Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bristow Group Inc.VTOL · Entity 32 | Executive Vice President, CTO | June 13, 2024 | June 14, 2024 |
| PHI INCPHIIK · Entity 155185 | Chief Commercial Officer | May 08, 2017 | May 10, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bristow Group Inc.
Report date June 13, 2024 · Filed June 14, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 47,668 |
Ending reported balance
After 2024-06-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-06-13 · Exercise / conversion · Acquired 16,667 · Balance 64,335 Row 2 · 2024-06-13 · Sale · Disposed 16,667 · Balance 47,668 F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions on June 13, 2024 at prices ranging from $32.69 to $33.09, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.76 · Expires 2030-06-17 | Direct | 0 |
Reported balance
After 2024-06-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-06-13 · Exercise / conversion · Disposed 16,667 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions on June 13, 2024 at prices ranging from $32.69 to $33.09, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
PHI INC
Report date May 08, 2017 · Filed May 10, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Non-Voting Common StockSEC Table I · non-derivative | Direct | 30,033 |
Reported balance
After 2017-05-08 transaction · row 1
1 source rowRow 1 · 2017-05-08 · Tax withholding · Disposed 2,099 · Balance 30,033 F1: Shares withheld to cover taxes due upon the settlement of restricted stock units. |
| Non-Voting Common StockSEC Table I · non-derivative | Indirectby Daughter 1 | 325 |
Reported balance
Holding disclosure · report date 2017-05-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 325 F2: The Reporting Person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or any other purpose. |
| Non-Voting Common StockSEC Table I · non-derivative | Indirectby Daughter 2 | 650 |
Reported balance
Holding disclosure · report date 2017-05-08 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 650 F2: The Reporting Person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or any other purpose. |
| Non-Voting Common StockSEC Table I · non-derivative | Indirectby Daughter 3 | 650 |
Reported balance
Holding disclosure · report date 2017-05-08 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 650 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to cover taxes due upon the settlement of restricted stock units.
F2: The Reporting Person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 13, 2024 Filed Jun 14, 2024 16:31 UTC | Bristow Group Inc. VTOL · Entity 32 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 16,667 | $0.00 Strike: $15.76 | $0.00 |
DisclosureSEC source: 0001127602-24-018732 · form4.xml · derivative · entry 3 Stepanek David F. · CIK 0001509651 · Executive Vice President, CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,667 shares Expires 2030-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 13, 2024 Filed Jun 14, 2024 16:31 UTC | Bristow Group Inc. VTOL · Entity 32 | SaleCommon Stock | 16,667 | $32.92 | $548,620.97 |
DisclosureSEC source: 0001127602-24-018732 · form4.xml · nonDerivative · entry 2 Stepanek David F. · CIK 0001509651 · Executive Vice President, CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,668 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions on June 13, 2024 at prices ranging from $32.69 to $33.09, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| June 13, 2024 Filed Jun 14, 2024 16:31 UTC | Bristow Group Inc. VTOL · Entity 32 | Exercise / conversionCommon Stock | 16,667 | $15.76 | $262,671.92 |
DisclosureSEC source: 0001127602-24-018732 · form4.xml · nonDerivative · entry 1 Stepanek David F. · CIK 0001509651 · Executive Vice President, CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,335 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 20:13 UTC | Bristow Group Inc. VTOL · Entity 32 | Tax withholdingCommon Stock | 2,173 | $35.91 | $78,032.43 |
DisclosureSEC source: 0001127602-24-017839 · form4.xml · nonDerivative · entry 2 Stepanek David F. · CIK 0001509651 · Executive Vice President, CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,668 F2 · shares: Shares withheld to cover the associated tax liability upon the vesting of the second portion of a previous grant of restricted stock units, which grant was originally reported in Table I of the reporting person's Form 4 filed on June 3, 2022. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 20:13 UTC | Bristow Group Inc. VTOL · Entity 32 | Tax withholdingCommon Stock | 2,229 | $35.91 | $80,043.39 |
