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Rivera Kim M

Disclosed activity across 2 companies

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89250
SEC CIK
0001479038

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HP INCHPQ · Entity 642President SBM, CLO & SecDecember 16, 2020December 18, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HP INC

Report date December 16, 2020 · Filed December 18, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect92,208 Reported balance After 2020-12-16 transaction · row 1
1 source row

Row 1 · 2020-12-16 · Sale · Disposed 48,332 · Balance 92,208

F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on12/23/2019

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on12/23/2019

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Cano Health, Inc.

Report date June 28, 2024 · Filed July 02, 2024

Section 16 reporting ended · disclosed 2024-07-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2024-06-28 transaction · row 1
1 source row

Row 1 · 2024-06-28 · Disposition to issuer · Disposed 2,485 · Balance 0

F1: Beginning on February 4, 2024, the Issuer and certain of its direct and indirect subsidiaries (together with the Issuer, the "Debtors") filed voluntary petitions in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"), seeking relief under Chapter 11 of Title 11 of the United States Code. On June 28, 2024, the Bankruptcy Court entered an order confirming the Debtors' Fourth Amended Joint Chapter 11 Plan of Reorganization of Cano Health, Inc. and its Affiliated Debtors (the "Plan"), and on June 28, 2024 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy. On the Effective Date, all outstanding shares of Class A Common Stock of the Issuer (the "Old Common Stock") and warrants, each exercisable for shares of Old Common Stock, were cancelled pursuant to the Plan.

F2: Reflects the Issuer's 1-for-100 reverse stock split effective as of November 2, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: Beginning on February 4, 2024, the Issuer and certain of its direct and indirect subsidiaries (together with the Issuer, the "Debtors") filed voluntary petitions in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"), seeking relief under Chapter 11 of Title 11 of the United States Code. On June 28, 2024, the Bankruptcy Court entered an order confirming the Debtors' Fourth Amended Joint Chapter 11 Plan of Reorganization of Cano Health, Inc. and its Affiliated Debtors (the "Plan"), and on June 28, 2024 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy. On the Effective Date, all outstanding shares of Class A Common Stock of the Issuer (the "Old Common Stock") and warrants, each exercisable for shares of Old Common Stock, were cancelled pursuant to the Plan.

F2: Reflects the Issuer's 1-for-100 reverse stock split effective as of November 2, 2023.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 31, 2018 Filed Nov 2, 2018 20:22 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 23,298 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004381 · primarydocument.xml · nonDerivative · entry 1

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 21:24 UTC HP INC HPQ · Entity 642 SaleCommon Stock 48,954 $21.34 $1,044,746.90
Disclosure

SEC source: 0001562180-17-004017 · primarydocument.xml · nonDerivative · entry 1

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.31-$21.365, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 21, 2017 Filed Dec 27, 2017 02:18 UTC Amendment HP INC HPQ · Entity 642 SaleCommon Stock 48,945 $21.34 $1,044,554.82
Disclosure

SEC source: 0001562180-17-004030 · primarydocument.xml · nonDerivative · entry 1

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.31-$21.365, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 12, 2017 Filed Dec 12, 2017 22:50 UTC HP INC HPQ · Entity 642 SaleCommon Stock 14,635 $21.08 $308,457.50
Disclosure

SEC source: 0001562180-17-003857 · primarydocument.xml · nonDerivative · entry 3

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,945

F2 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/30/2016.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.99-$21.18, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 09, 2017 Filed Dec 12, 2017 22:50 UTC HP INC HPQ · Entity 642 Exercise / conversionRestricted Stock Units · Derivative 30,608 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-17-003857 · primarydocument.xml · derivative · entry 4

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,627

Underlying: Common Stock · 30,608 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU"') represents a contingent right to receive one share of HP common stock.

F4 · shares: On 12/9/2015, the reporting person was granted 85,879 RSUs, 28,626 of which vested on 12/9/2016, 28,626 of which vested on 12/9/2017 and 28,627 of which are scheduled to vest 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,982 vested dividend equivalent rights.

