Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Equity CommonwealthEQC · Entity 82395 | Director | June 18, 2024 | June 20, 2024 |
| VIVMARK RESIDENTIALEQR · Entity 499 | Director · Vice Chairman | March 22, 2019 | March 25, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Equity Commonwealth
Report date June 18, 2024 · Filed June 20, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 11,991 |
Reported balance
After 2024-06-18 transaction · row 1
1 source rowRow 1 · 2024-06-18 · Grant · Acquired 6,218 · Balance 11,991 |
| Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectSee footnote | 133,520 |
Reported balance
Holding disclosure · report date 2024-06-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 133,520 F1: These shares are held by the Gerald A. Spector Revocable Trust, of which the Reporting Person is the trustee and a beneficiary. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held by the Gerald A. Spector Revocable Trust, of which the Reporting Person is the trustee and a beneficiary.
VIVMARK RESIDENTIAL
Report date March 22, 2019 · Filed March 25, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares Of Beneficial InterestSEC Table I · non-derivative | Direct | 282,942 |
Ending reported balance
After 2019-03-22 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2019-03-22 · Exercise / conversion · Acquired 7,123 · Balance 290,065 Row 2 · 2019-03-22 · Sale · Disposed 7,123 · Balance 282,942 Row 3 · 2019-03-22 · Exercise / conversion · Acquired 5,815 · Balance 288,757 Row 4 · 2019-03-22 · Sale · Disposed 5,815 · Balance 282,942 |
| Non-qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.10 · Expires 2020-02-05 | Direct | 0 |
Reported balance
After 2019-03-22 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-03-22 · Exercise / conversion · Disposed 7,123 · Balance 0 F4: Represents share options which vested in approximately three equal installments on February 5, 2011, February 5, 2012 and February 5, 2013. |
| Non-qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.19 · Expires 2021-06-16 | Direct | 0 |
Reported balance
After 2019-03-22 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-03-22 · Exercise / conversion · Disposed 5,815 · Balance 0 |
| Common Shares Of Beneficial InterestSEC Table I · non-derivative | IndirectFamily Trust | 27,500 |
Reported balance
Holding disclosure · report date 2019-03-22 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 27,500 F1: Represents shares beneficially owned by the Concord Lane Trust. Mr. Spector disclaims beneficial ownership of said shares except to the extent of any pecuniary interest therein. |
| Common Shares Of Beneficial InterestSEC Table I · non-derivative | IndirectFamily Trust | 25,015 |
Reported balance
Holding disclosure · report date 2019-03-22 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 25,015 F2: Represents shares held by the Spector Family Dynasty Trust (the "SFDT"). Mr. Spector is the sole trustee of the SFDT and, as such, may be deemed the beneficial owner of the shares reported herein. |
| Common Shares Of Beneficial InterestSEC Table I · non-derivative | IndirectSpouse | 57,187 |
Reported balance
Holding disclosure · report date 2019-03-22 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 57,187 F3: Represents shares beneficially owned by Mr. Spector's spouse. Mr. Spector disclaims beneficial ownership of said shares except to the extent of any pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares beneficially owned by the Concord Lane Trust. Mr. Spector disclaims beneficial ownership of said shares except to the extent of any pecuniary interest therein.
F2: Represents shares held by the Spector Family Dynasty Trust (the "SFDT"). Mr. Spector is the sole trustee of the SFDT and, as such, may be deemed the beneficial owner of the shares reported herein.
F3: Represents shares beneficially owned by Mr. Spector's spouse. Mr. Spector disclaims beneficial ownership of said shares except to the extent of any pecuniary interest therein.
