FRANKLIN JAMES M.

SEC source: 0001654954-24-007535 · section16.xml · derivative · entry 3

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,788

Underlying: Common Shares · 56,305 shares

Expires 2025-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.63 Canadian dollars, $0.4603 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7307).

F3 · derivative.exercise_date: A total of 213,914 options were granted on 11/13/2020 and vested and became exercisable as follows: 71,305 on 11/13/2021; 71,305 on 11/13/2022; and 71,304 on 11/13/2023.

SEC source: 0001654954-24-007535 · section16.xml · nonDerivative · entry 2

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 616,133

F2 · price: The shares were sold at $2.1721 Canadian dollars, $1.5872 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7307).

SEC source: 0001654954-24-007535 · section16.xml · nonDerivative · entry 1

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 672,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.63 Canadian dollars, $0.4603 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7307).

SEC source: 0001654954-24-001130 · section16.xml · derivative · entry 3

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 301,093

Underlying: Common Shares · 10,000 shares

Expires 2025-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.63 Canadian dollars, $0.4695 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7453).

F3 · derivative.exercise_date: A total of 213,914 options were granted on 11/13/2020 and vested and became exercisable as follows: 71,305 on 11/13/2021; 71,305 on 11/13/2022; and 71,304 on 11/13/2023.

SEC source: 0001654954-24-001130 · section16.xml · nonDerivative · entry 2

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 616,133

F2 · price: The shares were sold at $2.45 Canadian dollars, $1.826 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7453).

SEC source: 0001654954-24-001130 · section16.xml · nonDerivative · entry 1

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 626,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.63 Canadian dollars, $0.4695 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7453).

SEC source: 0001654954-24-001041 · section16.xml · derivative · entry 3

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 311,093

Underlying: Common Shares · 5,000 shares

Expires 2025-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.63 Canadian dollars, $0.4684 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7435).

F3 · derivative.exercise_date: A total of 213,914 options were granted on 11/13/2020 and vested and became exercisable as follows: 71,305 on 11/13/2021; 71,305 on 11/13/2022; and 71,304 on 11/13/2023.

SEC source: 0001654954-24-001041 · section16.xml · nonDerivative · entry 2

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 616,133

F2 · price: The shares were sold at $2.3207 Canadian dollars, $1.7254 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7435).

SEC source: 0001654954-24-001041 · section16.xml · nonDerivative · entry 1

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 621,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.63 Canadian dollars, $0.4684 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7435).

SEC source: 0001654954-23-015429 · section16.xml · derivative · entry 3

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316,093

Underlying: Common Shares · 50,527 shares

Expires 2023-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.91 Canadian dollars, $0.6706 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7369).

F3 · derivative.exercise_date: The 50,527 options were granted on 12/14/18 and vested and became exercisable as follows: 16,674 on 12/14/19; 16,674 on 12/14/20; and 17,179 on 12/14/21.

SEC source: 0001654954-23-015429 · section16.xml · nonDerivative · entry 2

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 616,133

F2 · price: The shares were sold at $2.0852 Canadian dollars, $1.5366 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7369).

SEC source: 0001654954-23-015429 · section16.xml · nonDerivative · entry 1

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 666,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.91 Canadian dollars, $0.6706 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7369).

SEC source: 0001654954-23-015380 · section16.xml · derivative · entry 2

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,233

Underlying: Common Shares · 16,407 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 12/07/2025 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 12/07/2025 per the terms of the plan.

SEC source: 0001654954-23-015380 · section16.xml · derivative · entry 1

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 366,620

Underlying: Common Shares · 65,625 shares

Expires 2028-12-07

F1 · derivative.exercise_price: The options were priced at $2.06 Canadian dollars; $1.5151 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7355) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 21,875 on 12/07/2024; 21,875 on 12/07/2025; and 21,875 on 12/07/2026.

SEC source: 0001654954-23-011388 · section16.xml · derivative · entry 2

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,826

Underlying: Common Shares · 21,964 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on August 27, 2023.

F4 · derivative.expiration_date: The RSUs became redeemable on August 27, 2023.

SEC source: 0001654954-23-011388 · section16.xml · nonDerivative · entry 1

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 616,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 27, 2021, the reporting person was granted 21,964 Restricted Share Units ("RSUs"). On redemption, 11,758 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 10,206 common shares.

F2 · price: The common shares were priced at $1.73 Canadian dollars and $1.2724 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7355) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-23-011048 · section16.xml · derivative · entry 3

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,995

Underlying: Common Shares · 55,653 shares

Expires 2023-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.93 Canadian dollars, $0.6876 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7394).

F3 · derivative.exercise_date: The 55,653 options were granted on 8/20/18 and vested and became exercisable as follows: 18,551 on 08/20/19; 18,551 on 08/20/20; and 18,551 on 08/20/21

SEC source: 0001654954-23-011048 · section16.xml · nonDerivative · entry 2

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 605,927

F2 · price: The shares were sold at $1.5042 Canadian dollars, $1.1122 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7394).

