Rivera Kim M

SEC source: 0000950170-24-080511 · ownership.xml · nonDerivative · entry 1

Rivera Kim M · CIK 0001479038 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Beginning on February 4, 2024, the Issuer and certain of its direct and indirect subsidiaries (together with the Issuer, the "Debtors") filed voluntary petitions in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"), seeking relief under Chapter 11 of Title 11 of the United States Code. On June 28, 2024, the Bankruptcy Court entered an order confirming the Debtors' Fourth Amended Joint Chapter 11 Plan of Reorganization of Cano Health, Inc. and its Affiliated Debtors (the "Plan"), and on June 28, 2024 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy. On the Effective Date, all outstanding shares of Class A Common Stock of the Issuer (the "Old Common Stock") and warrants, each exercisable for shares of Old Common Stock, were cancelled pursuant to the Plan.

F2 · shares: Reflects the Issuer's 1-for-100 reverse stock split effective as of November 2, 2023.

F1 · price: Beginning on February 4, 2024, the Issuer and certain of its direct and indirect subsidiaries (together with the Issuer, the "Debtors") filed voluntary petitions in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"), seeking relief under Chapter 11 of Title 11 of the United States Code. On June 28, 2024, the Bankruptcy Court entered an order confirming the Debtors' Fourth Amended Joint Chapter 11 Plan of Reorganization of Cano Health, Inc. and its Affiliated Debtors (the "Plan"), and on June 28, 2024 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy. On the Effective Date, all outstanding shares of Class A Common Stock of the Issuer (the "Old Common Stock") and warrants, each exercisable for shares of Old Common Stock, were cancelled pursuant to the Plan.

SEC source: 0001209191-23-038687 · doc4.xml · nonDerivative · entry 1

Rivera Kim M · CIK 0001479038 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,500

F1 · price: These securities represent restricted stock units ("RSUs") granted under the Cano Health, Inc. 2021 Stock Option and Incentive Plan. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The RSUs vest on the earlier of (i) June 15, 2024 or (ii) the Issuer's next annual meeting of stockholders, in each case so long as the reporting person remains in service as a member of the board on such date. These RSUs have been awarded to the reporting person to fully satisfy the Issuer's 2023 total annual equity and cash compensation for non-employee directors. This amount includes RSUs received in lieu of the $50,000 cash portion of the reporting person's total annual compensation based on a price of $1.347 per share (based on the volume weighted average price of the Issuer stock over the twenty business days preceding the grant).

SEC source: 0000899243-22-018626 · doc4.xml · nonDerivative · entry 1

Rivera Kim M · CIK 0001479038 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,902

F1 · price: These shares represent restricted stock units ("RSUs") granted under the Cano Health, Inc. 2021 Stock Option and Incentive Plan. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The RSUs vest on the earliest of (i) May 16, 2023 or (ii) the Issuer's next annual meeting of stockholders, in each case so long as the reporting person remains in service as a member of the board on such date.

SEC source: 0000899243-22-003843 · doc4.xml · nonDerivative · entry 1

Rivera Kim M · CIK 0001479038 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,825

F1 · price: These shares represent restricted stock units ("RSUs") granted under the Cano Health, Inc. 2021 Stock Option and Incentive Plan. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The RSUs vest on the earliest of (i) January 28, 2023 or (ii) the Issuer's next annual meeting of stockholders, in each case so long as the reporting person remains in service as a member of the board on such date.

SEC source: 0001562180-20-007362 · primarydocument.xml · nonDerivative · entry 1

Rivera Kim M · CIK 0001479038 · President SBM, CLO & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,208

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on12/23/2019

SEC source: 0001562180-20-007138 · primarydocument.xml · derivative · entry 8

Rivera Kim M · CIK 0001479038 · President SBM, CLO & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,005 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: On 12/7/2017, the reporting person was granted 62,947 RSUs, 20,982 of which vested on 12/7/2018 and 12/7/2019 and 20,983 of which vested on 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,022 vested dividend equivalent rights.

F8 · price: On 12/7/2017, the reporting person was granted 62,947 RSUs, 20,982 of which vested on 12/7/2018 and 12/7/2019 and 20,983 of which vested on 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,022 vested dividend equivalent rights.

F8 · derivative.exercise_date: On 12/7/2017, the reporting person was granted 62,947 RSUs, 20,982 of which vested on 12/7/2018 and 12/7/2019 and 20,983 of which vested on 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,022 vested dividend equivalent rights.