F4 · price: On 12/9/2015, the reporting person was granted 85,879 RSUs, 28,626 of which vested on 12/9/2016, 28,626 of which vested on 12/9/2017 and 28,627 of which are scheduled to vest 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,982 vested dividend equivalent rights.

F4 · derivative.exercise_date: On 12/9/2015, the reporting person was granted 85,879 RSUs, 28,626 of which vested on 12/9/2016, 28,626 of which vested on 12/9/2017 and 28,627 of which are scheduled to vest 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,982 vested dividend equivalent rights.

F4 · derivative.expiration_date: On 12/9/2015, the reporting person was granted 85,879 RSUs, 28,626 of which vested on 12/9/2016, 28,626 of which vested on 12/9/2017 and 28,627 of which are scheduled to vest 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,982 vested dividend equivalent rights.

F4 · derivative.underlying_shares: On 12/9/2015, the reporting person was granted 85,879 RSUs, 28,626 of which vested on 12/9/2016, 28,626 of which vested on 12/9/2017 and 28,627 of which are scheduled to vest 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,982 vested dividend equivalent rights.

Read SEC document
December 09, 2017 Filed Dec 12, 2017 22:50 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 15,973 $21.07 $336,551.11
Disclosure

SEC source: 0001562180-17-003857 · primarydocument.xml · nonDerivative · entry 2

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,580

Read SEC document
December 09, 2017 Filed Dec 12, 2017 22:50 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 30,608 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-003857 · primarydocument.xml · nonDerivative · entry 1

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit ("RSU"') represents a contingent right to receive one share of HP common stock.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:21 UTC HP INC HPQ · Entity 642 GrantPerformance Adjusted Restricted Stock Units · Derivative 88,550 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-17-003837 · primarydocument.xml · derivative · entry 5

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,550

Underlying: Common Stock · 88,550 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HP common stock.

F4 · shares: On 12/7/2017, the reporting person was granted 88,550 Performance Adjusted Restricted Stock Units ("PARSUs"), 50% of which will be earned on each of 12/7/2019 and 12/7/2020 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/2018, 12/7/2019 and 12/7/2020 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F4 · price: On 12/7/2017, the reporting person was granted 88,550 Performance Adjusted Restricted Stock Units ("PARSUs"), 50% of which will be earned on each of 12/7/2019 and 12/7/2020 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/2018, 12/7/2019 and 12/7/2020 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F4 · derivative.exercise_date: On 12/7/2017, the reporting person was granted 88,550 Performance Adjusted Restricted Stock Units ("PARSUs"), 50% of which will be earned on each of 12/7/2019 and 12/7/2020 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/2018, 12/7/2019 and 12/7/2020 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F4 · derivative.expiration_date: On 12/7/2017, the reporting person was granted 88,550 Performance Adjusted Restricted Stock Units ("PARSUs"), 50% of which will be earned on each of 12/7/2019 and 12/7/2020 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/2018, 12/7/2019 and 12/7/2020 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:21 UTC HP INC HPQ · Entity 642 GrantRestricted Stock Units · Derivative 62,947 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-17-003837 · primarydocument.xml · derivative · entry 4

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,947

Underlying: Common Stock · 62,947 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HP common stock.

F3 · shares: On 12/7/2017, the reporting person was granted 62,947 RSUs, one-third of which vest annually over three years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F3 · price: On 12/7/2017, the reporting person was granted 62,947 RSUs, one-third of which vest annually over three years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F3 · derivative.exercise_date: On 12/7/2017, the reporting person was granted 62,947 RSUs, one-third of which vest annually over three years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F3 · derivative.expiration_date: On 12/7/2017, the reporting person was granted 62,947 RSUs, one-third of which vest annually over three years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:21 UTC HP INC HPQ · Entity 642 Exercise / conversionRestricted Stock Units · Derivative 23,394 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-17-003837 · primarydocument.xml · derivative · entry 3

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,408

Underlying: Common Stock · 23,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HP common stock.

F2 · shares: On 12/7/2016, the reporting person was granted 68,111 RSUs, 22,703 of which vested on 12/7/2017 and 22,704 of which are scheduled to vest on each of 12/7/2018 and 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 691 vested dividend equivalent rights.

