Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| uniQure N.V.QURE · Entity 4162 | Chief Operating Officer | June 17, 2024 | June 20, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
uniQure N.V.
Report date June 17, 2024 · Filed June 20, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 115,707 |
Reported balance
After 2024-06-17 transaction · row 1
1 source rowRow 1 · 2024-06-17 · Sale · Disposed 2,936 · Balance 115,707 F1: The shares were sold upon the vesting of restricted share units solely to cover estimated withholding taxes, pursuant to automatic sale instructions included in the relevant Restricted Share Unit Agreement. The sale was not a discretionary trade by the Reporting Person. F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.78 to $4.83. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were sold upon the vesting of restricted share units solely to cover estimated withholding taxes, pursuant to automatic sale instructions included in the relevant Restricted Share Unit Agreement. The sale was not a discretionary trade by the Reporting Person.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.78 to $4.83. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 17, 2024 Filed Jun 20, 2024 12:53 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 2,936 | $4.81 | $14,122.16 |
DisclosureSEC source: 0000904454-24-000389 · edgar.xml · nonDerivative · entry 1 CALOZ PIERRE · CIK 0001867944 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,707 F1 · kind: The shares were sold upon the vesting of restricted share units solely to cover estimated withholding taxes, pursuant to automatic sale instructions included in the relevant Restricted Share Unit Agreement. The sale was not a discretionary trade by the Reporting Person. F1 · shares: The shares were sold upon the vesting of restricted share units solely to cover estimated withholding taxes, pursuant to automatic sale instructions included in the relevant Restricted Share Unit Agreement. The sale was not a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.78 to $4.83. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:58 UTC | uniQure N.V. QURE · Entity 4162 | GrantStock Option (Right to Buy) · Derivative | 57,000 | $0.00 Strike: $5.59 | $0.00 |
DisclosureSEC source: 0000904454-24-000197 · edgar.xml · derivative · entry 2 CALOZ PIERRE · CIK 0001867944 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,000 Underlying: Ordinary Shares · 57,000 shares Expires 2034-03-01 F2 · derivative.exercise_date: The Stock Option vests 25% on the first anniversary of the date of grant, and 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:58 UTC | uniQure N.V. QURE · Entity 4162 | GrantOrdinary Shares | 33,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-24-000197 · edgar.xml · nonDerivative · entry 1 CALOZ PIERRE · CIK 0001867944 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,643 F1 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest in equal annual installments of 1/3 each, beginning on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 21:33 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 9,455 | $6.47 | $61,173.85 |
DisclosureSEC source: 0000904454-24-000191 · edgar.xml · nonDerivative · entry 1 CALOZ PIERRE · CIK 0001867944 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,643 F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units. F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $6.35 to $6.50. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 10, 2023 Filed Jul 12, 2023 20:49 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 15,117 | $11.36 | $171,729.12 |
DisclosureSEC source: 0000904454-23-000427 · edgar.xml · nonDerivative · entry 1 CALOZ PIERRE · CIK 0001867944 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 95,098 F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person on March 10, 2023 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.26 to $11.49. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 16, 2023 Filed Jun 20, 2023 21:14 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 2,920 | $18.80 | $54,896.00 |
DisclosureSEC source: 0000904454-23-000390 · edgar.xml · nonDerivative · entry 1 CALOZ PIERRE · CIK 0001867944 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,215 F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units. F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.78 to $18.85. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 07, 2023 Filed Mar 9, 2023 22:16 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 990 | $21.33 | $21,116.70 |
DisclosureSEC source: 0000904454-23-000223 · edgar.xml · nonDerivative · entry 1 CALOZ PIERRE · CIK 0001867944 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,135 F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of performance-based restricted share units. F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of performance-based restricted share units. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $21.33 to $21.36. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 21:16 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 81 | $20.80 | $1,684.80 |
DisclosureSEC source: 0000899243-23-006586 · doc4.xml · nonDerivative · entry 2 CALOZ PIERRE · CIK 0001867944 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,125 F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units. F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 21:16 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 4,284 | $19.59 | $83,923.56 |
DisclosureSEC source: 0000899243-23-006586 · doc4.xml · nonDerivative · entry 1 CALOZ PIERRE · CIK 0001867944 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,206 F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units. F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 21:58 UTC | uniQure N.V. QURE · Entity 4162 | GrantStock Option (Right to Buy) · Derivative | 80,600 | $0.00 Strike: $20.06 | $0.00 |