DisclosureSEC source: 0001127602-24-017839 · form4.xml · nonDerivative · entry 1 Stepanek David F. · CIK 0001509651 · Executive Vice President, CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,841 F1 · shares: Shares withheld to cover the associated tax liability upon the vesting of the third portion of a previous grant of restricted stock units, which grant was originally reported in Table I of the reporting person's Form 4 filed on June 3, 2021. Read SEC document |
| May 10, 2024 Filed May 14, 2024 20:16 UTC | Bristow Group Inc. VTOL · Entity 32 | Tax withholdingCommon Stock | 1,782 | $34.00 | $60,588.00 |
DisclosureSEC source: 0001127602-24-015346 · form4.xml · nonDerivative · entry 4 Stepanek David F. · CIK 0001509651 · Executive Vice President, CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,070 F4 · shares: Shares withheld to cover the associated tax liability upon the vesting of the RTSR PSUs. Read SEC document |
| May 10, 2024 Filed May 14, 2024 20:16 UTC | Bristow Group Inc. VTOL · Entity 32 | GrantCommon Stock | 3,822 | $34.00 | $129,948.00 |
DisclosureSEC source: 0001127602-24-015346 · form4.xml · nonDerivative · entry 3 Stepanek David F. · CIK 0001509651 · Executive Vice President, CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,852 F3 · shares: Represents shares of common stock that vested on May 10, 2024 upon the approval of the Board of the satisfaction of performance criteria underlying an award of Relative Total Stockholder Return performance-based stock units ("RTSR PSUs") granted to the Reporting Person on June 1, 2021 under the terms of the Plan. Read SEC document |
| May 10, 2024 Filed May 14, 2024 20:16 UTC | Bristow Group Inc. VTOL · Entity 32 | Tax withholdingCommon Stock | 2,752 | $34.00 | $93,568.00 |
DisclosureSEC source: 0001127602-24-015346 · form4.xml · nonDerivative · entry 2 Stepanek David F. · CIK 0001509651 · Executive Vice President, CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,030 F2 · shares: Shares withheld to cover the associated tax liability upon the vesting of the Cash ROIC PSUs. Read SEC document |
| May 10, 2024 Filed May 14, 2024 20:16 UTC | Bristow Group Inc. VTOL · Entity 32 | GrantCommon Stock | 5,904 | $34.00 | $200,736.00 |
DisclosureSEC source: 0001127602-24-015346 · form4.xml · nonDerivative · entry 1 Stepanek David F. · CIK 0001509651 · Executive Vice President, CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,782 F1 · shares: Represents shares of common stock that vested on May 10, 2024 upon the approval of the Issuer's Board of Directors (the "Board") of the satisfaction of performance criteria underlying an award of Cash Return on Invested Capital performance-based stock units ("Cash ROIC PSUs") granted to the Reporting Person on June 1, 2021 under the terms of the Issuer's 2021 Equity Incentive Plan (the "Plan"). Read SEC document |
| March 19, 2024 Filed Mar 20, 2024 20:08 UTC | Bristow Group Inc. VTOL · Entity 32 | SaleCommon Stock | 9,033 | $26.13 | $236,040.42 |
DisclosureSEC source: 0001127602-24-010855 · form4.xml · nonDerivative · entry 1 Stepanek David F. · CIK 0001509651 · Executive Vice President, CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,878 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions on March 19, 2024 at prices ranging from $26.05 to $26.18, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| March 10, 2024 Filed Mar 12, 2024 20:11 UTC | Bristow Group Inc. VTOL · Entity 32 | Tax withholdingCommon Stock | 2,178 | $25.63 | $55,822.14 |
