Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GI DYNAMICS, INC.GID · Entity 141502 | Director | December 16, 2019 | December 18, 2019 |
| LivaNova PLCLIVN · Entity 507 | Director | June 03, 2024 | June 05, 2024 |
| ViewRay, Inc.VRAY · Entity 111118 | Director | January 03, 2023 | January 04, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GI DYNAMICS, INC.
Report date December 16, 2019 · Filed December 18, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.34 · Expires 2029-12-16 | Direct | 30,000 |
Reported balance
After 2019-12-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-12-16 · Grant · Acquired 30,000 · Balance 30,000 F1: The stock option grant was approved by the Issuer's board of directors on October 29, 2019, subject to stockholder approval, and by the stockholders of the Issuer on December 16, 2019. The stock options will fully vest on October 29, 2020. In the event of a change of control of the Issuer prior to October 29, 2020, the stock options will become vested in full. |
Filing footnotes · ownership attribution and instrument terms
F1: The stock option grant was approved by the Issuer's board of directors on October 29, 2019, subject to stockholder approval, and by the stockholders of the Issuer on December 16, 2019. The stock options will fully vest on October 29, 2020. In the event of a change of control of the Issuer prior to October 29, 2020, the stock options will become vested in full.
LivaNova PLC
Report date June 03, 2024 · Filed June 05, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 27,534 |
Ending reported balance
After 2024-06-03 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2024-06-03 · Exercise / conversion · Acquired 56,623 · Balance 84,157 F1: The exercise of the option occurred pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 25, 2021. Row 2 · 2024-06-03 · Sale · Disposed 54,578 · Balance 29,579 F2: The sale of the ordinary shares occurred pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 25, 2021. F3: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.75 to $60.610, inclusive. The reporting person undertakes to provide to LivaNova PLC, any security holder of LivaNova PLC, or the staff of the Securities and Exchange Commission, upon request, the information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Row 3 · 2024-06-03 · Sale · Disposed 2,045 · Balance 27,534 F2: The sale of the ordinary shares occurred pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 25, 2021. F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.829 to $61.290, inclusive. The reporting person undertakes to provide to LivaNova PLC, any security holder of LivaNova PLC, or the staff of the Securities and Exchange Commission, upon request, the information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| Option to purchase sharesSEC Table II · derivative / convertible security · Conversion / exercise price $57.39 · Expires 2024-06-15 | Direct | 0 |
Reported balance
After 2024-06-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-06-03 · Exercise / conversion · Disposed 56,623 · Balance 0 F1: The exercise of the option occurred pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 25, 2021. F5: The Form 3 filed on behalf of the reporting person on October 22, 2015 contained a typo in the expiration date for this option. This option expires on June 15, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: The exercise of the option occurred pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 25, 2021.
F2: The sale of the ordinary shares occurred pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 25, 2021.
F3: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.75 to $60.610, inclusive. The reporting person undertakes to provide to LivaNova PLC, any security holder of LivaNova PLC, or the staff of the Securities and Exchange Commission, upon request, the information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.829 to $61.290, inclusive. The reporting person undertakes to provide to LivaNova PLC, any security holder of LivaNova PLC, or the staff of the Securities and Exchange Commission, upon request, the information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5: The Form 3 filed on behalf of the reporting person on October 22, 2015 contained a typo in the expiration date for this option. This option expires on June 15, 2024.
ViewRay, Inc.
