Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UPWORK, INCUPWK · Entity 4876 | Director | June 07, 2024 | June 11, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UPWORK, INC
Report date June 07, 2024 · Filed June 11, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 243,044 |
Ending reported balance
After 2024-06-10 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2024-06-07 · Grant · Acquired 16,299 · Balance 285,238 F1: Represents an award of Restricted Stock Units ("RSUs"). The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2025 annual meeting of stockholders and (b) June 7, 2025, in each case subject to the continuing service of the Reporting Person through such date. Row 2 · 2024-06-07 · Grant · Acquired 4,845 · Balance 290,083 F2: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2024), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2025 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date. Row 3 · 2024-06-10 · Gift · Disposed 47,039 · Balance 243,044 |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 761,201 |
Reported balance
After 2024-06-10 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2024-06-10 · Gift · Acquired 47,039 · Balance 761,201 F3: Shares are held by a trust for the benefit of the Reporting Person and his spouse. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 35,020 |
Reported balance
Holding disclosure · report date 2024-06-07 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 35,020 F4: Shares are held by a trust for the benefit of the Reporting Person's children |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 716,795 |
Reported balance
Holding disclosure · report date 2024-06-07 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 716,795 F5: Shares are held by a trust for the benefit of the Reporting Person. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,131,592 |
Reported balance
Holding disclosure · report date 2024-06-07 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 1,131,592 F6: Shares are held by a limited partnership controlled by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of Restricted Stock Units ("RSUs"). The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2025 annual meeting of stockholders and (b) June 7, 2025, in each case subject to the continuing service of the Reporting Person through such date.
F2: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2024), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2025 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date.
F3: Shares are held by a trust for the benefit of the Reporting Person and his spouse.
F4: Shares are held by a trust for the benefit of the Reporting Person's children
F5: Shares are held by a trust for the benefit of the Reporting Person.
F6: Shares are held by a limited partnership controlled by the Reporting Person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 10, 2024 Filed Jun 11, 2024 19:03 UTC | UPWORK, INC UPWK · Entity 4876 | GiftCommon Stock | 47,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-004976 · primarydocument.xml · nonDerivative · entry 4 GRETSCH GREGORY C. · CIK 0001517236 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 761,201 F3 · ownership.nature: Shares are held by a trust for the benefit of the Reporting Person and his spouse. Read SEC document |
| June 10, 2024 Filed Jun 11, 2024 19:03 UTC | UPWORK, INC UPWK · Entity 4876 | GiftCommon Stock | 47,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-004976 · primarydocument.xml · nonDerivative · entry 3 GRETSCH GREGORY C. · CIK 0001517236 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 243,044 Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 19:03 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 4,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-004976 · primarydocument.xml · nonDerivative · entry 2 GRETSCH GREGORY C. · CIK 0001517236 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 290,083 F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2024), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2025 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 19:03 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 16,299 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-004976 · primarydocument.xml · nonDerivative · entry 1 GRETSCH GREGORY C. · CIK 0001517236 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 285,238 F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2025 annual meeting of stockholders and (b) June 7, 2025, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 19:00 UTC | UPWORK, INC UPWK · Entity 4876 | GiftCommon Stock | 9,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-008549 · primarydocument.xml · nonDerivative · entry 2 GRETSCH GREGORY C. · CIK 0001517236 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote (3) Disclosed balance after: 35,020 F1 · shares: Bona fide gift F3 · ownership.direct: Shares are held by a trust for the benefit of the Reporting Person's children. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 19:00 UTC | UPWORK, INC UPWK · Entity 4876 | GiftCommon Stock | 9,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-008549 · primarydocument.xml · nonDerivative · entry 1 GRETSCH GREGORY C. · CIK 0001517236 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote (2) Disclosed balance after: 714,162 F1 · shares: Bona fide gift F2 · ownership.direct: Shares are held by a trust for the benefit of the Reporting Person and his spouse. Read SEC document |