F2 · price: On 12/7/2016, the reporting person was granted 68,111 RSUs, 22,703 of which vested on 12/7/2017 and 22,704 of which are scheduled to vest on each of 12/7/2018 and 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 691 vested dividend equivalent rights.

F2 · derivative.exercise_date: On 12/7/2016, the reporting person was granted 68,111 RSUs, 22,703 of which vested on 12/7/2017 and 22,704 of which are scheduled to vest on each of 12/7/2018 and 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 691 vested dividend equivalent rights.

F2 · derivative.expiration_date: On 12/7/2016, the reporting person was granted 68,111 RSUs, 22,703 of which vested on 12/7/2017 and 22,704 of which are scheduled to vest on each of 12/7/2018 and 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 691 vested dividend equivalent rights.

F2 · derivative.underlying_shares: On 12/7/2016, the reporting person was granted 68,111 RSUs, 22,703 of which vested on 12/7/2017 and 22,704 of which are scheduled to vest on each of 12/7/2018 and 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 691 vested dividend equivalent rights.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:21 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 12,208 $20.97 $256,001.76
Disclosure

SEC source: 0001562180-17-003837 · primarydocument.xml · nonDerivative · entry 2

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,945

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:21 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 23,394 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-003837 · primarydocument.xml · nonDerivative · entry 1

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HP common stock.

Read SEC document
December 04, 2017 Filed Dec 6, 2017 23:58 UTC HP INC HPQ · Entity 642 Exercise / conversionPerformance Adjusted Restricted Stock Units · Derivative 78,961 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-17-003781 · primarydocument.xml · derivative · entry 3

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,619

Underlying: Common Stock · 78,961 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F2 · shares: As previously reported, on 12/9/2015 the reporting person was granted 125,237 performance adjusted target restricted stock units ("PARSUs"). On 12/4/2017, 73,702 PARSUs vested based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 5,259 vested dividend equivalent units.

F2 · price: As previously reported, on 12/9/2015 the reporting person was granted 125,237 performance adjusted target restricted stock units ("PARSUs"). On 12/4/2017, 73,702 PARSUs vested based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 5,259 vested dividend equivalent units.

F2 · derivative.exercise_date: As previously reported, on 12/9/2015 the reporting person was granted 125,237 performance adjusted target restricted stock units ("PARSUs"). On 12/4/2017, 73,702 PARSUs vested based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 5,259 vested dividend equivalent units.

F2 · derivative.expiration_date: As previously reported, on 12/9/2015 the reporting person was granted 125,237 performance adjusted target restricted stock units ("PARSUs"). On 12/4/2017, 73,702 PARSUs vested based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 5,259 vested dividend equivalent units.

Read SEC document
December 04, 2017 Filed Dec 6, 2017 23:58 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 41,202 $21.08 $868,538.16
Disclosure

SEC source: 0001562180-17-003781 · primarydocument.xml · nonDerivative · entry 2

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,759

Read SEC document
December 04, 2017 Filed Dec 6, 2017 23:58 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 78,961 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-003781 · primarydocument.xml · nonDerivative · entry 1

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2017 Filed Nov 13, 2017 21:17 UTC HP INC HPQ · Entity 642 SaleCommon Stock 41,761 $21.28 $888,515.39
Disclosure

SEC source: 0001562180-17-003546 · primarydocument.xml · nonDerivative · entry 3

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on 11/30/2016.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.19 - $21.32, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 21:17 UTC HP INC HPQ · Entity 642 Exercise / conversionRestricted Stock Units · Derivative 84,799 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-17-003546 · primarydocument.xml · derivative · entry 4

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,799

Underlying: Common Stock · 84,799 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU') represents a contingent right to receive one share of HP common stock.

F4 · shares: On 11/09/2015 the reporting person was granted 237,924 RSUs, 79,308 of which vested on 11/09/2016 and 11/09/2017, and 79,308 of which will vest on 11/09/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 5,491 vested dividend equivalent rights.