DisclosureSEC source: 0000904454-23-000182 · edgar.xml · derivative · entry 2 CALOZ PIERRE · CIK 0001867944 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,600 Underlying: Ordinary Shares · 80,600 shares Expires 2033-02-23 F2 · derivative.exercise_date: The Stock Option vests 25% on the first anniversary of the date of grant, and 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 21:58 UTC | uniQure N.V. QURE · Entity 4162 | GrantOrdinary Shares | 46,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-23-000182 · edgar.xml · nonDerivative · entry 1 CALOZ PIERRE · CIK 0001867944 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,490 F1 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest in equal annual installments of 1/3 each, beginning on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
| February 20, 2023 Filed Feb 22, 2023 21:11 UTC | uniQure N.V. QURE · Entity 4162 | GrantOrdinary Shares | 2,920 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-005848 · doc4.xml · nonDerivative · entry 1 CALOZ PIERRE · CIK 0001867944 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,790 F1 · shares: Represents performance-based restricted share units ("PRSUs") granted to the Reporting Person on December 8, 2021 under the Issuer's 2014 Share Incentive Plan, as amended and restated, which were earned on February 20, 2023 as the result of the satisfaction of certain performance criteria. Each PRSU represents the contingent right to receive one Ordinary Share. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 21:01 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 2,941 | $22.22 | $65,349.02 |
DisclosureSEC source: 0000904454-22-000617 · edgar.xml · nonDerivative · entry 1 CALOZ PIERRE · CIK 0001867944 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,870 F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of performance-based restricted share units. F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of performance-based restricted share units. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.15 to $22.60. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 22, 2022 Filed Nov 25, 2022 21:15 UTC | uniQure N.V. QURE · Entity 4162 | GrantOrdinary Shares | 7,300 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-037030 · doc4.xml · nonDerivative · entry 1 CALOZ PIERRE · CIK 0001867944 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,811 F1 · shares: Represents performance-based restricted share units ("PRSUs") granted to the Reporting Person on December 8, 2021 under the Issuer's 2014 Share Incentive Plan, as amended and restated, which vested on November 22, 2022 as the result of the satisfaction of certain performance criteria. Each PRSU represents the contingent right to receive one Ordinary Share. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 21:23 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 7,575 | $13.21 | $100,065.75 |
DisclosureSEC source: 0000904454-22-000368 · edgar.xml · nonDerivative · entry 1 CALOZ PIERRE · CIK 0001867944 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,511 F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units. F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.06 to $13.26. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 22:46 UTC | uniQure N.V. QURE · Entity 4162 | GrantStock Option (Right to Buy) · Derivative | 63,941 | $0.00 Strike: $16.04 | $0.00 |
DisclosureSEC source: 0000904454-22-000183 · edgar.xml · derivative · entry 2 CALOZ PIERRE · CIK 0001867944 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,941 Underlying: Ordinary Shares · 63,941 shares Expires 2032-02-24 F2 · derivative.exercise_date: The Stock Option vests 25% on the first anniversary of the date of grant, and 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 22:46 UTC | uniQure N.V. QURE · Entity 4162 | GrantOrdinary Shares | 37,086 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-22-000183 · edgar.xml · nonDerivative · entry 1 CALOZ PIERRE · CIK 0001867944 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,086 F1 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest in equal annual installments of 1/3 each, beginning on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 14:09 UTC | uniQure N.V. QURE · Entity 4162 | GrantStock option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $34.46 | $0.00 |
DisclosureSEC source: 0000904454-21-000537 · edgar.xml · derivative · entry 3 CALOZ PIERRE · CIK 0001867944 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Ordinary Shares · 75,000 shares Expires 2031-06-15 F3 · derivative.exercise_date: The Stock Option vests over four years, with 25% vesting on the first anniversary of the date of grant and then quarterly on a pro-rata basis during the remainder of the vesting period, subject to the Reporting Person's continued relationship with the Issuer through each such date. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 14:09 UTC | uniQure N.V. QURE · Entity 4162 | GrantOrdinary Shares | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-21-000537 · edgar.xml · nonDerivative · entry 2 CALOZ PIERRE · CIK 0001867944 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 F2 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest pro-rata on each of the first three anniversaries of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through each such date. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 14:09 UTC | uniQure N.V. QURE · Entity 4162 | GrantOrdinary Shares | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-21-000537 · edgar.xml · nonDerivative · entry 1 CALOZ PIERRE · CIK 0001867944 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest in full on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.