, for no additional consideration to their members, including the Reporting Person. The receipt of such shares by the Reporting Person constituted a change in form of ownership from indirect to direct, which was exempt from reporting pursuant to Rule 16a-13.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.75 to $55.07 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: The shares are directly held by Avalon BioVentures I, LP ("ABV I"). Avalon BioVentures GP LLC ("ABV GP") is a general partner of ABV I and may be deemed to have voting and investment power with respect to the shares held by ABV I and as a result may be deemed to have beneficial ownership of such shares. The Reporting Person is a managing member of ABV GP and shares voting and investment power with respect to the shares held by ABV I. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his actual pecuniary interest therein, if any.

F3: The shares are directly held by Avalon BioVentures SPV I, LP ("ABV SPV"). ABV SPV I GP LLC ("ABV SPV GP") is a general partner of ABV SPV and may be deemed to have voting and investment power with respect to the shares held by ABV SPV and as a result may be deemed to have beneficial ownership of such shares. The Reporting Person is a managing member of ABV SPV GP and shares voting and investment power with respect to the shares held by ABV SPV. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his actual pecuniary interest therein, if any.

F4: The shares held directly by the Reporting Person prior to the transactions reported herein reflect the receipt of shares pursuant to the pro rata distributions in kind, effected by each of ABV I and ABV SPV to its general partner and limited partners for no additional consideration, and the further pro rata distribution in kind by the general partners of ABV I and ABV SPV, for no additional consideration to their members, including the Reporting Person. The receipt of such shares by the Reporting Person constituted a change in form of ownership from indirect to direct, which was exempt from reporting pursuant to Rule 16a-13.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Synthorx, Inc.

Report date January 23, 2020 · Filed January 24, 2020

Section 16 reporting ended · disclosed 2020-01-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-01-23 transaction · row 1
1 source row

Row 1 · 2020-01-23 · Other · Disposed 43,688 · Balance 0

Common StockSEC Table I · non-derivativeIndirectBy Avalon X SPV I, L.P.0 Reported balance After 2020-01-23 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2020-01-23 · Other · Disposed 1,682,086 · Balance 0

F1: The Reporting Person is Chief Financial Officer and Partner of Avalon X SPV GP LLC, general partner of Avalon X SPV I, L.P., and shares voting and investment power with respect to the shares held by Avalon X SPV I, L.P. The Reporting Person disclaims beneficial ownership of the shares held by Avalon X SPV I, L.P., except to the extent of his actual pecuniary interest therein if any.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.64 · Expires 2028-08-29Direct0 Reported balance After 2020-01-23 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-01-23 · Disposition to issuer · Disposed 18,723 · Balance 0

F2: This option, which was immediately exercisable, was cancelled in connection with the merger of the Issuer with Sanofi's wholly owned subsidiary in exchange for a cash payment of $1,186,289.28, representing the difference between the exercise price of the option and the market value of the underlying common stock of the Issuer on the effective date of the merger ($68).

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.00 · Expires 2028-12-05Direct0 Reported balance After 2020-01-23 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-01-23 · Disposition to issuer · Disposed 30,000 · Balance 0

F3: This option, which provided for vesting of 100% of the shares subject to the option upon certification by the Compensation Committee of the Board of Directors of the Issuer that the Issuer has received the first approval for commercial sale by a regulatory authority of any product candidate of the Issuer in any territory in the world, was cancelled in connection with the merger of the Issuer with Sanofi's wholly owned subsidiary in exchange for a cash payment of $1,710,000.00, representing the difference between the exercise price of the option and the market value of the underlying common stock of the Issuer on the effective date of the merger ($68).

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person is Chief Financial Officer and Partner of Avalon X SPV GP LLC, general partner of Avalon X SPV I, L.P., and shares voting and investment power with respect to the shares held by Avalon X SPV I, L.P. The Reporting Person disclaims beneficial ownership of the shares held by Avalon X SPV I, L.P., except to the extent of his actual pecuniary interest therein if any.

F2: This option, which was immediately exercisable, was cancelled in connection with the merger of the Issuer with Sanofi's wholly owned subsidiary in exchange for a cash payment of $1,186,289.28, representing the difference between the exercise price of the option and the market value of the underlying common stock of the Issuer on the effective date of the merger ($68).