F8 · derivative.expiration_date: On 12/7/2017, the reporting person was granted 62,947 RSUs, 20,982 of which vested on 12/7/2018 and 12/7/2019 and 20,983 of which vested on 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,022 vested dividend equivalent rights.

SEC source: 0001562180-20-007138 · primarydocument.xml · derivative · entry 7

Rivera Kim M · CIK 0001479038 · President SBM, CLO & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,074

Underlying: Common Stock · 31,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: On 12/7/2018, the reporting person was granted 87,222 RSUs, 29,074 which vested on 12/7/2019 and 12/7/2020 and of which 29,074 is expected to vest on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,092 vested dividend equivalent rights.

F7 · price: On 12/7/2018, the reporting person was granted 87,222 RSUs, 29,074 which vested on 12/7/2019 and 12/7/2020 and of which 29,074 is expected to vest on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,092 vested dividend equivalent rights.

F7 · derivative.exercise_date: On 12/7/2018, the reporting person was granted 87,222 RSUs, 29,074 which vested on 12/7/2019 and 12/7/2020 and of which 29,074 is expected to vest on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,092 vested dividend equivalent rights.

F7 · derivative.expiration_date: On 12/7/2018, the reporting person was granted 87,222 RSUs, 29,074 which vested on 12/7/2019 and 12/7/2020 and of which 29,074 is expected to vest on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,092 vested dividend equivalent rights.

SEC source: 0001562180-20-007138 · primarydocument.xml · derivative · entry 6

Rivera Kim M · CIK 0001479038 · President SBM, CLO & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,293

Underlying: Common Stock · 35,509 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: On 12/6/2019, the reporting person was granted 102,439 RSUs, 34,146 of which vested on 12/7/2020, and of which 34,146 is scheduled to vest on 12/7/2021 and of which 34,147 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,363 vested dividend equivalent rights.

F6 · price: On 12/6/2019, the reporting person was granted 102,439 RSUs, 34,146 of which vested on 12/7/2020, and of which 34,146 is scheduled to vest on 12/7/2021 and of which 34,147 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,363 vested dividend equivalent rights.

F6 · derivative.exercise_date: On 12/6/2019, the reporting person was granted 102,439 RSUs, 34,146 of which vested on 12/7/2020, and of which 34,146 is scheduled to vest on 12/7/2021 and of which 34,147 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,363 vested dividend equivalent rights.

F6 · derivative.expiration_date: On 12/6/2019, the reporting person was granted 102,439 RSUs, 34,146 of which vested on 12/7/2020, and of which 34,146 is scheduled to vest on 12/7/2021 and of which 34,147 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,363 vested dividend equivalent rights.

SEC source: 0001562180-20-007138 · primarydocument.xml · derivative · entry 5

Rivera Kim M · CIK 0001479038 · President SBM, CLO & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,901

Underlying: Common Stock · 247,901 shares

Expires not disclosed

F5 · derivative.exercise_price: The performance contingent stock options granted on 12/7/2020 will vest 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.

F5 · price: The performance contingent stock options granted on 12/7/2020 will vest 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.

F5 · derivative.exercise_date: The performance contingent stock options granted on 12/7/2020 will vest 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.

F5 · derivative.expiration_date: The performance contingent stock options granted on 12/7/2020 will vest 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.

SEC source: 0001562180-20-007138 · primarydocument.xml · derivative · entry 4

Rivera Kim M · CIK 0001479038 · President SBM, CLO & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,897

Underlying: Common Stock · 55,897 shares

Expires not disclosed

F4 · derivative.exercise_price: On 12/7/2020, the reporting person was granted 55,897 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/23, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F4 · price: On 12/7/2020, the reporting person was granted 55,897 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/23, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F4 · derivative.exercise_date: On 12/7/2020, the reporting person was granted 55,897 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/23, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F4 · derivative.expiration_date: On 12/7/2020, the reporting person was granted 55,897 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/23, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

SEC source: 0001562180-20-007138 · primarydocument.xml · derivative · entry 3

Rivera Kim M · CIK 0001479038 · President SBM, CLO & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,682

