Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Golden Minerals Co
Report date June 28, 2024 · Filed July 01, 2024
Section 16 reporting ended · disclosed 2024-07-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 450,438 |
Ending reported balance
After 2024-06-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-06-28 · Grant · Acquired 490,000 · Balance 510,000 F1: Reflects shares issued upon settlement of vested Units in connection with the retirement of the reporting person. F2: The closing price of the Issuer's common stock on the NYSE American on 6/28/2024. Row 2 · 2024-06-28 · Tax withholding · Disposed 59,562 · Balance 450,438 F3: Shares surrendered to the Issuer for tax withholding to pay tax liability incurred by the receipt of securities issued in accordance with Rule 16b-3. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares issued upon settlement of vested Units in connection with the retirement of the reporting person.
F2: The closing price of the Issuer's common stock on the NYSE American on 6/28/2024.
F3: Shares surrendered to the Issuer for tax withholding to pay tax liability incurred by the receipt of securities issued in accordance with Rule 16b-3.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 28, 2024 Filed Jul 1, 2024 18:24 UTC | Golden Minerals Co AUMN · Entity 8289 | Tax withholdingCommon Stock | 59,562 | $0.42 | $25,016.04 |
DisclosureSEC source: 0001493152-24-025757 · ownership.xml · nonDerivative · entry 2 Rehn Warren · CIK 0001542506 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 450,438 F3 · shares: Shares surrendered to the Issuer for tax withholding to pay tax liability incurred by the receipt of securities issued in accordance with Rule 16b-3. Read SEC document |
| June 28, 2024 Filed Jul 1, 2024 18:24 UTC | Golden Minerals Co AUMN · Entity 8289 | GrantCommon Stock | 490,000 | $0.42 | $205,800.00 |
DisclosureSEC source: 0001493152-24-025757 · ownership.xml · nonDerivative · entry 1 Rehn Warren · CIK 0001542506 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 510,000 F1 · shares: Reflects shares issued upon settlement of vested Units in connection with the retirement of the reporting person. F2 · price: The closing price of the Issuer's common stock on the NYSE American on 6/28/2024. Read SEC document |
| June 08, 2022 Filed Jun 8, 2022 21:14 UTC | Golden Minerals Co AUMN · Entity 8289 | GrantRestricted Stock Units · Derivative | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-012542 · doc1.xml · derivative · entry 1 Rehn Warren · CIK 0001542506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ('RSU') represents a contingent right to receive one share of Golden Minerals Company common stock. The RSUs will fully vest upon any Change of Control as defined in Golden Minerals Company's Amended and Restated 2009 Equity Incentive Plan, or, if no Change of Control occurs, one half of the RSUs will vest on the one year anniversary of the grant date and the second half will vest on the second anniversary of the grant date. F2 · derivative.exercise_date: Shares of common stock represented by vested Restricted Stock Units will be issued to the reporting person effective on the date on which the reporting person ceases to serve as Chief Executive Officer of Golden Minerals Company. F2 · derivative.expiration_date: Shares of common stock represented by vested Restricted Stock Units will be issued to the reporting person effective on the date on which the reporting person ceases to serve as Chief Executive Officer of Golden Minerals Company. Read SEC document |
| May 13, 2021 Filed May 14, 2021 17:40 UTC | Golden Minerals Co AUMN · Entity 8289 | GrantUnits · Derivative | 800,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-010064 · doc1.xml · derivative · entry 1 Rehn Warren · CIK 0001542506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750,000 Underlying: Common Stock · 800,000 shares Expires not disclosed F1 · derivative.exercise_price: The Units were granted pursuant to the Golden Minerals Company 2013 Key Employee Long-Term Incentive Plan (the "KELTIP"). Each Unit represents a contingent right to receive on the applicable payment date, a settlement amount measured generally by the price of Golden Minerals Company (the "Company") common stock on the settlement date. The settlement amount may be paid in cash or in Company stock granted pursuant to the Company's Amended and Restated 2009 Equity Incentive Plan or another plan that may in the future be approved by the Company's stockholders. Payment of the settlement amount in respect of the reporting person's vested