F4 · price: On 11/09/2015 the reporting person was granted 237,924 RSUs, 79,308 of which vested on 11/09/2016 and 11/09/2017, and 79,308 of which will vest on 11/09/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 5,491 vested dividend equivalent rights.

F4 · derivative.exercise_date: On 11/09/2015 the reporting person was granted 237,924 RSUs, 79,308 of which vested on 11/09/2016 and 11/09/2017, and 79,308 of which will vest on 11/09/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 5,491 vested dividend equivalent rights.

F4 · derivative.expiration_date: On 11/09/2015 the reporting person was granted 237,924 RSUs, 79,308 of which vested on 11/09/2016 and 11/09/2017, and 79,308 of which will vest on 11/09/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 5,491 vested dividend equivalent rights.

F4 · derivative.underlying_shares: On 11/09/2015 the reporting person was granted 237,924 RSUs, 79,308 of which vested on 11/09/2016 and 11/09/2017, and 79,308 of which will vest on 11/09/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 5,491 vested dividend equivalent rights.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 21:17 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 43,038 $21.34 $918,430.92
Disclosure

SEC source: 0001562180-17-003546 · primarydocument.xml · nonDerivative · entry 2

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,761

Read SEC document
November 09, 2017 Filed Nov 13, 2017 21:17 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 84,799 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-003546 · primarydocument.xml · nonDerivative · entry 1

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU') represents a contingent right to receive one share of HP common stock.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:09 UTC HP INC HPQ · Entity 642 SaleCommon Stock 14,220 $15.85 $225,384.16
Disclosure

SEC source: 0001562180-16-003804 · primarydocument.xml · nonDerivative · entry 1

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.841-$15.85, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 09, 2016 Filed Dec 14, 2016 00:57 UTC HP INC HPQ · Entity 642 Exercise / conversionRestricted Stock Unit · Derivative 29,739 $15.78 $469,281.42
Disclosure

SEC source: 0001562180-16-003762 · primarydocument.xml · derivative · entry 3

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,253

Underlying: Common Stock · 29,739 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F2 · derivative.exercise_date: On 12/9/2015 the reporting person was granted 85,879 RSUs, 28,626 of which vested on 12/9/2016, 28,626 of which will vest on 12/9/2017 and 28,627 of which will vest on 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,113 vested dividend equivalent rights.

F2 · derivative.expiration_date: On 12/9/2015 the reporting person was granted 85,879 RSUs, 28,626 of which vested on 12/9/2016, 28,626 of which will vest on 12/9/2017 and 28,627 of which will vest on 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,113 vested dividend equivalent rights.

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December 09, 2016 Filed Dec 14, 2016 00:57 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 15,519 $15.78 $244,889.82
Disclosure

SEC source: 0001562180-16-003762 · primarydocument.xml · nonDerivative · entry 2

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,220

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December 09, 2016 Filed Dec 14, 2016 00:57 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 29,739 $15.78 $469,281.42
Disclosure

SEC source: 0001562180-16-003762 · primarydocument.xml · nonDerivative · entry 1

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 07, 2016 Filed Dec 10, 2016 01:12 UTC HP INC HPQ · Entity 642 GrantRestricted Stock Units · Derivative 68,111 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-16-003724 · primarydocument.xml · derivative · entry 2

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,111

Underlying: Common Stock · 68,111 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F3 · shares: On 12/07/16 the reporting person was granted 68,111 RSUs, 22,703 of which will vest on 12/07/17 and 22,704 will vest on each of 12/07/2018, and 12/07/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the HP common stock.

F3 · price: On 12/07/16 the reporting person was granted 68,111 RSUs, 22,703 of which will vest on 12/07/17 and 22,704 will vest on each of 12/07/2018, and 12/07/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the HP common stock.

F3 · derivative.exercise_date: On 12/07/16 the reporting person was granted 68,111 RSUs, 22,703 of which will vest on 12/07/17 and 22,704 will vest on each of 12/07/2018, and 12/07/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the HP common stock.