Underlying: Common Stock · 88,682 shares

Expires not disclosed

F3 · derivative.exercise_price: On 12/7/2020, the reporting person was granted 88,682 RSUs, one-third of which vest annually over three years on each of 12/7/2021, 12/7/2022 and 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F3 · price: On 12/7/2020, the reporting person was granted 88,682 RSUs, one-third of which vest annually over three years on each of 12/7/2021, 12/7/2022 and 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F3 · derivative.exercise_date: On 12/7/2020, the reporting person was granted 88,682 RSUs, one-third of which vest annually over three years on each of 12/7/2021, 12/7/2022 and 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F3 · derivative.expiration_date: On 12/7/2020, the reporting person was granted 88,682 RSUs, one-third of which vest annually over three years on each of 12/7/2021, 12/7/2022 and 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

SEC source: 0001562180-20-007138 · primarydocument.xml · nonDerivative · entry 2

Rivera Kim M · CIK 0001479038 · President SBM, CLO & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,540

F2 · shares: 44,466 shares were withheld by HP to satisfy tax withholding on vesting of RSUs.

SEC source: 0001562180-20-007138 · primarydocument.xml · nonDerivative · entry 1

Rivera Kim M · CIK 0001479038 · President SBM, CLO & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each RSU represents a contingent right to receive one share of HP common stock.

SEC source: 0001562180-20-006962 · primarydocument.xml · nonDerivative · entry 1

Rivera Kim M · CIK 0001479038 · President SBM, CLO & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,326

F1 · price: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on12/23/2019

SEC source: 0001562180-20-006807 · primarydocument.xml · derivative · entry 4

Rivera Kim M · CIK 0001479038 · President SBM, CLO & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,154

Underlying: Common Stock · 26,362 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance adjusted restricted stock unit ("PARSU") represents a contingent right to receive one share of HP common stock.

F3 · shares: As previously reported, on 12/7/2018 the reporting person was granted 120,262 performance adjusted target restricted stock units ("PARSUs"). On 11/17/2020, 26,362 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1769.239 vested dividend equivalent units.

F1 · price: Each performance adjusted restricted stock unit ("PARSU") represents a contingent right to receive one share of HP common stock.

F3 · derivative.exercise_date: As previously reported, on 12/7/2018 the reporting person was granted 120,262 performance adjusted target restricted stock units ("PARSUs"). On 11/17/2020, 26,362 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1769.239 vested dividend equivalent units.

F3 · derivative.expiration_date: As previously reported, on 12/7/2018 the reporting person was granted 120,262 performance adjusted target restricted stock units ("PARSUs"). On 11/17/2020, 26,362 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1769.239 vested dividend equivalent units.

SEC source: 0001562180-20-006807 · primarydocument.xml · derivative · entry 3

Rivera Kim M · CIK 0001479038 · President SBM, CLO & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,639 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance adjusted restricted stock unit ("PARSU") represents a contingent right to receive one share of HP common stock.

F2 · shares: As previously reported, on 12/7/2017 the reporting person was granted 88,550 performance adjusted target restricted stock units ("PARSUs"). On 11/17/2020, 52,639 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 4629.528 vested dividend equivalent units.

F1 · price: Each performance adjusted restricted stock unit ("PARSU") represents a contingent right to receive one share of HP common stock.

F2 · derivative.exercise_date: As previously reported, on 12/7/2017 the reporting person was granted 88,550 performance adjusted target restricted stock units ("PARSUs"). On 11/17/2020, 52,639 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 4629.528 vested dividend equivalent units.

F2 · derivative.expiration_date: As previously reported, on 12/7/2017 the reporting person was granted 88,550 performance adjusted target restricted stock units ("PARSUs"). On 11/17/2020, 52,639 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 4629.528 vested dividend equivalent units.

SEC source: 0001562180-20-006807 · primarydocument.xml · nonDerivative · entry 2

Rivera Kim M · CIK 0001479038 · President SBM, CLO & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,893

SEC source: 0001562180-20-006807 · primarydocument.xml · nonDerivative · entry 1

Rivera Kim M · CIK 0001479038 · President SBM, CLO & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-20-006017 · primarydocument.xml · nonDerivative · entry 1

Rivera Kim M · CIK 0001479038 · President, SBM, CLO & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,899

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.28-$19.44, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001562180-19-005978 · primarydocument.xml · derivative · entry 7

Rivera Kim M · CIK 0001479038 · President SBM, CLO & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,677 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HP common stock.

F7 · price: On 12/7/2016, the reporting person was granted 68,111 RSUs, 22,703 of which vested on 12/7/2017 and 22,704 of which vested on each of 12/7/2018 and 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,973 vested dividend equivalent rights.

