Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GI DYNAMICS, INC.GID · Entity 141502 | Director | December 16, 2019 | December 18, 2019 |
| LivaNova PLCLIVN · Entity 507 | Director | June 03, 2024 | June 05, 2024 |
| ViewRay, Inc.VRAY · Entity 111118 | Director | January 03, 2023 | January 04, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GI DYNAMICS, INC.
Report date December 16, 2019 · Filed December 18, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.34 · Expires 2029-12-16 | Direct | 30,000 |
Reported balance
After 2019-12-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-12-16 · Grant · Acquired 30,000 · Balance 30,000 F1: The stock option grant was approved by the Issuer's board of directors on October 29, 2019, subject to stockholder approval, and by the stockholders of the Issuer on December 16, 2019. The stock options will fully vest on October 29, 2020. In the event of a change of control of the Issuer prior to October 29, 2020, the stock options will become vested in full. |
Filing footnotes · ownership attribution and instrument terms
F1: The stock option grant was approved by the Issuer's board of directors on October 29, 2019, subject to stockholder approval, and by the stockholders of the Issuer on December 16, 2019. The stock options will fully vest on October 29, 2020. In the event of a change of control of the Issuer prior to October 29, 2020, the stock options will become vested in full.
LivaNova PLC
Report date June 03, 2024 · Filed June 05, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 27,534 |
Ending reported balance
After 2024-06-03 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2024-06-03 · Exercise / conversion · Acquired 56,623 · Balance 84,157 F1: The exercise of the option occurred pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 25, 2021. Row 2 · 2024-06-03 · Sale · Disposed 54,578 · Balance 29,579 F2: The sale of the ordinary shares occurred pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 25, 2021. F3: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.75 to $60.610, inclusive. The reporting person undertakes to provide to LivaNova PLC, any security holder of LivaNova PLC, or the staff of the Securities and Exchange Commission, upon request, the information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Row 3 · 2024-06-03 · Sale · Disposed 2,045 · Balance 27,534 F2: The sale of the ordinary shares occurred pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 25, 2021. F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.829 to $61.290, inclusive. The reporting person undertakes to provide to LivaNova PLC, any security holder of LivaNova PLC, or the staff of the Securities and Exchange Commission, upon request, the information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| Option to purchase sharesSEC Table II · derivative / convertible security · Conversion / exercise price $57.39 · Expires 2024-06-15 | Direct | 0 |
Reported balance
After 2024-06-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-06-03 · Exercise / conversion · Disposed 56,623 · Balance 0 F1: The exercise of the option occurred pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 25, 2021. F5: The Form 3 filed on behalf of the reporting person on October 22, 2015 contained a typo in the expiration date for this option. This option expires on June 15, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: The exercise of the option occurred pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 25, 2021.
F2: The sale of the ordinary shares occurred pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 25, 2021.
F3: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.75 to $60.610, inclusive. The reporting person undertakes to provide to LivaNova PLC, any security holder of LivaNova PLC, or the staff of the Securities and Exchange Commission, upon request, the information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.829 to $61.290, inclusive. The reporting person undertakes to provide to LivaNova PLC, any security holder of LivaNova PLC, or the staff of the Securities and Exchange Commission, upon request, the information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5: The Form 3 filed on behalf of the reporting person on October 22, 2015 contained a typo in the expiration date for this option. This option expires on June 15, 2024.
ViewRay, Inc.
