Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUNDFTHY · Entity 5488 | Officer-Investment Adviser | September 25, 2026 | September 28, 2026 |
| FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUNDFIV · Entity 133788 | Officer-Investment Adviser | July 09, 2020 | July 10, 2020 |
| First Trust Intermediate Duration Preferred & Income FundFPF · Entity 4913 | Director | January 01, 2016 | September 09, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND
Report date September 25, 2026 · Filed September 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 24,000 |
Reported balance
After 2026-09-25 transaction · row 1
1 source rowRow 1 · 2026-09-25 · Purchase · Acquired 10,000 · Balance 24,000 |
FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND
Report date July 09, 2020 · Filed July 10, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 20,374 |
Ending reported balance
After 2020-07-09 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-07-09 · Purchase · Acquired 5,000 · Balance 18,000 Row 2 · 2020-07-09 · Purchase · Acquired 2,374 · Balance 20,374 |
First Trust Intermediate Duration Preferred & Income Fund
Report date January 01, 2016 · Filed September 09, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2016-01-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 25, 2026 Filed Sep 28, 2026 14:50 UTC | FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND FTHY · Entity 5488 | PurchaseCommon Shares | 10,000 | $12.92 | $129,247.00 |
DisclosureSEC source: 0001445546-26-007146 · fthy_mcgarel4.xml · nonDerivative · entry 1 MCGAREL DAVID · CIK 0001241126 · Officer-Investment Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,000 Read SEC document |
| June 18, 2024 Filed Jun 18, 2024 18:47 UTC | FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND FTHY · Entity 5488 | PurchaseCommon Shares | 3,000 | $14.01 | $42,029.40 |
DisclosureSEC source: 0001445546-24-004308 · fthy_mcgarel4.xml · nonDerivative · entry 3 MCGAREL DAVID · CIK 0001241126 · Officer-Investment Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,000 Read SEC document |
| June 18, 2024 Filed Jun 18, 2024 18:47 UTC | FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND FTHY · Entity 5488 | PurchaseCommon Shares | 5,000 | $14.01 | $70,049.50 |
DisclosureSEC source: 0001445546-24-004308 · fthy_mcgarel4.xml · nonDerivative · entry 2 MCGAREL DAVID · CIK 0001241126 · Officer-Investment Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,000 Read SEC document |
| June 18, 2024 Filed Jun 18, 2024 18:47 UTC | FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND FTHY · Entity 5488 | PurchaseCommon Shares | 6,000 | $14.02 | $84,119.40 |
DisclosureSEC source: 0001445546-24-004308 · fthy_mcgarel4.xml · nonDerivative · entry 1 MCGAREL DAVID · CIK 0001241126 · Officer-Investment Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,000 Read SEC document |
| July 09, 2020 Filed Jul 10, 2020 11:38 UTC | FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND FIV · Entity 133788 | PurchaseCommon Shares | 2,374 | $8.29 | $19,680.46 |
DisclosureSEC source: 0001445546-20-003339 · fiv_mcgarel4.xml · nonDerivative · entry 2 MCGAREL DAVID · CIK 0001241126 · Officer-Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,374 Read SEC document |
| July 09, 2020 Filed Jul 10, 2020 11:38 UTC | FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND FIV · Entity 133788 | PurchaseCommon Shares | 5,000 | $8.29 | $41,450.00 |
DisclosureSEC source: 0001445546-20-003339 · fiv_mcgarel4.xml · nonDerivative · entry 1 MCGAREL DAVID · CIK 0001241126 · Officer-Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Read SEC document |
| October 09, 2018 Filed Oct 10, 2018 14:58 UTC | FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND FIV · Entity 133788 | PurchaseCommon Shares | 8,000 | $9.00 | $72,000.00 |
DisclosureSEC source: 0001445546-18-004506 · fiv_mcgarel4.xml · nonDerivative · entry 1 MCGAREL DAVID · CIK 0001241126 · Officer-Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Read SEC document |
| December 06, 2017 Filed Dec 6, 2017 17:15 UTC | FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND FIV · Entity 133788 | PurchaseCommon Shares | 5,000 | $9.16 | $45,817.50 |
DisclosureSEC source: 0001445546-17-005402 · fiv_mcgarel4.xml · nonDerivative · entry 1 MCGAREL DAVID · CIK 0001241126 · Officer-Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.