F7 · derivative.exercise_date: On 12/7/2016, the reporting person was granted 68,111 RSUs, 22,703 of which vested on 12/7/2017 and 22,704 of which vested on each of 12/7/2018 and 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,973 vested dividend equivalent rights.

F7 · derivative.expiration_date: On 12/7/2016, the reporting person was granted 68,111 RSUs, 22,703 of which vested on 12/7/2017 and 22,704 of which vested on each of 12/7/2018 and 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,973 vested dividend equivalent rights.

SEC source: 0001562180-19-005978 · primarydocument.xml · derivative · entry 6

Rivera Kim M · CIK 0001479038 · President SBM, CLO & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,983

Underlying: Common Stock · 22,169 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HP common stock.

F6 · price: On 12/7/2017, the reporting person was granted 62,947 RSUs, 20,982 of which vested on each of 12/7/2018 and 12/7/2019, and 20,983 of which are scheduled to vest on 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,187 vested dividend equivalent rights.

F6 · derivative.exercise_date: On 12/7/2017, the reporting person was granted 62,947 RSUs, 20,982 of which vested on each of 12/7/2018 and 12/7/2019, and 20,983 of which are scheduled to vest on 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,187 vested dividend equivalent rights.

F6 · derivative.expiration_date: On 12/7/2017, the reporting person was granted 62,947 RSUs, 20,982 of which vested on each of 12/7/2018 and 12/7/2019, and 20,983 of which are scheduled to vest on 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,187 vested dividend equivalent rights.

SEC source: 0001562180-19-005978 · primarydocument.xml · derivative · entry 5

Rivera Kim M · CIK 0001479038 · President SBM, CLO & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,148

Underlying: Common Stock · 30,007 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HP common stock.

F5 · price: On 12/7/2018, the reporting person was granted 87,222 RSUs, 29,074 of which vested on 12/7/2019, and 29,074 of which are scheduled to vest on each of 12/7/2020 and 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 933 vested dividend equivalent rights.

F5 · derivative.exercise_date: On 12/7/2018, the reporting person was granted 87,222 RSUs, 29,074 of which vested on 12/7/2019, and 29,074 of which are scheduled to vest on each of 12/7/2020 and 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 933 vested dividend equivalent rights.

F5 · derivative.expiration_date: On 12/7/2018, the reporting person was granted 87,222 RSUs, 29,074 of which vested on 12/7/2019, and 29,074 of which are scheduled to vest on each of 12/7/2020 and 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 933 vested dividend equivalent rights.

SEC source: 0001562180-19-005978 · primarydocument.xml · nonDerivative · entry 2

Rivera Kim M · CIK 0001479038 · President SBM, CLO & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,223

F1 · shares: 38,106 shares were withheld by HP to satisfy tax withholding on vesting of Restricted Stock Units ("RSUs").

SEC source: 0001562180-19-005978 · primarydocument.xml · nonDerivative · entry 1

Rivera Kim M · CIK 0001479038 · President SBM, CLO & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-19-005978 · primarydocument.xml · derivative · entry 4

Rivera Kim M · CIK 0001479038 · President SBM, CLO & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,439

Underlying: Common Stock · 102,439 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HP common stock.

F4 · price: On 12/6/2019, the reporting person was granted 102,439 RSUs, one-third of which vest annually over three years on each of 12/7/2020, 12/7/2021 and 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F4 · derivative.exercise_date: On 12/6/2019, the reporting person was granted 102,439 RSUs, one-third of which vest annually over three years on each of 12/7/2020, 12/7/2021 and 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F4 · derivative.expiration_date: On 12/6/2019, the reporting person was granted 102,439 RSUs, one-third of which vest annually over three years on each of 12/7/2020, 12/7/2021 and 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

SEC source: 0001562180-19-005978 · primarydocument.xml · derivative · entry 3

Rivera Kim M · CIK 0001479038 · President SBM, CLO & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,499

Underlying: Common Stock · 143,499 shares

Expires not disclosed

F2 · derivative.exercise_price: On 12/6/2019, the reporting person was granted 143,499 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/22, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F2 · price: On 12/6/2019, the reporting person was granted 143,499 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/22, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F2 · derivative.exercise_date: On 12/6/2019, the reporting person was granted 143,499 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/22, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F2 · derivative.expiration_date: On 12/6/2019, the reporting person was granted 143,499 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/22, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

SEC source: 0001562180-19-005540 · primarydocument.xml · derivative · entry 4

Rivera Kim M · CIK 0001479038 · President SBM, CLO, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,654

Underlying: Common Stock · 30,078 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance adjusted restricted stock unit ("PARSU") represents a contingent right to receive one share of HP common stock.