Units is deferred generally until the earlier of a change of control of the Company as described in the KELTIP and the date the reporting person ceases to serve as an officer or employee of the Company. All 800,000 units vested on the grant date. F1 · derivative.exercise_date: The Units were granted pursuant to the Golden Minerals Company 2013 Key Employee Long-Term Incentive Plan (the "KELTIP"). Each Unit represents a contingent right to receive on the applicable payment date, a settlement amount measured generally by the price of Golden Minerals Company (the "Company") common stock on the settlement date. The settlement amount may be paid in cash or in Company stock granted pursuant to the Company's Amended and Restated 2009 Equity Incentive Plan or another plan that may in the future be approved by the Company's stockholders. Payment of the settlement amount in respect of the reporting person's vested Units is deferred generally until the earlier of a change of control of the Company as described in the KELTIP and the date the reporting person ceases to serve as an officer or employee of the Company. All 800,000 units vested on the grant date. F1 · derivative.expiration_date: The Units were granted pursuant to the Golden Minerals Company 2013 Key Employee Long-Term Incentive Plan (the "KELTIP"). Each Unit represents a contingent right to receive on the applicable payment date, a settlement amount measured generally by the price of Golden Minerals Company (the "Company") common stock on the settlement date. The settlement amount may be paid in cash or in Company stock granted pursuant to the Company's Amended and Restated 2009 Equity Incentive Plan or another plan that may in the future be approved by the Company's stockholders. Payment of the settlement amount in respect of the reporting person's vested Units is deferred generally until the earlier of a change of control of the Company as described in the KELTIP and the date the reporting person ceases to serve as an officer or employee of the Company. All 800,000 units vested on the grant date. Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 18:01 UTC | Golden Minerals Co AUMN · Entity 8289 | GrantUnits · Derivative | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-005138 · doc1.xml · derivative · entry 1 Rehn Warren · CIK 0001542506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,950,000 Underlying: Common Stock · 300,000 shares Expires not disclosed F1 · derivative.exercise_price: The Units were granted pursuant to the Golden Minerals Company 2013 Key Employee Long-Term Incentive Plan (the "KELTIP"). Each Unit represents a contingent right to receive on the applicable payment date, a settlement amount measured generally by the price of Golden Minerals Company (the "Company") common stock on the settlement date. The settlement amount may be paid in cash or in Company stock granted pursuant to the Company's Amended and Restated 2009 Equity Incentive Plan or another plan that may in the future be approved by the Company's stockholders. Payment of the settlement amount in respect of the reporting person's vested Units is deferred generally until the earlier of a change of control of the Company as described in the KELTIP and the date the reporting person ceases to serve as an officer or employee of the Company. All 300,000 units vested on the grant date. F1 · derivative.exercise_date: The Units were granted pursuant to the Golden Minerals Company 2013 Key Employee Long-Term Incentive Plan (the "KELTIP"). Each Unit represents a contingent right to receive on the applicable payment date, a settlement amount measured generally by the price of Golden Minerals Company (the "Company") common stock on the settlement date. The settlement amount may be paid in cash or in Company stock granted pursuant to the Company's Amended and Restated 2009 Equity Incentive Plan or another plan that may in the future be approved by the Company's stockholders. Payment of the settlement amount in respect of the reporting person's vested Units is deferred generally until the earlier of a change of control of the Company as described in the KELTIP and the date the reporting person ceases to serve as an officer or employee of the Company. All 300,000 units vested on the grant date. F1 · derivative.expiration_date: The Units were granted pursuant to the Golden Minerals Company 2013 Key Employee Long-Term Incentive Plan (the "KELTIP"). Each Unit represents a contingent right to receive on the applicable payment date, a settlement amount measured generally by the price of Golden Minerals Company (the "Company") common stock on the settlement date. The settlement amount may be paid in cash or in Company stock granted pursuant to the Company's Amended and Restated 2009 Equity Incentive Plan or another plan that may in the future be approved by the Company's stockholders. Payment of the settlement amount in respect of the reporting person's vested Units is deferred generally until the earlier of a change of control of the Company as described in the KELTIP and the date the reporting person ceases to serve as an officer or employee of the Company. All 300,000 units vested on the grant date. Read SEC document |
