Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PNMAC Holdings, Inc.PFSI · Entity 162615 | MD, Chief Accounting Officer | April 02, 2018 | April 04, 2018 |
| PennyMac Financial Services, Inc.PFSI · Entity 4100 | MD, Chief Accounting Officer | July 01, 2026 | July 02, 2026 |
| PennyMac Mortgage Investment TrustPMT · Entity 899 | Chief Accounting Officer | October 01, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PNMAC Holdings, Inc.
Report date April 02, 2018 · Filed April 04, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 11,182 |
Reported balance
After 2018-04-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-04-02 · Exercise / conversion · Acquired 3,090 · Balance 11,182 F1: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 3, 2015 and vested on April 2, 2018, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Class A Common Stock pursuant to the PSU award was determined based on the Issuer's earnings per share (EPS) of $9.14, return on equity (ROE) of 25% and individual effectiveness of the Reporting Person for the period January 1, 2015 through December 31, 2017, as measured against the target performance goals set by the Compensation Committee at the time of grant. The payout percentages for the PSU award based on target achievement was 120% for EPS and 92.43% for ROE. F2: The reported amount consists of 3,057 restricted stock units and 8,125 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. |
| Class A Common StockSEC Table I · non-derivative | Direct | 9,885 |
Reported balance
After 2018-04-03 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-04-03 · Sale · Disposed 1,297 · Balance 9,885 F3: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4: The price reported is the weighted average price of multiple transactions ranging from $22.25 to $22.50. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. F5: The reported amount consists of 3,057 restricted stock units and 6,828 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. |
| Performance-Based Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 3,090 |
Reported balance
After 2018-04-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-04-02 · Grant · Acquired 3,090 · Balance 3,090 F1: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 3, 2015 and vested on April 2, 2018, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Class A Common Stock pursuant to the PSU award was determined based on the Issuer's earnings per share (EPS) of $9.14, return on equity (ROE) of 25% and individual effectiveness of the Reporting Person for the period January 1, 2015 through December 31, 2017, as measured against the target performance goals set by the Compensation Committee at the time of grant. The payout percentages for the PSU award based on target achievement was 120% for EPS and 92.43% for ROE. |
| Performance-Based Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-04-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-04-02 · Exercise / conversion · Disposed 3,090 · Balance 0 F1: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 3, 2015 and vested on April 2, 2018, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Class A Common Stock pursuant to the PSU award was determined based on the Issuer's earnings per share (EPS) of $9.14, return on equity (ROE) of 25% and individual effectiveness of the Reporting Person for the period January 1, 2015 through December 31, 2017, as measured against the target performance goals set by the Compensation Committee at the time of grant. The payout percentages for the PSU award based on target achievement was 120% for EPS and 92.43% for ROE. |
| Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCSEC Table II · derivative / convertible security | Direct | 27,394 |
Reported balance
Holding disclosure · report date 2018-04-02 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 27,394 F6: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.03 · Expires 2023-06-12 | Direct | 2,018 |
Reported balance
Holding disclosure · report date 2018-04-02 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 2,018 F7: This nonstatutory stock option to purchase 2,018 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.26 · Expires 2024-02-25 | Direct | 3,077 |
Reported balance
Holding disclosure · report date 2018-04-02 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 3,077 F8: This nonstatutory stock option to purchase 3,077 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.52 · Expires 2025-03-02 | Direct | 3,032 |
Reported balance
Holding disclosure · report date 2018-04-02 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 3,032 F9: This nonstatutory stock option to purchase 3,032 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's committed service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.28 · Expires 2026-03-06 | Direct | 3,530 |
Reported balance
Holding disclosure · report date 2018-04-02 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 3,530 F10: This nonstatutory stock option to purchase 3,530 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.05 · Expires 2027-03-05 | Direct | 2,943 |
Reported balance
Holding disclosure · report date 2018-04-02 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 2,943 F11: This nonstatutory stock option to purchase 2,943 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.40 · Expires 2028-03-08 | Direct | 2,177 |
Reported balance
Holding disclosure · report date 2018-04-02 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 2,177 F12: This nonstatutory stock option to purchase 2,177 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date. |
Filing footnotes · ownership attribution and instrument terms
F1: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 3, 2015 and vested on April 2, 2018, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Class A Common Stock pursuant to the PSU award was determined based on the Issuer's earnings per share (EPS) of $9.14, return on equity (ROE) of 25% and individual effectiveness of the Reporting Person for the period January 1, 2015 through December 31, 2017, as measured against the target performance goals set by the Compensation Committee at the time of grant. The payout percentages for the PSU award based on target achievement was 120% for EPS and 92.43% for ROE.