F3 · shares: As previously reported, on 12/7/2017 the reporting person was granted 88,550 PARSUs. On 11/13/2019, 28,469 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1,609 vested dividend equivalent units.

F3 · price: As previously reported, on 12/7/2017 the reporting person was granted 88,550 PARSUs. On 11/13/2019, 28,469 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1,609 vested dividend equivalent units.

F3 · derivative.exercise_date: As previously reported, on 12/7/2017 the reporting person was granted 88,550 PARSUs. On 11/13/2019, 28,469 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1,609 vested dividend equivalent units.

F3 · derivative.expiration_date: As previously reported, on 12/7/2017 the reporting person was granted 88,550 PARSUs. On 11/13/2019, 28,469 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1,609 vested dividend equivalent units.

SEC source: 0001562180-19-005540 · primarydocument.xml · derivative · entry 3

Rivera Kim M · CIK 0001479038 · President SBM, CLO, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 71,361 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance adjusted restricted stock unit ("PARSU") represents a contingent right to receive one share of HP common stock.

F2 · shares: As previously reported, on 12/7/2016 the reporting person was granted 93,525 PARSUs. On 11/13/2019, 65,656 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 5,705 vested dividend equivalent units.

F2 · price: As previously reported, on 12/7/2016 the reporting person was granted 93,525 PARSUs. On 11/13/2019, 65,656 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 5,705 vested dividend equivalent units.

F2 · derivative.exercise_date: As previously reported, on 12/7/2016 the reporting person was granted 93,525 PARSUs. On 11/13/2019, 65,656 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 5,705 vested dividend equivalent units.

F2 · derivative.expiration_date: As previously reported, on 12/7/2016 the reporting person was granted 93,525 PARSUs. On 11/13/2019, 65,656 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 5,705 vested dividend equivalent units.

SEC source: 0001562180-19-005540 · primarydocument.xml · nonDerivative · entry 2

Rivera Kim M · CIK 0001479038 · President SBM, CLO, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,476

SEC source: 0001562180-19-005540 · primarydocument.xml · nonDerivative · entry 1

Rivera Kim M · CIK 0001479038 · President SBM, CLO, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-19-003603 · primarydocument.xml · nonDerivative · entry 1

Rivera Kim M · CIK 0001479038 · President SBM, CLO, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,899

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.53-$20.5350, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001562180-18-004925 · primarydocument.xml · derivative · entry 9

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,309 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HP common stock.

F8 · price: On 12/9/2015, the reporting person was granted 85,879 RSUs, 28,626 of which vested on each of 12/9/2016 and 12/9/2017, and of which 28,627 vested on 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,682 vested dividend equivalent rights.

F8 · derivative.exercise_date: On 12/9/2015, the reporting person was granted 85,879 RSUs, 28,626 of which vested on each of 12/9/2016 and 12/9/2017, and of which 28,627 vested on 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,682 vested dividend equivalent rights.

F8 · derivative.expiration_date: On 12/9/2015, the reporting person was granted 85,879 RSUs, 28,626 of which vested on each of 12/9/2016 and 12/9/2017, and of which 28,627 vested on 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,682 vested dividend equivalent rights.

SEC source: 0001562180-18-004925 · primarydocument.xml · nonDerivative · entry 4

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,899

F2 · shares: 15,524 shares were withheld by HP to satisfy tax withholding on vesting of RSUs.

SEC source: 0001562180-18-004925 · primarydocument.xml · nonDerivative · entry 3

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-18-004925 · primarydocument.xml · derivative · entry 8

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,965

Underlying: Common Stock · 21,496 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HP common stock.

F7 · shares: On 12/7/2017, the reporting person was granted 62,947 RSUs, 20,982 of which vested on 12/7/2018, 20,982 of which are scheduled to vest on 12/7/2019, and 20,983 of which will vest on 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 514 vested dividend equivalent rights.

F7 · price: On 12/7/2017, the reporting person was granted 62,947 RSUs, 20,982 of which vested on 12/7/2018, 20,982 of which are scheduled to vest on 12/7/2019, and 20,983 of which will vest on 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 514 vested dividend equivalent rights.