F3: This option, which provided for vesting of 100% of the shares subject to the option upon certification by the Compensation Committee of the Board of Directors of the Issuer that the Issuer has received the first approval for commercial sale by a regulatory authority of any product candidate of the Issuer in any territory in the world, was cancelled in connection with the merger of the Issuer with Sanofi's wholly owned subsidiary in exchange for a cash payment of $1,710,000.00, representing the difference between the exercise price of the option and the market value of the underlying common stock of the Issuer on the effective date of the merger ($68).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 03, 2024 Filed Jun 5, 2024 23:23 UTC Janux Therapeutics, Inc. JANX · Entity 4864 SaleCommon Stock 691,525 $54.75 $37,860,993.75
Disclosure

SEC source: 0001415889-24-015676 · form4-06052024_110615.xml · nonDerivative · entry 2

Reardon Tighe · CIK 0001760431 · Acting Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Avalon BioVentures SPV I, L.P.

Disclosed balance after: 3,340,018

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.75 to $55.07 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The shares are directly held by Avalon BioVentures SPV I, LP ("ABV SPV"). ABV SPV I GP LLC ("ABV SPV GP") is a general partner of ABV SPV and may be deemed to have voting and investment power with respect to the shares held by ABV SPV and as a result may be deemed to have beneficial ownership of such shares. The Reporting Person is a managing member of ABV SPV GP and shares voting and investment power with respect to the shares held by ABV SPV. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his actual pecuniary interest therein, if any.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 23:23 UTC Janux Therapeutics, Inc. JANX · Entity 4864 SaleCommon Stock 131,196 $54.75 $7,182,981.00
Disclosure

SEC source: 0001415889-24-015676 · form4-06052024_110615.xml · nonDerivative · entry 1

Reardon Tighe · CIK 0001760431 · Acting Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Avalon BioVentures I, LP

Disclosed balance after: 633,673

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.75 to $55.07 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are directly held by Avalon BioVentures I, LP ("ABV I"). Avalon BioVentures GP LLC ("ABV GP") is a general partner of ABV I and may be deemed to have voting and investment power with respect to the shares held by ABV I and as a result may be deemed to have beneficial ownership of such shares. The Reporting Person is a managing member of ABV GP and shares voting and investment power with respect to the shares held by ABV I. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his actual pecuniary interest therein, if any.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 21:52 UTC Janux Therapeutics, Inc. JANX · Entity 4864 GrantStock Option (right to buy) · Derivative 157,000 $0.00 Strike: $11.02 $0.00
Disclosure

SEC source: 0001209191-24-000435 · doc4.xml · derivative · entry 1

Reardon Tighe · CIK 0001760431 · Acting Chief Financial Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,000

Underlying: Common Stock · 157,000 shares

Expires 2034-01-01

F1 · derivative.exercise_date: 25% of the shares subject to the option vest on January 1, 2025 and the balance will vest in equal monthly installments thereafter over a three year period.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 21:48 UTC Janux Therapeutics, Inc. JANX · Entity 4864 PurchaseCommon Stock 849,854 $5.87 $4,988,642.98
Disclosure

SEC source: 0001209191-23-055352 · doc4.xml · nonDerivative · entry 1

Reardon Tighe · CIK 0001760431 · Acting Chief Financial Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 849,854

F1 · ownership.nature: The shares are directly held by Avalon BioVentures I, LP (ABV I). Avalon BioVentures GP LLC (ABV GP) is a general partner of ABV I and may be deemed to have voting and investment power with respect to the shares held by ABV I and as a result may be deemed to have beneficial ownership of such shares. Mr. Reardon is a managing member of ABV GP and shares voting and investment power with respect to the shares held by ABV I. Mr. Reardon disclaims beneficial ownership of such shares except to the extent of his actual pecuniary interest therein, if any.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:34 UTC Janux Therapeutics, Inc. JANX · Entity 4864 GrantStock Option (right to buy) · Derivative 110,000 $0.00 Strike: $14.02 $0.00
Disclosure

SEC source: 0001209191-23-001882 · doc4.xml · derivative · entry 1

Reardon Tighe · CIK 0001760431 · Acting Chief Financial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 110,000 shares

Expires 2033-01-02

F1 · derivative.exercise_date: 25% of the shares subject to the option vest on January 1, 2024 and the balance will vest in equal monthly installments thereafter over a three year period.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 22:27 UTC Janux Therapeutics, Inc. JANX · Entity 4864 GrantStock Option (right to buy) · Derivative 116,750 $0.00 Strike: $20.24 $0.00
Disclosure

SEC source: 0001209191-22-001830 · doc4.xml · derivative · entry 1

Reardon Tighe · CIK 0001760431 · Acting Chief Financial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,750