DisclosureSEC source: 0001127602-24-009899 · form4.xml · nonDerivative · entry 2 Stepanek David F. · CIK 0001509651 · Executive Vice President, CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,911 F2 · shares: Shares withheld to cover the associated tax liability upon the vesting of the first portion of a previous grant of restricted stock units, which grant was originally reported in Table I of the reporting person's Form 4 filed on March 14, 2023. Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 20:11 UTC | Bristow Group Inc. VTOL · Entity 32 | GrantCommon Stock | 12,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-009899 · form4.xml · nonDerivative · entry 1 Stepanek David F. · CIK 0001509651 · Executive Vice President, CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,089 F1 · shares: Each restricted stock unit vests in three equal annual installments scheduled to occur on March 8, 2025, March 8, 2026 and March 8, 2027. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 20:13 UTC | Bristow Group Inc. VTOL · Entity 32 | Exercise / conversionRestricted Stock Units · Derivative | 5,555 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-018736 · form4.xml · derivative · entry 3 Stepanek David F. · CIK 0001509651 · Executive Vice President, CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,555 shares Expires 2023-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance-vested restricted stock unit ("Performance RSU") represented a contingent right to receive one share of common stock of the issuer ("Common Stock") upon the achievement of a pre-established target volume weighted average price of $25.50 per share of Common Stock over the 120-day period immediately preceding June 12, 2021. The Performance RSUs vested on June 12, 2023. F1 · price: Each performance-vested restricted stock unit ("Performance RSU") represented a contingent right to receive one share of common stock of the issuer ("Common Stock") upon the achievement of a pre-established target volume weighted average price of $25.50 per share of Common Stock over the 120-day period immediately preceding June 12, 2021. The Performance RSUs vested on June 12, 2023. F1 · derivative.exercise_date: Each performance-vested restricted stock unit ("Performance RSU") represented a contingent right to receive one share of common stock of the issuer ("Common Stock") upon the achievement of a pre-established target volume weighted average price of $25.50 per share of Common Stock over the 120-day period immediately preceding June 12, 2021. The Performance RSUs vested on June 12, 2023. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 20:13 UTC | Bristow Group Inc. VTOL · Entity 32 | Tax withholdingCommon Stock | 2,131 | $23.89 | $50,909.59 |
DisclosureSEC source: 0001127602-23-018736 · form4.xml · nonDerivative · entry 2 Stepanek David F. · CIK 0001509651 · Executive Vice President, CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,604 F2 · shares: Shares of Common Stock withheld to cover the associated tax liability upon the vesting of the Performance RSU award. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 20:13 UTC | Bristow Group Inc. VTOL · Entity 32 | Exercise / conversionCommon Stock | 5,555 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-018736 · form4.xml · nonDerivative · entry 1 Stepanek David F. · CIK 0001509651 · Executive Vice President, CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,735 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance-vested restricted stock unit ("Performance RSU") represented a contingent right to receive one share of common stock of the issuer ("Common Stock") upon the achievement of a pre-established target volume weighted average price of $25.50 per share of Common Stock over the 120-day period immediately preceding June 12, 2021. The Performance RSUs vested on June 12, 2023. Read SEC document |
| June 05, 2023 Filed Jun 6, 2023 16:47 UTC | Bristow Group Inc. VTOL · Entity 32 | SaleCommon Stock | 7,333 | $25.09 | $183,976.90 |
DisclosureSEC source: 0001127602-23-018059 · form4.xml · nonDerivative · entry 1 Stepanek David F. · CIK 0001509651 · Executive Vice President, CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,180 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on June 5, 2023 at prices ranging from $24.87 to $25.29, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 19:27 UTC | Bristow Group Inc. VTOL · Entity 32 | Tax withholdingCommon Stock | 1,788 | $25.28 | $45,200.64 |
DisclosureSEC source: 0001127602-23-017955 · form4.xml · nonDerivative · entry 2 Stepanek David F. · CIK 0001509651 · Executive Vice President, CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,513 F2 · shares: Shares withheld to cover the associated tax liability upon the vesting of the first portion of a previous grant of restricted stock units, which grant was originally reported in Table I of the reporting person's Form 4 filed on June 3, 2022. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 19:27 UTC | Bristow Group Inc. VTOL · Entity 32 | Tax withholdingCommon Stock | 1,834 | $25.28 | $46,363.52 |
