Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cerence Inc.CRNC · Entity 5708 | Director · Chief Executive Officer | June 24, 2024 | June 26, 2024 |
| Nuance Communications, Inc.NUAN · Entity 12406 | EVP & GM Automotive Division | September 12, 2019 | September 16, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cerence Inc.
Report date June 24, 2024 · Filed June 26, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 511,597 |
Reported balance
After 2024-06-24 transaction · row 1
1 source rowRow 1 · 2024-06-24 · Sale · Disposed 9,542 · Balance 511,597 F1: The sale reported on this Form 4 represents shares sold by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 12/14/2023. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported on this Form 4 represents shares sold by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 12/14/2023.
Nuance Communications, Inc.
Report date September 12, 2019 · Filed September 16, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 180,282 |
Ending reported balance
After 2019-09-12 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2019-09-12 · Sale · Disposed 200 · Balance 184,350 F1: These shares were sold pursuant to a 10b5-1 Sales Plan adopted on March 22, 2019. Row 2 · 2019-09-12 · Sale · Disposed 300 · Balance 184,050 F1: These shares were sold pursuant to a 10b5-1 Sales Plan adopted on March 22, 2019. Row 3 · 2019-09-12 · Sale · Disposed 3,768 · Balance 180,282 F1: These shares were sold pursuant to a 10b5-1 Sales Plan adopted on March 22, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold pursuant to a 10b5-1 Sales Plan adopted on March 22, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 21, 2020 Filed Oct 22, 2020 16:49 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 13,868 | $59.35 | $823,065.80 |
DisclosureSEC source: 0001667731-20-000388 · ortmanns10212020.xml · nonDerivative · entry 2 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,279 F2 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from [$59.335 to $59.46] per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. F3 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/21/2020. Read SEC document |
| October 21, 2020 Filed Oct 22, 2020 16:49 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 5,790 | $58.77 | $340,278.30 |
DisclosureSEC source: 0001667731-20-000388 · ortmanns10212020.xml · nonDerivative · entry 1 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,147 F1 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from [$58.25 to $59.185] per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. F3 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/21/2020. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 16:43 UTC | Cerence Inc. CRNC · Entity 5708 | Tax withholdingCommon Stock | 16,168 | $49.74 | $804,196.32 |
DisclosureSEC source: 0001667731-20-000358 · ortmanns10022020.xml · nonDerivative · entry 1 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,937 F1 · shares: These shares were withheld by the company to cover the tax liability due upon the vest of the restricted stock award Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 19:02 UTC | Cerence Inc. CRNC · Entity 5708 | Tax withholdingCommon Stock | 7,468 | $48.87 | $364,961.16 |
DisclosureSEC source: 0001667731-20-000346 · ownership.xml · nonDerivative · entry 1 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,105 F1 · shares: These shares were withheld by the company to cover the tax liability due upon the vest of the restricted stock award Read SEC document |
| May 20, 2020 Filed May 20, 2020 16:31 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 1,116 | $29.11 | $32,486.76 |
DisclosureSEC source: 0001667731-20-000239 · ortmanns.xml · nonDerivative · entry 1 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,573 Read SEC document |
| May 12, 2020 Filed May 13, 2020 16:14 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 394 | $25.10 | $9,889.40 |
DisclosureSEC source: 0001667731-20-000224 · form4.xml · nonDerivative · entry 8 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,689 Read SEC document |
| May 12, 2020 Filed May 13, 2020 16:14 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 1 | $25.12 | $25.12 |
DisclosureSEC source: 0001667731-20-000224 · form4.xml · nonDerivative · entry 7 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,083 Read SEC document |
| May 12, 2020 Filed May 13, 2020 16:14 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 48 | $25.13 | $1,206.24 |
DisclosureSEC source: 0001667731-20-000224 · form4.xml · nonDerivative · entry 6 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,084 Read SEC document |
| May 12, 2020 Filed May 13, 2020 16:14 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 100 | $25.14 | $2,514.00 |
