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Suri Anish

Disclosed activity across 1 company

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90136
SEC CIK
0001739130

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Cue Biopharma, Inc.CUE · Entity 6301PRESIDENT AND CSOJune 05, 2024June 07, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Cue Biopharma, Inc.

Report date June 05, 2024 · Filed June 07, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.65 · Expires 2034-06-04Direct150,000 Reported balance After 2024-06-05 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-06-05 · Grant · Acquired 150,000 · Balance 150,000

F1: This stock option becomes exercisable in eight equal semi-annual installments beginning on December 5, 2024.

Filing footnotes · ownership attribution and instrument terms

F1: This stock option becomes exercisable in eight equal semi-annual installments beginning on December 5, 2024.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 05, 2024 Filed Jun 7, 2024 20:00 UTC Cue Biopharma, Inc. CUE · Entity 6301 GrantStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $1.65 $0.00
Disclosure

SEC source: 0000950170-24-070564 · ownership.xml · derivative · entry 1

Suri Anish · CIK 0001739130 · PRESIDENT AND CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2034-06-04

F1 · derivative.exercise_date: This stock option becomes exercisable in eight equal semi-annual installments beginning on December 5, 2024.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 21:00 UTC Cue Biopharma, Inc. CUE · Entity 6301 GrantStock Option (right to buy) · Derivative 300,000 $0.00 Strike: $1.94 $0.00
Disclosure

SEC source: 0000950170-24-028611 · ownership.xml · derivative · entry 1

Suri Anish · CIK 0001739130 · PRESIDENT AND CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2034-03-05

F1 · derivative.exercise_date: This stock option becomes exercisable in eight equal semi-annual installments beginning on September 6, 2024.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 20:08 UTC Cue Biopharma, Inc. CUE · Entity 6301 PurchaseCommon Stock 4,000 $2.76 $11,040.00
Disclosure

SEC source: 0001209191-23-047575 · doc4.xml · nonDerivative · entry 1

Suri Anish · CIK 0001739130 · PRESIDENT AND CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,638

Read SEC document
July 21, 2023 Filed Jul 25, 2023 16:25 UTC Cue Biopharma, Inc. CUE · Entity 6301 GrantStock Option (right to buy) · Derivative 124,125 $0.00 Strike: $4.20 $0.00
Disclosure

SEC source: 0001209191-23-043273 · doc4.xml · derivative · entry 1

Suri Anish · CIK 0001739130 · PRESIDENT AND CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,125

Underlying: Common Stock · 124,125 shares

Expires 2033-07-20

F1 · derivative.exercise_date: This stock option grant becomes exercisable in twenty four equal monthly installments beginning on August 21, 2023.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 22:01 UTC Cue Biopharma, Inc. CUE · Entity 6301 GrantStock Option (right to buy) · Derivative 125,500 $0.00 Strike: $3.21 $0.00
Disclosure

SEC source: 0001209191-23-011255 · doc4.xml · derivative · entry 1

Suri Anish · CIK 0001739130 · PRESIDENT AND CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,500

Underlying: Common Stock · 125,500 shares

Expires 2033-02-15

F1 · derivative.exercise_date: This stock option becomes exercisable in eight equal semi-annual installments beginning on August 16, 2023.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 21:31 UTC Cue Biopharma, Inc. CUE · Entity 6301 Exercise / conversionRestricted Stock Units · Derivative 16,668 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-022578 · doc4.xml · derivative · entry 3

Suri Anish · CIK 0001739130 · PRESIDENT AND CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit award represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on March 31, 2020.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on March 31, 2020.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 21:31 UTC Cue Biopharma, Inc. CUE · Entity 6301 Tax withholdingCommon Stock 7,068 $4.88 $34,491.84
Disclosure

SEC source: 0001209191-22-022578 · doc4.xml · nonDerivative · entry 2

Suri Anish · CIK 0001739130 · PRESIDENT AND CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,638

Read SEC document
March 31, 2022 Filed Apr 4, 2022 21:31 UTC Cue Biopharma, Inc. CUE · Entity 6301 Exercise / conversionCommon Stock 16,668 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-022578 · doc4.xml · nonDerivative · entry 1