DisclosureSEC source: 0001127602-23-017955 · form4.xml · nonDerivative · entry 1 Stepanek David F. · CIK 0001509651 · Executive Vice President, CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,301 F1 · shares: Shares withheld to cover the associated tax liability upon the vesting of the second portion of a previous grant of restricted stock units, which grant was originally reported in Table I of the reporting person's Form 4 filed on June 3, 2021. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 19:20 UTC | Bristow Group Inc. VTOL · Entity 32 | GrantCommon Stock | 17,101 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-010162 · form4.xml · nonDerivative · entry 1 Stepanek David F. · CIK 0001509651 · Executive Vice President, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,135 F1 · shares: These restricted stock units are scheduled to vest 25% on March 10, 2024, 25% on March 10, 2025 and 50% on March 10, 2026. Read SEC document |
| March 09, 2023 Filed Mar 13, 2023 20:38 UTC | Bristow Group Inc. VTOL · Entity 32 | Tax withholdingCommon Stock | 1,386 | $23.44 | $32,487.84 |
DisclosureSEC source: 0001127602-23-009973 · form4.xml · nonDerivative · entry 1 Stepanek David F. · CIK 0001509651 · Executive Vice President, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,034 F1 · shares: Shares withheld to cover the associated tax liability upon the vesting of the last portion of a previously granted restricted stock award, which grant was originally reported in Table I of the Reporting Person's Form 4 filed on March 12, 2020. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 16:48 UTC | Bristow Group Inc. VTOL · Entity 32 | GrantCommon Stock | 13,981 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-016672 · form4.xml · nonDerivative · entry 2 Stepanek David F. · CIK 0001509651 · EVP, Sales and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,420 F2 · shares: Each restricted stock unit vests in three equal annual installments scheduled to occur on June 1, 2023, June 1, 2024 and June 1, 2025. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 16:48 UTC | Bristow Group Inc. VTOL · Entity 32 | Tax withholdingCommon Stock | 1,164 | $28.61 | $33,302.04 |
DisclosureSEC source: 0001127602-22-016672 · form4.xml · nonDerivative · entry 1 Stepanek David F. · CIK 0001509651 · EVP, Sales and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,439 F1 · shares: Shares withheld to cover the associated tax liability upon the vesting of the first portion of a previous grant of restricted stock units, which grant was originally reported in Table I of the reporting person's Form 4 filed on June 3, 2021. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 18:29 UTC | Bristow Group Inc. VTOL · Entity 32 | Tax withholdingCommon Stock | 1,314 | $37.22 | $48,907.08 |
DisclosureSEC source: 0001127602-22-009034 · form4.xml · nonDerivative · entry 1 Stepanek David F. · CIK 0001509651 · EVP, Sales and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,603 F1 · shares: Shares withheld to cover the associated tax liability upon the vesting of a portion of a previously granted restricted stock award, which grant was originally reported in Table I of the Reporting Person's Form 4 filed on March 12, 2020. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 17:52 UTC | Bristow Group Inc. VTOL · Entity 32 | SaleCommon Stock | 35 | $31.06 | $1,087.10 |
DisclosureSEC source: 0001127602-22-005384 · form4.xml · nonDerivative · entry 2 Stepanek David F. · CIK 0001509651 · EVP, Sales and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,917 Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 17:52 UTC | Bristow Group Inc. VTOL · Entity 32 | SaleCommon Stock | 3,865 | $30.40 | $117,505.66 |
DisclosureSEC source: 0001127602-22-005384 · form4.xml · nonDerivative · entry 1 Stepanek David F. · CIK 0001509651 · EVP, Sales and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,952 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on February 14, 2022 at prices ranging from $30.03 to $30.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 16:39 UTC | Bristow Group Inc. VTOL · Entity 32 | SaleCommon Stock | 3,725 | $26.92 | $100,265.08 |