Report date January 03, 2023 · Filed January 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 353,872 |
Reported balance
After 2023-01-03 transaction · row 1
1 source rowRow 1 · 2023-01-03 · Grant · Acquired 26,363 · Balance 353,872 F1: The reported securities are DSUs that entitle the Reporting Person to receive one share of Common Stock per DSU upon the earliest of (i) the Reporting Person's termination of service from the Issuer's board of directors, (ii) a Change of Control of the Issuer as defined in the Issuer's Amended & Restated 2015 Equity Incentive Award Plan or (iii) January 3, 2033 (the tenth anniversary of the grant date). 1/12th of these DSUs shall vest on the last day of each calendar month beginning on January 31, 2023 such that 100% of the DSUs will be vested on December 31, 2023, subject to the Reporting Person remaining a service provider through each such vesting date. F2: These DSUs were issued to the reporting person pursuant to ViewRay Inc.'s Non-Employee Director Compensation Policy in lieu of retainer and committee service fees of $116,000. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities are DSUs that entitle the Reporting Person to receive one share of Common Stock per DSU upon the earliest of (i) the Reporting Person's termination of service from the Issuer's board of directors, (ii) a Change of Control of the Issuer as defined in the Issuer's Amended & Restated 2015 Equity Incentive Award Plan or (iii) January 3, 2033 (the tenth anniversary of the grant date). 1/12th of these DSUs shall vest on the last day of each calendar month beginning on January 31, 2023 such that 100% of the DSUs will be vested on December 31, 2023, subject to the Reporting Person remaining a service provider through each such vesting date.
F2: These DSUs were issued to the reporting person pursuant to ViewRay Inc.'s Non-Employee Director Compensation Policy in lieu of retainer and committee service fees of $116,000.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2019 Filed Mar 19, 2019 17:04 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,500 | $96.63 | $144,943.95 |
DisclosureSEC source: 0001639691-19-000040 · wf-form4_155302865479502.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,383 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 15, 2018. F2 · price: Represents weighted average selling price. Securities sold through 21 separate sales on the transaction date at prices ranging from $95.55 to $97.59. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 07:48 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,500 | $100.44 | $150,660.30 |
DisclosureSEC source: 0001639691-19-000006 · wf-form4_155058049920310.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,883 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 15, 2018. F2 · price: Represents weighted average selling price. Securities sold through 17 separate sales on the transaction date at prices ranging from $96.95 to $101.79. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 16:00 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,500 | $90.80 | $136,200.00 |
DisclosureSEC source: 0001639691-19-000004 · wf-form4_154775883969631.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,383 F1 · shares: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 15, 2018. F2 · price: Represents weighted average selling price. Securities sold through approximately 16 separate sales on the transaction date at prices ranging from $90.24 to $91.19. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 20:27 UTC | ViewRay, Inc. VRAY · Entity 111118 | GrantCommon Stock | 18,668 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-19-000205 · ownership.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,668 F1 · shares: The reported securities are RSUs that entitle the Reporting Person to receive one share of Common Stock per RSU upon vesting. All of these RSUs shall vest on January 2, 2020 (the one-year anniversary of the grant date), subject to the Reporting Person remaining a service provider through such date. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 16:16 UTC | ViewRay, Inc. VRAY · Entity 111118 | GrantCommon Stock | 14,610 | $6.16 | $89,997.60 |
DisclosureSEC source: 0000950103-19-000252 · dp100569_4-moore.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,278 F1 · shares: The reported securities are DSUs that entitle the Reporting Person to receive one share of Common Stock per DSU upon the earliest of (i) the Reporting Person's termination of service from the Issuer's board of directors, (ii) a Change of Control of the Issuer as defined in the Issuer's 2015 Equity Incentive Award Plan or (iii) January 2, 2029 (the tenth anniversary of the grant date). 1/12th of these DSUs shall vest on the last day of each calendar month beginning on January 31, 2019 such that 100% of the DSUs will be vested on December 31, 2019, subject to the Reporting Person remaining a service provider through each such vesting date. F2 · price: These DSUs were issued to the reporting person pursuant to ViewRay Inc.'s Non-Employee Director Compensation Policy in lieu of retainer and committee service fees of $90,000. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 21:45 UTC | ViewRay, Inc. VRAY · Entity 111118 | GrantStock Option (right to buy) · Derivative | 32,547 | $0.00 Strike: $5.21 | $0.00 |