Suri Anish · CIK 0001739130 · PRESIDENT AND CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon vesting of a restricted stock unit award

F1 · price: Represents shares of common stock received upon vesting of a restricted stock unit award

Read SEC document
March 25, 2022 Filed Mar 29, 2022 20:15 UTC Cue Biopharma, Inc. CUE · Entity 6301 GrantStock Option (right to buy) · Derivative 21,333 $0.00 Strike: $5.01 $0.00
Disclosure

SEC source: 0001209191-22-021458 · doc4.xml · derivative · entry 2

Suri Anish · CIK 0001739130 · PRESIDENT AND CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,333

Underlying: Common Stock · 21,333 shares

Expires 2032-03-24

F2 · derivative.exercise_date: 2. This stock option grant becomes exercisable in eight equal semi-annual installments beginning September 25, 2022.

F2 · derivative.expiration_date: 2. This stock option grant becomes exercisable in eight equal semi-annual installments beginning September 25, 2022.

Read SEC document
February 09, 2022 Filed Mar 29, 2022 20:15 UTC Cue Biopharma, Inc. CUE · Entity 6301 GrantStock Option (right to buy) · Derivative 82,000 $0.00 Strike: $6.91 $0.00
Disclosure

SEC source: 0001209191-22-021458 · doc4.xml · derivative · entry 1

Suri Anish · CIK 0001739130 · PRESIDENT AND CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,000

Underlying: Common Stock · 82,000 shares

Expires 2032-02-08

F1 · derivative.exercise_date: 1. This stock option grant becomes exercisable in eight equal semi-annual installments beginning August 9, 2022.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:00 UTC Cue Biopharma, Inc. CUE · Entity 6301 Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $8.26 $0.00
Disclosure

SEC source: 0000899243-21-045069 · doc4.xml · derivative · entry 3

Suri Anish · CIK 0001739130 · President and CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 8,000 shares

Expires 2025-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2021.

F3 · derivative.exercise_date: The option vests in eight equal semi-annual installments beginning November 14, 2018.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:00 UTC Cue Biopharma, Inc. CUE · Entity 6301 SaleCommon Stock 8,000 $18.05 $144,400.00
Disclosure

SEC source: 0000899243-21-045069 · doc4.xml · nonDerivative · entry 2

Suri Anish · CIK 0001739130 · President and CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,038

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.21, inclusive. The reporting person undertakes to provide to Cue Biopharma, Inc., any security holder of Cue Biopharma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:00 UTC Cue Biopharma, Inc. CUE · Entity 6301 Exercise / conversionCommon Stock 8,000 $8.26 $66,080.00
Disclosure

SEC source: 0000899243-21-045069 · doc4.xml · nonDerivative · entry 1

Suri Anish · CIK 0001739130 · President and CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2021.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:00 UTC Cue Biopharma, Inc. CUE · Entity 6301 Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $6.42 $0.00
Disclosure

SEC source: 0000899243-21-044603 · doc4.xml · derivative · entry 3

Suri Anish · CIK 0001739130 · President and CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock · 20,000 shares

Expires 2029-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2021.

F3 · derivative.exercise_date: The option vests in eight equal semi-annual installments beginning September 6, 2019.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:00 UTC Cue Biopharma, Inc. CUE · Entity 6301 SaleCommon Stock 20,000 $15.07 $301,354.00
Disclosure

SEC source: 0000899243-21-044603 · doc4.xml · nonDerivative · entry 2

Suri Anish · CIK 0001739130 · President and CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,038

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.29, inclusive. The reporting person undertakes to provide to Cue Biopharma, Inc., any security holder of Cue Biopharma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:00 UTC Cue Biopharma, Inc. CUE · Entity 6301 Exercise / conversionCommon Stock 20,000 $6.42 $128,400.00
Disclosure

SEC source: 0000899243-21-044603 · doc4.xml · nonDerivative · entry 1

Suri Anish · CIK 0001739130 · President and CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2021.