Underlying: Common Stock · 116,750 shares

Expires 2032-01-02

F1 · derivative.exercise_date: 25% of the shares subject to the option vest on January 1, 2023 and the balance will vest in equal monthly installments thereafter over a three year period.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 22:11 UTC Janux Therapeutics, Inc. JANX · Entity 4864 ConversionSeries B Convertible Preferred Stock · Derivative 900,264 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-041041 · doc4.xml · derivative · entry 6

Reardon Tighe · CIK 0001760431 · Acting Chief Financial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,153,238 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock (collectively, the "Preferred Stock") converted into 1.281 shares of Common Stock upon the closing of the Issuer's initial public offering without payment of further consideration. Share numbers give effect to such conversion. The Preferred Stock had no expiration date.

F1 · price: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock (collectively, the "Preferred Stock") converted into 1.281 shares of Common Stock upon the closing of the Issuer's initial public offering without payment of further consideration. Share numbers give effect to such conversion. The Preferred Stock had no expiration date.

F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock (collectively, the "Preferred Stock") converted into 1.281 shares of Common Stock upon the closing of the Issuer's initial public offering without payment of further consideration. Share numbers give effect to such conversion. The Preferred Stock had no expiration date.

F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock (collectively, the "Preferred Stock") converted into 1.281 shares of Common Stock upon the closing of the Issuer's initial public offering without payment of further consideration. Share numbers give effect to such conversion. The Preferred Stock had no expiration date.

F2 · ownership.nature: Shares are held by Avalon BioVentures SPV I, LP (ABV SPV). ABV SPV I GP LLC (ABV GP) is a general partner of ABV SPV and may be deemed to have voting and investment power with respect to the shares held by ABV SPV and as a result may be deemed to have beneficial ownership of such shares. Mr. Reardon is Chief Financial Officer of Avalon Ventures and shares voting and investment power with respect to the shares held by ABV SPV. Mr. Reardon disclaims beneficial ownership of such shares except to the extent of his actual pecuniary interest therein, if any. if any.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 22:11 UTC Janux Therapeutics, Inc. JANX · Entity 4864 ConversionSeries A Convertible Preferred Stock · Derivative 2,105,264 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-041041 · doc4.xml · derivative · entry 5

Reardon Tighe · CIK 0001760431 · Acting Chief Financial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 2,696,843 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock (collectively, the "Preferred Stock") converted into 1.281 shares of Common Stock upon the closing of the Issuer's initial public offering without payment of further consideration. Share numbers give effect to such conversion. The Preferred Stock had no expiration date.

F1 · price: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock (collectively, the "Preferred Stock") converted into 1.281 shares of Common Stock upon the closing of the Issuer's initial public offering without payment of further consideration. Share numbers give effect to such conversion. The Preferred Stock had no expiration date.

F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock (collectively, the "Preferred Stock") converted into 1.281 shares of Common Stock upon the closing of the Issuer's initial public offering without payment of further consideration. Share numbers give effect to such conversion. The Preferred Stock had no expiration date.

F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock (collectively, the "Preferred Stock") converted into 1.281 shares of Common Stock upon the closing of the Issuer's initial public offering without payment of further consideration. Share numbers give effect to such conversion. The Preferred Stock had no expiration date.

F2 · ownership.nature: Shares are held by Avalon BioVentures SPV I, LP (ABV SPV). ABV SPV I GP LLC (ABV GP) is a general partner of ABV SPV and may be deemed to have voting and investment power with respect to the shares held by ABV SPV and as a result may be deemed to have beneficial ownership of such shares. Mr. Reardon is Chief Financial Officer of Avalon Ventures and shares voting and investment power with respect to the shares held by ABV SPV. Mr. Reardon disclaims beneficial ownership of such shares except to the extent of his actual pecuniary interest therein, if any. if any.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 22:11 UTC Janux Therapeutics, Inc. JANX · Entity 4864 PurchaseCommon Stock 629,411 $17.00 $10,699,987.00
Disclosure

SEC source: 0001209191-21-041041 · doc4.xml · nonDerivative · entry 4

Reardon Tighe · CIK 0001760431 · Acting Chief Financial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,479,492

F3 · kind: The shares were purchased in the Issuer's initial public offering.