DisclosureSEC source: 0000950103-18-015061 · dp100065_4-moore.xml · derivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,547 Underlying: Common Stock · 32,547 shares Expires 2028-12-21 F1 · derivative.exercise_date: All of the shares subject to the option had vested and were exercisable as of December 2018. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 18:11 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 2,885 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000125 · wf-form4_154517466287225.xml · derivative · entry 5 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,762 Underlying: Ordinary Shares · 2,885 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. F5 · derivative.exercise_date: On December 15, 2017, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on December 15, 2018. F5 · derivative.expiration_date: On December 15, 2017, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on December 15, 2018. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 18:11 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,000 | $91.85 | $91,846.00 |
DisclosureSEC source: 0001639691-18-000125 · wf-form4_154517466287225.xml · nonDerivative · entry 3 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,883 F3 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 24, 2017. F4 · price: Represents weighted average selling price. Securities sold through 8 separate sales on the transaction date at prices ranging from $91.28 to $93.22. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 18:11 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 1,298 | $94.45 | $122,596.10 |
DisclosureSEC source: 0001639691-18-000125 · wf-form4_154517466287225.xml · nonDerivative · entry 2 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,883 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 18:11 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 2,885 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000125 · wf-form4_154517466287225.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 13:32 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,000 | $116.68 | $116,675.00 |
DisclosureSEC source: 0001639691-18-000114 · wf-form4_154265231627490.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,296 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 24, 2017. F2 · price: Represents weighted average selling price. Securities sold through 14 separate sales on the transaction date at prices ranging from $116.60 to $116.75. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 17:23 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,000 | $113.30 | $113,297.70 |
DisclosureSEC source: 0001639691-18-000095 · wf-form4_153981137195763.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,296 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 24, 2017. F2 · price: Represents weighted average selling price. Securities sold through 13 separate sales on the transaction date at prices ranging from $112.22 to $113.84. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 17:13 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,000 | $123.49 | $123,487.70 |
DisclosureSEC source: 0001639691-18-000089 · wf-form4_153739157861876.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,296 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 24, 2017. F2 · price: Represents weighted average selling price. Securities sold through approximately 19 separate sales on the transaction date at prices ranging from $123.22 to $123.71. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 14:01 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,000 | $121.58 | $121,579.00 |
DisclosureSEC source: 0001639691-18-000086 · wf-form4_153452885286892.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,296 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 24, 2017. F2 · price: Represents weighted average selling price. Securities sold through 13 separate sales on the transaction date at prices ranging from $120.91 to $122.79. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 16, 2018 Filed Jul 18, 2018 15:27 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,000 | $102.19 | $102,191.00 |
DisclosureSEC source: 0001639691-18-000077 · wf-form4_153194204887549.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,296 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 24, 2017. F2 · price: Represents weighted average selling price. Securities sold in 2 separate sales on the transaction date at prices ranging from $101.48 to $102.27. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 16:30 UTC | LivaNova PLC LIVN · Entity 507 | GrantRestricted Stock Units · Derivative | 1,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000074 · wf-form4_152944018933731.xml · derivative · entry 2 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,647 Underlying: Ordinary Shares · 1,762 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: Reporting person was granted RSUs that vest and all forfeiture restrictions thereon shall lapse on June 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F4 · derivative.expiration_date: Reporting person was granted RSUs that vest and all forfeiture restrictions thereon shall lapse on June 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 16:30 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,000 | $104.95 | $104,950.00 |