Report date January 03, 2023 · Filed January 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 353,872 |
Reported balance
After 2023-01-03 transaction · row 1
1 source rowRow 1 · 2023-01-03 · Grant · Acquired 26,363 · Balance 353,872 F1: The reported securities are DSUs that entitle the Reporting Person to receive one share of Common Stock per DSU upon the earliest of (i) the Reporting Person's termination of service from the Issuer's board of directors, (ii) a Change of Control of the Issuer as defined in the Issuer's Amended & Restated 2015 Equity Incentive Award Plan or (iii) January 3, 2033 (the tenth anniversary of the grant date). 1/12th of these DSUs shall vest on the last day of each calendar month beginning on January 31, 2023 such that 100% of the DSUs will be vested on December 31, 2023, subject to the Reporting Person remaining a service provider through each such vesting date. F2: These DSUs were issued to the reporting person pursuant to ViewRay Inc.'s Non-Employee Director Compensation Policy in lieu of retainer and committee service fees of $116,000. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities are DSUs that entitle the Reporting Person to receive one share of Common Stock per DSU upon the earliest of (i) the Reporting Person's termination of service from the Issuer's board of directors, (ii) a Change of Control of the Issuer as defined in the Issuer's Amended & Restated 2015 Equity Incentive Award Plan or (iii) January 3, 2033 (the tenth anniversary of the grant date). 1/12th of these DSUs shall vest on the last day of each calendar month beginning on January 31, 2023 such that 100% of the DSUs will be vested on December 31, 2023, subject to the Reporting Person remaining a service provider through each such vesting date.
F2: These DSUs were issued to the reporting person pursuant to ViewRay Inc.'s Non-Employee Director Compensation Policy in lieu of retainer and committee service fees of $116,000.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 03, 2024 Filed Jun 5, 2024 16:03 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOption to purchase shares · Derivative | 56,623 | $0.00 Strike: $57.39 | $0.00 |
DisclosureSEC source: 0001639691-24-000072 · wk-form4_1717617811.xml · derivative · entry 4 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 56,623 shares Expires 2024-06-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise of the option occurred pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 25, 2021. F5 · derivative.expiration_date: The Form 3 filed on behalf of the reporting person on October 22, 2015 contained a typo in the expiration date for this option. This option expires on June 15, 2024. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 16:03 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 2,045 | $61.09 | $124,920.87 |
DisclosureSEC source: 0001639691-24-000072 · wk-form4_1717617811.xml · nonDerivative · entry 3 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,534 F2 · kind: The sale of the ordinary shares occurred pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 25, 2021. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.829 to $61.290, inclusive. The reporting person undertakes to provide to LivaNova PLC, any security holder of LivaNova PLC, or the staff of the Securities and Exchange Commission, upon request, the information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 16:03 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 54,578 | $60.08 | $3,278,773.35 |
DisclosureSEC source: 0001639691-24-000072 · wk-form4_1717617811.xml · nonDerivative · entry 2 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,579 F2 · kind: The sale of the ordinary shares occurred pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 25, 2021. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.75 to $60.610, inclusive. The reporting person undertakes to provide to LivaNova PLC, any security holder of LivaNova PLC, or the staff of the Securities and Exchange Commission, upon request, the information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 16:03 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 56,623 | $57.39 | $3,249,593.97 |
DisclosureSEC source: 0001639691-24-000072 · wk-form4_1717617811.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise of the option occurred pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 25, 2021. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 15:20 UTC | LivaNova PLC LIVN · Entity 507 | GrantRestricted Stock Units · Derivative | 2,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-23-000061 · wf-form4_168728881958402.xml · derivative · entry 4 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,680 Underlying: Ordinary Shares · 2,680 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F5 · derivative.exercise_date: On June 15, 2023, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2024, subject to continued service during the vesting period and the award agreement. F5 · derivative.expiration_date: On June 15, 2023, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2024, subject to continued service during the vesting period and the award agreement. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 15:20 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 2,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-23-000061 · wf-form4_168728881958402.xml · derivative · entry 3 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 2,082 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: On June 15, 2022, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2023, subject to continued service during the vesting period and the award agreement. F4 · derivative.expiration_date: On June 15, 2022, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2023, subject to continued service during the vesting period and the award agreement. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 15:20 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 444 | $48.40 | $21,489.60 |