| May 21, 2020 Filed May 22, 2020 20:19 UTC | Golden Minerals Co AUMN · Entity 8289 | GrantUnits · Derivative | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011006 · doc1.xml · derivative · entry 1 Rehn Warren · CIK 0001542506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,650,000 Underlying: Common Stock · 1,000,000 shares Expires not disclosed F1 · derivative.exercise_price: The Units were granted pursuant to the Golden Minerals Company 2013 Key Employee Long-Term Incentive Plan (the "KELTIP"). Each Unit represents a contingent right to receive on the applicable payment date, a settlement amount measured generally by the price of Golden Minerals Company (the "Company") common stock on the settlement date. The settlement amount may be paid in cash or in Company stock granted pursuant to the Company's Amended and Restated 2009 Equity Incentive Plan or another plan that may in the future be approved by the Company's stockholders. Payment of the settlement amount in respect of the reporting person's vested Units is deferred generally until the earlier of a change of control of the Company as described in the KELTIP and the date the reporting person ceases to serve as an officer or employee of the Company. All 1M units vested on the grant date. F1 · derivative.exercise_date: The Units were granted pursuant to the Golden Minerals Company 2013 Key Employee Long-Term Incentive Plan (the "KELTIP"). Each Unit represents a contingent right to receive on the applicable payment date, a settlement amount measured generally by the price of Golden Minerals Company (the "Company") common stock on the settlement date. The settlement amount may be paid in cash or in Company stock granted pursuant to the Company's Amended and Restated 2009 Equity Incentive Plan or another plan that may in the future be approved by the Company's stockholders. Payment of the settlement amount in respect of the reporting person's vested Units is deferred generally until the earlier of a change of control of the Company as described in the KELTIP and the date the reporting person ceases to serve as an officer or employee of the Company. All 1M units vested on the grant date. F1 · derivative.expiration_date: The Units were granted pursuant to the Golden Minerals Company 2013 Key Employee Long-Term Incentive Plan (the "KELTIP"). Each Unit represents a contingent right to receive on the applicable payment date, a settlement amount measured generally by the price of Golden Minerals Company (the "Company") common stock on the settlement date. The settlement amount may be paid in cash or in Company stock granted pursuant to the Company's Amended and Restated 2009 Equity Incentive Plan or another plan that may in the future be approved by the Company's stockholders. Payment of the settlement amount in respect of the reporting person's vested Units is deferred generally until the earlier of a change of control of the Company as described in the KELTIP and the date the reporting person ceases to serve as an officer or employee of the Company. All 1M units vested on the grant date. Read SEC document |
| April 27, 2020 Filed Apr 28, 2020 17:10 UTC | Golden Minerals Co AUMN · Entity 8289 | PurchaseCommon Stock | 14,000 | $0.22 | $3,122.00 |
DisclosureSEC source: 0001567619-20-008536 · doc1.xml · nonDerivative · entry 1 Rehn Warren · CIK 0001542506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Read SEC document |
| April 24, 2020 Filed Apr 24, 2020 21:26 UTC | Golden Minerals Co AUMN · Entity 8289 | PurchaseCommon Stock | 10,000 | $0.22 | $2,210.00 |
DisclosureSEC source: 0001567619-20-008426 · doc1.xml · nonDerivative · entry 1 Rehn Warren · CIK 0001542506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,000 Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 15:25 UTC | Golden Minerals Co AUMN · Entity 8289 | PurchaseCommon Stock | 15,000 | $0.16 | $2,400.00 |