F2: The reported amount consists of 3,057 restricted stock units and 8,125 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting.
F3: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan.
F4: The price reported is the weighted average price of multiple transactions ranging from $22.25 to $22.50. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected.
F5: The reported amount consists of 3,057 restricted stock units and 6,828 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting.
F6: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments.
F7: This nonstatutory stock option to purchase 2,018 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date.
F8: This nonstatutory stock option to purchase 3,077 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date.
F9: This nonstatutory stock option to purchase 3,032 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's committed service through each date.
F10: This nonstatutory stock option to purchase 3,530 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date.
F11: This nonstatutory stock option to purchase 2,943 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date.
F12: This nonstatutory stock option to purchase 2,177 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date.
PennyMac Financial Services, Inc.
Report date July 01, 2026 · Filed July 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 51,145 |
Reported balance
After 2026-07-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-07-01 · Exercise / conversion · Acquired 2,177 · Balance 51,145 |
| Common StockSEC Table I · non-derivative | Direct | 48,968 |
Reported balance
After 2026-07-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-07-01 · Sale · Disposed 2,177 · Balance 48,968 F1: The sale reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 20, 2026. F2: The reported amount consists of 904 restricted stock units and 48,064 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.40 · Expires 2028-03-08 | Direct | 0 |
Reported balance
After 2026-07-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-07-01 · Exercise / conversion · Disposed 2,177 · Balance 0 |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $60.74 · Expires 2033-02-23 | Direct | 1,028 |
Reported balance
Holding disclosure · report date 2026-07-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 1,028 F3: This nonstatutory stock option to purchase 1,028 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 24, 2024, 2025 and 2026, subject to the Reporting Person's continued service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $84.93 · Expires 2034-02-28 | Direct | 735 |
Reported balance
Holding disclosure · report date 2026-07-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 735 F4: This non-statutory stock option to purchase 735 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 1, 2025, 2026 and 2027, subject to the Reporting Person's continued service through that date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $101.76 · Expires 2035-02-13 | Direct | 626 |
Reported balance
Holding disclosure · report date 2026-07-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 626 F5: This nonstatutory stock option to purchase 626 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 14, 2026, 2027 and 2028, subject to the Reporting Person's continued service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $91.49 · Expires 2036-02-11 | Direct | 798 |
Reported balance
Holding disclosure · report date 2026-07-01 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 798 F6: This nonstatutory stock option to purchase 798 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 12, 2027, 2028 and 2029, subject to the Reporting Person's continued service through each date. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 20, 2026.
F2: The reported amount consists of 904 restricted stock units and 48,064 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
F3: This nonstatutory stock option to purchase 1,028 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 24, 2024, 2025 and 2026, subject to the Reporting Person's continued service through each date.
F4: This non-statutory stock option to purchase 735 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 1, 2025, 2026 and 2027, subject to the Reporting Person's continued service through that date.
F5: This nonstatutory stock option to purchase 626 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 14, 2026, 2027 and 2028, subject to the Reporting Person's continued service through each date.
F6: This nonstatutory stock option to purchase 798 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 12, 2027, 2028 and 2029, subject to the Reporting Person's continued service through each date.