F7 · derivative.exercise_date: On 12/7/2017, the reporting person was granted 62,947 RSUs, 20,982 of which vested on 12/7/2018, 20,982 of which are scheduled to vest on 12/7/2019, and 20,983 of which will vest on 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 514 vested dividend equivalent rights.

F7 · derivative.expiration_date: On 12/7/2017, the reporting person was granted 62,947 RSUs, 20,982 of which vested on 12/7/2018, 20,982 of which are scheduled to vest on 12/7/2019, and 20,983 of which will vest on 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 514 vested dividend equivalent rights.

SEC source: 0001562180-18-004925 · primarydocument.xml · derivative · entry 7

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,704

Underlying: Common Stock · 23,949 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HP common stock.

F6 · shares: On 12/7/2016, the reporting person was granted 68,111 RSUs, 22,703 of which vested on 12/7/2017, 22,704 of which vested on 12/7/2018, and 22,704 of which are scheduled to vest on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,245 vested dividend equivalent rights.

F6 · price: On 12/7/2016, the reporting person was granted 68,111 RSUs, 22,703 of which vested on 12/7/2017, 22,704 of which vested on 12/7/2018, and 22,704 of which are scheduled to vest on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,245 vested dividend equivalent rights.

F6 · derivative.exercise_date: On 12/7/2016, the reporting person was granted 68,111 RSUs, 22,703 of which vested on 12/7/2017, 22,704 of which vested on 12/7/2018, and 22,704 of which are scheduled to vest on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,245 vested dividend equivalent rights.

F6 · derivative.expiration_date: On 12/7/2016, the reporting person was granted 68,111 RSUs, 22,703 of which vested on 12/7/2017, 22,704 of which vested on 12/7/2018, and 22,704 of which are scheduled to vest on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,245 vested dividend equivalent rights.

F6 · derivative.underlying_shares: On 12/7/2016, the reporting person was granted 68,111 RSUs, 22,703 of which vested on 12/7/2017, 22,704 of which vested on 12/7/2018, and 22,704 of which are scheduled to vest on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,245 vested dividend equivalent rights.

SEC source: 0001562180-18-004925 · primarydocument.xml · derivative · entry 6

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,262

Underlying: Common Stock · 120,262 shares

Expires not disclosed

F5 · derivative.exercise_price: On 12/7/2018, the reporting person was granted 120,262 Performance Adjusted Restricted Stock Units ("PARSUs"), 50% of which will be earned on each of 12/7/2020 and 12/7/2021 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/2019, 12/7/2020 and 12/7/2021 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/2020 and 12/7/2021. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F5 · shares: On 12/7/2018, the reporting person was granted 120,262 Performance Adjusted Restricted Stock Units ("PARSUs"), 50% of which will be earned on each of 12/7/2020 and 12/7/2021 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/2019, 12/7/2020 and 12/7/2021 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/2020 and 12/7/2021. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F5 · price: On 12/7/2018, the reporting person was granted 120,262 Performance Adjusted Restricted Stock Units ("PARSUs"), 50% of which will be earned on each of 12/7/2020 and 12/7/2021 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/2019, 12/7/2020 and 12/7/2021 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/2020 and 12/7/2021. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F5 · derivative.exercise_date: On 12/7/2018, the reporting person was granted 120,262 Performance Adjusted Restricted Stock Units ("PARSUs"), 50% of which will be earned on each of 12/7/2020 and 12/7/2021 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/2019, 12/7/2020 and 12/7/2021 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/2020 and 12/7/2021. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F5 · derivative.expiration_date: On 12/7/2018, the reporting person was granted 120,262 Performance Adjusted Restricted Stock Units ("PARSUs"), 50% of which will be earned on each of 12/7/2020 and 12/7/2021 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/2019, 12/7/2020 and 12/7/2021 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/2020 and 12/7/2021. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

SEC source: 0001562180-18-004925 · primarydocument.xml · derivative · entry 5

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,222

Underlying: Common Stock · 87,222 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HP common stock.