| June 09, 2023 Filed Jun 13, 2023 18:29 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-036861 · doc4.xml · nonDerivative · entry 2 GRETSCH GREGORY C. · CIK 0001517236 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 268,939 F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2023), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2024 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document |
| June 09, 2023 Filed Jun 13, 2023 18:29 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 22,424 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-036861 · doc4.xml · nonDerivative · entry 1 GRETSCH GREGORY C. · CIK 0001517236 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 262,273 F1 · shares: Represents an award of RSUs. The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2024 annual meeting of stockholders and (b) June 9, 2024, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 20:09 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 3,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-034727 · doc4.xml · nonDerivative · entry 4 GRETSCH GREGORY C. · CIK 0001517236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,849 F3 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2022), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2023 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 20:09 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 10,192 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-034727 · doc4.xml · nonDerivative · entry 3 GRETSCH GREGORY C. · CIK 0001517236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,819 F2 · shares: Represents an award of RSUs. The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2023 annual meeting of stockholders and (b) June 2, 2023, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document |
| February 11, 2022 Filed Jun 6, 2022 20:09 UTC | UPWORK, INC UPWK · Entity 4876 | GiftCommon Stock | 1,840 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-034727 · doc4.xml · nonDerivative · entry 2 GRETSCH GREGORY C. · CIK 0001517236 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the Gretsch Revocable Trust, DTD 5/30/2008 Disclosed balance after: 723,238 F1 · ownership.nature: The shares are held by the Gretsch Revocable Trust, DTD 5/30/2008, of which the Reporting Person is the trustee. Read SEC document |
| February 11, 2022 Filed Jun 6, 2022 20:09 UTC | UPWORK, INC UPWK · Entity 4876 | GiftCommon Stock | 1,840 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-034727 · doc4.xml · nonDerivative · entry 1 GRETSCH GREGORY C. · CIK 0001517236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,627 Read SEC document |
| November 04, 2021 Filed Feb 11, 2022 19:12 UTC | UPWORK, INC UPWK · Entity 4876 | GiftCommon Stock | 14,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009022 · doc5.xml · nonDerivative · entry 7 GRETSCH GREGORY C. · CIK 0001517236 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the Gretsch Revocable Trust DTD 5/30/2008 Disclosed balance after: 721,398 F2 · kind: Represents shares of Common Stock that the holder donated as a gift to a donor advised fund. F1 · ownership.nature: The shares are held by the Gretsch Revocable Trust, DTD 5/30/2008, of which the Reporting Person is the trustee. Read SEC document |
| November 04, 2021 Filed Feb 11, 2022 19:12 UTC | UPWORK, INC UPWK · Entity 4876 | GiftCommon Stock | 14,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009022 · doc5.xml · nonDerivative · entry 6 GRETSCH GREGORY C. · CIK 0001517236 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the Gretsch Revocable Trust DTD 5/30/2008 Disclosed balance after: 736,190 F1 · ownership.nature: The shares are held by the Gretsch Revocable Trust, DTD 5/30/2008, of which the Reporting Person is the trustee. Read SEC document |
| November 04, 2021 Filed Feb 11, 2022 19:12 UTC | UPWORK, INC UPWK · Entity 4876 | GiftCommon Stock | 14,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009022 · doc5.xml · nonDerivative · entry 5 GRETSCH GREGORY C. · CIK 0001517236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,467 Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 19:57 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 1,316 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-037956 · doc4.xml · nonDerivative · entry 2 GRETSCH GREGORY C. · CIK 0001517236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 964,657 F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2021), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2022 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 19:57 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 4,069 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-037956 · doc4.xml · nonDerivative · entry 1 GRETSCH GREGORY C. · CIK 0001517236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 963,341 F1 · shares: Represents an award of RSUs. The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2022 annual meeting of stockholders and (b) June 1, 2022, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document |
