Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APARTMENT INVESTMENT & MANAGEMENT COAIV · Entity 5661 | Director | February 01, 2023 | February 03, 2023 |
| Aimco OP L.P.N/A · Entity 144659 | Chairman & CEO | November 30, 2020 | December 01, 2020 |
| Apartment Income REIT, L.P.NA · Entity 89388 | CEO | February 01, 2022 | February 04, 2022 |
| Intrepid Potash, Inc.IPI · Entity 5401 | Director | May 19, 2021 | May 21, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APARTMENT INVESTMENT & MANAGEMENT CO
Report date February 01, 2023 · Filed February 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| LTIP II Units of Aimco OP L.P.SEC Table II · derivative / convertible security | Direct | 1,738,819 |
Reported balance
After 2023-02-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-02-01 · Grant · Acquired 416,241 · Balance 1,738,819 F1: Taking into account the transactions reported on this form, Mr. Considine has an overall equity stake in the company of 9,348,842 shares, partnership units, and options, the details of which are more fully described in footnotes 9, 10, 11, and 12 below. F2: Pursuant to the Amended and Restated Agreement of Limited Partnership of Aimco OP L.P. (the "Partnership Agreement"), a holder of LTIP Units has the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of PartnershipCommon Units have the right to require Aimco OP L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Investment and Management Company or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of Aimco OP L.P. F3: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2020 long-term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. F4: The LTIP Units vest 50% on February 1, 2023, and 50% on January 28, 2024. F5: The LTIP Units do not expire. |
| LTIP II Units of Aimco OP L.P.SEC Table II · derivative / convertible security | Direct | 2,307,241 |
Reported balance
After 2023-02-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-02-01 · Grant · Acquired 568,422 · Balance 2,307,241 F2: Pursuant to the Amended and Restated Agreement of Limited Partnership of Aimco OP L.P. (the "Partnership Agreement"), a holder of LTIP Units has the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of PartnershipCommon Units have the right to require Aimco OP L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Investment and Management Company or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of Aimco OP L.P. F6: Equity Award approved by Compensation and Human Resources Committee in connection with 2022 short-term incentive compensation, price column not applicable. F7: The LTIP units vested 100% on February 1, 2023. F5: The LTIP Units do not expire. |
| LTIP II Units of Aimco OP L.P.SEC Table II · derivative / convertible security | Direct | 2,424,201 |
Reported balance
After 2023-02-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-02-01 · Grant · Acquired 116,960 · Balance 2,424,201 F2: Pursuant to the Amended and Restated Agreement of Limited Partnership of Aimco OP L.P. (the "Partnership Agreement"), a holder of LTIP Units has the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of PartnershipCommon Units have the right to require Aimco OP L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Investment and Management Company or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of Aimco OP L.P. F8: Award for director compensation; price column not applicable. F7: The LTIP units vested 100% on February 1, 2023. F5: The LTIP Units do not expire. F9: The reporting person holds 184,745 shares of Class A Common Stock directly. The reporting person holds 1,690,099 shares of Class A Common Stock indirectly, of which 34,724 shares are held by the reporting person's spouse and 1,655,375 shares are held by a retirement plan for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership of the 1,690,099 shares held indirectly except to the extent of his pecuniary interest therein. F10: In addition, the reporting person holds 2,439,557 common partnership units and equivalents in Aimco OP L.P. ("OP Units"). The 2,439,557 OP Units include 510,452 OP Units held directly by the reporting person, 179,735 OP Units held by an entity in which the reporting person has sole voting and investment power, 1,591,672 OP Units held by Titahotwo Limited PartnershipRLLLP ("Titahotwo"), a registered limited liability limited partnership for which the reporting person serves as the general partner and holds a 0.5% ownership interest, and 157,698 OP Units held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. Including the transactions reported on this form, the reporting person holds 114,768 LTIP Units and 2,424,201 LTIP II Units. F11: In addition, as part of his overall equity stake, the reporting person holds 1,744,915 unvested OP Units, the vesting of which are subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some, or none of the performance-based OP Units. F12: In addition, as part of his overall equity stake, the reporting person holds 750,557 stock options, which are vested and exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Taking into account the transactions reported on this form, Mr. Considine has an overall equity stake in the company of 9,348,842 shares, partnership units, and options, the details of which are more fully described in footnotes 9, 10, 11, and 12 below.
