Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Hercules Capital, Inc.HTGC · Entity 4164 | Interim Chief Accounting Off | August 20, 2018 | August 21, 2018 |
| OHA Senior Private Lending Fund (U) LLCNONE · Entity 62205 | Chief Financial Officer | January 21, 2023 | January 23, 2023 |
| T. Rowe Price OHA Flexible Credit Income FundNONE · Entity 50006 | Chief Financial Officer | July 01, 2024 | July 02, 2024 |
| T. Rowe Price OHA Select Private Credit FundNONE · Entity 62206 | Chief Financial Officer | May 01, 2024 | May 29, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Hercules Capital, Inc.
Report date August 20, 2018 · Filed August 21, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table I · non-derivative | Direct | 8,243 |
Reported balance
After 2018-08-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-08-20 · Grant · Acquired 185 · Balance 8,243 F1: Includes additional Dividend Shares relating to deemed reinvested dividend equivalent rights that accrued on Restricted Stock Units (RSUs) previously granted. Such additional Dividend Shares are in the form of additional RSUs vest and are settled at the same time as the RSUs in respect of which the dividend equivalent rights accrued. Each such additional Dividend Share RSU is the economic equivalent of one share of Hercules Capital, Inc. common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes additional Dividend Shares relating to deemed reinvested dividend equivalent rights that accrued on Restricted Stock Units (RSUs) previously granted. Such additional Dividend Shares are in the form of additional RSUs vest and are settled at the same time as the RSUs in respect of which the dividend equivalent rights accrued. Each such additional Dividend Share RSU is the economic equivalent of one share of Hercules Capital, Inc. common stock.
OHA Senior Private Lending Fund (U) LLC
Report date January 21, 2023 · Filed January 23, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2023-01-21 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
T. Rowe Price OHA Flexible Credit Income Fund
Report date July 01, 2024 · Filed July 02, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2024-07-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
T. Rowe Price OHA Select Private Credit Fund
Report date May 01, 2024 · Filed May 29, 2024 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I Common SharesSEC Table I · non-derivative | Direct | 1,776.33 |
Reported balance
After 2024-05-01 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2024-05-01 · Grant · Acquired 1,776.33 · Balance 1,776.33 F1: The amount disclosed in the original Form 4 for this investment was an estimate based on the Fund's net asset value ("NAV") as of March 31, 2024. Due to the timing of the calculation of the Fund's NAV, the final number of Class I Common Shares purchased, purchase price per Class I Common Share and the total amount of securities beneficially owned (collectively, the "Transaction Information") could not be determined at the time of the original filing. This amendment discloses the final Transaction Information following the definitive calculation of the Fund's NAV per share as of April 30, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: The amount disclosed in the original Form 4 for this investment was an estimate based on the Fund's net asset value ("NAV") as of March 31, 2024. Due to the timing of the calculation of the Fund's NAV, the final number of Class I Common Shares purchased, purchase price per Class I Common Share and the total amount of securities beneficially owned (collectively, the "Transaction Information") could not be determined at the time of the original filing. This amendment discloses the final Transaction Information following the definitive calculation of the Fund's NAV per share as of April 30, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2024 Filed May 3, 2024 16:26 UTC | T. Rowe Price OHA Select Private Credit Fund NONE · Entity 62206 | GrantClass I Common Shares | 1,776.01 | $28.15 | $50,000.01 |
DisclosureSEC source: 0000902664-24-003230 · ownership.xml · nonDerivative · entry 1 Waldt Gerard R Jr. · CIK 0001721942 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,776.01 F1 · shares: The amount disclosed herein is an estimate based on the Fund's net asset value ("NAV") as of March 31, 2024. Due to the timing of the calculation of the Fund's NAV, the final number of Class I Common Shares purchased, purchase price per Class I Common Share and the total amount of securities beneficially owned (collectively, the "Transaction Information") could not be determined at the time of the filing of this Form 4. An amendment to this Form 4 disclosing the final Transaction Information will be filed following the definitive calculation of the Fund's NAV per share as of April 30, 2024. F1 · price: The amount disclosed herein is an estimate based on the Fund's net asset value ("NAV") as of March 31, 2024. Due to the timing of the calculation of the Fund's NAV, the final number of Class I Common Shares purchased, purchase price per Class I Common Share and the total amount of securities beneficially owned (collectively, the "Transaction Information") could not be determined at the time of the filing of this Form 4. An amendment to this Form 4 disclosing the final Transaction Information will be filed following the definitive calculation of the Fund's NAV per share as of April 30, 2024. F1 · balance_after: The amount disclosed herein is an estimate based on the Fund's net asset value ("NAV") as of March 31, 2024. Due to the timing of the calculation of the Fund's NAV, the final number of Class I Common Shares purchased, purchase price per Class I Common Share and the total amount of securities beneficially owned (collectively, the "Transaction Information") could not be determined at the time of the filing of this Form 4. An amendment to this Form 4 disclosing the final Transaction Information will be filed following the definitive calculation of the Fund's NAV per share as of April 30, 2024. Read SEC document |