DisclosureSEC source: 0001667731-20-000224 · form4.xml · nonDerivative · entry 5 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,132 Read SEC document |
| May 12, 2020 Filed May 13, 2020 16:14 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 53 | $25.15 | $1,332.95 |
DisclosureSEC source: 0001667731-20-000224 · form4.xml · nonDerivative · entry 4 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,232 Read SEC document |
| May 12, 2020 Filed May 13, 2020 16:14 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 100 | $25.16 | $2,516.00 |
DisclosureSEC source: 0001667731-20-000224 · form4.xml · nonDerivative · entry 3 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,285 Read SEC document |
| May 12, 2020 Filed May 13, 2020 16:14 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 202 | $25.20 | $5,090.40 |
DisclosureSEC source: 0001667731-20-000224 · form4.xml · nonDerivative · entry 2 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,385 Read SEC document |
| May 12, 2020 Filed May 13, 2020 16:14 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 98 | $25.21 | $2,470.58 |
DisclosureSEC source: 0001667731-20-000224 · form4.xml · nonDerivative · entry 1 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,587 Read SEC document |
| December 02, 2019 Filed Dec 6, 2019 17:48 UTC Amendment | Cerence Inc. CRNC · Entity 5708 | GrantCommon Stock | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-028709 · doc4a.xml · nonDerivative · entry 1 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,685 F1 · kind: This Form 4/A amends a Form 4 originally filed on 11/18/2019, which reported 246,645 as the number of shares owned, and is being filed to correct the number of shares owned. Read SEC document |
| November 13, 2019 Filed Nov 18, 2019 16:20 UTC | Cerence Inc. CRNC · Entity 5708 | GrantCommon Stock | 102,170 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-027512 · doc4.xml · nonDerivative · entry 1 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,684 F1 · kind: Grant of restricted stock units that will vest 33% per year on October 1 of 2021, 2022, and 2023 respectively. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 16:14 UTC | Cerence Inc. CRNC · Entity 5708 | GrantCommon stock | 5,502 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-025096 · doc4.xml · nonDerivative · entry 8 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,514 F2 · shares: Grant of restricted stock units under the Cerence 2019 Stock Incentive Plan in connection with the conversion of certain equity incentive awards previously granted by Nuance into equity awards of Cerence with respect to Cerence common stock. F5 · shares: The restricted stock units will vest 100% on November 6, 2020. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 16:14 UTC | Cerence Inc. CRNC · Entity 5708 | GrantCommon stock | 10,287 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-025096 · doc4.xml · nonDerivative · entry 7 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,012 F2 · shares: Grant of restricted stock units under the Cerence 2019 Stock Incentive Plan in connection with the conversion of certain equity incentive awards previously granted by Nuance into equity awards of Cerence with respect to Cerence common stock. F5 · shares: The restricted stock units will vest 100% on November 6, 2020. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 16:14 UTC | Cerence Inc. CRNC · Entity 5708 | GrantCommon stock | 47,429 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-025096 · doc4.xml · nonDerivative · entry 6 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,725 F2 · shares: Grant of restricted stock units under the Cerence 2019 Stock Incentive Plan in connection with the conversion of certain equity incentive awards previously granted by Nuance into equity awards of Cerence with respect to Cerence common stock. F6 · shares: The restricted stock units will vest 100% on November 6, 2021. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 16:14 UTC | Cerence Inc. CRNC · Entity 5708 | GrantCommon stock | 31,777 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-025096 · doc4.xml · nonDerivative · entry 5 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,296 F2 · shares: Grant of restricted stock units under the Cerence 2019 Stock Incentive Plan in connection with the conversion of certain equity incentive awards previously granted by Nuance into equity awards of Cerence with respect to Cerence common stock. F5 · shares: The restricted stock units will vest 100% on November 6, 2020. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 16:14 UTC | Cerence Inc. CRNC · Entity 5708 | GrantCommon stock | 31,618 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-025096 · doc4.xml · nonDerivative · entry 4 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,519 F2 · shares: Grant of restricted stock units under the Cerence 2019 Stock Incentive Plan in connection with the conversion of certain equity incentive awards previously granted by Nuance into equity awards of Cerence with respect to Cerence common stock. F4 · shares: The restricted stock units will vest in two equal annual installments beginning on November 6, 2020. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 16:14 UTC | Cerence Inc. CRNC · Entity 5708 | GrantCommon stock | 5,502 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-025096 · doc4.xml · nonDerivative · entry 3 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,901 F2 · shares: Grant of restricted stock units under the Cerence 2019 Stock Incentive Plan in connection with the conversion of certain equity incentive awards previously granted by Nuance into equity awards of Cerence with respect to Cerence common stock. F3 · shares: The restricted stock units will vest 100% on September 30, 2020. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 16:14 UTC | Cerence Inc. CRNC · Entity 5708 | GrantCommon stock | 10,287 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-025096 · doc4.xml · nonDerivative · entry 2 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,399 F2 · shares: Grant of restricted stock units under the Cerence 2019 Stock Incentive Plan in connection with the conversion of certain equity incentive awards previously granted by Nuance into equity awards of Cerence with respect to Cerence common stock. F3 · shares: The restricted stock units will vest 100% on September 30, 2020. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 16:10 UTC | Nuance Communications, Inc. NUAN · Entity 12406 | SaleCommon Stock | 3,768 | $18.01 | $67,861.68 |
DisclosureSEC source: 0001759504-19-000012 · edgardoc.xml · nonDerivative · entry 3 Ortmanns Stefan · CIK 0001759504 · EVP & GM Automotive Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,282 F1 · shares: These shares were sold pursuant to a 10b5-1 Sales Plan adopted on March 22, 2019. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 16:10 UTC | Nuance Communications, Inc. NUAN · Entity 12406 | SaleCommon Stock | 300 | $18.01 | $5,403.75 |
DisclosureSEC source: 0001759504-19-000012 · edgardoc.xml · nonDerivative · entry 2 Ortmanns Stefan · CIK 0001759504 · EVP & GM Automotive Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,050 F1 · shares: These shares were sold pursuant to a 10b5-1 Sales Plan adopted on March 22, 2019. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 16:10 UTC | Nuance Communications, Inc. NUAN · Entity 12406 | SaleCommon Stock | 200 | $18.02 | $3,603.00 |
DisclosureSEC source: 0001759504-19-000012 · edgardoc.xml · nonDerivative · entry 1 Ortmanns Stefan · CIK 0001759504 · EVP & GM Automotive Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,350 F1 · shares: These shares were sold pursuant to a 10b5-1 Sales Plan adopted on March 22, 2019. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 16:07 UTC | Nuance Communications, Inc. NUAN · Entity 12406 | SaleCommon Stock | 1,491 | $17.50 | $26,092.50 |
DisclosureSEC source: 0001759504-19-000011 · edgardoc.xml · nonDerivative · entry 2 Ortmanns Stefan · CIK 0001759504 · EVP & GM Automotive Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,550 F2 · shares: These shares were sold pursuant to a 10b5-1 Sales Plan adopted on March 22, 2019. Read SEC document |
| September 04, 2019 Filed Sep 11, 2019 16:07 UTC | Nuance Communications, Inc. NUAN · Entity 12406 | GrantCommon Stock | 14,253 | $0.00 | $14.25 |
DisclosureSEC source: 0001759504-19-000011 · edgardoc.xml · nonDerivative · entry 1 Ortmanns Stefan · CIK 0001759504 · EVP & GM Automotive Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,041 F1 · shares: Grant of Restricted Stock Units that will vest 100% on September 27, 2019, issued pursuant to the Company's FY2019 Short-Term Incentive program. Read SEC document |
| August 23, 2019 Filed Aug 26, 2019 16:17 UTC | Nuance Communications, Inc. NUAN · Entity 12406 | SaleCommon Stock | 2,303 | $17.50 | $40,302.50 |
DisclosureSEC source: 0001759504-19-000010 · edgardoc.xml · nonDerivative · entry 2 Ortmanns Stefan · CIK 0001759504 · EVP & GM Automotive Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,788 F1 · shares: These shares were sold pursuant to a 10b5-1 Sales Plan adopted on March 22, 2019. Read SEC document |
| August 22, 2019 Filed Aug 26, 2019 16:17 UTC | Nuance Communications, Inc. NUAN · Entity 12406 | SaleCommon Stock | 7,397 | $17.50 | $129,447.50 |