F2: Pursuant to the Amended and Restated Agreement of Limited Partnership of Aimco OP L.P. (the "Partnership Agreement"), a holder of LTIP Units has the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of PartnershipCommon Units have the right to require Aimco OP L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Investment and Management Company or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of Aimco OP L.P.
F3: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2020 long-term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.
F4: The LTIP Units vest 50% on February 1, 2023, and 50% on January 28, 2024.
F5: The LTIP Units do not expire.
F6: Equity Award approved by Compensation and Human Resources Committee in connection with 2022 short-term incentive compensation, price column not applicable.
F7: The LTIP units vested 100% on February 1, 2023.
F8: Award for director compensation; price column not applicable.
F9: The reporting person holds 184,745 shares of Class A Common Stock directly. The reporting person holds 1,690,099 shares of Class A Common Stock indirectly, of which 34,724 shares are held by the reporting person's spouse and 1,655,375 shares are held by a retirement plan for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership of the 1,690,099 shares held indirectly except to the extent of his pecuniary interest therein.
F10: In addition, the reporting person holds 2,439,557 common partnership units and equivalents in Aimco OP L.P. ("OP Units"). The 2,439,557 OP Units include 510,452 OP Units held directly by the reporting person, 179,735 OP Units held by an entity in which the reporting person has sole voting and investment power, 1,591,672 OP Units held by Titahotwo Limited PartnershipRLLLP ("Titahotwo"), a registered limited liability limited partnership for which the reporting person serves as the general partner and holds a 0.5% ownership interest, and 157,698 OP Units held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. Including the transactions reported on this form, the reporting person holds 114,768 LTIP Units and 2,424,201 LTIP II Units.
F11: In addition, as part of his overall equity stake, the reporting person holds 1,744,915 unvested OP Units, the vesting of which are subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some, or none of the performance-based OP Units.
F12: In addition, as part of his overall equity stake, the reporting person holds 750,557 stock options, which are vested and exercisable.
Aimco OP L.P.
Report date November 30, 2020 · Filed December 01, 2020
This filing explicitly reported no securities owned.
Apartment Income REIT, L.P.
Report date February 01, 2022 · Filed February 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| LTIP II Units of Apartment Income REIT, L.P.SEC Table II · derivative / convertible security | Direct | 583,805 |
Reported balance
After 2022-02-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-02-01 · Grant · Acquired 170,574 · Balance 583,805 F5: Pursuant to the Seventh Amended and Restated Agreement of Limited Partnership of Apartment Income REIT, L.P. (the "Partnership Agreement"), a holder of LTIP Units or LTIP II Units has the right to convert all or a portion of such holder's vested LTIP or LTIP II Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units have the right to require Apartment Income REIT, L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Income REIT Corp. or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of Apartment Income REIT, L.P. F6: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2019 long term incentive compensation, price column not applicable. Receipt of the LTIP II Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. F7: The LTIP II Units vest 50% on February 1, 2022, and 50% on January 29, 2023. F8: The LTIP II Units do not expire. |
| Class A Common StockSEC Table I · non-derivative | Direct | 3,469 |
Reported balance
Holding disclosure · report date 2022-02-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 3,469 F1: Taking into account the transactions reported on this form, Mr. Considine has an overall equity stake in the company of 5,929,728 shares, partnership units, and options, the details of which are more fully described in footnotes 2, 3, and 4 below. F2: The reporting person holds 3,469 shares directly and 16,000 in a trust for which the reporting person disclaims beneficial ownership. In addition, the reporting person holds 2,858,580 common partnership units and equivalents in Apartment Income REIT, L.P. ("OP Units"). The 2,858,580 OP Units include 270,452 OP Units held directly by the reporting person, 179,735 OP Units held by an entity in which the reporting person has sole voting and investment power, 1,591,672 OP Units held by Titahotwo Limited Partnership RLLLP ("Titahotwo"), an entity for which the reporting person serves as the general partner and holds a 0.5% ownership interest, and 118,148 OP Units held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. This number also includes 114,768 LTIP Units (which are the equivalent of OP Units) and 583,805 LTIP II Units. F3: In addition to the shares held directly, the reporting person holds 2,301,122 unvested partnership units, the vesting of which is subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some or none of the performance-based partnership units. F4: In addition to the shares held directly, the reporting person holds 750,557 stock options, all of which are vested and exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Taking into account the transactions reported on this form, Mr. Considine has an overall equity stake in the company of 5,929,728 shares, partnership units, and options, the details of which are more fully described in footnotes 2, 3, and 4 below.