| April 23, 2021 Filed Feb 11, 2022 19:12 UTC | UPWORK, INC UPWK · Entity 4876 | GiftCommon Stock | 392,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009022 · doc5.xml · nonDerivative · entry 4 GRETSCH GREGORY C. · CIK 0001517236 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the Gretsch Revocable Trust DTD 5/30/2008 Disclosed balance after: 721,398 F1 · ownership.nature: The shares are held by the Gretsch Revocable Trust, DTD 5/30/2008, of which the Reporting Person is the trustee. Read SEC document |
| April 23, 2021 Filed Feb 11, 2022 19:12 UTC | UPWORK, INC UPWK · Entity 4876 | GiftCommonStock | 392,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009022 · doc5.xml · nonDerivative · entry 3 GRETSCH GREGORY C. · CIK 0001517236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,259 Read SEC document |
| April 20, 2021 Filed Feb 11, 2022 19:12 UTC | UPWORK, INC UPWK · Entity 4876 | GiftCommon Stock | 329,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009022 · doc5.xml · nonDerivative · entry 2 GRETSCH GREGORY C. · CIK 0001517236 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the Gretsch Revocable Trust DTD 5/30/2008 Disclosed balance after: 329,336 F1 · ownership.nature: The shares are held by the Gretsch Revocable Trust, DTD 5/30/2008, of which the Reporting Person is the trustee. Read SEC document |
| April 20, 2021 Filed Feb 11, 2022 19:12 UTC | UPWORK, INC UPWK · Entity 4876 | GiftCommon Stock | 329,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009022 · doc5.xml · nonDerivative · entry 1 GRETSCH GREGORY C. · CIK 0001517236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 635,321 Read SEC document |
| August 11, 2020 Filed Aug 11, 2020 21:28 UTC | UPWORK, INC UPWK · Entity 4876 | PurchaseCommon Stock | 100,000 | $14.03 | $1,402,990.00 |
DisclosureSEC source: 0001209191-20-046265 · doc4.xml · nonDerivative · entry 5 GRETSCH GREGORY C. · CIK 0001517236 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Gregory C. Gretsch Trust, UAD 1/28/00 Disclosed balance after: 716,795 F7 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.945 to $14.13 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F4 · ownership.nature: The shares are held by the Gregory C. Gretsch Trust, UAD 1/28/00, of which the Reporting Person is the trustee. Read SEC document |
| August 10, 2020 Filed Aug 11, 2020 21:28 UTC | UPWORK, INC UPWK · Entity 4876 | PurchaseCommon Stock | 221,900 | $14.95 | $3,317,493.76 |
DisclosureSEC source: 0001209191-20-046265 · doc4.xml · nonDerivative · entry 4 GRETSCH GREGORY C. · CIK 0001517236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 959,272 F6 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.46 to $15.00 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 21:28 UTC | UPWORK, INC UPWK · Entity 4876 | PurchaseCommon Stock | 25,944 | $14.90 | $386,487.77 |
DisclosureSEC source: 0001209191-20-046265 · doc4.xml · nonDerivative · entry 3 GRETSCH GREGORY C. · CIK 0001517236 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trusts for Children Disclosed balance after: 25,944 F5 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.76 to $14.98 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 21:28 UTC | UPWORK, INC UPWK · Entity 4876 | PurchaseCommon Stock | 100,000 | $14.76 | $1,476,130.00 |
DisclosureSEC source: 0001209191-20-046265 · doc4.xml · nonDerivative · entry 2 GRETSCH GREGORY C. · CIK 0001517236 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Gregory C. Gretsch Trust, UAD 1/28/00 Disclosed balance after: 616,795 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.44 to $14.9285 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · balance_after: This number includes the in-kind distribution of 28,222 and 21,301 shares to the Reporting Person on June 2, 2020 and August 5, 2020, respectively, by the Sigma Entities, which shares the Reporting Person previously reported as indirectly held through the Sigma Entities. F4 · ownership.nature: The shares are held by the Gregory C. Gretsch Trust, UAD 1/28/00, of which the Reporting Person is the trustee. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 21:28 UTC | UPWORK, INC UPWK · Entity 4876 | PurchaseCommon Stock | 100,000 | $14.76 | $1,476,130.00 |