F4: Represents share options which vested in approximately three equal installments on February 5, 2011, February 5, 2012 and February 5, 2013.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 18, 2024 Filed Jun 20, 2024 16:16 UTC | Equity Commonwealth EQC · Entity 82395 | GrantCommon Shares of Beneficial Interest | 6,218 | $0.00 | $0.00 |
DisclosureSEC source: 0000803649-24-000050 · wk-form4_1718914582.xml · nonDerivative · entry 1 SPECTOR GERALD A · CIK 0001219721 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,991 Read SEC document |
| June 13, 2023 Filed Jun 14, 2023 16:18 UTC | Equity Commonwealth EQC · Entity 82395 | GrantCommon Shares of Beneficial Interest | 5,773 | $0.00 | $0.00 |
DisclosureSEC source: 0000803649-23-000062 · wk-form4_1686773907.xml · nonDerivative · entry 1 SPECTOR GERALD A · CIK 0001219721 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,293 Read SEC document |
| June 21, 2022 Filed Jun 22, 2022 16:19 UTC | Equity Commonwealth EQC · Entity 82395 | GrantCommon Shares of Beneficial Interest | 3,604 | $0.00 | $0.00 |
DisclosureSEC source: 0000803649-22-000058 · wf-form4_165592914677671.xml · nonDerivative · entry 1 SPECTOR GERALD A · CIK 0001219721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,520 Read SEC document |
| June 23, 2021 Filed Jun 24, 2021 16:16 UTC | Equity Commonwealth EQC · Entity 82395 | GrantCommon Shares of Beneficial Interest | 3,701 | $0.00 | $0.00 |
DisclosureSEC source: 0000803649-21-000049 · wf-form4_162456574055744.xml · nonDerivative · entry 1 SPECTOR GERALD A · CIK 0001219721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,916 Read SEC document |
| June 23, 2020 Filed Jun 24, 2020 16:13 UTC | Equity Commonwealth EQC · Entity 82395 | GrantLTIP Units · Derivative | 3,184 | $0.25 | $796.00 |
DisclosureSEC source: 0000803649-20-000072 · wf-form4_159302959183395.xml · derivative · entry 1 SPECTOR GERALD A · CIK 0001219721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,184 Underlying: Common Shares of Beneficial Interest · 3,184 shares Expires not disclosed F1 · derivative.exercise_price: Each LTIP Unit converts automatically into one share of beneficial interest, designated as a unit (an "OP Unit"), in EQC Operating Trust when the LTIP Unit becomes vested and upon equalization of its capital account with the per-unit capital account of the OP Units. OP Units are redeemable for cash or, at the option of Equity Commonwealth, exchangeable for common shares of Equity Commonwealth on a one-for-one basis. F2 · kind: Represents LTIP Units issued pursuant to the applicable Equity Commonwealth equity compensation plan. The LTIP Units will vest on 6/23/2021. F1 · derivative.exercise_date: Each LTIP Unit converts automatically into one share of beneficial interest, designated as a unit (an "OP Unit"), in EQC Operating Trust when the LTIP Unit becomes vested and upon equalization of its capital account with the per-unit capital account of the OP Units. OP Units are redeemable for cash or, at the option of Equity Commonwealth, exchangeable for common shares of Equity Commonwealth on a one-for-one basis. F2 · derivative.exercise_date: Represents LTIP Units issued pursuant to the applicable Equity Commonwealth equity compensation plan. The LTIP Units will vest on 6/23/2021. F1 · derivative.expiration_date: Each LTIP Unit converts automatically into one share of beneficial interest, designated as a unit (an "OP Unit"), in EQC Operating Trust when the LTIP Unit becomes vested and upon equalization of its capital account with the per-unit capital account of the OP Units. OP Units are redeemable for cash or, at the option of Equity Commonwealth, exchangeable for common shares of Equity Commonwealth on a one-for-one basis. F2 · derivative.expiration_date: Represents LTIP Units issued pursuant to the applicable Equity Commonwealth equity compensation plan. The LTIP Units will vest on 6/23/2021. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 16:12 UTC | Equity Commonwealth EQC · Entity 82395 | PurchaseCommon Shares of Beneficial Interest | 100,000 | $28.84 | $2,884,000.00 |
DisclosureSEC source: 0000803649-20-000045 · wf-form4_158516715045640.xml · nonDerivative · entry 1 SPECTOR GERALD A · CIK 0001219721 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 100,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.20 to $29.00, inclusive. The Reporting Person will provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: These shares are held by the Gerald A. Spector Revocable Trust, of which the Reporting Person is the trustee and a beneficiary. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 16:11 UTC | Equity Commonwealth EQC · Entity 82395 | GrantCommon Shares of Beneficial Interest | 2,940 | $0.00 | $0.00 |
DisclosureSEC source: 0000803649-19-000058 · wf-form4_156140706552217.xml · nonDerivative · entry 1 SPECTOR GERALD A · CIK 0001219721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,215 Read SEC document |
| March 22, 2019 Filed Mar 25, 2019 20:30 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 5,815 | $0.00 Strike: $50.19 | $0.00 |
DisclosureSEC source: 0001127602-19-013133 · form4.xml · derivative · entry 9 SPECTOR GERALD A · CIK 0001219721 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares Of Beneficial Interest · 5,815 shares Expires 2021-06-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2019 Filed Mar 25, 2019 20:30 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 7,123 | $0.00 Strike: $28.10 | $0.00 |
DisclosureSEC source: 0001127602-19-013133 · form4.xml · derivative · entry 8 SPECTOR GERALD A · CIK 0001219721 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares Of Beneficial Interest · 7,123 shares Expires 2020-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Represents share options which vested in approximately three equal installments on February 5, 2011, February 5, 2012 and February 5, 2013. Read SEC document |
| March 22, 2019 Filed Mar 25, 2019 20:30 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | SaleCommon Shares Of Beneficial Interest | 5,815 | $75.00 | $436,125.00 |