F2: The reporting person holds 3,469 shares directly and 16,000 in a trust for which the reporting person disclaims beneficial ownership. In addition, the reporting person holds 2,858,580 common partnership units and equivalents in Apartment Income REIT, L.P. ("OP Units"). The 2,858,580 OP Units include 270,452 OP Units held directly by the reporting person, 179,735 OP Units held by an entity in which the reporting person has sole voting and investment power, 1,591,672 OP Units held by Titahotwo Limited Partnership RLLLP ("Titahotwo"), an entity for which the reporting person serves as the general partner and holds a 0.5% ownership interest, and 118,148 OP Units held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. This number also includes 114,768 LTIP Units (which are the equivalent of OP Units) and 583,805 LTIP II Units.
F3: In addition to the shares held directly, the reporting person holds 2,301,122 unvested partnership units, the vesting of which is subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some or none of the performance-based partnership units.
F4: In addition to the shares held directly, the reporting person holds 750,557 stock options, all of which are vested and exercisable.
F5: Pursuant to the Seventh Amended and Restated Agreement of Limited Partnership of Apartment Income REIT, L.P. (the "Partnership Agreement"), a holder of LTIP Units or LTIP II Units has the right to convert all or a portion of such holder's vested LTIP or LTIP II Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units have the right to require Apartment Income REIT, L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Income REIT Corp. or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of Apartment Income REIT, L.P.
F6: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2019 long term incentive compensation, price column not applicable. Receipt of the LTIP II Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.
F7: The LTIP II Units vest 50% on February 1, 2022, and 50% on January 29, 2023.
F8: The LTIP II Units do not expire.
Intrepid Potash, Inc.
Report date May 19, 2021 · Filed May 21, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,832 |
Reported balance
After 2021-05-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-05-19 · Grant · Acquired 3,307 · Balance 19,832 F1: Represents a grant of restricted stock that will vest in full on May 19, 2022, subject to the reporting person's continued service for the company through the vesting date. F2: On August 13, 2020, the issuer effected a 1-for-10 reverse split of its common stock. |
| Common StockSEC Table I · non-derivative | IndirectThrough Carbondale Corporation Profit Sharing Plan, a qualified retirement plan | 13,872 |
Reported balance
Holding disclosure · report date 2021-05-19 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 13,872 F2: On August 13, 2020, the issuer effected a 1-for-10 reverse split of its common stock. |
| Common StockSEC Table I · non-derivative | IndirectThrough Considine Investment Company Profit Sharing Plan, a qualified retirement plan | 484 |
Reported balance
Holding disclosure · report date 2021-05-19 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 484 F2: On August 13, 2020, the issuer effected a 1-for-10 reverse split of its common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of restricted stock that will vest in full on May 19, 2022, subject to the reporting person's continued service for the company through the vesting date.
F2: On August 13, 2020, the issuer effected a 1-for-10 reverse split of its common stock.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Apartment Income REIT Corp.