DisclosureSEC source: 0001127602-21-024050 · form4.xml · nonDerivative · entry 1 Stepanek David F. · CIK 0001509651 · EVP, Sales and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,817 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on August 17, 2021 at prices ranging from $26.8810 to $26.9550, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 20:39 UTC | Bristow Group Inc. VTOL · Entity 32 | GrantCommon Stock | 14,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-019136 · form4.xml · nonDerivative · entry 1 Stepanek David F. · CIK 0001509651 · EVP, Sales and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,542 F1 · shares: Each restricted stock unit vests in three equal annual installments scheduled to occur on June 1, 2022, June 1, 2023 and June 1, 2024. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 20:39 UTC | Bristow Group Inc. VTOL · Entity 32 | Tax withholdingCommon Stock | 1,772 | $27.87 | $49,385.64 |
DisclosureSEC source: 0001127602-21-010308 · form4.xml · nonDerivative · entry 1 Stepanek David F. · CIK 0001509651 · Executive Vice President, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,200 F1 · shares: Shares withheld to cover the associated tax liability upon the vesting of a portion of a previously granted restricted stock award, which grant was originally reported in Table I of the Reporting Person's Form 4 filed on March 12, 2020. F2 · balance_after: These securities consist of (i) 15,094 restricted stock previously reported in Table I of the Reporting Person's Form 3A filed today, March 11, 2021 and 5,878 shares of common stock beneficially owned by the Reporting Person, both of which give effect to the 1:3 reverse stock split as reported in footnote 2 of the Reporting Person's Form 4 filed June 15, 2020, and (ii) the subtraction of the shares withheld as reported in Column 4 of this Form 4. F3 · balance_after: Excludes 425 shares of common stock inadvertently included in the amount reported in Column 5 of the Form 4 filed by the Reporting Person on June 15, 2020 as a result of an error in connection with the calculation of the vesting of restricted stock and related withholding taxes. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 21:16 UTC | Bristow Group Inc. VTOL · Entity 32 | GrantRestricted Stock Units · Derivative | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-020122 · form4.xml · derivative · entry 2 Stepanek David F. · CIK 0001509651 · Executive Vice President, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 16,667 shares Expires not disclosed F2 · derivative.exercise_price: Each performance-vested restricted stock unit ("Performance RSU") represents a contingent right to receive one share of common stock of the issuer ("Common Stock"). F3 · derivative.exercise_date: The Performance RSUs are subject to a three-year performance period ending on June 12, 2023 and vest, if at all, in three equal annual installments beginning on June 12, 2021 based on the achievement of pre-established target volume weighted average prices per share of Common Stock over the 120-day period immediately preceding June 12, 2021; June 12, 2022; and June 12, 2023. F3 · derivative.expiration_date: The Performance RSUs are subject to a three-year performance period ending on June 12, 2023 and vest, if at all, in three equal annual installments beginning on June 12, 2021 based on the achievement of pre-established target volume weighted average prices per share of Common Stock over the 120-day period immediately preceding June 12, 2021; June 12, 2022; and June 12, 2023. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 21:16 UTC | Bristow Group Inc. VTOL · Entity 32 | GrantEmployee Stock Option (Right to Buy) · Derivative | 16,667 | $0.00 Strike: $15.76 | $0.00 |
DisclosureSEC source: 0001127602-20-020122 · form4.xml · derivative · entry 1 Stepanek David F. · CIK 0001509651 · Executive Vice President, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 16,667 shares Expires 2030-06-17 F1 · derivative.exercise_price: The stock options vest in full on June 12, 2023, subject to continuous service of the reporting person as of such vesting date. F1 · derivative.exercise_date: The stock options vest in full on June 12, 2023, subject to continuous service of the reporting person as of such vesting date. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 21:55 UTC | Bristow Group Inc. VTOL · Entity 32 | Tax withholdingCommon Stock | 2,030 | $5.16 | $10,474.80 |