Read SEC document
October 06, 2021 Filed Oct 8, 2021 20:00 UTC Cue Biopharma, Inc. CUE · Entity 6301 Tax withholdingCommon Stock 14,134 $12.97 $183,317.98
Disclosure

SEC source: 0001209191-21-060021 · doc4.xml · nonDerivative · entry 2

Suri Anish · CIK 0001739130 · PRESIDENT AND CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,038

Read SEC document
October 03, 2021 Filed Oct 8, 2021 20:00 UTC Cue Biopharma, Inc. CUE · Entity 6301 Exercise / conversionRestricted Stock Units · Derivative 33,334 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-060021 · doc4.xml · derivative · entry 3

Suri Anish · CIK 0001739130 · PRESIDENT AND CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit award represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: On October 3, 2019, the reporting person was granted 100,000 restricted stock units, scheduled to vest in three equal annual installments beginning on October 3, 2019.

F3 · derivative.expiration_date: On October 3, 2019, the reporting person was granted 100,000 restricted stock units, scheduled to vest in three equal annual installments beginning on October 3, 2019.

Read SEC document
October 03, 2021 Filed Oct 8, 2021 20:00 UTC Cue Biopharma, Inc. CUE · Entity 6301 Exercise / conversionCommon Stock 33,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-060021 · doc4.xml · nonDerivative · entry 1

Suri Anish · CIK 0001739130 · PRESIDENT AND CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon vesting of a restricted stock unit award.

F1 · price: Represents shares of common stock received upon vesting of a restricted stock unit award.

Read SEC document
September 23, 2021 Filed Sep 27, 2021 20:30 UTC Cue Biopharma, Inc. CUE · Entity 6301 Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $6.42 $0.00
Disclosure

SEC source: 0001209191-21-057785 · doc4.xml · derivative · entry 3

Suri Anish · CIK 0001739130 · PRESIDENT AND CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 20,000 shares

Expires 2029-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 24, 2020.

F3 · derivative.exercise_date: The option vests in eight equal semi-annual installments beginning September 6, 2019.

Read SEC document
September 23, 2021 Filed Sep 27, 2021 20:30 UTC Cue Biopharma, Inc. CUE · Entity 6301 SaleCommon Stock 20,000 $15.23 $304,646.00
Disclosure

SEC source: 0001209191-21-057785 · doc4.xml · nonDerivative · entry 2

Suri Anish · CIK 0001739130 · PRESIDENT AND CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,838

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 24, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.58, inclusive. The reporting person undertakes to provide to Cue Biopharma, Inc., any security holder of Cue Biopharma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
September 23, 2021 Filed Sep 27, 2021 20:30 UTC Cue Biopharma, Inc. CUE · Entity 6301 Exercise / conversionCommon Stock 20,000 $6.42 $128,400.00
Disclosure

SEC source: 0001209191-21-057785 · doc4.xml · nonDerivative · entry 1

Suri Anish · CIK 0001739130 · PRESIDENT AND CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 24, 2020.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 22:49 UTC Cue Biopharma, Inc. CUE · Entity 6301 GrantStock Option (right to buy) · Derivative 75,000 $0.00 Strike: $15.55 $0.00
Disclosure

SEC source: 0000899243-21-006360 · doc4.xml · derivative · entry 1

Suri Anish · CIK 0001739130 · President and CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2031-02-09

F1 · derivative.exercise_date: This stock option grant becomes exercisable in eight equal semi-annual installments beginning August 10, 2021.

Read SEC document
October 05, 2020 Filed Oct 6, 2020 21:08 UTC Cue Biopharma, Inc. CUE · Entity 6301 Tax withholdingCommon Stock 9,800 $16.30 $159,740.00
Disclosure

SEC source: 0000899243-20-027608 · doc4.xml · nonDerivative · entry 2

Suri Anish · CIK 0001739130 · President and CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,091

Read SEC document
October 03, 2020 Filed Oct 6, 2020 21:08 UTC Cue Biopharma, Inc. CUE · Entity 6301 Exercise / conversionRestricted Stock Units · Derivative 33,333 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-027608 · doc4.xml · derivative · entry 3

Suri Anish · CIK 0001739130 · President and CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,334

Underlying: Common Stock · 33,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit award represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: On October 3, 2019, the reporting person was granted 100,000 restricted stock units, scheduled to vest in three equal annual installments beginning on October 3, 2019.