DisclosureSEC source: 0001127602-19-013133 · form4.xml · nonDerivative · entry 4 SPECTOR GERALD A · CIK 0001219721 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,942 Read SEC document |
| March 22, 2019 Filed Mar 25, 2019 20:30 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | Exercise / conversionCommon Shares Of Beneficial Interest | 5,815 | $50.19 | $291,854.85 |
DisclosureSEC source: 0001127602-19-013133 · form4.xml · nonDerivative · entry 3 SPECTOR GERALD A · CIK 0001219721 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,757 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2019 Filed Mar 25, 2019 20:30 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | SaleCommon Shares Of Beneficial Interest | 7,123 | $75.00 | $534,225.00 |
DisclosureSEC source: 0001127602-19-013133 · form4.xml · nonDerivative · entry 2 SPECTOR GERALD A · CIK 0001219721 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,942 Read SEC document |
| March 22, 2019 Filed Mar 25, 2019 20:30 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | Exercise / conversionCommon Shares Of Beneficial Interest | 7,123 | $28.10 | $200,156.30 |
DisclosureSEC source: 0001127602-19-013133 · form4.xml · nonDerivative · entry 1 SPECTOR GERALD A · CIK 0001219721 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:38 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | GrantCommon Shares Of Beneficial Interest | 1,678 | $59.56 | $99,941.68 |
DisclosureSEC source: 0001127602-19-009442 · form4.xml · nonDerivative · entry 1 SPECTOR GERALD A · CIK 0001219721 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,942 F1 · shares: Represents shares acquired through Equity Residential's Employee Share Purchase Plan. Read SEC document |
| September 05, 2018 Filed Sep 7, 2018 20:30 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 13,024 | $0.00 Strike: $19.67 | $0.00 |
DisclosureSEC source: 0001127602-18-027109 · form4.xml · derivative · entry 6 SPECTOR GERALD A · CIK 0001219721 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares Of Beneficial Interest · 13,024 shares Expires 2019-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Represents share options which vested in approximately three equal installments on February 6, 2010, February 6, 2011 and February 6, 2012. Read SEC document |
| September 05, 2018 Filed Sep 7, 2018 20:30 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | SaleCommon Shares Of Beneficial Interest | 13,024 | $67.50 | $879,146.05 |
DisclosureSEC source: 0001127602-18-027109 · form4.xml · nonDerivative · entry 2 SPECTOR GERALD A · CIK 0001219721 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,263 F1 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $67.50 to $67.53. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 05, 2018 Filed Sep 7, 2018 20:30 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | Exercise / conversionCommon Shares Of Beneficial Interest | 13,024 | $19.67 | $256,182.08 |
DisclosureSEC source: 0001127602-18-027109 · form4.xml · nonDerivative · entry 1 SPECTOR GERALD A · CIK 0001219721 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,287 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 20, 2018 Filed Jun 21, 2018 16:13 UTC | Equity Commonwealth EQC · Entity 82395 | GrantCommon Shares of Beneficial Interest | 3,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000803649-18-000038 · wf-form4_152961200652170.xml · nonDerivative · entry 1 SPECTOR GERALD A · CIK 0001219721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,275 Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 20:58 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 22,068 | $0.00 Strike: $63.75 | $0.00 |
DisclosureSEC source: 0001127602-18-021213 · form4.xml · derivative · entry 1 SPECTOR GERALD A · CIK 0001219721 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,068 Underlying: Common Shares Of Beneficial Interest · 22,068 shares Expires 2028-06-14 F1 · shares: Represents share options granted for prospective service from the 2018 Annual Meeting of Shareholders to the 2019 Annual Meeting of Shareholders. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:22 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | GrantCommon Shares Of Beneficial Interest | 2,092 | $47.80 | $99,997.60 |
DisclosureSEC source: 0001127602-18-009668 · form4.xml · nonDerivative · entry 1 SPECTOR GERALD A · CIK 0001219721 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,263 F1 · shares: Represents shares acquired through Equity Residential's Employee Share Purchase Plan. F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future. Read SEC document |
| June 20, 2017 Filed Jun 21, 2017 18:36 UTC | Equity Commonwealth EQC · Entity 82395 | GrantCommon Shares of Beneficial Interest | 3,156 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-17-001186 · edgar.xml · nonDerivative · entry 1 SPECTOR GERALD A · CIK 0001219721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,075 Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 20:27 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | GrantCommon Shares Of Beneficial Interest | 1,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-021755 · form4.xml · nonDerivative · entry 1 SPECTOR GERALD A · CIK 0001219721 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,171 F1 · shares: Represents restricted shares granted for prospective service from the 2017 Annual Meeting of Shareholders to the 2018 Annual Meeting of Shareholders which are scheduled to vest on June 15, 2018. F2 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future. Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 21:15 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | GrantCommon Shares Of Beneficial Interest | 1,894 | $52.79 | $99,984.26 |
DisclosureSEC source: 0001127602-17-009245 · form4.xml · nonDerivative · entry 1 SPECTOR GERALD A · CIK 0001219721 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,179 F1 · shares: Represents shares acquired through Equity Residential's Employee Share Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.