DisclosureSEC source: 0001639691-23-000061 · wf-form4_168728881958402.xml · nonDerivative · entry 2 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,534 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 15:20 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 2,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-23-000061 · wf-form4_168728881958402.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,978 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 16:43 UTC | ViewRay, Inc. VRAY · Entity 111118 | GrantCommon Stock | 26,363 | $4.40 | $115,997.20 |
DisclosureSEC source: 0001628280-23-000246 · wf-form4_167286862043868.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,872 F1 · shares: The reported securities are DSUs that entitle the Reporting Person to receive one share of Common Stock per DSU upon the earliest of (i) the Reporting Person's termination of service from the Issuer's board of directors, (ii) a Change of Control of the Issuer as defined in the Issuer's Amended & Restated 2015 Equity Incentive Award Plan or (iii) January 3, 2033 (the tenth anniversary of the grant date). 1/12th of these DSUs shall vest on the last day of each calendar month beginning on January 31, 2023 such that 100% of the DSUs will be vested on December 31, 2023, subject to the Reporting Person remaining a service provider through each such vesting date. F2 · price: These DSUs were issued to the reporting person pursuant to ViewRay Inc.'s Non-Employee Director Compensation Policy in lieu of retainer and committee service fees of $116,000. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 16:22 UTC | LivaNova PLC LIVN · Entity 507 | GrantRestricted Stock Units · Derivative | 2,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000066 · wf-form4_165549729355858.xml · derivative · entry 4 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,082 Underlying: Ordinary Shares · 2,082 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F5 · derivative.exercise_date: On June 15, 2022, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2023, subject to continued service during the vesting period and the award agreement. F5 · derivative.expiration_date: On June 15, 2022, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2023, subject to continued service during the vesting period and the award agreement. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 16:22 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 1,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000066 · wf-form4_165549729355858.xml · derivative · entry 3 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,346 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement. F4 · derivative.expiration_date: On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 16:22 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 80 | $59.94 | $4,795.20 |
DisclosureSEC source: 0001639691-22-000066 · wf-form4_165549729355858.xml · nonDerivative · entry 2 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,896 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 16:22 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 1,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000066 · wf-form4_165549729355858.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,976 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| June 13, 2022 Filed Jun 15, 2022 16:10 UTC | ViewRay, Inc. VRAY · Entity 111118 | GrantCommon Stock | 54,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-017228 · wf-form4_165532381191359.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,509 F1 · shares: The reported securities are RSUs that entitle the Reporting Person to receive one share of Common Stock per RSU upon vesting. All of these RSUs shall vest on June 13, 2023, subject to the Reporting Person remaining a service provider through such date. Read SEC document |
| May 10, 2022 Filed May 12, 2022 06:04 UTC | ViewRay, Inc. VRAY · Entity 111118 | PurchaseCommon Stock | 96,358 | $2.59 | $250,000.83 |
DisclosureSEC source: 0001628280-22-013936 · wf-form4_165234982439994.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,998 F1 · price: Reflects average weighted purchase price. Actual purchase prices ranged from $2.46 to $2.695 per share. The reporting person undertakes to provide, upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 13:47 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,000 | $83.42 | $83,416.00 |
DisclosureSEC source: 0001639691-22-000036 · wf-form4_164918081246625.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,630 F1 · shares: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 18, 2021. F2 · price: Represents weighted average selling price. Securities sold through 7 separate sales on the transaction date at prices ranging from $82.05 to $84.42. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 02, 2022 Filed Mar 3, 2022 19:48 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,000 | $80.00 | $80,000.00 |
DisclosureSEC source: 0001639691-22-000018 · wf-form4_164635490234509.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,630 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 18, 2021. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 16:58 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,000 | $80.00 | $80,000.00 |
DisclosureSEC source: 0001639691-22-000017 · wf-form4_164617190869598.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,630 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 18, 2021. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 17:07 UTC | ViewRay, Inc. VRAY · Entity 111118 | GrantCommon Stock | 19,897 | $5.83 | $115,999.51 |