F3 · derivative.expiration_date: On October 3, 2019, the reporting person was granted 100,000 restricted stock units, scheduled to vest in three equal annual installments beginning on October 3, 2019.

Read SEC document
October 03, 2020 Filed Oct 6, 2020 21:08 UTC Cue Biopharma, Inc. CUE · Entity 6301 Exercise / conversionCommon Stock 33,333 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-027608 · doc4.xml · nonDerivative · entry 1

Suri Anish · CIK 0001739130 · President and CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon vesting of a restricted stock unit award.

F1 · price: Represents shares of common stock received upon vesting of a restricted stock unit award.

Read SEC document
August 05, 2020 Filed Aug 7, 2020 21:41 UTC Cue Biopharma, Inc. CUE · Entity 6301 Exercise / conversionStock Option (right to buy) · Derivative 800 $0.00 Strike: $6.42 $0.00
Disclosure

SEC source: 0001209191-20-045698 · doc4.xml · derivative · entry 3

Suri Anish · CIK 0001739130 · President and CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,000

Underlying: Common Stock · 800 shares

Expires 2029-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option grant becomes exercisable in eight equal semi-annual installments beginning September 6, 2019.

Read SEC document
August 05, 2020 Filed Aug 7, 2020 21:41 UTC Cue Biopharma, Inc. CUE · Entity 6301 SaleCommon Stock 800 $20.01 $16,008.00
Disclosure

SEC source: 0001209191-20-045698 · doc4.xml · nonDerivative · entry 2

Suri Anish · CIK 0001739130 · President and CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,558

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 24, 2020.

Read SEC document
August 05, 2020 Filed Aug 7, 2020 21:41 UTC Cue Biopharma, Inc. CUE · Entity 6301 Exercise / conversionCommon Stock 800 $6.42 $5,136.00
Disclosure

SEC source: 0001209191-20-045698 · doc4.xml · nonDerivative · entry 1

Suri Anish · CIK 0001739130 · President and CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2020 Filed Aug 5, 2020 20:50 UTC Cue Biopharma, Inc. CUE · Entity 6301 Exercise / conversionStock Option (right to buy) · Derivative 400 $0.00 Strike: $6.42 $0.00
Disclosure

SEC source: 0001209191-20-045142 · doc4.xml · derivative · entry 8

Suri Anish · CIK 0001739130 · President and CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,800

Underlying: Common Stock · 400 shares

Expires 2029-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This stock option grant becomes exercisable in eight equal semi-annual installments beginning September 6, 2019.

Read SEC document
August 04, 2020 Filed Aug 5, 2020 20:50 UTC Cue Biopharma, Inc. CUE · Entity 6301 SaleCommon Stock 400 $20.14 $8,056.00
Disclosure

SEC source: 0001209191-20-045142 · doc4.xml · nonDerivative · entry 5

Suri Anish · CIK 0001739130 · President and CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,558

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 24, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.11 to $20.16, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
August 04, 2020 Filed Aug 5, 2020 20:50 UTC Cue Biopharma, Inc. CUE · Entity 6301 Exercise / conversionCommon Stock 400 $6.42 $2,568.00
Disclosure

SEC source: 0001209191-20-045142 · doc4.xml · nonDerivative · entry 4

Suri Anish · CIK 0001739130 · President and CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 20:50 UTC Cue Biopharma, Inc. CUE · Entity 6301 Exercise / conversionStock Option (right to buy) · Derivative 3,800 $0.00 Strike: $6.42 $0.00
Disclosure

SEC source: 0001209191-20-045142 · doc4.xml · derivative · entry 7

Suri Anish · CIK 0001739130 · President and CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,200