PennyMac Mortgage Investment Trust
Report date October 01, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 4,886 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Sale · Disposed 2,444 · Balance 4,886 F1: The sale reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 20, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 20, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 07, 2018 Filed Mar 8, 2018 23:27 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 230 | $24.30 | $5,589.00 |
DisclosureSEC source: 0001127602-18-010788 · form4.xml · nonDerivative · entry 1 Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,055 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2 · balance_after: The reported amount consists of 1,838 restricted share units and 5,217 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 21:12 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 173 | $23.35 | $4,039.55 |
DisclosureSEC source: 0001127602-18-010551 · form4.xml · nonDerivative · entry 1 Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,285 F1 · balance_after: The reported amount consists of 2,823 restricted share units and 4,462 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 23:27 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 527 | $17.28 | $9,105.03 |
DisclosureSEC source: 0001127602-18-009204 · form4.xml · nonDerivative · entry 2 Hendry Gregory L · CIK 0001486334 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,246 F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $17.26 to $17.30. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. F5 · balance_after: The reported amount consists of 3,510 restricted share units and 9,736 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 23:27 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 433 | $17.29 | $7,486.92 |
DisclosureSEC source: 0001127602-18-009204 · form4.xml · nonDerivative · entry 1 Hendry Gregory L · CIK 0001486334 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,773 F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $17.26 to $17.37. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. F3 · balance_after: The reported amount consists of 3,510 restricted share units and 10,263 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 21:12 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 525 | $17.73 | $9,308.25 |
DisclosureSEC source: 0001127602-17-020820 · form4.xml · nonDerivative · entry 1 Hendry Gregory L · CIK 0001486334 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,206 F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan. F2 · balance_after: The reported amount consists of 5,770 restricted share units and 8,436 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 22:01 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 1,197 | $16.31 | $19,521.27 |
DisclosureSEC source: 0001127602-17-014523 · form4.xml · nonDerivative · entry 2 Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,458 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $16.125 to $16.60. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. F4 · balance_after: The reported amount consists of 3,126 restricted stock units and 4,332 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 22:01 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 594 | $16.36 | $9,720.75 |
DisclosureSEC source: 0001127602-17-014523 · form4.xml · nonDerivative · entry 1 Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,655 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $16.125 to $16.60. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. F3 · balance_after: The reported amount consists of 3,126 restricted stock units and 5,529 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 22:35 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 2,786 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001127602-17-014358 · form4.xml · derivative · entry 6 Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,786 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Registrant's earnings per share (EPS) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentage for the award was 83.2%. F6 · price: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Registrant's earnings per share (EPS) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentage for the award was 83.2%. F6 · derivative.exercise_date: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Registrant's earnings per share (EPS) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentage for the award was 83.2%. F6 · derivative.expiration_date: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Registrant's earnings per share (EPS) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentage for the award was 83.2%. F3 · derivative.underlying_shares: Shares of Class A Common Stock acquired pursuant to the payout of a performance-based restricted stock unit granted to the Reporting Person on September 16, 2014. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 22:35 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GrantPerformance-Based Restricted Stock Units · Derivative | 2,786 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-014358 · form4.xml · derivative · entry 5 Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,786 Underlying: Class A Common Stock · 2,786 shares Expires not disclosed F6 · derivative.exercise_price: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Registrant's earnings per share (EPS) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentage for the award was 83.2%. F6 · price: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Registrant's earnings per share (EPS) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentage for the award was 83.2%. F6 · derivative.exercise_date: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Registrant's earnings per share (EPS) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentage for the award was 83.2%. F6 · derivative.expiration_date: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Registrant's earnings per share (EPS) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentage for the award was 83.2%. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 22:35 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 1,383 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001127602-17-014358 · form4.xml · derivative · entry 4 Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,383 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Issuer's total stockholder return (TSR) (50% of the award) and earnings per share (EPS) (50% of the award) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentages for the TSR and EPS portions of the award were 0% and 89.9%, respectively. F5 · price: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Issuer's total stockholder return (TSR) (50% of the award) and earnings per share (EPS) (50% of the award) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentages for the TSR and EPS portions of the award were 0% and 89.9%, respectively. F5 · derivative.exercise_date: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Issuer's total stockholder return (TSR) (50% of the award) and earnings per share (EPS) (50% of the award) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentages for the TSR and EPS portions of the award were 0% and 89.9%, respectively. F5 · derivative.expiration_date: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Issuer's total stockholder return (TSR) (50% of the award) and earnings per share (EPS) (50% of the award) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentages for the TSR and EPS portions of the award were 0% and 89.9%, respectively. F1 · derivative.underlying_shares: Shares of Class A Common Stock acquired pursuant to the payout of a performance-based restricted stock unit granted to the Reporting Person on February 26, 2014. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 22:35 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GrantPerformance-Based Restricted Stock Units · Derivative | 1,383 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-014358 · form4.xml · derivative · entry 3 Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,383 Underlying: Class A Common Stock · 1,383 shares Expires not disclosed F5 · derivative.exercise_price: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Issuer's total stockholder return (TSR) (50% of the award) and earnings per share (EPS) (50% of the award) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentages for the TSR and EPS portions of the award were 0% and 89.9%, respectively. F5 · price: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Issuer's total stockholder return (TSR) (50% of the award) and earnings per share (EPS) (50% of the award) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentages for the TSR and EPS portions of the award were 0% and 89.9%, respectively. F5 · derivative.exercise_date: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Issuer's total stockholder return (TSR) (50% of the award) and earnings per share (EPS) (50% of the award) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentages for the TSR and EPS portions of the award were 0% and 89.9%, respectively. F5 · derivative.expiration_date: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Issuer's total stockholder return (TSR) (50% of the award) and earnings per share (EPS) (50% of the award) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentages for the TSR and EPS portions of the award were 0% and 89.9%, respectively. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 22:35 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionClass A Common Stock | 2,786 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-014358 · form4.xml · nonDerivative · entry 2 Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,249 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Shares of Class A Common Stock acquired pursuant to the payout of a performance-based restricted stock unit granted to the Reporting Person on September 16, 2014. F4 · balance_after: The reported amount consists of 3,126 restricted stock units and 6,123 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 22:35 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionClass A Common Stock | 1,383 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-014358 · form4.xml · nonDerivative · entry 1 Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,463 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares of Class A Common Stock acquired pursuant to the payout of a performance-based restricted stock unit granted to the Reporting Person on February 26, 2014. F2 · balance_after: The reported amount consists of 3,126 restricted stock units and 3,337 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 23:06 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 182 | $18.00 | $3,276.00 |
DisclosureSEC source: 0001127602-17-010918 · form4.xml · nonDerivative · entry 2 Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,080 F3 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4 · balance_after: The reported amount consists of 3,864 restricted share units and 1,216 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 23:06 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GrantNonstatutory Stock Option (Right to Buy) · Derivative | 2,943 | $0.00 Strike: $18.05 | $0.00 |
DisclosureSEC source: 0001127602-17-010918 · form4.xml · derivative · entry 3 Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,943 Underlying: Class A Common Stock · 2,943 shares Expires 2027-03-06 F5 · derivative.underlying_shares: This nonstatutory stock option to purchase 2,943 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 23:06 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GrantClass A Common Stock | 1,648 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-010918 · form4.xml · nonDerivative · entry 1 Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,262 F1 · shares: The Reporting Person was granted 1,648 restricted stock units in connection with his service as an officer of the Issuer. The restricted stock units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of shares of Class A Common Stock upon vesting. F2 · balance_after: The reported amount consists of 3,864 restricted share units and 1,398 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 23:24 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 173 | $17.95 | $3,105.35 |
DisclosureSEC source: 0001127602-17-010483 · form4.xml · nonDerivative · entry 1 Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,614 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2 · balance_after: The reported amount consists of 2,216 restricted share units and 1,398 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:12 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 172 | $18.15 | $3,121.80 |
DisclosureSEC source: 0001127602-17-009322 · form4.xml · nonDerivative · entry 1 Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,787 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 23:48 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 527 | $16.94 | $8,929.59 |
DisclosureSEC source: 0001127602-17-008769 · form4.xml · nonDerivative · entry 2 Hendry Gregory L · CIK 0001486334 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,731 F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $16.91 to $16.97. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. F4 · balance_after: The reported amount consists of 7,020 restricted share units and 7,711 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 23:48 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 433 | $16.95 | $7,340.04 |
DisclosureSEC source: 0001127602-17-008769 · form4.xml · nonDerivative · entry 1 Hendry Gregory L · CIK 0001486334 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,258 F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $16.91 to $16.97. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. F3 · balance_after: The reported amount consists of 7,020 restricted share units and 8,238 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.