DisclosureSEC source: 0001628280-22-000345 · wf-form4_164142044666871.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,640 F1 · shares: The reported securities are DSUs that entitle the Reporting Person to receive one share of Common Stock per DSU upon the earliest of (i) the Reporting Person's termination of service from the Issuer's board of directors, (ii) a Change of Control of the Issuer as defined in the Issuer's Amended & Restated 2015 Equity Incentive Award Plan or (iii) January 3, 2032 (the tenth anniversary of the grant date). 1/12th of these DSUs shall vest on the last day of each calendar month beginning on January 31, 2022 such that 100% of the DSUs will be vested on December 31, 2022, subject to the Reporting Person remaining a service provider through each such vesting date. F2 · price: These DSUs were issued to the reporting person pursuant to ViewRay Inc.'s Non-Employee Director Compensation Policy in lieu of retainer and committee service fees of $116,000. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 17:29 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,000 | $85.93 | $85,934.10 |
DisclosureSEC source: 0001639691-22-000002 · wf-form4_164142176131667.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,630 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 18, 2021. F2 · price: Represents weighted average selling price. Securities sold through 17 separate sales on the transaction date at prices ranging from $85.10 to $87.40. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 09:13 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,000 | $81.73 | $81,734.00 |
DisclosureSEC source: 0001639691-21-000117 · wf-form4_163854081846640.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,630 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 18, 2021. F2 · price: Represents weighted average selling price. Securities sold through 14 separate sales on the transaction date at prices ranging from $81.00 to $83.00. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 08:45 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,000 | $85.25 | $85,250.00 |
DisclosureSEC source: 0001639691-21-000109 · wf-form4_163611634378392.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,630 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 18, 2021. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 12:16 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,000 | $80.00 | $80,000.00 |
DisclosureSEC source: 0001639691-21-000100 · wf-form4_163345057071325.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,630 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 18, 2021. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 11:04 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,000 | $82.40 | $82,401.50 |
DisclosureSEC source: 0001639691-21-000097 · wf-form4_163068147116386.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,630 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 18, 2021. F2 · price: Represents weighted average selling price. Securities sold through 10 separate sales on the transaction date at prices ranging from $82.04 to $83.00. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 07:52 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,000 | $86.39 | $86,388.60 |
DisclosureSEC source: 0001639691-21-000094 · wf-form4_162807795292057.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,630 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 18, 2021. F2 · price: Represents weighted average selling price. Securities sold through eight (8) separate sales on the transaction date at prices ranging from $86.1432 to $86.50. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 29, 2021 Filed Jul 1, 2021 18:53 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 3,931 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000074 · wf-form4_162518001965200.xml · derivative · entry 3 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 3,931 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F5 · derivative.exercise_date: On June 29, 2020, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement. F5 · derivative.expiration_date: On June 29, 2020, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement. F6 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| June 29, 2021 Filed Jul 1, 2021 18:53 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,000 | $84.20 | $84,200.00 |
DisclosureSEC source: 0001639691-21-000074 · wf-form4_162518001965200.xml · nonDerivative · entry 2 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,630 F2 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 18, 2021. F3 · price: Represents weighted average selling price. Securities sold through nine (9) separate sales on the transaction date at prices ranging from $84.00 to $84.35. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 29, 2021 Filed Jul 1, 2021 18:53 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 3,931 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000074 · wf-form4_162518001965200.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| June 15, 2021 Filed Jun 16, 2021 19:55 UTC | LivaNova PLC LIVN · Entity 507 | GrantRestricted Stock Units · Derivative | 1,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000060 · wf-form4_162388772857044.xml · derivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,346 Underlying: Ordinary Shares · 1,346 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F2 · derivative.exercise_date: On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement. F2 · derivative.expiration_date: On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 16:21 UTC | ViewRay, Inc. VRAY · Entity 111118 | GrantCommon Stock | 19,759 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-040909 · doc4.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,743 F1 · shares: The reported securities are RSUs that entitle the Reporting Person to receive one share of Common Stock per RSU upon vesting. All of these RSUs shall vest on June 14, 2022, subject to the Reporting Person remaining a service provider through such date. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 08:25 UTC | ViewRay, Inc. VRAY · Entity 111118 | GrantCommon Stock | 14,820 | $6.41 | $94,996.20 |