DisclosureSEC source: 0001759504-19-000010 · edgardoc.xml · nonDerivative · entry 1 Ortmanns Stefan · CIK 0001759504 · EVP & GM Automotive Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,091 F1 · shares: These shares were sold pursuant to a 10b5-1 Sales Plan adopted on March 22, 2019. Read SEC document |
| August 19, 2019 Filed Aug 21, 2019 16:07 UTC | Nuance Communications, Inc. NUAN · Entity 12406 | SaleCommon Stock | 6,091 | $17.00 | $103,547.00 |
DisclosureSEC source: 0001759504-19-000009 · edgardoc.xml · nonDerivative · entry 1 Ortmanns Stefan · CIK 0001759504 · EVP & GM Automotive Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,488 F1 · shares: These shares were sold pursuant to a 10b5-1 Sales Plan adopted on March 22, 2019. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:44 UTC | Nuance Communications, Inc. NUAN · Entity 12406 | SaleCommon Stock | 4,379 | $16.80 | $73,567.20 |
DisclosureSEC source: 0001759504-19-000006 · edgardoc.xml · nonDerivative · entry 5 Ortmanns Stefan · CIK 0001759504 · EVP & GM Automotive Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,579 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:44 UTC | Nuance Communications, Inc. NUAN · Entity 12406 | SaleCommon Stock | 400 | $16.81 | $6,722.00 |
DisclosureSEC source: 0001759504-19-000006 · edgardoc.xml · nonDerivative · entry 4 Ortmanns Stefan · CIK 0001759504 · EVP & GM Automotive Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,958 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:44 UTC | Nuance Communications, Inc. NUAN · Entity 12406 | SaleCommon Stock | 1,016 | $16.81 | $17,078.96 |
DisclosureSEC source: 0001759504-19-000006 · edgardoc.xml · nonDerivative · entry 3 Ortmanns Stefan · CIK 0001759504 · EVP & GM Automotive Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,358 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:44 UTC | Nuance Communications, Inc. NUAN · Entity 12406 | SaleCommon Stock | 2,255 | $16.82 | $37,929.10 |
DisclosureSEC source: 0001759504-19-000006 · edgardoc.xml · nonDerivative · entry 2 Ortmanns Stefan · CIK 0001759504 · EVP & GM Automotive Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,374 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:44 UTC | Nuance Communications, Inc. NUAN · Entity 12406 | SaleCommon Stock | 100 | $16.85 | $1,685.00 |
DisclosureSEC source: 0001759504-19-000006 · edgardoc.xml · nonDerivative · entry 1 Ortmanns Stefan · CIK 0001759504 · EVP & GM Automotive Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,629 Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 17:36 UTC | Nuance Communications, Inc. NUAN · Entity 12406 | SaleCommon Stock | 1,841 | $15.76 | $29,014.16 |
DisclosureSEC source: 0001759504-19-000004 · edgardoc.xml · nonDerivative · entry 1 Ortmanns Stefan · CIK 0001759504 · EVP & GM Automotive Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,729 F1 · shares: These shares were sold pursuant to a 10b5-1 Sales Plan adopted on June 22, 2018. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 17:54 UTC | Nuance Communications, Inc. NUAN · Entity 12406 | SaleCommon Stock | 6,155 | $13.00 | $80,015.00 |
DisclosureSEC source: 0001759504-19-000002 · edgardoc.xml · nonDerivative · entry 1 Ortmanns Stefan · CIK 0001759504 · EVP & GM Automotive Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,570 F1 · shares: These shares were sold pursuant to a 10b5-1 Sales Plan adopted on June 22, 2018. Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 20:16 UTC | Nuance Communications, Inc. NUAN · Entity 12406 | SaleCommon Stock | 7,000 | $16.08 | $112,560.00 |
DisclosureSEC source: 0001759504-18-000007 · edgardoc.xml · nonDerivative · entry 2 Ortmanns Stefan · CIK 0001759504 · EVP & GM Automotive Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,725 F2 · shares: These shares were sold pursuant to a 10b5-1 Sales Plan adopted on June 22, 2018. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 20:16 UTC | Nuance Communications, Inc. NUAN · Entity 12406 | Tax withholdingCommon Stock | 4,009 | $15.99 | $64,103.91 |
DisclosureSEC source: 0001759504-18-000007 · edgardoc.xml · nonDerivative · entry 1 Ortmanns Stefan · CIK 0001759504 · EVP & GM Automotive Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,725 F1 · shares: These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award. Read SEC document |
| November 20, 2018 Filed Nov 23, 2018 11:07 UTC | Nuance Communications, Inc. NUAN · Entity 12406 | Tax withholdingCommon Stock | 1,447 | $15.87 | $22,963.89 |
DisclosureSEC source: 0001759504-18-000004 · edgardoc.xml · nonDerivative · entry 21 Ortmanns Stefan · CIK 0001759504 · EVP & GM Automotive Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,734 F3 · kind: These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award. Read SEC document |
| November 20, 2018 Filed Nov 23, 2018 11:07 UTC | Nuance Communications, Inc. NUAN · Entity 12406 | GrantCommon Stock | 3,147 | $0.00 | $3.15 |