Report date June 28, 2024 · Filed July 02, 2024
Section 16 reporting ended · disclosed 2024-07-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-06-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-06-28 · Disposition to issuer · Disposed 3,469 · Balance 0 F1: Prior to the transactions reported on this form, Mr. Considine had an overall equity stake in the company of 6,384,311 shares, partnership units, and options, the details of which are more fully described in footnotes 2 and 3 below. F2: Prior to the Merger (as defined below), the reporting person held 3,469 shares directly and 16,000 in a trust for which the reporting person disclaimed beneficial ownership. In addition, the reporting person holds 3,585,840 common partnership units and equivalents in Apartment Income REIT, L.P. ("OP Units"). The 3,585,840 OP Units include 196,178 OP Units held directly by the reporting person, 179,735 OP Units held by an entity in which the reporting person has sole voting and investment power, 1,591,672 OP Units held by Titahotwo Limited Partnership RLLLP ("Titahotwo"), an entity for which the reporting person serves as the general partner and holds a 0.5% ownership interest, and 192,422 OP Units held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. This number also includes 114,768 LTIP Units and 1,311,065 LTIP II Units. F3: In addition to the shares held directly, the reporting person holds 2,028,352 unvested partnership units, the vesting of which is subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some or none of the partnership units; provided, that certain of such partnership units may be subject to continued service-based vesting conditions. F4: On June 28, 2024, the Issuer was acquired by Apex Purchaser LLC, Aries Purchaser LLC and Astro Purchaser LLC (collectively, the "Parent Entities"), pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, the Parent Entities and Astro Merger Sub, Inc., a wholly owned subsidiary of the Parent Entities and an affiliate of Blackstone Real Estate Partners X L.P. ("Merger Sub"), dated as of April 7, 2024 (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of the Parent Entities (the "Merger"). F5: At the effective time of the Merger (the "Effective Time"), each share of the Issuer's Class A common stock outstanding immediately prior to the Effective Time (other than certain excluded shares) was automatically canceled and converted into the right to receive $39.12 in cash, without interest and subject to any required withholding taxes (the "Merger Consideration"). |
| LTIP Units of Apartment Income REIT, L.P.SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-06-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-06-28 · Disposition to issuer · Disposed 114,768 · Balance 0 F6: Pursuant to the Seventh Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement") of Apartment Income REIT, L.P. ("AIR LP"), a holder of LTIP Units and LTIP II Units had the right to convert all or a portion of such holder's vested units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units had the right to require AIR LP to redeem such holder's Partnership Common Units, which redemption may have been for Class A Common Stock of Apartment Income REIT Corp. or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. In connection with the Merger Agreement, such units are no longer redeemable for Class A Common Stock and now are only redeemable for cash based on the value of AIR LP Partnership Common Units, as determined by an amendment to the Partnership Agreement. F1: Prior to the transactions reported on this form, Mr. Considine had an overall equity stake in the company of 6,384,311 shares, partnership units, and options, the details of which are more fully described in footnotes 2 and 3 below. F7: The units are fully vested. F8: The LTIP Units do not expire. |
| LTIP II Units of Apartment Income REIT, L.P.SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-06-28 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-06-28 · Disposition to issuer · Disposed 1,311,065 · Balance 0 F6: Pursuant to the Seventh Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement") of Apartment Income REIT, L.P. ("AIR LP"), a holder of LTIP Units and LTIP II Units had the right to convert all or a portion of such holder's vested units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units had the right to require AIR LP to redeem such holder's Partnership Common Units, which redemption may have been for Class A Common Stock of Apartment Income REIT Corp. or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. In connection with the Merger Agreement, such units are no longer redeemable for Class A Common Stock and now are only redeemable for cash based on the value of AIR LP Partnership Common Units, as determined by an amendment to the Partnership Agreement. F1: Prior to the transactions reported on this form, Mr. Considine had an overall equity stake in the company of 6,384,311 shares, partnership units, and options, the details of which are more fully described in footnotes 2 and 3 below. F7: The units are fully vested. F9: The LTIP II Units may be converted at any time prior to the ten year anniversary of the date of grant. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.00 · Expires 2027-01-31 | Direct | 0 |
Reported balance
After 2024-06-28 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-06-28 · Disposition to issuer · Disposed 127,218 · Balance 0 F1: Prior to the transactions reported on this form, Mr. Considine had an overall equity stake in the company of 6,384,311 shares, partnership units, and options, the details of which are more fully described in footnotes 2 and 3 below. F11: At the Effective Time, each option outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically canceled and converted into the right to receive an amount in cash equal to the fair value of such option as determined in accordance with the terms of the Merger Agreement. F10: The option was fully vested. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.28 · Expires 2026-01-26 | Direct | 0 |
Reported balance
After 2024-06-28 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-06-28 · Disposition to issuer · Disposed 384,809 · Balance 0 F1: Prior to the transactions reported on this form, Mr. Considine had an overall equity stake in the company of 6,384,311 shares, partnership units, and options, the details of which are more fully described in footnotes 2 and 3 below. F11: At the Effective Time, each option outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically canceled and converted into the right to receive an amount in cash equal to the fair value of such option as determined in accordance with the terms of the Merger Agreement. F10: The option was fully vested. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.56 · Expires 2025-02-12 | Direct | 0 |
Reported balance
After 2024-06-28 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-06-28 · Disposition to issuer · Disposed 238,530 · Balance 0 F1: Prior to the transactions reported on this form, Mr. Considine had an overall equity stake in the company of 6,384,311 shares, partnership units, and options, the details of which are more fully described in footnotes 2 and 3 below. F11: At the Effective Time, each option outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically canceled and converted into the right to receive an amount in cash equal to the fair value of such option as determined in accordance with the terms of the Merger Agreement. F10: The option was fully vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Prior to the transactions reported on this form, Mr. Considine had an overall equity stake in the company of 6,384,311 shares, partnership units, and options, the details of which are more fully described in footnotes 2 and 3 below.
