Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AXCELIS TECHNOLOGIES INC
Report date June 20, 2024 · Filed June 24, 2024
Section 16 reporting ended · disclosed 2024-06-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,808 |
Reported balance
After 2024-06-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-06-20 · Tax withholding · Disposed 1,396 · Balance 15,808 F1: This forfeiture of shares for tax withholding purposes relates to the vesting on June 20, 2024 of certain restricted stock units granted to the executive in accordance with the Company's Executive Equity Retirement Program. As agreed with the executive, the shares issued to the executive on the vested shares were reduced by a number of shares having a value equal to the executive's tax withholding obligation with respect to the vested shares. F2: Represents the closing price of the common stock on the date of the tax withholding. F3: Of the shares held as of June 20, 2024, after the acceleration of vesting, 4,128 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. |
Filing footnotes · ownership attribution and instrument terms
F1: This forfeiture of shares for tax withholding purposes relates to the vesting on June 20, 2024 of certain restricted stock units granted to the executive in accordance with the Company's Executive Equity Retirement Program. As agreed with the executive, the shares issued to the executive on the vested shares were reduced by a number of shares having a value equal to the executive's tax withholding obligation with respect to the vested shares.
F2: Represents the closing price of the common stock on the date of the tax withholding.
F3: Of the shares held as of June 20, 2024, after the acceleration of vesting, 4,128 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 14, 2018 Filed Mar 14, 2018 20:23 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 1,953 | $12.04 | $23,514.12 |
DisclosureSEC source: 0001209191-18-019555 · doc4.xml · nonDerivative · entry 1 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,802 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of March 14, 2018, 23,069 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:09 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Tax withholdingCommon Stock | 812 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015573 · doc4.xml · nonDerivative · entry 2 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,849 F3 · price: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on February 28, 2018. F2 · balance_after: Of the shares beneficially owned by the executive on February 28, 2018, 23,069 were issuable on vesting of restricted stock units which are subject to forfeiture. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:09 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Disposition to issuerCommon Stock | 583 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015573 · doc4.xml · nonDerivative · entry 1 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,661 F1 · price: These shares were issuable on restricted stock units which forfeited on February 28, 2018 as a result of the non-achievement of 2017 performance goals. F2 · balance_after: Of the shares beneficially owned by the executive on February 28, 2018, 23,069 were issuable on vesting of restricted stock units which are subject to forfeiture. Read SEC document |
| November 07, 2017 Filed Nov 9, 2017 23:11 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionStock Option (right to buy) · Derivative | 1,953 | $0.00 Strike: $12.04 | $0.00 |
DisclosureSEC source: 0001209191-17-060054 · doc4.xml · derivative · entry 4 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,672 Underlying: Common Stock · 1,953 shares Expires 2022-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: 31,250 options were granted on July 15, 2015 and were vested as to 56.25% of the options as of October 15, 2017. Of the remaining 13,672 options held by the executive after the sales reported on this form, 1953/4 options will vest on the 15th of each of October, January, April and July until fully vested on July 15, 2019, if the officer remains in the service of the Company on such vesting dates. Read SEC document |
| November 07, 2017 Filed Nov 9, 2017 23:11 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 1,953 | $33.09 | $64,624.77 |
DisclosureSEC source: 0001209191-17-060054 · doc4.xml · nonDerivative · entry 2 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,244 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $33.05 to $33.10, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F1 · balance_after: Of the shares held as of November 7, 2017, 25,986 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| November 07, 2017 Filed Nov 9, 2017 23:11 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 1,953 | $12.04 | $23,514.12 |
DisclosureSEC source: 0001209191-17-060054 · doc4.xml · nonDerivative · entry 1 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,197 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of November 7, 2017, 25,986 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| August 15, 2017 Filed Aug 15, 2017 20:22 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionStock option (right to buy) · Derivative | 7,812 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001209191-17-048964 · doc4.xml · derivative · entry 10 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,813 Underlying: Common Stock · 7,812 shares Expires 2021-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · balance_after: 31,250 options were granted on July 15, 2014 and were vested as to 75% of the options as of August 15, 2017. The remaining 7,814 options held by the executive after the sales on that date will vest on July 15, 2018, if the officer remains in the service of the Company on such vesting date. Read SEC document |