DisclosureSEC source: 0001140361-20-013847 · form4.xml · nonDerivative · entry 1 Stepanek David F. · CIK 0001509651 · Executive Vice President, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,303 F1 · shares: In connection with the business combination pursuant to the Agreement and Plan of Merger, dated as of January 23, 2020 (as amended on April 22, 2020) by and among Era Group Inc. (the "Company"), Bristow Group Inc. ("Old Bristow") and Ruby Redux Merger Sub, Inc. ("Merger Sub"), pursuant to which Merger Sub merged with and into Old Bristow, with Old Bristow surviving as a wholly owned subsidiary of the Company (the "Merger") completed on June 11, 2020 (the "Closing Date"), 8,333 shares of restricted stock vested on the Closing Date and 2,030 shares, reported in column 4, were withheld to cover the associated tax liability upon the vesting of a previously granted award of restricted stock. F2 · balance_after: Shares reported in column 5 give effect to the 1:3 reverse stock split completed in connection with the Merger. Read SEC document |
| June 11, 2020 Filed Mar 11, 2021 20:37 UTC Amendment | Bristow Group Inc. VTOL · Entity 32 | Tax withholdingCommon Stock | 2,030 | $5.16 | $10,474.80 |
DisclosureSEC source: 0001127602-21-010306 · form4a.xml · nonDerivative · entry 1 Stepanek David F. · CIK 0001509651 · Executive Vice President, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,397 F1 · shares: In connection with the business combination pursuant to the Agreement and Plan of Merger, dated as of January 23, 2020 (as amended on April 22, 2020) by and among Era Group Inc. (the "Company"), Bristow Group Inc. ("Old Bristow") and Ruby Redux Merger Sub, Inc. ("Merger Sub"), pursuant to which Merger Sub merged with and into Old Bristow, with Old Bristow surviving as a wholly owned subsidiary of the Company (the "Merger") completed on June 11, 2020 (the "Closing Date"), 8,333 shares of restricted stock vested on the Closing Date and 2,030 shares, reported in column 4, were withheld to cover the associated tax liability upon the vesting of a previously granted award of restricted stock. F2 · balance_after: Shares reported in column 5 give effect to the 1:3 reverse stock split completed in connection with the Merger. Read SEC document |
| May 08, 2017 Filed May 10, 2017 17:09 UTC | PHI INC PHIIK · Entity 155185 | Tax withholdingNon-Voting Common Stock | 2,099 | $10.33 | $21,682.67 |
DisclosureSEC source: 0001209191-17-031359 · doc4.xml · nonDerivative · entry 1 Stepanek David F. · CIK 0001509651 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,033 F1 · kind: Shares withheld to cover taxes due upon the settlement of restricted stock units. Read SEC document |
| May 04, 2017 Filed May 8, 2017 17:32 UTC | PHI INC PHIIK · Entity 155185 | GrantNon-Voting Common Stock | 24,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030638 · doc4.xml · nonDerivative · entry 1 Stepanek David F. · CIK 0001509651 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,132 F1 · shares: Represents a grant of time-vested Restricted Stock Units. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 17:48 UTC | PHI INC PHIIK · Entity 155185 | SaleNon-Voting Common Stock | 200 | $12.67 | $2,534.00 |
DisclosureSEC source: 0001209191-17-022616 · doc4.xml · nonDerivative · entry 3 Stepanek David F. · CIK 0001509651 · Dir of Corp. Business Develop. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,427 Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 17:48 UTC | PHI INC PHIIK · Entity 155185 | SaleNon-Voting Common Stock | 6,750 | $12.65 | $85,387.50 |
DisclosureSEC source: 0001209191-17-022616 · doc4.xml · nonDerivative · entry 2 Stepanek David F. · CIK 0001509651 · Dir of Corp. Business Develop. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,627 Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 17:48 UTC | PHI INC PHIIK · Entity 155185 | SaleNon-Voting Common Stock | 100 | $12.68 | $1,268.00 |
DisclosureSEC source: 0001209191-17-022616 · doc4.xml · nonDerivative · entry 1 Stepanek David F. · CIK 0001509651 · Dir of Corp. Business Develop. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,377 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.