DisclosureSEC source: 0001639691-18-000074 · wf-form4_152944018933731.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,296 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 24, 2017. F2 · price: Represents weighted average selling price. Securities sold through approximately 10 separate sales on the transaction date at prices ranging from $104.46 to $105.20. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 15, 2018 Filed May 17, 2018 12:38 UTC | LivaNova PLC LIVN · Entity 507 | SaleCommon Stock | 1,000 | $84.66 | $84,660.00 |
DisclosureSEC source: 0001639691-18-000048 · wf-form4_152657507468236.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,296 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 24, 2017. F2 · price: Represents weighted average selling price. Securities sold through approximately 11 separate sales on the transaction date at prices ranging from $84.57 to $84.67. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 16, 2018 Filed Apr 17, 2018 21:48 UTC | LivaNova PLC LIVN · Entity 507 | SaleCommon Stock | 1,000 | $86.24 | $86,240.00 |
DisclosureSEC source: 0001639691-18-000037 · wf-form4_152401612328471.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,296 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 24, 2017. F2 · price: Represents weighted average selling price. Securities sold through approximately 10 separate sales on the transaction date at prices ranging from $86.18 to $86.33. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 16:44 UTC | LivaNova PLC LIVN · Entity 507 | SaleCommon Stock | 1,000 | $88.31 | $88,308.00 |
DisclosureSEC source: 0001639691-18-000030 · wf-form4_152149226525742.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,296 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 24, 2017. F2 · price: Represents weighted average selling price. Securities sold through approximately 11 separate sales on the transaction date at prices ranging from $88.21 to $88.32. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:59 UTC | ViewRay, Inc. VRAY · Entity 111118 | GrantStock Option (right to buy) · Derivative | 38,622 | $0.00 Strike: $7.84 | $0.00 |
DisclosureSEC source: 0000950103-18-003007 · dp87797_4-moore.xml · derivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,622 Underlying: Common Stock · 38,622 shares Expires 2028-03-01 F1 · derivative.exercise_date: 1/36th of the shares subject to the option shall vest and become exercisable on each monthly anniversary measured from March 1, 2018 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested on the third anniversary of the Vesting Commencement Date, subject to the Reporting Person remaining a service provider through each such vesting date. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 15:57 UTC | LivaNova PLC LIVN · Entity 507 | SaleCommon Stock | 1,000 | $83.32 | $83,323.00 |
DisclosureSEC source: 0001639691-18-000008 · wf-form4_151881466406788.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,296 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 24, 2017. F2 · price: Represents weighted average selling price. Securities sold through approximately 8 separate sales on the transaction date at prices ranging from $83.30 to $83.47. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 16, 2018 Filed Jan 17, 2018 18:08 UTC | LivaNova PLC LIVN · Entity 507 | SaleCommon Stock | 1,000 | $82.15 | $82,150.00 |
DisclosureSEC source: 0001639691-18-000003 · wf-form4_151623050009540.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,296 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 24, 2017. F2 · price: Securities sold through approximately 12 separate sales on the transaction date at a price of $82.15. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 16:46 UTC | LivaNova PLC LIVN · Entity 507 | GrantRestricted Stock Units · Derivative | 2,885 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000103 · wf-form4_151371998516540.xml · derivative · entry 3 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,885 Underlying: Common Stock · 2,885 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share ("Ordinary Share") of LivaNova PLC (the "Company") or, at the option of the Company, a cash settlement in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan. F3 · derivative.exercise_date: The reporting person was granted RSUs that vest and all forfeiture restrictions thereon shall lapse on December 15, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan. F3 · derivative.expiration_date: The reporting person was granted RSUs that vest and all forfeiture restrictions thereon shall lapse on December 15, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 16:46 UTC | LivaNova PLC LIVN · Entity 507 | SaleCommon Stock | 1,000 | $80.80 | $80,800.00 |
DisclosureSEC source: 0001639691-17-000103 · wf-form4_151371998516540.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,296 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 16, 2016. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 11:58 UTC | LivaNova PLC LIVN · Entity 507 | SaleCommon Stock | 1,000 | $81.39 | $81,390.00 |
DisclosureSEC source: 0001639691-17-000099 · wf-form4_151085150871962.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,296 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 16, 2016. Read SEC document |
| October 16, 2017 Filed Oct 17, 2017 17:23 UTC | LivaNova PLC LIVN · Entity 507 | SaleCommon Stock | 1,000 | $74.58 | $74,583.80 |
