Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UPWORK, INCUPWK · Entity 4876 | Director | June 07, 2024 | June 11, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UPWORK, INC
Report date June 07, 2024 · Filed June 11, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 243,044 |
Ending reported balance
After 2024-06-10 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2024-06-07 · Grant · Acquired 16,299 · Balance 285,238 F1: Represents an award of Restricted Stock Units ("RSUs"). The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2025 annual meeting of stockholders and (b) June 7, 2025, in each case subject to the continuing service of the Reporting Person through such date. Row 2 · 2024-06-07 · Grant · Acquired 4,845 · Balance 290,083 F2: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2024), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2025 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date. Row 3 · 2024-06-10 · Gift · Disposed 47,039 · Balance 243,044 |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 761,201 |
Reported balance
After 2024-06-10 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2024-06-10 · Gift · Acquired 47,039 · Balance 761,201 F3: Shares are held by a trust for the benefit of the Reporting Person and his spouse. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 35,020 |
Reported balance
Holding disclosure · report date 2024-06-07 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 35,020 F4: Shares are held by a trust for the benefit of the Reporting Person's children |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 716,795 |
Reported balance
Holding disclosure · report date 2024-06-07 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 716,795 F5: Shares are held by a trust for the benefit of the Reporting Person. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,131,592 |
Reported balance
Holding disclosure · report date 2024-06-07 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 1,131,592 F6: Shares are held by a limited partnership controlled by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of Restricted Stock Units ("RSUs"). The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2025 annual meeting of stockholders and (b) June 7, 2025, in each case subject to the continuing service of the Reporting Person through such date.
F2: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2024), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2025 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date.
F3: Shares are held by a trust for the benefit of the Reporting Person and his spouse.
F4: Shares are held by a trust for the benefit of the Reporting Person's children
F5: Shares are held by a trust for the benefit of the Reporting Person.
F6: Shares are held by a limited partnership controlled by the Reporting Person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 05, 2018 Filed Oct 5, 2018 20:11 UTC | UPWORK, INC UPWK · Entity 4876 | ConversionSeries A-1 Preferred Stock · Derivative | 70,891 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-003829 · doc1.xml · derivative · entry 8 GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held directly by Sigma Associates 6, L.P. Disclosed balance after: 0 Underlying: Common Stock · 70,891 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F2 · ownership.nature: Sigma Management 6, L.L.C. is the general partner of each of Sigma Associates 6, L.P., Sigma Investors 6, L.P., and Sigma Partners 6, L.P., (collectively, the "Sigma Entities"). Robert E. Davoli, Clifford Haas, Lawrence G. Finch, Gregory C. Gretsch (the Reporting Person and a member of the Issuer's board of directors), John Mandile, Peter Solvik, Robert Spinner, and Wade Woodson are the managing members of Sigma Management 6, L.L.C. and share voting and investment power with respect to the shares held by the Sigma Entities. Read SEC document |
| October 05, 2018 Filed Oct 5, 2018 20:11 UTC | UPWORK, INC UPWK · Entity 4876 | ConversionCommon Stock | 768,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-003829 · doc1.xml · nonDerivative · entry 4 GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held directly by Martis Creek Investments, L.P. - Fund 5 Disclosed balance after: 769,925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F3 · ownership.nature: The Gretsch Revocable Trust is the general partner of each of Martis Creek Investments, L.P. - Fund 3, Martis Creek Investments, L.P. - Fund 4, and Martis Creek Investments, L.P. - Fund 5 (collectively, the "Martis Creek entities") and has sole voting and dispositive power over the shares held by the Martis Creek entities, and the voting decisions with respect to such shares are made by Gregory Gretsch, the Reporting Person. Read SEC document |
| October 05, 2018 Filed Oct 5, 2018 20:11 UTC | UPWORK, INC UPWK · Entity 4876 | ConversionCommon Stock | 12,154,768 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-003829 · doc1.xml · nonDerivative · entry 3 GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held directly by Sigma Partners 6, L.P. Disclosed balance after: 12,641,735 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F2 · ownership.nature: Sigma Management 6, L.L.C. is the general partner of each of Sigma Associates 6, L.P., Sigma Investors 6, L.P., and Sigma Partners 6, L.P., (collectively, the "Sigma Entities"). Robert E. Davoli, Clifford Haas, Lawrence G. Finch, Gregory C. Gretsch (the Reporting Person and a member of the Issuer's board of directors), John Mandile, Peter Solvik, Robert Spinner, and Wade Woodson are the managing members of Sigma Management 6, L.L.C. and share voting and investment power with respect to the shares held by the Sigma Entities. Read SEC document |
| October 05, 2018 Filed Oct 5, 2018 20:11 UTC | UPWORK, INC UPWK · Entity 4876 | ConversionCommon Stock | 176,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-003829 · doc1.xml · nonDerivative · entry 2 GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held directly by Sigma Investors 6, L.P. Disclosed balance after: 183,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F2 · ownership.nature: Sigma Management 6, L.L.C. is the general partner of each of Sigma Associates 6, L.P., Sigma Investors 6, L.P., and Sigma Partners 6, L.P., (collectively, the "Sigma Entities"). Robert E. Davoli, Clifford Haas, Lawrence G. Finch, Gregory C. Gretsch (the Reporting Person and a member of the Issuer's board of directors), John Mandile, Peter Solvik, Robert Spinner, and Wade Woodson are the managing members of Sigma Management 6, L.L.C. and share voting and investment power with respect to the shares held by the Sigma Entities. Read SEC document |
| October 05, 2018 Filed Oct 5, 2018 20:11 UTC | UPWORK, INC UPWK · Entity 4876 | ConversionCommon Stock | 991,751 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-003829 · doc1.xml · nonDerivative · entry 1 GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held directly by Sigma Associates 6, L.P. Disclosed balance after: 1,028,777 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F2 · ownership.nature: Sigma Management 6, L.L.C. is the general partner of each of Sigma Associates 6, L.P., Sigma Investors 6, L.P., and Sigma Partners 6, L.P., (collectively, the "Sigma Entities"). Robert E. Davoli, Clifford Haas, Lawrence G. Finch, Gregory C. Gretsch (the Reporting Person and a member of the Issuer's board of directors), John Mandile, Peter Solvik, Robert Spinner, and Wade Woodson are the managing members of Sigma Management 6, L.L.C. and share voting and investment power with respect to the shares held by the Sigma Entities. Read SEC document |
| October 03, 2018 Filed Oct 5, 2018 20:01 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-003818 · doc1.xml · nonDerivative · entry 2 GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,250 F2 · shares: Represents an award of RSUs. The RSUs vest on the earlier of (a) the date of the first annual meeting of the Issuer's stockholders and (b) July 3, 2019, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document |
| October 03, 2018 Filed Oct 5, 2018 20:01 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 1,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-003818 · doc1.xml · nonDerivative · entry 1 GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,750 F1 · shares: Represents an award of restricted stock units ("RSUs"). The RSUs vest quarterly, over three quarters (with the first such vesting date occurring on December 31, 2018), subject to the continuing service of the Reporting Person on each vesting date. The final quarterly installment shall fully vest on the earlier of (a) the date of the first annual meeting of the Issuer's stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.