F3 · derivative.expiration_date: On 12/07/16 the reporting person was granted 68,111 RSUs, 22,703 of which will vest on 12/07/17 and 22,704 will vest on each of 12/07/2018, and 12/07/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the HP common stock.

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December 07, 2016 Filed Dec 10, 2016 01:12 UTC HP INC HPQ · Entity 642 GrantPerformance Adjusted Restricted Stock Units · Derivative 93,525 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-16-003724 · primarydocument.xml · derivative · entry 1

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,525

Underlying: Common Stock · 93,525 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F2 · shares: On 12/7/16 the reporting person was granted 93,525 performance adjusted restricted stock units ("PARSUs"), 50% of which will be earned on each of 12/7/18 and 12/7/19 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/17, 12/7/18 and 12/7/19 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/18 and 12/7/19. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F2 · price: On 12/7/16 the reporting person was granted 93,525 performance adjusted restricted stock units ("PARSUs"), 50% of which will be earned on each of 12/7/18 and 12/7/19 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/17, 12/7/18 and 12/7/19 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/18 and 12/7/19. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F2 · derivative.exercise_date: On 12/7/16 the reporting person was granted 93,525 performance adjusted restricted stock units ("PARSUs"), 50% of which will be earned on each of 12/7/18 and 12/7/19 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/17, 12/7/18 and 12/7/19 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/18 and 12/7/19. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F2 · derivative.expiration_date: On 12/7/16 the reporting person was granted 93,525 performance adjusted restricted stock units ("PARSUs"), 50% of which will be earned on each of 12/7/18 and 12/7/19 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/17, 12/7/18 and 12/7/19 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/18 and 12/7/19. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

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December 01, 2016 Filed Dec 5, 2016 21:22 UTC HP INC HPQ · Entity 642 SaleCommon Stock 46,560 $15.20 $707,712.00
Disclosure

SEC source: 0001562180-16-003673 · primarydocument.xml · nonDerivative · entry 1

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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November 09, 2016 Filed Nov 14, 2016 21:58 UTC HP INC HPQ · Entity 642 Exercise / conversionRestricted Stock Units · Derivative 82,390 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-16-003474 · primarydocument.xml · derivative · entry 3

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,616

Underlying: Common Stock · 82,390 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F2 · shares: On 11/09/2015 the reporting person was granted 237,924 RSUs, 79,308 of which vested on 11/09/2016, 79,308 of which will vest on 11/09/2017 and 79,308 of which will vest on 11/09/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,082 vested dividend equivalent rights.

F2 · price: On 11/09/2015 the reporting person was granted 237,924 RSUs, 79,308 of which vested on 11/09/2016, 79,308 of which will vest on 11/09/2017 and 79,308 of which will vest on 11/09/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,082 vested dividend equivalent rights.

F2 · derivative.exercise_date: On 11/09/2015 the reporting person was granted 237,924 RSUs, 79,308 of which vested on 11/09/2016, 79,308 of which will vest on 11/09/2017 and 79,308 of which will vest on 11/09/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,082 vested dividend equivalent rights.

F2 · derivative.expiration_date: On 11/09/2015 the reporting person was granted 237,924 RSUs, 79,308 of which vested on 11/09/2016, 79,308 of which will vest on 11/09/2017 and 79,308 of which will vest on 11/09/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,082 vested dividend equivalent rights.

F2 · derivative.underlying_shares: On 11/09/2015 the reporting person was granted 237,924 RSUs, 79,308 of which vested on 11/09/2016, 79,308 of which will vest on 11/09/2017 and 79,308 of which will vest on 11/09/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,082 vested dividend equivalent rights.

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November 09, 2016 Filed Nov 14, 2016 21:58 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 35,830 $15.57 $557,873.10
Disclosure

SEC source: 0001562180-16-003474 · primarydocument.xml · nonDerivative · entry 2

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,560

Read SEC document
November 09, 2016 Filed Nov 14, 2016 21:58 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 82,390 $15.57 $1,282,812.30
Disclosure

SEC source: 0001562180-16-003474 · primarydocument.xml · nonDerivative · entry 1

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.