DisclosureSEC source: 0001639691-17-000090 · wf-form4_150827540806830.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,296 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 16, 2016. F2 · price: Represents weighted average selling price. Securities sold through approximately 15 separate sales on the transaction date at prices ranging from $74.44 to $74.96. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 13:44 UTC | LivaNova PLC LIVN · Entity 507 | SaleCommon Stock | 1,000 | $68.55 | $68,552.00 |
DisclosureSEC source: 0001639691-17-000089 · wf-form4_150584305160886.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,296 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 16, 2016. F2 · price: Represents weighted average selling price. Securities sold through approximately 6 separate sales on the transaction date at prices ranging from $68.55 to $68.56. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 09:24 UTC | LivaNova PLC LIVN · Entity 507 | SaleCommon Stock | 1,000 | $60.76 | $60,756.00 |
DisclosureSEC source: 0001639691-17-000088 · wf-form4_150297627494024.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,296 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 16, 2016. F2 · price: Represents weighted average selling price. Securities sold through approximately four (4) separate sales on the transaction date at prices ranging from $60.75 to $60.78. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 05, 2017 Filed Aug 8, 2017 19:58 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 5,198 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000078 · wf-form4_150223667997823.xml · derivative · entry 4 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,198 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. F3 · derivative.exercise_date: On August 5, 2016, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on August 5, 2017. F3 · derivative.expiration_date: On August 5, 2016, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on August 5, 2017. Read SEC document |
| August 05, 2017 Filed Aug 8, 2017 19:58 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingCommon Stock | 2,339 | $60.41 | $141,298.99 |
DisclosureSEC source: 0001639691-17-000078 · wf-form4_150223667997823.xml · nonDerivative · entry 2 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,296 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the August 5, 2017 vesting of 5,198 RSUs. Read SEC document |
| August 05, 2017 Filed Aug 8, 2017 19:58 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionCommon Stock | 5,198 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000078 · wf-form4_150223667997823.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,635 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| July 17, 2017 Filed Jul 18, 2017 12:10 UTC | LivaNova PLC LIVN · Entity 507 | SaleCommon Stock | 1,000 | $61.55 | $61,551.00 |
DisclosureSEC source: 0001639691-17-000069 · wf-form4_150039422720516.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,437 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 16, 2016. F2 · price: Represents weighted average selling price. Securities sold through approximately four separate sales on the transaction date at prices ranging from $61.55 to $61.90. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 15, 2017 Filed Jun 16, 2017 13:07 UTC | LivaNova PLC LIVN · Entity 507 | SaleCommon Stock | 1,000 | $60.80 | $60,804.00 |
DisclosureSEC source: 0001639691-17-000062 · wf-form4_149763281916043.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,437 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 16, 2016. F2 · price: Represents weighted average selling price. Securities sold through approximately six separate sales on the transaction date at prices ranging from $60.80 to $60.81. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 15, 2017 Filed May 17, 2017 16:02 UTC | LivaNova PLC LIVN · Entity 507 | SaleCommon Stock | 1,000 | $57.06 | $57,055.50 |
DisclosureSEC source: 0001639691-17-000050 · wf-form4_149505135132654.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,437 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 16, 2016. F2 · price: Represents weighted average selling price. Securities were sold through approximately 15 separate sales on the transaction date at prices ranging from $56.91 to $57.29. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 17:05 UTC | LivaNova PLC LIVN · Entity 507 | SaleCommon Stock | 1,000 | $51.32 | $51,315.90 |
DisclosureSEC source: 0001639691-17-000022 · wf-form4_149263593652152.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,437 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 16, 2016. F2 · price: Represents weighted average selling price. Securities were sold through approximately 17 separate sales on the transaction date at prices ranging from $50.68 to $51.53. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 12:02 UTC | LivaNova PLC LIVN · Entity 507 | SaleCommon Stock | 1,000 | $50.21 | $50,205.00 |
DisclosureSEC source: 0001140361-17-012243 · doc1.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,437 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 16, 2016. F2 · price: Represents weighted average selling price. Securities were sold through approximately 8 separate sales on the transaction date at prices ranging from $50.18 to $50.43. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 13:18 UTC | LivaNova PLC LIVN · Entity 507 | SaleCommon Stock | 2,000 | $50.00 | $100,000.00 |
DisclosureSEC source: 0001140361-17-008775 · doc1.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,437 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 16, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.