DisclosureSEC source: 0001567619-20-006529 · doc1.xml · nonDerivative · entry 1 Rehn Warren · CIK 0001542506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,000 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.155 to $0.171, inclusive. The reporting person undertakes to provide to Golden Minerals Company, any security holder of Golden Minerals Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 17:01 UTC | Golden Minerals Co AUMN · Entity 8289 | PurchaseCommon Stock | 30,000 | $0.17 | $5,100.00 |
DisclosureSEC source: 0001567619-20-006384 · doc1.xml · nonDerivative · entry 1 Rehn Warren · CIK 0001542506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,000 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.170 to $0.171, inclusive. The reporting person undertakes to provide to Golden Minerals Company, any security holder of Golden Minerals Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 14:41 UTC | Golden Minerals Co AUMN · Entity 8289 | PurchaseCommon Stock | 11,000 | $0.19 | $2,065.80 |
DisclosureSEC source: 0001567619-20-006256 · doc1.xml · nonDerivative · entry 1 Rehn Warren · CIK 0001542506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 431,000 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.185 to $0.191, inclusive. The reporting person undertakes to provide to Golden Minerals Company, any security holder of Golden Minerals Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4. Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 21:08 UTC | Golden Minerals Co AUMN · Entity 8289 | GrantCommon Stock | 10,000 | $0.30 | $2,990.00 |
DisclosureSEC source: 0001567619-19-007486 · doc1.xml · nonDerivative · entry 1 Rehn Warren · CIK 0001542506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 10,000 F1 · price: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 26, 2019 Filed Mar 1, 2019 20:42 UTC | Golden Minerals Co AUMN · Entity 8289 | GrantUnits · Derivative | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005738 · doc1.xml · derivative · entry 1 Rehn Warren · CIK 0001542506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,650,000 Underlying: Common Stock · 500,000 shares Expires not disclosed F1 · derivative.exercise_price: The Units were granted pursuant to the Golden Minerals Company 2013 Key Employee Long-Term Incentive Plan (the "KELTIP"). Each Unit represents a contingent right to receive on the applicable payment date, a settlement amount measured generally by the price of Golden Minerals Company (the "Company") common stock on the settlement date. The settlement amount may be paid in cash or in Company stock granted pursuant to the Company's Amended and Restated 2009 Equity Incentive Plan or another plan that may in the future be approved by the Company's stockholders. Payment of the settlement amount in respect of the reporting person's vested Units is deferred generally until the earlier of a change of control of the Company as described in the KELTIP and the date the reporting person ceases to serve as an officer or employee of the Company. All 400,000 Units vested on the date of grant. F1 · derivative.exercise_date: The Units were granted pursuant to the Golden Minerals Company 2013 Key Employee Long-Term Incentive Plan (the "KELTIP"). Each Unit represents a contingent right to receive on the applicable payment date, a settlement amount measured generally by the price of Golden Minerals Company (the "Company") common stock on the settlement date. The settlement amount may be paid in cash or in Company stock granted pursuant to the Company's Amended and Restated 2009 Equity Incentive Plan or another plan that may in the future be approved by the Company's stockholders. Payment of the settlement amount in respect of the reporting person's vested Units is deferred generally until the earlier of a change of control of the Company as described in the KELTIP and the date the reporting person ceases to serve as an officer or employee of the Company. All 400,000 Units vested on the date of grant. F1 · derivative.expiration_date: The Units were granted pursuant to the Golden Minerals Company 2013 Key Employee Long-Term Incentive Plan (the "KELTIP"). Each Unit represents a contingent right to receive on the applicable payment date, a settlement amount measured generally by the price of Golden Minerals Company (the "Company") common stock on the settlement date. The settlement amount may be paid in cash or in Company stock granted pursuant to the Company's Amended and Restated 2009 Equity Incentive Plan or another plan that may in the future be approved by the Company's stockholders. Payment of the settlement amount in respect of the reporting person's vested Units is deferred generally until the earlier of a change of control of the Company as described in the KELTIP and the date the reporting person ceases to serve as an officer or employee of the Company. All 400,000 Units vested on the date of grant. Read SEC document |
