Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AutoWeb, Inc.AUTO · Entity 123804 | EVP, CHIEF FINANCIAL OFFICER | January 16, 2018 | January 16, 2018 |
| Climb Global Solutions, Inc.CLMB · Entity 5428 | Director | June 18, 2024 | June 20, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AutoWeb, Inc.
Report date January 16, 2018 · Filed January 16, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 41,260 |
Last balance in matching sequence
After 2018-01-16 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2018-01-16 · Exercise / conversion · Acquired 5,739 · Balance 46,999 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2017. F2: Includes 40,000 shares of restricted stock that will vest one-third (1/3rd) on each anniversary of the date of grant over 3 years commencing on September 27, 2018. Row 2 · 2018-01-16 · Sale · Disposed 5,739 · Balance 41,260 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2017. F3: This transaction was executed in multiple trades at prices ranging from $9.20 to $9.50 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, the information regarding the number of shares and prices at which the transactions were effected. F2: Includes 40,000 shares of restricted stock that will vest one-third (1/3rd) on each anniversary of the date of grant over 3 years commencing on September 27, 2018. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.80 · Expires 2018-01-20 | Direct | 0 |
Reported balance
After 2018-01-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-01-16 · Exercise / conversion · Disposed 5,739 · Balance 0 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2017. F4: Subject to the achievement of certain performance goals of the Company in 2011, these derivative securities became exercisable as follows: 33 1/3% vested and became exercisable on January 20, 2012 and 1/36 vested and became exercisable at the end of each successive monthly anniversary thereafter for the following 24 months ending on January 20, 2014. |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2017.
F2: Includes 40,000 shares of restricted stock that will vest one-third (1/3rd) on each anniversary of the date of grant over 3 years commencing on September 27, 2018.
F3: This transaction was executed in multiple trades at prices ranging from $9.20 to $9.50 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, the information regarding the number of shares and prices at which the transactions were effected.
F4: Subject to the achievement of certain performance goals of the Company in 2011, these derivative securities became exercisable as follows: 33 1/3% vested and became exercisable on January 20, 2012 and 1/36 vested and became exercisable at the end of each successive monthly anniversary thereafter for the following 24 months ending on January 20, 2014.
Climb Global Solutions, Inc.
Report date June 18, 2024 · Filed June 20, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,796 |
Reported balance
After 2024-06-18 transaction · row 1
1 source rowRow 1 · 2024-06-18 · Grant · Acquired 1,774 · Balance 5,796 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 18, 2024 Filed Jun 20, 2024 13:26 UTC | Climb Global Solutions, Inc. CLMB · Entity 5428 | GrantCommon Stock | 1,774 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-020710 · rdgdoc.xml · nonDerivative · entry 1 BOREN KIMBERLY · CIK 0001536909 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,796 Read SEC document |
| August 18, 2023 Filed Aug 22, 2023 19:11 UTC | Climb Global Solutions, Inc. CLMB · Entity 5428 | GrantCommon Stock | 4,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-012467 · form4-08222023_070859.xml · nonDerivative · entry 1 BOREN KIMBERLY · CIK 0001536909 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,022 Read SEC document |
| January 16, 2018 Filed Jan 16, 2018 21:24 UTC | AutoWeb, Inc. AUTO · Entity 123804 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,739 | $0.00 Strike: $4.80 | $0.00 |
DisclosureSEC source: 0001415889-18-000070 · form4-01162018_060131.xml · derivative · entry 3 BOREN KIMBERLY · CIK 0001536909 · EVP, CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,739 shares Expires 2018-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2017. F4 · derivative.exercise_date: Subject to the achievement of certain performance goals of the Company in 2011, these derivative securities became exercisable as follows: 33 1/3% vested and became exercisable on January 20, 2012 and 1/36 vested and became exercisable at the end of each successive monthly anniversary thereafter for the following 24 months ending on January 20, 2014. Read SEC document |
| January 16, 2018 Filed Jan 16, 2018 21:24 UTC | AutoWeb, Inc. AUTO · Entity 123804 | SaleCommon Stock | 5,739 | $9.27 | $53,191.92 |
DisclosureSEC source: 0001415889-18-000070 · form4-01162018_060131.xml · nonDerivative · entry 2 BOREN KIMBERLY · CIK 0001536909 · EVP, CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,260 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2017. F3 · price: This transaction was executed in multiple trades at prices ranging from $9.20 to $9.50 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, the information regarding the number of shares and prices at which the transactions were effected. F2 · balance_after: Includes 40,000 shares of restricted stock that will vest one-third (1/3rd) on each anniversary of the date of grant over 3 years commencing on September 27, 2018. Read SEC document |