| August 15, 2017 Filed Aug 15, 2017 20:22 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionStock Option (right to buy) · Derivative | 4,688 | $0.00 Strike: $7.96 | $0.00 |
DisclosureSEC source: 0001209191-17-048964 · doc4.xml · derivative · entry 9 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,688 shares Expires 2020-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2017 Filed Aug 15, 2017 20:22 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionStock Option (right to buy) · Derivative | 1,954 | $0.00 Strike: $12.04 | $0.00 |
DisclosureSEC source: 0001209191-17-048964 · doc4.xml · derivative · entry 8 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,625 Underlying: Common Stock · 1,954 shares Expires 2022-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: 31,250 options were granted on July 15, 2015 and were vested as to 50% of the options as of August 15, 2017. Of the remaining 15,625 options held by the executive after the sales on that date, 1953/4 options will vest on the 15th of each of October, January, April and July until fully vested on July 15, 2019, if the officer remains in the service of the Company on such vesting dates. Read SEC document |
| August 15, 2017 Filed Aug 15, 2017 20:22 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 7,812 | $21.14 | $165,145.68 |
DisclosureSEC source: 0001209191-17-048964 · doc4.xml · nonDerivative · entry 6 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,244 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $21.05 to $21.15, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · balance_after: Of the shares held as of August 15, 2017, 25,986 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| August 15, 2017 Filed Aug 15, 2017 20:22 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 7,812 | $7.20 | $56,246.40 |
DisclosureSEC source: 0001209191-17-048964 · doc4.xml · nonDerivative · entry 5 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2017 Filed Aug 15, 2017 20:22 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 4,688 | $21.10 | $98,916.80 |
DisclosureSEC source: 0001209191-17-048964 · doc4.xml · nonDerivative · entry 4 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,244 Read SEC document |
| August 15, 2017 Filed Aug 15, 2017 20:22 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 4,688 | $7.96 | $37,316.48 |
DisclosureSEC source: 0001209191-17-048964 · doc4.xml · nonDerivative · entry 3 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2017 Filed Aug 15, 2017 20:22 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 1,954 | $21.11 | $41,248.94 |
DisclosureSEC source: 0001209191-17-048964 · doc4.xml · nonDerivative · entry 2 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,244 Read SEC document |
| August 15, 2017 Filed Aug 15, 2017 20:22 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 1,954 | $12.04 | $23,526.16 |
DisclosureSEC source: 0001209191-17-048964 · doc4.xml · nonDerivative · entry 1 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,198 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of August 15, 2017, 25,986 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 18, 2017 Filed May 18, 2017 20:53 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionStock Option (right to buy) · Derivative | 13,671 | $0.00 Strike: $12.04 | $0.00 |
DisclosureSEC source: 0001209191-17-033626 · doc4.xml · derivative · entry 4 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,579 Underlying: Common Stock · 13,671 shares Expires 2022-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: 31,250 options were granted on July 15, 2015 and were vested as to 44% of the options as of May 18, 2017. Of the remaining 17,579 options held by the executive after the sales on that date, 1953 options will vest on the 15th of each of July, October, January, and April until fully vested on July 15, 2019, if the officer remains in the service of the Company on such vesting dates. Read SEC document |
| May 18, 2017 Filed May 18, 2017 20:53 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 12,117 | $21.18 | $256,638.06 |
DisclosureSEC source: 0001209191-17-033626 · doc4.xml · nonDerivative · entry 2 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,244 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $21.15 to $21.25, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · balance_after: Of the shares held as of May 18, 2017, 25,986 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forefeiture. Read SEC document |
| May 18, 2017 Filed May 18, 2017 20:53 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 13,671 | $12.04 | $164,598.84 |
DisclosureSEC source: 0001209191-17-033626 · doc4.xml · nonDerivative · entry 1 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of May 18, 2017, 25,986 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forefeiture. Read SEC document |
| May 17, 2017 Filed May 17, 2017 20:58 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | GrantCommon Stock | 2,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033192 · doc4.xml · nonDerivative · entry 3 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,690 F5 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, some or all of these restricted stock units will vest on February 28, 2018 based on performance vesting criteria. Unvested restricted stock units will forfeit on that date. The executive has agreed that a number of shares, having a value equal to the required tax withholding at vesting, will be withheld from the shares issued on the vest date. F6 · balance_after: Of the shares held as of May 17, 2017, 25,986 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 17, 2017 Filed May 17, 2017 20:58 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | GrantCommon Stock | 8,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033192 · doc4.xml · nonDerivative · entry 2 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,773 F4 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, 25% of these restricted stock units will vest on May 17, 2018, May 17, 2019, May 17, 2020 and May 17, 2021. The executive has agreed that a number of shares, having a value equal to the required tax withholding at vesting, will be withheld from the shares issued on each vest date. Read SEC document |