DisclosureSEC source: 0001759504-18-000004 · edgardoc.xml · nonDerivative · entry 20 Ortmanns Stefan · CIK 0001759504 · EVP & GM Automotive Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,181 F2 · kind: These shares are pursuant to a performance-based restricted stock unit agreement with the company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2018. Read SEC document |
| November 20, 2018 Filed Nov 23, 2018 11:07 UTC | Nuance Communications, Inc. NUAN · Entity 12406 | Tax withholdingCommon Stock | 1,010 | $15.87 | $16,028.70 |
DisclosureSEC source: 0001759504-18-000004 · edgardoc.xml · nonDerivative · entry 19 Ortmanns Stefan · CIK 0001759504 · EVP & GM Automotive Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,034 F3 · kind: These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award. Read SEC document |
| November 20, 2018 Filed Nov 23, 2018 11:07 UTC | Nuance Communications, Inc. NUAN · Entity 12406 | GrantCommon Stock | 2,226 | $0.00 | $2.23 |
DisclosureSEC source: 0001759504-18-000004 · edgardoc.xml · nonDerivative · entry 18 Ortmanns Stefan · CIK 0001759504 · EVP & GM Automotive Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,044 F2 · kind: These shares are pursuant to a performance-based restricted stock unit agreement with the company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2018. Read SEC document |
| November 20, 2018 Filed Nov 23, 2018 11:07 UTC | Nuance Communications, Inc. NUAN · Entity 12406 | Tax withholdingCommon Stock | 525 | $15.87 | $8,331.75 |
DisclosureSEC source: 0001759504-18-000004 · edgardoc.xml · nonDerivative · entry 17 Ortmanns Stefan · CIK 0001759504 · EVP & GM Automotive Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,818 F3 · kind: These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award. Read SEC document |
| November 20, 2018 Filed Nov 23, 2018 11:07 UTC | Nuance Communications, Inc. NUAN · Entity 12406 | GrantCommon Stock | 1,187 | $0.00 | $1.19 |
DisclosureSEC source: 0001759504-18-000004 · edgardoc.xml · nonDerivative · entry 16 Ortmanns Stefan · CIK 0001759504 · EVP & GM Automotive Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,343 F2 · kind: These shares are pursuant to a performance-based restricted stock unit agreement with the company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2018. Read SEC document |
| November 20, 2018 Filed Nov 23, 2018 11:07 UTC | Nuance Communications, Inc. NUAN · Entity 12406 | Tax withholdingCommon Stock | 372 | $15.87 | $5,903.64 |
DisclosureSEC source: 0001759504-18-000004 · edgardoc.xml · nonDerivative · entry 15 Ortmanns Stefan · CIK 0001759504 · EVP & GM Automotive Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,156 F3 · kind: These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award. Read SEC document |
| November 20, 2018 Filed Nov 23, 2018 11:07 UTC | Nuance Communications, Inc. NUAN · Entity 12406 | GrantCommon Stock | 840 | $0.00 | $0.84 |
DisclosureSEC source: 0001759504-18-000004 · edgardoc.xml · nonDerivative · entry 14 Ortmanns Stefan · CIK 0001759504 · EVP & GM Automotive Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,528 F2 · kind: These shares are pursuant to a performance-based restricted stock unit agreement with the company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2018. Read SEC document |
| November 20, 2018 Filed Nov 23, 2018 11:07 UTC | Nuance Communications, Inc. NUAN · Entity 12406 | Tax withholdingCommon Stock | 911 | $15.87 | $14,457.57 |
DisclosureSEC source: 0001759504-18-000004 · edgardoc.xml · nonDerivative · entry 13 Ortmanns Stefan · CIK 0001759504 · EVP & GM Automotive Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,688 F3 · kind: These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award. Read SEC document |
| November 20, 2018 Filed Nov 23, 2018 11:07 UTC | Nuance Communications, Inc. NUAN · Entity 12406 | GrantCommon Stock | 2,018 | $0.00 | $2.02 |
DisclosureSEC source: 0001759504-18-000004 · edgardoc.xml · nonDerivative · entry 12 Ortmanns Stefan · CIK 0001759504 · EVP & GM Automotive Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,599 F2 · kind: These shares are pursuant to a performance-based restricted stock unit agreement with the company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2018. Read SEC document |
| November 20, 2018 Filed Nov 23, 2018 11:07 UTC | Nuance Communications, Inc. NUAN · Entity 12406 | Tax withholdingCommon Stock | 632 | $15.87 | $10,029.84 |
DisclosureSEC source: 0001759504-18-000004 · edgardoc.xml · nonDerivative · entry 11 Ortmanns Stefan · CIK 0001759504 · EVP & GM Automotive Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,581 F3 · kind: These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.