DisclosureSEC source: 0001209191-20-046265 · doc4.xml · nonDerivative · entry 1 GRETSCH GREGORY C. · CIK 0001517236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 737,372 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.44 to $14.9285 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: This number includes the in-kind distribution of 97,135 and 74,634 shares to the Reporting Person on June 2, 2020 and August 5, 2020, respectively, by entities affiliated with Sigma Management 6, LLC (the "Sigma Entities"), which shares the Reporting Person previously reported as indirectly held through the Sigma Entities. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 16:00 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 3,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033446 · doc4.xml · nonDerivative · entry 2 GRETSCH GREGORY C. · CIK 0001517236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,603 F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2020), subject to the continuing service of the Reporting Holder on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2021 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Holder through such date. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 16:00 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 12,952 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033446 · doc4.xml · nonDerivative · entry 1 GRETSCH GREGORY C. · CIK 0001517236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,581 F1 · shares: Represents an award of RSUs. The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2021 annual meeting of stockholders and (b) June 1, 2021, in each case subject to the continuing service of the Reporting Holder through such date. Read SEC document |
| May 11, 2020 Filed May 12, 2020 19:46 UTC | UPWORK, INC UPWK · Entity 4876 | PurchaseCommon Stock | 96,498 | $10.39 | $1,003,009.86 |
DisclosureSEC source: 0001209191-20-028665 · doc4.xml · nonDerivative · entry 4 GRETSCH GREGORY C. · CIK 0001517236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,629 F3 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.975 to $10.50 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 11, 2020 Filed May 12, 2020 19:46 UTC | UPWORK, INC UPWK · Entity 4876 | PurchaseCommon Stock | 96,498 | $10.39 | $1,003,009.86 |
DisclosureSEC source: 0001209191-20-028665 · doc4.xml · nonDerivative · entry 3 GRETSCH GREGORY C. · CIK 0001517236 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Gregory C. Gretsch Trust, UAD 1/28/00 Disclosed balance after: 467,272 F3 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.975 to $10.50 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held by the Gregory C. Gretsch Trust, UAD 1/28/00, of which the Reporting Person is the trustee. Read SEC document |
| May 08, 2020 Filed May 12, 2020 19:46 UTC | UPWORK, INC UPWK · Entity 4876 | PurchaseCommon Stock | 175,000 | $9.71 | $1,698,532.50 |
DisclosureSEC source: 0001209191-20-028665 · doc4.xml · nonDerivative · entry 2 GRETSCH GREGORY C. · CIK 0001517236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,131 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.45 to $9.92 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 08, 2020 Filed May 12, 2020 19:46 UTC | UPWORK, INC UPWK · Entity 4876 | PurchaseCommon Stock | 175,000 | $9.71 | $1,698,532.50 |
DisclosureSEC source: 0001209191-20-028665 · doc4.xml · nonDerivative · entry 1 GRETSCH GREGORY C. · CIK 0001517236 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Gregory C. Gretsch Trust, UAD 1/28/00 Disclosed balance after: 370,774 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.45 to $9.92 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held by the Gregory C. Gretsch Trust, UAD 1/28/00, of which the Reporting Person is the trustee. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 17:53 UTC | UPWORK, INC UPWK · Entity 4876 | PurchaseCommon Stock | 150,000 | $8.04 | $1,205,610.00 |
DisclosureSEC source: 0001209191-20-017427 · doc4.xml · nonDerivative · entry 1 GRETSCH GREGORY C. · CIK 0001517236 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Gregory C. Gretsch Trust, UAD 1/28/00 Disclosed balance after: 195,774 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.92 to $8.15 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: This number also reflects 28,025 shares that were previously reported as directly held by the Reporting Person and the in-kind distribution of 17,749 shares by the Sigma Entities (as defined in footnote (5)) to its partners on November 7, 2019. F3 · ownership.nature: The shares are held by the Gregory C. Gretsch Trust, UAD 1/28/00, of which the Reporting Person is the trustee. Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 16:17 UTC | UPWORK, INC UPWK · Entity 4876 | OtherCommon Stock | 124,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-016333 · doc1.xml · nonDerivative · entry 4 GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,059 F3 · kind: Pro rata distribution from Sigma Management 6, L.L.C. (96,470 shares) and Sigma Associates 6, L.P. (28,025 shares). Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 16:17 UTC | UPWORK, INC UPWK · Entity 4876 | OtherCommon Stock | 3,702,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-016333 · doc1.xml · nonDerivative · entry 3 GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held directly by Sigma Partners 6, L.P. Disclosed balance after: 8,939,295 F1 · kind: Pro rata distribution to the general and limited partners. F2 · ownership.nature: Sigma Management 6, L.L.C. is the general partner of each of Sigma Associates 6, L.P., Sigma Investors 6, L.P., and Sigma Partners 6, L.P., (collectively, the "Sigma Entities"). Robert E. Davoli, Clifford Haas, Lawrence G. Finch, Gregory C. Gretsch (the Reporting Person and a member of the Issuer's board of directors), John Mandile, Peter Solvik, Robert Spinner, and Wade Woodson are the managing members of Sigma Management 6, L.L.C. and share voting and investment power with respect to the shares held by the Sigma Entities. Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 16:17 UTC | UPWORK, INC UPWK · Entity 4876 | OtherCommon Stock | 54,364 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-016333 · doc1.xml · nonDerivative · entry 2 GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held directly by Sigma Investors 6, L.P. Disclosed balance after: 128,726 F1 · kind: Pro rata distribution to the general and limited partners. F2 · ownership.nature: Sigma Management 6, L.L.C. is the general partner of each of Sigma Associates 6, L.P., Sigma Investors 6, L.P., and Sigma Partners 6, L.P., (collectively, the "Sigma Entities"). Robert E. Davoli, Clifford Haas, Lawrence G. Finch, Gregory C. Gretsch (the Reporting Person and a member of the Issuer's board of directors), John Mandile, Peter Solvik, Robert Spinner, and Wade Woodson are the managing members of Sigma Management 6, L.L.C. and share voting and investment power with respect to the shares held by the Sigma Entities. Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 16:17 UTC | UPWORK, INC UPWK · Entity 4876 | OtherCommon Stock | 306,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-016333 · doc1.xml · nonDerivative · entry 1 GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held directly by Sigma Associates 6, L.P. Disclosed balance after: 722,410 F1 · kind: Pro rata distribution to the general and limited partners. F2 · ownership.nature: Sigma Management 6, L.L.C. is the general partner of each of Sigma Associates 6, L.P., Sigma Investors 6, L.P., and Sigma Partners 6, L.P., (collectively, the "Sigma Entities"). Robert E. Davoli, Clifford Haas, Lawrence G. Finch, Gregory C. Gretsch (the Reporting Person and a member of the Issuer's board of directors), John Mandile, Peter Solvik, Robert Spinner, and Wade Woodson are the managing members of Sigma Management 6, L.L.C. and share voting and investment power with respect to the shares held by the Sigma Entities. Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 20:00 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 2,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-013110 · doc1.xml · nonDerivative · entry 2 GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,564 F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2019), subject to the continuing service of the Reporting Person on each vesting date. The final quarterly installment shall fully vest on the earlier of (a) the date of the Issuer's 2020 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 20:00 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 9,174 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-013110 · doc1.xml · nonDerivative · entry 1 GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,424 F1 · shares: Represents an award of restricted stock units ("RSUs"). The RSUs vest on the earlier of (a) the date of the Issuer's 2020 annual meeting of stockholders and (b) June 5, 2020, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document |
| October 05, 2018 Filed Oct 5, 2018 20:11 UTC | UPWORK, INC UPWK · Entity 4876 | ConversionSeries B-1 Preferred Stock · Derivative | 34,715 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-003829 · doc1.xml · derivative · entry 19 GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held directly by Martis Creek Investments, L.P. - Fund 5 Disclosed balance after: 0 Underlying: Common Stock · 34,715 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F3 · ownership.nature: The Gretsch Revocable Trust is the general partner of each of Martis Creek Investments, L.P. - Fund 3, Martis Creek Investments, L.P. - Fund 4, and Martis Creek Investments, L.P. - Fund 5 (collectively, the "Martis Creek entities") and has sole voting and dispositive power over the shares held by the Martis Creek entities, and the voting decisions with respect to such shares are made by Gregory Gretsch, the Reporting Person. Read SEC document |