Underlying: Common Stock · 3,800 shares

Expires 2029-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This stock option grant becomes exercisable in eight equal semi-annual installments beginning September 6, 2019.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 20:50 UTC Cue Biopharma, Inc. CUE · Entity 6301 Exercise / conversionStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $8.26 $0.00
Disclosure

SEC source: 0001209191-20-045142 · doc4.xml · derivative · entry 6

Suri Anish · CIK 0001739130 · President and CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 2,000 shares

Expires 2025-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option grant becomes exercisable in eight equal semi-annual installments beginning November 14, 2018.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 20:50 UTC Cue Biopharma, Inc. CUE · Entity 6301 SaleCommon Stock 5,800 $20.01 $116,058.00
Disclosure

SEC source: 0001209191-20-045142 · doc4.xml · nonDerivative · entry 3

Suri Anish · CIK 0001739130 · President and CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,558

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 24, 2020.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 20:50 UTC Cue Biopharma, Inc. CUE · Entity 6301 Exercise / conversionCommon Stock 3,800 $6.42 $24,396.00
Disclosure

SEC source: 0001209191-20-045142 · doc4.xml · nonDerivative · entry 2

Suri Anish · CIK 0001739130 · President and CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 03, 2020 Filed Aug 5, 2020 20:50 UTC Cue Biopharma, Inc. CUE · Entity 6301 Exercise / conversionCommon Stock 2,000 $8.26 $16,520.00
Disclosure

SEC source: 0001209191-20-045142 · doc4.xml · nonDerivative · entry 1

Suri Anish · CIK 0001739130 · President and CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 31, 2020 Filed Apr 10, 2020 22:25 UTC Cue Biopharma, Inc. CUE · Entity 6301 Exercise / conversionRestricted Stock Units · Derivative 16,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-024164 · doc4.xml · derivative · entry 4

Suri Anish · CIK 0001739130 · President and CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,001

Underlying: Common Stock · 16,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: Represents an award of restricted stock units granted on March 31, 2020 pursuant to the reporting person's employment agreement. The restricted stock units vest in three equal annual installments beginning on March 31, 2020.

F2 · derivative.expiration_date: Represents an award of restricted stock units granted on March 31, 2020 pursuant to the reporting person's employment agreement. The restricted stock units vest in three equal annual installments beginning on March 31, 2020.

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March 31, 2020 Filed Apr 10, 2020 22:25 UTC Cue Biopharma, Inc. CUE · Entity 6301 GrantRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-024164 · doc4.xml · derivative · entry 3

Suri Anish · CIK 0001739130 · President and CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,667

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: Represents an award of restricted stock units granted on March 31, 2020 pursuant to the reporting person's employment agreement. The restricted stock units vest in three equal annual installments beginning on March 31, 2020.

F2 · derivative.expiration_date: Represents an award of restricted stock units granted on March 31, 2020 pursuant to the reporting person's employment agreement. The restricted stock units vest in three equal annual installments beginning on March 31, 2020.

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March 31, 2020 Filed Apr 10, 2020 22:25 UTC Cue Biopharma, Inc. CUE · Entity 6301 Tax withholdingCommon Stock 5,354 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-024164 · doc4.xml · nonDerivative · entry 2

Suri Anish · CIK 0001739130 · President and CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,558

Read SEC document
March 31, 2020 Filed Apr 10, 2020 22:25 UTC Cue Biopharma, Inc. CUE · Entity 6301 Exercise / conversionCommon Stock 16,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-024164 · doc4.xml · nonDerivative · entry 1

Suri Anish · CIK 0001739130 · President and CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2020 Filed Feb 12, 2020 21:51 UTC Cue Biopharma, Inc. CUE · Entity 6301 GrantStock Option (right to buy) · Derivative 65,000 $0.00 Strike: $16.26 $0.00
Disclosure

SEC source: 0001209191-20-008800 · doc4.xml · derivative · entry 1

Suri Anish · CIK 0001739130 · President and CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2030-02-05

F1 · derivative.exercise_date: This stock option grant becomes exercisable in eight equal semi-annual installments beginning August 5, 2020.