SEC source: 0001654954-23-011048 · section16.xml · nonDerivative · entry 1

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 661,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.93 Canadian dollars, $0.6876 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7394).

SEC source: 0001654954-23-001021 · section16.xml · derivative · entry 6

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,648

Underlying: Common shares · 142,609 shares

Expires 2025-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.63 Canadian dollars; $0.4719 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7491).

F6 · derivative.exercise_date: A total of 213,914 options were granted on 11/13/2020 which vested and became exercisable as follows: 71,305 on 11/13/2021; 71,305 on 11/13/22. Another 71,304 options will vest on 11/13/2023.

SEC source: 0001654954-23-001021 · section16.xml · derivative · entry 5

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,257

Underlying: Common shares · 193,574 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.79 Canadian dollars; $0.5918 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7491).

F5 · derivative.exercise_date: A total of 193,574 options were granted on 11/5/2019 vested and became exercisable as follows: 64,524 on 11/5/2020; 64,524 on 11/5/2021 and 64,526 on 11/5/2022.

SEC source: 0001654954-23-001021 · section16.xml · nonDerivative · entry 4

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605,927

F4 · price: The shares were sold at $1.6446 Canadian dollars; $1.2320 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7491).

SEC source: 0001654954-23-001021 · section16.xml · nonDerivative · entry 3

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 748,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The options were exercised and the shares were acquired at $0.63 Canadian dollars; $0.4719 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7491).

SEC source: 0001654954-23-001021 · section16.xml · nonDerivative · entry 2

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605,927

F2 · price: The shares were sold at $1.6563 Canadian dollars; $1.2407 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7491).

SEC source: 0001654954-23-001021 · section16.xml · nonDerivative · entry 1

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 799,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.79 Canadian dollars; $0.5918 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7491).

SEC source: 0001654954-23-000219 · section16.xml · derivative · entry 2

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,790

Underlying: Common shares · 22,826 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 01/04/2025 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 01/04/2025 per the terms of the plan.

SEC source: 0001654954-23-000219 · section16.xml · derivative · entry 1

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 692,831

Underlying: Common shares · 91,305 shares

Expires 2028-01-04

F1 · derivative.exercise_price: The options were priced at $1.55 Canadian dollars; $1.1475 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7403) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 30,435 on 01/04/24; 30,435 on 01/04/25; and 30,435 on 01/04/26.

SEC source: 0001654954-22-015456 · section16.xml · derivative · entry 2

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,964

Underlying: Common Shares · 53,479 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on November 14, 2022.

F4 · derivative.expiration_date: The RSUs became redeemable on November 14, 2022.

SEC source: 0001654954-22-015456 · section16.xml · nonDerivative · entry 1

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 13, 2020, the reporting person was granted 53,479 Restricted Share Units ("RSUs"). On redemption, 28,628 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 24,851 common shares.

F2 · price: The common shares were priced at $1.83 Canadian dollars and $1.3773 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7526) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-21-012372 · section16.xml · derivative · entry 3

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 721,526

Underlying: Common shares · 128,000 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised, and the shares were acquired, at $0.73 Canadian dollars; $0.5817 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7968).

F3 · derivative.exercise_date: The original 128,000 options granted on 12/16/2016 vested and became exercisable as follows: 12,800 on 12/16/2016; 28,160 on 05/02/2017; 28,160 on 09/16/2017; 28,160 on 01/31/2018; and 30,720 on 06/16/2018.

SEC source: 0001654954-21-012372 · section16.xml · nonDerivative · entry 2

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,076

F2 · price: The shares were sold at $2.3237 Canadian dollars; $1.8515 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7968).

SEC source: 0001654954-21-012372 · section16.xml · nonDerivative · entry 1

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 709,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised, and the shares were acquired, at $0.73 Canadian dollars; $0.5817 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7968).

SEC source: 0001654954-21-011860 · section16.xml · derivative · entry 2

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,443

Underlying: Common shares · 48,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on November 5, 2021

F4 · derivative.expiration_date: The RSUs became redeemable on November 5, 2021

SEC source: 0001654954-21-011860 · section16.xml · nonDerivative · entry 1

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 5, 2019, the reporting person was granted 48,394 Restricted Share Units ("RSUs"). On redemption, 25,906 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 22,488 common shares.

F2 · price: The common shares were priced at $2.36 Canadian dollars and $1.8953 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.8031) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-21-009596 · section16.xml · derivative · entry 2

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,837

Underlying: Common shares · 21,964 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 08/27/23 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 08/27/23 per the terms of the plan.

SEC source: 0001654954-21-009596 · section16.xml · derivative · entry 1

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 849,526

Underlying: Common shares · 87,858 shares

Expires 2026-08-27

F1 · derivative.exercise_price: The options were priced at $1.44 Canadian dollars; $1.1398 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 29,286 on 08/27/2022; 29,286 on 08/27/2023; and 29,286 on 08/27/2024.