F2 · ownership.nature: Shares are held by Avalon BioVentures SPV I, LP (ABV SPV). ABV SPV I GP LLC (ABV GP) is a general partner of ABV SPV and may be deemed to have voting and investment power with respect to the shares held by ABV SPV and as a result may be deemed to have beneficial ownership of such shares. Mr. Reardon is Chief Financial Officer of Avalon Ventures and shares voting and investment power with respect to the shares held by ABV SPV. Mr. Reardon disclaims beneficial ownership of such shares except to the extent of his actual pecuniary interest therein, if any. if any.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 22:11 UTC Janux Therapeutics, Inc. JANX · Entity 4864 ConversionCommon Stock 1,153,238 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-041041 · doc4.xml · nonDerivative · entry 3

Reardon Tighe · CIK 0001760431 · Acting Chief Financial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,850,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock (collectively, the "Preferred Stock") converted into 1.281 shares of Common Stock upon the closing of the Issuer's initial public offering without payment of further consideration. Share numbers give effect to such conversion. The Preferred Stock had no expiration date.

F2 · ownership.nature: Shares are held by Avalon BioVentures SPV I, LP (ABV SPV). ABV SPV I GP LLC (ABV GP) is a general partner of ABV SPV and may be deemed to have voting and investment power with respect to the shares held by ABV SPV and as a result may be deemed to have beneficial ownership of such shares. Mr. Reardon is Chief Financial Officer of Avalon Ventures and shares voting and investment power with respect to the shares held by ABV SPV. Mr. Reardon disclaims beneficial ownership of such shares except to the extent of his actual pecuniary interest therein, if any. if any.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 22:11 UTC Janux Therapeutics, Inc. JANX · Entity 4864 ConversionCommon Stock 2,696,843 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-041041 · doc4.xml · nonDerivative · entry 2

Reardon Tighe · CIK 0001760431 · Acting Chief Financial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,696,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock (collectively, the "Preferred Stock") converted into 1.281 shares of Common Stock upon the closing of the Issuer's initial public offering without payment of further consideration. Share numbers give effect to such conversion. The Preferred Stock had no expiration date.

F2 · ownership.nature: Shares are held by Avalon BioVentures SPV I, LP (ABV SPV). ABV SPV I GP LLC (ABV GP) is a general partner of ABV SPV and may be deemed to have voting and investment power with respect to the shares held by ABV SPV and as a result may be deemed to have beneficial ownership of such shares. Mr. Reardon is Chief Financial Officer of Avalon Ventures and shares voting and investment power with respect to the shares held by ABV SPV. Mr. Reardon disclaims beneficial ownership of such shares except to the extent of his actual pecuniary interest therein, if any. if any.

Read SEC document
January 23, 2020 Filed Jan 24, 2020 18:36 UTC Synthorx, Inc. THOR · Entity 152202 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 30,000 $57.00 Strike: $11.00 $1,710,000.00
Disclosure

SEC source: 0001209191-20-004927 · doc4.xml · derivative · entry 4

Reardon Tighe · CIK 0001760431 · Acting Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2028-12-05

F3 · derivative.exercise_date: This option, which provided for vesting of 100% of the shares subject to the option upon certification by the Compensation Committee of the Board of Directors of the Issuer that the Issuer has received the first approval for commercial sale by a regulatory authority of any product candidate of the Issuer in any territory in the world, was cancelled in connection with the merger of the Issuer with Sanofi's wholly owned subsidiary in exchange for a cash payment of $1,710,000.00, representing the difference between the exercise price of the option and the market value of the underlying common stock of the Issuer on the effective date of the merger ($68).

Read SEC document
January 23, 2020 Filed Jan 24, 2020 18:36 UTC Synthorx, Inc. THOR · Entity 152202 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 18,723 $63.36 Strike: $4.64 $1,186,289.28
Disclosure

SEC source: 0001209191-20-004927 · doc4.xml · derivative · entry 3

Reardon Tighe · CIK 0001760431 · Acting Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,723 shares

Expires 2028-08-29

F2 · derivative.exercise_date: This option, which was immediately exercisable, was cancelled in connection with the merger of the Issuer with Sanofi's wholly owned subsidiary in exchange for a cash payment of $1,186,289.28, representing the difference between the exercise price of the option and the market value of the underlying common stock of the Issuer on the effective date of the merger ($68).

Read SEC document
January 23, 2020 Filed Jan 24, 2020 18:36 UTC Synthorx, Inc. THOR · Entity 152202 OtherCommon Stock 1,682,086 $68.00 $114,381,848.00
Disclosure

SEC source: 0001209191-20-004927 · doc4.xml · nonDerivative · entry 2

Reardon Tighe · CIK 0001760431 · Acting Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avalon X SPV I, L.P.