| January 16, 2018 Filed Jan 16, 2018 21:24 UTC | AutoWeb, Inc. AUTO · Entity 123804 | Exercise / conversionCommon Stock | 5,739 | $4.80 | $27,547.20 |
DisclosureSEC source: 0001415889-18-000070 · form4-01162018_060131.xml · nonDerivative · entry 1 BOREN KIMBERLY · CIK 0001536909 · EVP, CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2017. F2 · balance_after: Includes 40,000 shares of restricted stock that will vest one-third (1/3rd) on each anniversary of the date of grant over 3 years commencing on September 27, 2018. Read SEC document |
| December 11, 2017 Filed Dec 11, 2017 18:30 UTC | AutoWeb, Inc. AUTO · Entity 123804 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $4.30 | $0.00 |
DisclosureSEC source: 0001415889-17-001933 · form4-12112017_031218.xml · derivative · entry 3 BOREN KIMBERLY · CIK 0001536909 · EVP, CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2017-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2017. F4 · derivative.exercise_date: These derivative securities became exercisable as follows: 33 1/3% vested and became exercisable on December 17, 2011 and 1/36 vested and became exercisable at the end of each successive monthly anniversary thereafter for the following 24 months ending on December 17, 2013. Read SEC document |
| December 11, 2017 Filed Dec 11, 2017 18:30 UTC | AutoWeb, Inc. AUTO · Entity 123804 | SaleCommon Stock | 10,000 | $9.22 | $92,196.00 |
DisclosureSEC source: 0001415889-17-001933 · form4-12112017_031218.xml · nonDerivative · entry 2 BOREN KIMBERLY · CIK 0001536909 · EVP, CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,260 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2017. F3 · price: This transaction was executed in multiple trades at prices ranging from $9.05 to $9.50 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, the information regarding the number of shares and prices at which the transactions were effected. F2 · balance_after: Includes 40,000 shares of restricted stock that will vest one-third (1/3rd) on each anniversary of the date of grant over 3 years commencing on September 27, 2018. Read SEC document |
| December 11, 2017 Filed Dec 11, 2017 18:30 UTC | AutoWeb, Inc. AUTO · Entity 123804 | Exercise / conversionCommon Stock | 10,000 | $4.30 | $43,000.00 |
DisclosureSEC source: 0001415889-17-001933 · form4-12112017_031218.xml · nonDerivative · entry 1 BOREN KIMBERLY · CIK 0001536909 · EVP, CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,260 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2017. F2 · balance_after: Includes 40,000 shares of restricted stock that will vest one-third (1/3rd) on each anniversary of the date of grant over 3 years commencing on September 27, 2018. Read SEC document |
| September 27, 2017 Filed Sep 29, 2017 17:44 UTC | AutoWeb, Inc. ABTL · Entity 123804 | GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-17-001581 · form4-09292017_020924.xml · nonDerivative · entry 1 BOREN KIMBERLY · CIK 0001536909 · EVP, CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,260 F1 · shares: Consists of restricted stock that will vest one-third (1/3rd) on each anniversary of the date of grant over three years. Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 19:22 UTC | AutoWeb, Inc. ABTL · Entity 123804 | GrantEmployee Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $13.81 | $0.00 |
DisclosureSEC source: 0001415889-17-000140 · form4-01272017_040150.xml · derivative · entry 1 BOREN KIMBERLY · CIK 0001536909 · EVP, CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2024-01-26 F1 · derivative.exercise_date: Grant to reporting person of options to buy shares of common stock in transaction exempt under Rule 16b-3. These options will become vested and exercisable as follows: (i) 33 1/3% shall vest and become exercisable on January 26, 2018 and (ii) 1/36 shall vest and become exercisable on each successive monthly anniversary thereafter for the following 24 months ending on January 26, 2020. Read SEC document |
| September 21, 2016 Filed Sep 22, 2016 18:33 UTC | AutoWeb, Inc. ABTL · Entity 123804 | GrantEmployee Stock Options (Right to Buy) · Derivative | 12,000 | $0.00 Strike: $16.82 | $0.00 |
DisclosureSEC source: 0001415889-16-007184 · form4-09222016_030900.xml · derivative · entry 1 BOREN KIMBERLY · CIK 0001536909 · EVP, CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires 2023-09-21 F1 · derivative.exercise_date: Grant to reporting person of options to buy shares of common stock in transaction exempt under Rule 16b-3. These options will become vested and exercisable as follows: (i) 33 1/3% shall vest and become exercisable on September 21, 2017 and (ii) 1/36 shall vest and become exercisable on each successive monthly anniversary thereafter for the following 24 months ending on September 21, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.