| October 05, 2018 Filed Oct 5, 2018 20:11 UTC | UPWORK, INC UPWK · Entity 4876 | ConversionSeries A-2 Preferred Stock · Derivative | 559,863 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-003829 · doc1.xml · derivative · entry 18 GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held directly by Martis Creek Investments, L.P. - Fund 5 Disclosed balance after: 0 Underlying: Common Stock · 559,863 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F3 · ownership.nature: The Gretsch Revocable Trust is the general partner of each of Martis Creek Investments, L.P. - Fund 3, Martis Creek Investments, L.P. - Fund 4, and Martis Creek Investments, L.P. - Fund 5 (collectively, the "Martis Creek entities") and has sole voting and dispositive power over the shares held by the Martis Creek entities, and the voting decisions with respect to such shares are made by Gregory Gretsch, the Reporting Person. Read SEC document |
| October 05, 2018 Filed Oct 5, 2018 20:11 UTC | UPWORK, INC UPWK · Entity 4876 | ConversionSeries A-1 Preferred Stock · Derivative | 173,917 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-003829 · doc1.xml · derivative · entry 17 GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held directly by Martis Creek Investments, L.P. - Fund 5 Disclosed balance after: 0 Underlying: Common Stock · 173,917 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F3 · ownership.nature: The Gretsch Revocable Trust is the general partner of each of Martis Creek Investments, L.P. - Fund 3, Martis Creek Investments, L.P. - Fund 4, and Martis Creek Investments, L.P. - Fund 5 (collectively, the "Martis Creek entities") and has sole voting and dispositive power over the shares held by the Martis Creek entities, and the voting decisions with respect to such shares are made by Gregory Gretsch, the Reporting Person. Read SEC document |
| October 05, 2018 Filed Oct 5, 2018 20:11 UTC | UPWORK, INC UPWK · Entity 4876 | ConversionSeries B-1 Preferred Stock · Derivative | 595,028 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-003829 · doc1.xml · derivative · entry 16 GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held directly by Sigma Partners 6, L.P. Disclosed balance after: 0 Underlying: Common Stock · 595,028 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F2 · ownership.nature: Sigma Management 6, L.L.C. is the general partner of each of Sigma Associates 6, L.P., Sigma Investors 6, L.P., and Sigma Partners 6, L.P., (collectively, the "Sigma Entities"). Robert E. Davoli, Clifford Haas, Lawrence G. Finch, Gregory C. Gretsch (the Reporting Person and a member of the Issuer's board of directors), John Mandile, Peter Solvik, Robert Spinner, and Wade Woodson are the managing members of Sigma Management 6, L.L.C. and share voting and investment power with respect to the shares held by the Sigma Entities. Read SEC document |
| October 05, 2018 Filed Oct 5, 2018 20:11 UTC | UPWORK, INC UPWK · Entity 4876 | ConversionSeries B-1 Preferred Stock · Derivative | 8,235 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-003829 · doc1.xml · derivative · entry 15 GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held directly by Sigma Investors 6, L.P. Disclosed balance after: 0 Underlying: Common Stock · 8,235 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F2 · ownership.nature: Sigma Management 6, L.L.C. is the general partner of each of Sigma Associates 6, L.P., Sigma Investors 6, L.P., and Sigma Partners 6, L.P., (collectively, the "Sigma Entities"). Robert E. Davoli, Clifford Haas, Lawrence G. Finch, Gregory C. Gretsch (the Reporting Person and a member of the Issuer's board of directors), John Mandile, Peter Solvik, Robert Spinner, and Wade Woodson are the managing members of Sigma Management 6, L.L.C. and share voting and investment power with respect to the shares held by the Sigma Entities. Read SEC document |
| October 05, 2018 Filed Oct 5, 2018 20:11 UTC | UPWORK, INC UPWK · Entity 4876 | ConversionSeries B-1 Preferred Stock · Derivative | 45,128 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-003829 · doc1.xml · derivative · entry 14 GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held directly by Sigma Associates 6, L.P. Disclosed balance after: 0 Underlying: Common Stock · 45,128 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F2 · ownership.nature: Sigma Management 6, L.L.C. is the general partner of each of Sigma Associates 6, L.P., Sigma Investors 6, L.P., and Sigma Partners 6, L.P., (collectively, the "Sigma Entities"). Robert E. Davoli, Clifford Haas, Lawrence G. Finch, Gregory C. Gretsch (the Reporting Person and a member of the Issuer's board of directors), John Mandile, Peter Solvik, Robert Spinner, and Wade Woodson are the managing members of Sigma Management 6, L.L.C. and share voting and investment power with respect to the shares held by the Sigma Entities. Read SEC document |