Disclosed balance after: 0

F1 · ownership.nature: The Reporting Person is Chief Financial Officer and Partner of Avalon X SPV GP LLC, general partner of Avalon X SPV I, L.P., and shares voting and investment power with respect to the shares held by Avalon X SPV I, L.P. The Reporting Person disclaims beneficial ownership of the shares held by Avalon X SPV I, L.P., except to the extent of his actual pecuniary interest therein if any.

Read SEC document
January 23, 2020 Filed Jan 24, 2020 18:36 UTC Synthorx, Inc. THOR · Entity 152202 OtherCommon Stock 43,688 $68.00 $2,970,784.00
Disclosure

SEC source: 0001209191-20-004927 · doc4.xml · nonDerivative · entry 1

Reardon Tighe · CIK 0001760431 · Acting Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 11, 2018 Filed Dec 13, 2018 18:36 UTC Synthorx, Inc. THOR · Entity 152202 ConversionSeries C Preferred Stock · Derivative 1,821,156 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062518 · doc4.xml · derivative · entry 4

Reardon Tighe · CIK 0001760431 · Acting Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avalon X SPV I, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 1,136,631 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Automatic conversion, in connection with the Issuer's initial public offering, of preferred stock into shares of common stock on a 1.60224-to-1 basis. The shares have no expiration date.

F1 · derivative.exercise_date: Automatic conversion, in connection with the Issuer's initial public offering, of preferred stock into shares of common stock on a 1.60224-to-1 basis. The shares have no expiration date.

F1 · derivative.expiration_date: Automatic conversion, in connection with the Issuer's initial public offering, of preferred stock into shares of common stock on a 1.60224-to-1 basis. The shares have no expiration date.

F2 · ownership.nature: The Reporting Person is Chief Financial Officer and Partner of Avalon X SPV GP LLC, general partner of Avalon X SPV I, L.P., and shares voting and investment power with respect to the shares held by Avalon X SPV I, L.P. The Reporting Person disclaims beneficial ownership of the shares held by Avalon X SPV I, L.P., except to the extent of his actual pecuniary interest therein if any.

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December 11, 2018 Filed Dec 13, 2018 18:36 UTC Synthorx, Inc. THOR · Entity 152202 PurchaseCommon Stock 545,455 $11.00 $6,000,005.00
Disclosure

SEC source: 0001209191-18-062518 · doc4.xml · nonDerivative · entry 2

Reardon Tighe · CIK 0001760431 · Acting Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avalon X SPV I, L.P.

Disclosed balance after: 1,682,086

F3 · kind: The shares were purchased at the Issuer's initial public offering.

F2 · ownership.nature: The Reporting Person is Chief Financial Officer and Partner of Avalon X SPV GP LLC, general partner of Avalon X SPV I, L.P., and shares voting and investment power with respect to the shares held by Avalon X SPV I, L.P. The Reporting Person disclaims beneficial ownership of the shares held by Avalon X SPV I, L.P., except to the extent of his actual pecuniary interest therein if any.

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December 11, 2018 Filed Dec 13, 2018 18:36 UTC Synthorx, Inc. THOR · Entity 152202 ConversionCommon Stock 1,136,631 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-062518 · doc4.xml · nonDerivative · entry 1

Reardon Tighe · CIK 0001760431 · Acting Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avalon X SPV I, L.P.

Disclosed balance after: 1,136,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Automatic conversion, in connection with the Issuer's initial public offering, of preferred stock into shares of common stock on a 1.60224-to-1 basis. The shares have no expiration date.

F1 · price: Automatic conversion, in connection with the Issuer's initial public offering, of preferred stock into shares of common stock on a 1.60224-to-1 basis. The shares have no expiration date.

F2 · ownership.nature: The Reporting Person is Chief Financial Officer and Partner of Avalon X SPV GP LLC, general partner of Avalon X SPV I, L.P., and shares voting and investment power with respect to the shares held by Avalon X SPV I, L.P. The Reporting Person disclaims beneficial ownership of the shares held by Avalon X SPV I, L.P., except to the extent of his actual pecuniary interest therein if any.

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December 06, 2018 Filed Dec 7, 2018 17:37 UTC Synthorx, Inc. THOR · Entity 152202 GrantEmployee Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001209191-18-061570 · doc4.xml · derivative · entry 1

Reardon Tighe · CIK 0001760431 · Acting Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2028-12-05

F1 · derivative.exercise_date: 100% of the shares subject to the option vest upon certification by the Compensation Committee of the Board of Directors of the Issuer that the Issuer has received the first approval for commercial sale by a regulatory authority of any product candidate of the Issuer in any territory in the world.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.