| May 01, 2024 Filed May 29, 2024 16:39 UTC Amendment | T. Rowe Price OHA Select Private Credit Fund NONE · Entity 62206 | GrantClass I Common Shares | 1,776.33 | $28.15 | $49,999.96 |
DisclosureSEC source: 0000902664-24-003902 · ownership.xml · nonDerivative · entry 1 Waldt Gerard R Jr. · CIK 0001721942 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,776.33 F1 · shares: The amount disclosed in the original Form 4 for this investment was an estimate based on the Fund's net asset value ("NAV") as of March 31, 2024. Due to the timing of the calculation of the Fund's NAV, the final number of Class I Common Shares purchased, purchase price per Class I Common Share and the total amount of securities beneficially owned (collectively, the "Transaction Information") could not be determined at the time of the original filing. This amendment discloses the final Transaction Information following the definitive calculation of the Fund's NAV per share as of April 30, 2024. F1 · price: The amount disclosed in the original Form 4 for this investment was an estimate based on the Fund's net asset value ("NAV") as of March 31, 2024. Due to the timing of the calculation of the Fund's NAV, the final number of Class I Common Shares purchased, purchase price per Class I Common Share and the total amount of securities beneficially owned (collectively, the "Transaction Information") could not be determined at the time of the original filing. This amendment discloses the final Transaction Information following the definitive calculation of the Fund's NAV per share as of April 30, 2024. F1 · balance_after: The amount disclosed in the original Form 4 for this investment was an estimate based on the Fund's net asset value ("NAV") as of March 31, 2024. Due to the timing of the calculation of the Fund's NAV, the final number of Class I Common Shares purchased, purchase price per Class I Common Share and the total amount of securities beneficially owned (collectively, the "Transaction Information") could not be determined at the time of the original filing. This amendment discloses the final Transaction Information following the definitive calculation of the Fund's NAV per share as of April 30, 2024. Read SEC document |
| August 20, 2018 Filed Aug 21, 2018 16:50 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantRestricted Stock Units | 185 | $13.44 | $2,486.40 |
DisclosureSEC source: 0001437749-18-015926 · rdgdoc.xml · nonDerivative · entry 1 Waldt Gerard R Jr. · CIK 0001721942 · Interim Chief Accounting Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,243 F1 · balance_after: Includes additional Dividend Shares relating to deemed reinvested dividend equivalent rights that accrued on Restricted Stock Units (RSUs) previously granted. Such additional Dividend Shares are in the form of additional RSUs vest and are settled at the same time as the RSUs in respect of which the dividend equivalent rights accrued. Each such additional Dividend Share RSU is the economic equivalent of one share of Hercules Capital, Inc. common stock. Read SEC document |
| May 21, 2018 Filed May 21, 2018 20:20 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantRestricted Stock Units | 196 | $12.40 | $2,430.40 |
DisclosureSEC source: 0001593968-18-000815 · primary_01.xml · nonDerivative · entry 1 Waldt Gerard R Jr. · CIK 0001721942 · Interim Chief Accounting Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,058 F1 · balance_after: Includes additional Dividend Shares relating to deemed reinvested dividend equivalent rights that accrued on Restricted Stock Units (RSUs) previously granted. Such additional Dividend Shares are in the form of additional RSUs vest and are settled at the same time as the RSUs in respect of which the dividend equivalent rights accrued. Each such additional Dividend Share RSU is the economic equivalent of one share of Hercules Capital, Inc. common stock. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 20:24 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantRestricted Stock Units | 193 | $12.27 | $2,368.11 |
DisclosureSEC source: 0001593968-18-000550 · primary_01.xml · nonDerivative · entry 1 Waldt Gerard R Jr. · CIK 0001721942 · Interim Chief Accounting Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,862 Read SEC document |
| January 09, 2018 Filed Jan 16, 2018 21:14 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantRestricted Stock Units | 7,669 | $13.04 | $100,003.76 |
DisclosureSEC source: 0001593968-18-000147 · primary_01.xml · nonDerivative · entry 1 Waldt Gerard R Jr. · CIK 0001721942 · Interim Chief Accounting Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,669 F1 · shares: The restricted stock units vest one-third on January 09, 2019 and the remaining two-thirds vest quarterly in equal amounts over the following two years. Vested shares will be delivered to reporting person as soon as reasonably practicable on the earlier of (a) January 09, 2022 and (b) the date (i) reporting person separates from service from Issuer, (ii) dies or becomes disabled or (iii) there is a change in control of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.