Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cerence Inc.CRNC · Entity 5708 | Director · Chief Executive Officer | June 24, 2024 | June 26, 2024 |
| Nuance Communications, Inc.NUAN · Entity 12406 | EVP & GM Automotive Division | September 12, 2019 | September 16, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cerence Inc.
Report date June 24, 2024 · Filed June 26, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 511,597 |
Reported balance
After 2024-06-24 transaction · row 1
1 source rowRow 1 · 2024-06-24 · Sale · Disposed 9,542 · Balance 511,597 F1: The sale reported on this Form 4 represents shares sold by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 12/14/2023. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported on this Form 4 represents shares sold by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 12/14/2023.
Nuance Communications, Inc.
Report date September 12, 2019 · Filed September 16, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 180,282 |
Ending reported balance
After 2019-09-12 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2019-09-12 · Sale · Disposed 200 · Balance 184,350 F1: These shares were sold pursuant to a 10b5-1 Sales Plan adopted on March 22, 2019. Row 2 · 2019-09-12 · Sale · Disposed 300 · Balance 184,050 F1: These shares were sold pursuant to a 10b5-1 Sales Plan adopted on March 22, 2019. Row 3 · 2019-09-12 · Sale · Disposed 3,768 · Balance 180,282 F1: These shares were sold pursuant to a 10b5-1 Sales Plan adopted on March 22, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold pursuant to a 10b5-1 Sales Plan adopted on March 22, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2018 Filed Nov 23, 2018 11:07 UTC | Nuance Communications, Inc. NUAN · Entity 12406 | GrantCommon Stock | 1,428 | $0.00 | $1.43 |
DisclosureSEC source: 0001759504-18-000004 · edgardoc.xml · nonDerivative · entry 10 Ortmanns Stefan · CIK 0001759504 · EVP & GM Automotive Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,213 F2 · kind: These shares are pursuant to a performance-based restricted stock unit agreement with the company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2018. Read SEC document |
| November 20, 2018 Filed Nov 23, 2018 11:07 UTC | Nuance Communications, Inc. NUAN · Entity 12406 | Tax withholdingCommon Stock | 1,165 | $15.87 | $18,488.55 |
DisclosureSEC source: 0001759504-18-000004 · edgardoc.xml · nonDerivative · entry 9 Ortmanns Stefan · CIK 0001759504 · EVP & GM Automotive Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,785 F3 · kind: These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award. Read SEC document |
| November 20, 2018 Filed Nov 23, 2018 11:07 UTC | Nuance Communications, Inc. NUAN · Entity 12406 | GrantCommon Stock | 2,552 | $0.00 | $2.55 |
DisclosureSEC source: 0001759504-18-000004 · edgardoc.xml · nonDerivative · entry 8 Ortmanns Stefan · CIK 0001759504 · EVP & GM Automotive Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,950 F2 · kind: These shares are pursuant to a performance-based restricted stock unit agreement with the company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2018. Read SEC document |
| November 20, 2018 Filed Nov 23, 2018 11:07 UTC | Nuance Communications, Inc. NUAN · Entity 12406 | Tax withholdingCommon Stock | 811 | $15.87 | $12,870.57 |
DisclosureSEC source: 0001759504-18-000004 · edgardoc.xml · nonDerivative · entry 7 Ortmanns Stefan · CIK 0001759504 · EVP & GM Automotive Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,398 F3 · kind: These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award. Read SEC document |
| November 20, 2018 Filed Nov 23, 2018 11:07 UTC | Nuance Communications, Inc. NUAN · Entity 12406 | GrantCommon Stock | 1,806 | $0.00 | $1.81 |
DisclosureSEC source: 0001759504-18-000004 · edgardoc.xml · nonDerivative · entry 6 Ortmanns Stefan · CIK 0001759504 · EVP & GM Automotive Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,209 F2 · kind: These shares are pursuant to a performance-based restricted stock unit agreement with the company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2018. Read SEC document |
| November 20, 2018 Filed Nov 23, 2018 11:07 UTC | Nuance Communications, Inc. NUAN · Entity 12406 | Tax withholdingCommon Stock | 799 | $15.87 | $12,680.13 |
DisclosureSEC source: 0001759504-18-000004 · edgardoc.xml · nonDerivative · entry 5 Ortmanns Stefan · CIK 0001759504 · EVP & GM Automotive Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,403 F3 · kind: These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award. Read SEC document |
| November 20, 2018 Filed Nov 23, 2018 11:07 UTC | Nuance Communications, Inc. NUAN · Entity 12406 | GrantCommon Stock | 1,781 | $0.00 | $1.78 |
DisclosureSEC source: 0001759504-18-000004 · edgardoc.xml · nonDerivative · entry 4 Ortmanns Stefan · CIK 0001759504 · EVP & GM Automotive Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,202 F2 · kind: These shares are pursuant to a performance-based restricted stock unit agreement with the company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2018. Read SEC document |
| November 20, 2018 Filed Nov 23, 2018 11:07 UTC | Nuance Communications, Inc. NUAN · Entity 12406 | Tax withholdingCommon Stock | 558 | $15.87 | $8,855.46 |
DisclosureSEC source: 0001759504-18-000004 · edgardoc.xml · nonDerivative · entry 3 Ortmanns Stefan · CIK 0001759504 · EVP & GM Automotive Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,421 F3 · kind: These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award. Read SEC document |
| November 20, 2018 Filed Nov 23, 2018 11:07 UTC | Nuance Communications, Inc. NUAN · Entity 12406 | GrantCommon Stock | 1,260 | $0.00 | $1.26 |
DisclosureSEC source: 0001759504-18-000004 · edgardoc.xml · nonDerivative · entry 2 Ortmanns Stefan · CIK 0001759504 · EVP & GM Automotive Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,979 F2 · kind: These shares are pursuant to a performance-based restricted stock unit agreement with the company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2018. Read SEC document |
| November 20, 2018 Filed Nov 23, 2018 11:07 UTC | Nuance Communications, Inc. NUAN · Entity 12406 | GrantCommon Stock | 8,543 | $0.00 | $8.54 |
DisclosureSEC source: 0001759504-18-000004 · edgardoc.xml · nonDerivative · entry 1 Ortmanns Stefan · CIK 0001759504 · EVP & GM Automotive Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,719 F1 · shares: Grant of Restricted Stock Units that will vest 100% on November 30, 2018 issued pursuant to the FY2018 Bonus program. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.