SEC source: 0001654954-20-013640 · section16.xml · derivative · entry 2

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,873

Underlying: Common Shares · 12,632 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs become redeemable on December 14, 2020.

F4 · derivative.expiration_date: The RSUs become redeemable on December 14, 2020.

SEC source: 0001654954-20-013640 · section16.xml · nonDerivative · entry 1

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 14, 2018, the reporting person was granted 12,632 Restricted Share Units ("RSUs"). On redemption, 6,762 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 5,870 common shares.

F2 · price: The common shares were priced at $0.80 Canadian dollars and $0.6271 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7839) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-20-012620 · section16.xml · derivative · entry 2

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,505

Underlying: Common Shares · 53,479 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Units vest and become redeemable on November 13, 2022.

F4 · derivative.expiration_date: Units vest and become redeemable on November 13, 2022.

SEC source: 0001654954-20-012620 · section16.xml · derivative · entry 1

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 818,138

Underlying: Common Shares · 213,914 shares

Expires 2025-11-13

F1 · derivative.exercise_price: The options were priced at $0.63 Canadian dollars. This is the $0.4792 U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7606) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 71,305 on November 13, 2021; 71,305 on November 13, 2022 and 71,304 on November 13, 2023.

SEC source: 0001104659-20-098077 · tm2029300d4_form4.xml · derivative · entry 2

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,026

Underlying: Common shares · 13,914 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share

F2 · derivative.exercise_date: On August 20, 2018, the reporting person was granted 13,914 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F2 · derivative.expiration_date: On August 20, 2018, the reporting person was granted 13,914 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

SEC source: 0001104659-20-098077 · tm2029300d4_form4.xml · nonDerivative · entry 1

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 552,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On August 20, 2018, the reporting person was granted 13,914 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F4 · shares: The 3,757 shares withheld from issuance by the Company were solely for the purpose of satisfying the tax withholding obligation arising in connection with the vesting of the RSUs granted on August 20, 2018 under the terms of the Ur-Energy Inc. Restricted Share Unit Plan.

F3 · price: The common shares were priced at $0.73 Canadian dollars per share. $0.5528 is the U.S. dollar equivalent of the share price pursuant to the exchange rate as of the transaction date (CDN$ 1.00 = US$ 0.7573), as reported by the Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001104659-19-073459 · tv534844_4.xml · derivative · entry 2

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,940

Underlying: Common shares · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share

F2 · derivative.exercise_date: On December 15, 2017, the reporting person was granted 30,000 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F2 · derivative.expiration_date: On December 15, 2017, the reporting person was granted 30,000 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

SEC source: 0001104659-19-073459 · tv534844_4.xml · nonDerivative · entry 1

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On December 15, 2017, the reporting person was granted 30,000 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F3 · price: The common shares were priced at $0.76 Canadian dollars per share. $0.5782 is the U.S. dollar equivalent of the share price pursuant to the exchange rate as of the transaction date (CDN$ 1.00 = US$ 0.7609), as reported by the Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001104659-19-061173 · tm1922220-4_4.xml · derivative · entry 2

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,940

Underlying: Common shares · 48,394 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Units vest and become redeemable on November 5, 2021.

F4 · derivative.expiration_date: Units vest and become redeemable on November 5, 2021.

SEC source: 0001104659-19-061173 · tm1922220-4_4.xml · derivative · entry 1

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675,914

Underlying: Common shares · 193,574 shares

Expires 2024-11-05

F1 · derivative.exercise_price: The options were priced at $0.79 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7603) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 64,524 on November 5, 2020; 64,524 on November 5, 2021 and 64,526 on November 5, 2022.

SEC source: 0001144204-19-032107 · tv524189_4.xml · nonDerivative · entry 1

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,561

F1 · price: The shares were sold for $1.21 in Canadian dollars. This is the U.S. dollar equivalent of the sales price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7581) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F2 · ownership.direct: On June 17, 2019, Dr. Franklin transferred 50,000 shares to Franklin Geosciences which is owned 67% by Dr. Franklin and 33% by Dr. Franklin's spouse.

SEC source: 0001144204-19-029353 · tv522908_form4.xml · nonDerivative · entry 1

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 612,561

SEC source: 0001144204-18-065235 · tv509453_4.xml · derivative · entry 4

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,546

Underlying: Common shares · 32,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share

F5 · derivative.exercise_date: On December 16,2016, the reporting person was granted 32,000 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F5 · derivative.expiration_date: On December 16,2016, the reporting person was granted 32,000 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

SEC source: 0001144204-18-065235 · tv509453_4.xml · nonDerivative · entry 1

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: On December 16,2016, the reporting person was granted 32,000 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F6 · price: The common shares were priced at $0.92 Canadian dollars per share. $0.6866 is the U.S. dollar equivalent of the share price pursuant to the exchange rate as of the transaction date (CDN$ 1.00 = US$ 0.7463), as reported by the Bank of Canada on its website, www.bankofcanada.ca.