| May 16, 2017 Filed May 17, 2017 20:58 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Tax withholdingCommon Stock | 1,549 | $21.75 | $33,690.75 |
DisclosureSEC source: 0001209191-17-033192 · doc4.xml · nonDerivative · entry 1 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,023 F2 · price: Represents the closing price on May 16, 2017. F1 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on May 16, 2017. F3 · balance_after: Of the shares held as of May 16, 2017, 14,319 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:11 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Tax withholdingCommon Stock | 1,237 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012068 · doc4.xml · nonDerivative · entry 2 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,572 F2 · price: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on February 15, 2017. F3 · balance_after: On February 15, 2017, restricted stock units with performance vesting terms granted in May 2016 were determined to have vested as to 60% of the units. The remaining units forfeited. The shares issued to the executive on the vested units were reduced by shares having a value equal to the executive's tax withholding obligation. After these events, of the shares held by the executive as of February 15, 2017, 19,091 were issuable on vesting of other restricted stock units which remain subject to forfeiture. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:11 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Disposition to issuerCommon Stock | 2,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012068 · doc4.xml · nonDerivative · entry 1 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,809 F1 · price: These shares were issuable on restricted stock units which forfeited on February 15, 2017 as a result of the non-achievement of 2016 performance goals. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:29 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionStock option (right to buy) · Derivative | 7,813 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001209191-17-008688 · doc4.xml · derivative · entry 12 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,625 Underlying: Common Stock · 7,813 shares Expires 2021-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:29 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionStock option (right to buy) · Derivative | 4,687 | $0.00 Strike: $7.96 | $0.00 |
DisclosureSEC source: 0001209191-17-008688 · doc4.xml · derivative · entry 11 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,689 Underlying: Common Stock · 4,687 shares Expires 2020-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:29 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionStock Option (right to buy) · Derivative | 3,125 | $0.00 Strike: $3.72 | $0.00 |
DisclosureSEC source: 0001209191-17-008688 · doc4.xml · derivative · entry 10 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,125 shares Expires 2019-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:29 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 7,813 | $16.45 | $128,523.85 |
DisclosureSEC source: 0001209191-17-008688 · doc4.xml · nonDerivative · entry 8 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,354 F1 · balance_after: Of the shares held as of February 6, 2017, 25,455 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forefeiture. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:29 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 2,600 | $16.47 | $42,822.00 |
DisclosureSEC source: 0001209191-17-008688 · doc4.xml · nonDerivative · entry 7 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,167 Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:29 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 100 | $16.50 | $1,650.00 |
DisclosureSEC source: 0001209191-17-008688 · doc4.xml · nonDerivative · entry 6 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,767 Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:29 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 1,987 | $16.45 | $32,686.15 |
DisclosureSEC source: 0001209191-17-008688 · doc4.xml · nonDerivative · entry 5 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,867 Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:29 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 3,125 | $16.50 | $51,562.50 |
DisclosureSEC source: 0001209191-17-008688 · doc4.xml · nonDerivative · entry 4 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,854 Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:29 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 7,813 | $7.20 | $56,253.60 |
DisclosureSEC source: 0001209191-17-008688 · doc4.xml · nonDerivative · entry 3 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,979 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:29 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 4,687 | $7.96 | $37,308.52 |
DisclosureSEC source: 0001209191-17-008688 · doc4.xml · nonDerivative · entry 2 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:29 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 3,125 | $3.72 | $11,625.00 |
DisclosureSEC source: 0001209191-17-008688 · doc4.xml · nonDerivative · entry 1 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,479 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of February 6, 2017, 25,455 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forefeiture. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.