| June 20, 2018 Filed Jun 20, 2018 22:53 UTC | Golden Minerals Co AUMN · Entity 8289 | PurchaseCommon Stock | 20,000 | $0.34 | $6,738.00 |
DisclosureSEC source: 0001140361-18-029377 · doc1.xml · nonDerivative · entry 1 Rehn Warren · CIK 0001542506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,000 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.3326 to $0.339, inclusive. The reporting person undertakes to provide to Golden Minerals Company, any security holder of Golden Minerals Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4. Read SEC document |
| June 11, 2018 Filed Jun 11, 2018 21:56 UTC | Golden Minerals Co AUMN · Entity 8289 | PurchaseCommon Stock | 14,532 | $0.38 | $5,469.84 |
DisclosureSEC source: 0001140361-18-028120 · doc1.xml · nonDerivative · entry 1 Rehn Warren · CIK 0001542506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.376 to $0.3764, inclusive. The reporting person undertakes to provide to Golden Minerals Company, any security holder of Golden Minerals Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4. Read SEC document |
| May 17, 2018 Filed May 18, 2018 18:16 UTC | Golden Minerals Co AUMN · Entity 8289 | GrantUnits · Derivative | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-024639 · doc1.xml · derivative · entry 1 Rehn Warren · CIK 0001542506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,150,000 Underlying: Common Stock · 400,000 shares Expires not disclosed F1 · derivative.exercise_price: The Units were granted pursuant to the Golden Minerals Company 2013 Key Employee Long-Term Incentive Plan (the "KELTIP"). Each Unit represents a contingent right to receive on the applicable payment date, a settlement amount measured generally by the price of Golden Minerals Company (the "Company") common stock on the settlement date. The settlement amount may be paid in cash or in Company stock granted pursuant to the Company's Amended and Restated 2009 Equity Incentive Plan or another plan that may in the future be approved by the Company's stockholders. Payment of the settlement amount in respect of the reporting person's vested Units is deferred generally until the earlier of a change of control of the Company as described in the KELTIP and the date the reporting person ceases to serve as an officer or employee of the Company. All 400,000 Units vested on the date of grant. F1 · derivative.exercise_date: The Units were granted pursuant to the Golden Minerals Company 2013 Key Employee Long-Term Incentive Plan (the "KELTIP"). Each Unit represents a contingent right to receive on the applicable payment date, a settlement amount measured generally by the price of Golden Minerals Company (the "Company") common stock on the settlement date. The settlement amount may be paid in cash or in Company stock granted pursuant to the Company's Amended and Restated 2009 Equity Incentive Plan or another plan that may in the future be approved by the Company's stockholders. Payment of the settlement amount in respect of the reporting person's vested Units is deferred generally until the earlier of a change of control of the Company as described in the KELTIP and the date the reporting person ceases to serve as an officer or employee of the Company. All 400,000 Units vested on the date of grant. F1 · derivative.expiration_date: The Units were granted pursuant to the Golden Minerals Company 2013 Key Employee Long-Term Incentive Plan (the "KELTIP"). Each Unit represents a contingent right to receive on the applicable payment date, a settlement amount measured generally by the price of Golden Minerals Company (the "Company") common stock on the settlement date. The settlement amount may be paid in cash or in Company stock granted pursuant to the Company's Amended and Restated 2009 Equity Incentive Plan or another plan that may in the future be approved by the Company's stockholders. Payment of the settlement amount in respect of the reporting person's vested Units is deferred generally until the earlier of a change of control of the Company as described in the KELTIP and the date the reporting person ceases to serve as an officer or employee of the Company. All 400,000 Units vested on the date of grant. Read SEC document |
| March 28, 2018 Filed Mar 29, 2018 16:31 UTC | Golden Minerals Co AUMN · Entity 8289 | PurchaseCommon Stock | 40,000 | $0.41 | $16,244.00 |