| October 05, 2018 Filed Oct 5, 2018 20:11 UTC | UPWORK, INC UPWK · Entity 4876 | ConversionSeries A-2 Preferred Stock · Derivative | 10,669,617 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-003829 · doc1.xml · derivative · entry 13 GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held directly by Sigma Partners 6, L.P. Disclosed balance after: 0 Underlying: Common Stock · 10,669,617 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F2 · ownership.nature: Sigma Management 6, L.L.C. is the general partner of each of Sigma Associates 6, L.P., Sigma Investors 6, L.P., and Sigma Partners 6, L.P., (collectively, the "Sigma Entities"). Robert E. Davoli, Clifford Haas, Lawrence G. Finch, Gregory C. Gretsch (the Reporting Person and a member of the Issuer's board of directors), John Mandile, Peter Solvik, Robert Spinner, and Wade Woodson are the managing members of Sigma Management 6, L.L.C. and share voting and investment power with respect to the shares held by the Sigma Entities. Read SEC document |
| October 05, 2018 Filed Oct 5, 2018 20:11 UTC | UPWORK, INC UPWK · Entity 4876 | ConversionSeries A-2 Preferred Stock · Derivative | 155,356 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-003829 · doc1.xml · derivative · entry 12 GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held directly by Sigma Investors 6, L.P. Disclosed balance after: 0 Underlying: Common Stock · 155,356 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F2 · ownership.nature: Sigma Management 6, L.L.C. is the general partner of each of Sigma Associates 6, L.P., Sigma Investors 6, L.P., and Sigma Partners 6, L.P., (collectively, the "Sigma Entities"). Robert E. Davoli, Clifford Haas, Lawrence G. Finch, Gregory C. Gretsch (the Reporting Person and a member of the Issuer's board of directors), John Mandile, Peter Solvik, Robert Spinner, and Wade Woodson are the managing members of Sigma Management 6, L.L.C. and share voting and investment power with respect to the shares held by the Sigma Entities. Read SEC document |
| October 05, 2018 Filed Oct 5, 2018 20:11 UTC | UPWORK, INC UPWK · Entity 4876 | ConversionSeries A-2 Preferred Stock · Derivative | 875,732 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-003829 · doc1.xml · derivative · entry 11 GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held directly by Sigma Associates 6, L.P. Disclosed balance after: 0 Underlying: Common Stock · 875,732 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F2 · ownership.nature: Sigma Management 6, L.L.C. is the general partner of each of Sigma Associates 6, L.P., Sigma Investors 6, L.P., and Sigma Partners 6, L.P., (collectively, the "Sigma Entities"). Robert E. Davoli, Clifford Haas, Lawrence G. Finch, Gregory C. Gretsch (the Reporting Person and a member of the Issuer's board of directors), John Mandile, Peter Solvik, Robert Spinner, and Wade Woodson are the managing members of Sigma Management 6, L.L.C. and share voting and investment power with respect to the shares held by the Sigma Entities. Read SEC document |
| October 05, 2018 Filed Oct 5, 2018 20:11 UTC | UPWORK, INC UPWK · Entity 4876 | ConversionSeries A-1 Preferred Stock · Derivative | 890,123 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-003829 · doc1.xml · derivative · entry 10 GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held directly by Sigma Partners 6, L.P. Disclosed balance after: 0 Underlying: Common Stock · 890,123 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F2 · ownership.nature: Sigma Management 6, L.L.C. is the general partner of each of Sigma Associates 6, L.P., Sigma Investors 6, L.P., and Sigma Partners 6, L.P., (collectively, the "Sigma Entities"). Robert E. Davoli, Clifford Haas, Lawrence G. Finch, Gregory C. Gretsch (the Reporting Person and a member of the Issuer's board of directors), John Mandile, Peter Solvik, Robert Spinner, and Wade Woodson are the managing members of Sigma Management 6, L.L.C. and share voting and investment power with respect to the shares held by the Sigma Entities. Read SEC document |
| October 05, 2018 Filed Oct 5, 2018 20:11 UTC | UPWORK, INC UPWK · Entity 4876 | ConversionSeries A-1 Preferred Stock · Derivative | 12,761 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-003829 · doc1.xml · derivative · entry 9 GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held directly by Sigma Investors 6, L.P. Disclosed balance after: 0 Underlying: Common Stock · 12,761 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F2 · ownership.nature: Sigma Management 6, L.L.C. is the general partner of each of Sigma Associates 6, L.P., Sigma Investors 6, L.P., and Sigma Partners 6, L.P., (collectively, the "Sigma Entities"). Robert E. Davoli, Clifford Haas, Lawrence G. Finch, Gregory C. Gretsch (the Reporting Person and a member of the Issuer's board of directors), John Mandile, Peter Solvik, Robert Spinner, and Wade Woodson are the managing members of Sigma Management 6, L.L.C. and share voting and investment power with respect to the shares held by the Sigma Entities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.