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November 01, 2019 Filed Nov 4, 2019 22:34 UTC Cue Biopharma, Inc. CUE · Entity 6301 Exercise / conversionRestricted Stock Units · Derivative 33,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-054991 · doc4.xml · derivative · entry 3

Suri Anish · CIK 0001739130 · President and CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,667

Underlying: Common Stock · 33,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit award represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: Represents a restricted stock unit award granted on October 3, 2019. The restricted stock units vest in three equal annual installments beginning on October 3, 2019.

F2 · derivative.expiration_date: Represents a restricted stock unit award granted on October 3, 2019. The restricted stock units vest in three equal annual installments beginning on October 3, 2019.

F2 · derivative.underlying: Represents a restricted stock unit award granted on October 3, 2019. The restricted stock units vest in three equal annual installments beginning on October 3, 2019.

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November 01, 2019 Filed Nov 4, 2019 22:34 UTC Cue Biopharma, Inc. CUE · Entity 6301 Tax withholdingCommon Stock 12,087 $8.63 $104,310.81
Disclosure

SEC source: 0001209191-19-054991 · doc4.xml · nonDerivative · entry 2

Suri Anish · CIK 0001739130 · President and CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,246

Read SEC document
November 01, 2019 Filed Nov 4, 2019 22:34 UTC Cue Biopharma, Inc. CUE · Entity 6301 Exercise / conversionCommon Stock 33,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-054991 · doc4.xml · nonDerivative · entry 1

Suri Anish · CIK 0001739130 · President and CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2019 Filed Oct 7, 2019 22:12 UTC Cue Biopharma, Inc. CUE · Entity 6301 GrantRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-052713 · doc4.xml · derivative · entry 3

Suri Anish · CIK 0001739130 · President and CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit award represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Represents a restricted stock unit award granted on October 3, 2019. The restricted stock units vest in three equal annual installments beginning on October 3, 2019.

F3 · derivative.expiration_date: Represents a restricted stock unit award granted on October 3, 2019. The restricted stock units vest in three equal annual installments beginning on October 3, 2019.

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October 03, 2019 Filed Oct 7, 2019 22:12 UTC Cue Biopharma, Inc. CUE · Entity 6301 GrantStock Option (right to buy) · Derivative 400,000 $7.53 Strike: $7.53 $3,012,000.00
Disclosure

SEC source: 0001209191-19-052713 · doc4.xml · derivative · entry 2

Suri Anish · CIK 0001739130 · President and CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2029-10-03

F1 · derivative.exercise_date: This stock option grant becomes exercisable in eight equal semi-annual installments beginning April 3, 2020.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 21:16 UTC Cue Biopharma, Inc. CUE · Entity 6301 GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $11.54 $0.00
Disclosure

SEC source: 0001209191-19-018090 · doc4.xml · derivative · entry 3

Suri Anish · CIK 0001739130 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2025-07-23

F2 · derivative.exercise_date: Represents a stock option award granted on July 23, 2018 that partially vested upon the achievement of certain performance based conditions as determined by the Compensation Committee of Cue Biopharma, Inc. on March 6, 2019. As of March 6, 2019, 50,000 of these options were vested and exercisable. The remaining 50,000 will become vested and exercisable only upon the achievement of certain performance based conditions.

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March 06, 2019 Filed Mar 8, 2019 21:16 UTC Cue Biopharma, Inc. CUE · Entity 6301 GrantStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $6.42 $0.00
Disclosure

SEC source: 0001209191-19-018090 · doc4.xml · derivative · entry 2

Suri Anish · CIK 0001739130 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2029-03-06

F1 · derivative.exercise_date: This stock option grant becomes exercisable in eight equal semi-annual installments beginning September 6, 2019.

Read SEC document
December 21, 2018 Filed Dec 26, 2018 23:25 UTC Cue Biopharma, Inc. CUE · Entity 6301 PurchaseCommon Stock 2,000 $4.37 $8,740.00
Disclosure

SEC source: 0001209191-18-064128 · doc4.xml · nonDerivative · entry 1

Suri Anish · CIK 0001739130 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.