DisclosureSEC source: 0001140361-18-015718 · doc1.xml · nonDerivative · entry 1 Rehn Warren · CIK 0001542506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,468 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.3949 to $0.41, inclusive. The reporting person undertakes to provide to Golden Minerals Company, any security holder of Golden Minerals Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 17:20 UTC | Golden Minerals Co AUMN · Entity 8289 | PurchaseCommon Stock | 15,000 | $0.41 | $6,112.50 |
DisclosureSEC source: 0001140361-17-043320 · doc1.xml · nonDerivative · entry 1 Rehn Warren · CIK 0001542506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,468 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4027 to $0.4098, inclusive. The reporting person undertakes to provide to Golden Minerals Company, any security holder of Golden Minerals Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 18:31 UTC | Golden Minerals Co AUMN · Entity 8289 | PurchaseCommon Stock | 10,000 | $0.39 | $3,900.00 |
DisclosureSEC source: 0001140361-17-043175 · doc1.xml · nonDerivative · entry 1 Rehn Warren · CIK 0001542506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,468 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.3882 to $0.3901, inclusive. The reporting person undertakes to provide to Golden Minerals Company, any security holder of Golden Minerals Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4. Read SEC document |
| May 23, 2017 Filed May 23, 2017 16:37 UTC | Golden Minerals Co AUMN · Entity 8289 | GrantUnits · Derivative | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-021868 · doc1.xml · derivative · entry 1 Rehn Warren · CIK 0001542506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,000 Underlying: Common Stock · 300,000 shares Expires not disclosed F1 · derivative.exercise_price: The Units were granted pursuant to the Golden Minerals Company 2013 Key Employee Long-Term Incentive Plan (the "KELTIP"). Each Unit represents a contingent right to receive on the applicable payment date, a settlement amount measured generally by the price of Golden Minerals Company (the "Company") common stock on the settlement date. The settlement amount may be paid in cash or in Company stock granted pursuant to the Company's Amended and Restated 2009 Equity Incentive Plan or another plan that may in the future be approved by the Company's stockholders. Payment of the settlement amount in respect of the reporting person's vested Units is deferred generally until the earlier of a change of control of the Company as described in the KELTIP and the date the reporting person ceases to serve as an officer or employee of the Company. All 300,000 Units vested on the date of grant. F1 · derivative.exercise_date: The Units were granted pursuant to the Golden Minerals Company 2013 Key Employee Long-Term Incentive Plan (the "KELTIP"). Each Unit represents a contingent right to receive on the applicable payment date, a settlement amount measured generally by the price of Golden Minerals Company (the "Company") common stock on the settlement date. The settlement amount may be paid in cash or in Company stock granted pursuant to the Company's Amended and Restated 2009 Equity Incentive Plan or another plan that may in the future be approved by the Company's stockholders. Payment of the settlement amount in respect of the reporting person's vested Units is deferred generally until the earlier of a change of control of the Company as described in the KELTIP and the date the reporting person ceases to serve as an officer or employee of the Company. All 300,000 Units vested on the date of grant. F1 · derivative.expiration_date: The Units were granted pursuant to the Golden Minerals Company 2013 Key Employee Long-Term Incentive Plan (the "KELTIP"). Each Unit represents a contingent right to receive on the applicable payment date, a settlement amount measured generally by the price of Golden Minerals Company (the "Company") common stock on the settlement date. The settlement amount may be paid in cash or in Company stock granted pursuant to the Company's Amended and Restated 2009 Equity Incentive Plan or another plan that may in the future be approved by the Company's stockholders. Payment of the settlement amount in respect of the reporting person's vested Units is deferred generally until the earlier of a change of control of the Company as described in the KELTIP and the date the reporting person ceases to serve as an officer or employee of the Company. All 300,000 Units vested on the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.