DisclosureSEC source: 0001209191-21-000632 · doc4.xml · nonDerivative · entry 2 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,984 F3 · shares: The reported securities are DSUs that entitle the Reporting Person to receive one share of Common Stock per DSU upon the earliest of (i) the Reporting Person's termination of service from the Issuer's board of directors, (ii) a Change of Control of the Issuer as defined in the Issuer's Amended & Restated 2015 Equity Incentive Award Plan or (iii) January 4, 2031 (the tenth anniversary of the grant date). 1/12th of these DSUs shall vest on the last day of each calendar month beginning on January 31, 2021 such that 100% of the DSUs will be vested on December 31, 2021, subject to the Reporting Person remaining a service provider through each such vesting date. F4 · price: These DSUs were issued to the reporting person pursuant to ViewRay Inc.'s Non-Employee Director Compensation Policy in lieu of retainer and committee service fees of $95,000. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 08:25 UTC | ViewRay, Inc. VRAY · Entity 111118 | GrantCommon Stock | 5,184 | $3.82 | $19,802.88 |
DisclosureSEC source: 0001209191-21-000632 · doc4.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,164 F1 · shares: The reported securities are DSUs that entitle the Reporting Person to receive one share of Common Stock per DSU upon the earliest of (i) the Reporting Person's termination of service from the Issuer's board of directors, (ii) a Change of Control of the Issuer as defined in the Issuer's Amended & Restated 2015 Equity Incentive Award Plan or (iii) December 31, 2030 (the tenth anniversary of the grant date). These DSUs vested on the date of grant, December 31, 2020. F2 · price: These DSUs were issued to the Reporting Person as reimbursement of previously granted DSUs that were cancelled for no consideration as a result of a 30% reduction in director retainer and committee service fees in April 2020. Read SEC document |
| June 29, 2020 Filed Jul 1, 2020 16:24 UTC | LivaNova PLC LIVN · Entity 507 | GrantRestricted Stock Units · Derivative | 3,931 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000083 · wf-form4_159363506138897.xml · derivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,931 Underlying: Ordinary Shares · 3,931 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F2 · derivative.exercise_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement. F2 · derivative.expiration_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement. Read SEC document |
| June 19, 2020 Filed Jun 22, 2020 21:09 UTC | LivaNova PLC LIVN · Entity 507 | OtherOrdinary Shares | 2,586 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001639691-20-000077 · wf-form4_159287453491077.xml · nonDerivative · entry 3 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · DJM Family Partnership Ltd. Disclosed balance after: 0 F3 · price: This entry represents the distribution of securities by the DJM Family Partnership Ltd. to the Moore 2012 Gift Trust. Reporting person has no ownership interest in the Moore 2012 Gift Trust. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 21:09 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 2,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000077 · wf-form4_159287453491077.xml · derivative · entry 4 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 2,524 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F5 · derivative.exercise_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement. F5 · derivative.expiration_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 21:09 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 1,136 | $48.29 | $54,857.44 |
DisclosureSEC source: 0001639691-20-000077 · wf-form4_159287453491077.xml · nonDerivative · entry 2 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,740 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 21:09 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 2,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000077 · wf-form4_159287453491077.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| June 18, 2020 Filed Nov 6, 2020 18:41 UTC Amendment | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 177 | $48.29 | $8,547.33 |
DisclosureSEC source: 0001639691-20-000118 · wf-form4a_160470605608493.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,699 F1 · shares: Form 4 is being amended to revise the number of shares withheld from distribution to satisfy tax liability due to an administrative error. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 18:06 UTC | ViewRay, Inc. VRAY · Entity 111118 | GrantCommon Stock | 52,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-037379 · doc4.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,980 F1 · shares: The reported securities are RSUs that entitle the Reporting Person to receive one share of Common Stock per RSU upon vesting. All of these RSUs shall vest on June 15, 2021, subject to the Reporting Person remaining a service provider through such date. F2 · balance_after: As part of ViewRay, Inc.'s broader efforts to preserve capital and foster its ability to effectively conduct its business in light of the coronavirus pandemic, the Reporting Person took a 30% annual retainer reduction for the remainder of 2020. As such, effective April 6, 2020, 5,184 of the original January 2, 2020 grant of 23,427 Deferred Stock Units were cancelled for no consideration. The 116,980 total amount of Securities Beneficially Owned takes into account the April 6, 2020 cancellation. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 18:04 UTC | ViewRay, Inc. VRAY · Entity 111118 | GrantCommon Stock | 12,707 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-002072 · doc4.xml · nonDerivative · entry 2 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,412 F3 · shares: The reported securities are RSUs that entitle the Reporting Person to receive one share of Common Stock per RSU upon vesting. All of these RSUs shall vest on June 12, 2020, subject to the Reporting Person remaining a service provider through such date. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 18:04 UTC | ViewRay, Inc. VRAY · Entity 111118 | GrantCommon Stock | 23,427 | $4.06 | $94,996.49 |
DisclosureSEC source: 0001209191-20-002072 · doc4.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,705 F1 · shares: The reported securities are DSUs that entitle the Reporting Person to receive one share of Common Stock per DSU upon the earliest of (i) the Reporting Person's termination of service from the Issuer's board of directors, (ii) a Change of Control of the Issuer as defined in the Issuer's 2015 Equity Incentive Award Plan or (iii) January 2, 2030 (the tenth anniversary of the grant date). 1/12th of these DSUs shall vest on the last day of each calendar month beginning on January 31, 2020 such that 100% of the DSUs will be vested on December 31, 2020, subject to the Reporting Person remaining a service provider through each such vesting date. F2 · price: These DSUs were issued to the reporting person pursuant to ViewRay Inc.'s Non-Employee Director Compensation Policy in lieu of retainer and committee service fees of $95,000. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 09:53 UTC | GI DYNAMICS, INC. GID · Entity 141502 | GrantStock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $1.34 | $0.00 |
DisclosureSEC source: 0001213900-19-026405 · ownership.xml · derivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2029-12-16 F1 · derivative.exercise_date: The stock option grant was approved by the Issuer's board of directors on October 29, 2019, subject to stockholder approval, and by the stockholders of the Issuer on December 16, 2019. The stock options will fully vest on October 29, 2020. In the event of a change of control of the Issuer prior to October 29, 2020, the stock options will become vested in full. Read SEC document |
| November 22, 2019 Filed Nov 26, 2019 09:27 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 3,000 | $80.00 | $240,000.00 |
DisclosureSEC source: 0001639691-19-000153 · wf-form4_157477841201854.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,352 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 15, 2018. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 18:46 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,500 | $84.56 | $126,845.25 |
DisclosureSEC source: 0001639691-19-000129 · wf-form4_156884677169932.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,352 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 15, 2018 Read SEC document |
| August 19, 2019 Filed Aug 21, 2019 12:07 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,500 | $80.25 | $120,375.00 |
DisclosureSEC source: 0001639691-19-000125 · wf-form4_156640362235291.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,852 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 15, 2018. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 18:21 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 6,000 | $80.00 | $480,000.00 |
DisclosureSEC source: 0001639691-19-000122 · wf-form4_156504366376559.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,352 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 15, 2018. Read SEC document |
| June 18, 2019 Filed Jun 20, 2019 16:42 UTC | LivaNova PLC LIVN · Entity 507 | GrantRestricted Stock Units · Derivative | 2,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000098 · wf-form4_156106331108654.xml · derivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,524 Underlying: Ordinary Shares · 2,524 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F2 · derivative.exercise_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement. F2 · derivative.expiration_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement. Read SEC document |
| June 15, 2019 Filed Jun 18, 2019 16:35 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 1,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000092 · wf-form4_156089011198955.xml · derivative · entry 4 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,762 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: Reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on June 15, 2019. F4 · derivative.expiration_date: Reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on June 15, 2019. Read SEC document |
| June 15, 2019 Filed Jun 18, 2019 16:35 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 793 | $71.93 | $57,040.49 |
DisclosureSEC source: 0001639691-19-000092 · wf-form4_156089011198955.xml · nonDerivative · entry 2 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,352 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| June 15, 2019 Filed Jun 18, 2019 16:35 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 1,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000092 · wf-form4_156089011198955.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,145 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.