F4 · shares: On 12/7/2018, the reporting person was granted 87,222 RSUs, one-third of which vest annually over three years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F4 · price: On 12/7/2018, the reporting person was granted 87,222 RSUs, one-third of which vest annually over three years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F4 · derivative.exercise_date: On 12/7/2018, the reporting person was granted 87,222 RSUs, one-third of which vest annually over three years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F4 · derivative.expiration_date: On 12/7/2018, the reporting person was granted 87,222 RSUs, one-third of which vest annually over three years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

SEC source: 0001562180-18-004925 · primarydocument.xml · nonDerivative · entry 2

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,114

F1 · shares: 22,533 shares were withheld by HP to satisfy tax withholding on vesting of restricted stock units ("RSUs").

SEC source: 0001562180-18-004925 · primarydocument.xml · nonDerivative · entry 1

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-18-004729 · primarydocument.xml · derivative · entry 4

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 95,620 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance adjusted restricted stock unit ("PARSU") represents a contingent right to receive one share of HP common stock.

F4 · shares: As previously reported, on 12/9/2015 the reporting person was granted 125,237 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 87,103 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 8,517 vested dividend equivalent units.

F4 · price: As previously reported, on 12/9/2015 the reporting person was granted 125,237 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 87,103 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 8,517 vested dividend equivalent units.

F4 · derivative.exercise_date: As previously reported, on 12/9/2015 the reporting person was granted 125,237 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 87,103 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 8,517 vested dividend equivalent units.

F4 · derivative.expiration_date: As previously reported, on 12/9/2015 the reporting person was granted 125,237 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 87,103 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 8,517 vested dividend equivalent units.

SEC source: 0001562180-18-004729 · primarydocument.xml · derivative · entry 3

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,557

Underlying: Common Stock · 47,106 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance adjusted restricted stock unit ("PARSU") represents a contingent right to receive one share of HP common stock.

F3 · shares: As previously reported, on 12/7/2016 the reporting person was granted 93,525 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 44,658 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 2,448 vested dividend equivalent units.

F3 · price: As previously reported, on 12/7/2016 the reporting person was granted 93,525 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 44,658 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 2,448 vested dividend equivalent units.

F3 · derivative.exercise_date: As previously reported, on 12/7/2016 the reporting person was granted 93,525 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 44,658 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 2,448 vested dividend equivalent units.

F3 · derivative.expiration_date: As previously reported, on 12/7/2016 the reporting person was granted 93,525 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 44,658 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 2,448 vested dividend equivalent units.

SEC source: 0001562180-18-004729 · primarydocument.xml · nonDerivative · entry 2

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,202

F1 · shares: 70,765 shares were withheld by HP to satisfy tax withholding on vesting of PARSUs.

SEC source: 0001562180-18-004729 · primarydocument.xml · nonDerivative · entry 1

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-18-004579 · primarydocument.xml · nonDerivative · entry 1

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,241

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.04-$24.26, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001562180-18-004518 · primarydocument.xml · derivative · entry 3

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 86,738 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F2 · derivative.exercise_date: On 11/9/2015 the reporting person was granted 237,924 RSUs, all of which vested annually over 3 years. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 7,430 vested dividend equivalent rights.

F2 · derivative.expiration_date: On 11/9/2015 the reporting person was granted 237,924 RSUs, all of which vested annually over 3 years. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 7,430 vested dividend equivalent rights.

SEC source: 0001562180-18-004518 · primarydocument.xml · nonDerivative · entry 2

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,313

SEC source: 0001562180-18-004518 · primarydocument.xml · nonDerivative · entry 1

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-18-004381 · primarydocument.xml · derivative · entry 3

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,938

Underlying: Common Stock · 23,298 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F2 · shares: As previously reported, on 12/9/2016 the reporting person was granted 93,525 performance adjusted target restricted stock units ("PARSUs"). On 10/31/2018, 23,298 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1,211 vested dividend equivalent units.

F2 · price: As previously reported, on 12/9/2016 the reporting person was granted 93,525 performance adjusted target restricted stock units ("PARSUs"). On 10/31/2018, 23,298 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1,211 vested dividend equivalent units.

F2 · derivative.exercise_date: As previously reported, on 12/9/2016 the reporting person was granted 93,525 performance adjusted target restricted stock units ("PARSUs"). On 10/31/2018, 23,298 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1,211 vested dividend equivalent units.

F2 · derivative.expiration_date: As previously reported, on 12/9/2016 the reporting person was granted 93,525 performance adjusted target restricted stock units ("PARSUs"). On 10/31/2018, 23,298 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1,211 vested dividend equivalent units.

SEC source: 0001562180-18-004381 · primarydocument.xml · nonDerivative · entry 2

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,241