F2: Prior to the Merger (as defined below), the reporting person held 3,469 shares directly and 16,000 in a trust for which the reporting person disclaimed beneficial ownership. In addition, the reporting person holds 3,585,840 common partnership units and equivalents in Apartment Income REIT, L.P. ("OP Units"). The 3,585,840 OP Units include 196,178 OP Units held directly by the reporting person, 179,735 OP Units held by an entity in which the reporting person has sole voting and investment power, 1,591,672 OP Units held by Titahotwo Limited Partnership RLLLP ("Titahotwo"), an entity for which the reporting person serves as the general partner and holds a 0.5% ownership interest, and 192,422 OP Units held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. This number also includes 114,768 LTIP Units and 1,311,065 LTIP II Units.
F3: In addition to the shares held directly, the reporting person holds 2,028,352 unvested partnership units, the vesting of which is subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some or none of the partnership units; provided, that certain of such partnership units may be subject to continued service-based vesting conditions.
F4: On June 28, 2024, the Issuer was acquired by Apex Purchaser LLC, Aries Purchaser LLC and Astro Purchaser LLC (collectively, the "Parent Entities"), pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, the Parent Entities and Astro Merger Sub, Inc., a wholly owned subsidiary of the Parent Entities and an affiliate of Blackstone Real Estate Partners X L.P. ("Merger Sub"), dated as of April 7, 2024 (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of the Parent Entities (the "Merger").
F5: At the effective time of the Merger (the "Effective Time"), each share of the Issuer's Class A common stock outstanding immediately prior to the Effective Time (other than certain excluded shares) was automatically canceled and converted into the right to receive $39.12 in cash, without interest and subject to any required withholding taxes (the "Merger Consideration").
F6: Pursuant to the Seventh Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement") of Apartment Income REIT, L.P. ("AIR LP"), a holder of LTIP Units and LTIP II Units had the right to convert all or a portion of such holder's vested units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units had the right to require AIR LP to redeem such holder's Partnership Common Units, which redemption may have been for Class A Common Stock of Apartment Income REIT Corp. or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. In connection with the Merger Agreement, such units are no longer redeemable for Class A Common Stock and now are only redeemable for cash based on the value of AIR LP Partnership Common Units, as determined by an amendment to the Partnership Agreement.
F7: The units are fully vested.
F8: The LTIP Units do not expire.
F9: The LTIP II Units may be converted at any time prior to the ten year anniversary of the date of grant.
F10: The option was fully vested.
F11: At the Effective Time, each option outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically canceled and converted into the right to receive an amount in cash equal to the fair value of such option as determined in accordance with the terms of the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 13, 2020 Filed Dec 16, 2020 00:25 UTC | Apartment Income REIT, L.P. N/A · Entity 89388 | GrantLTIP II Units of AIMCO Properties, L.P. · Derivative | 174,789 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001349659-20-000062 · edgar.xml · derivative · entry 2 CONSIDINE TERRY · CIK 0001229384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,789 Underlying: Partnership Common Units · 174,789 shares Expires not disclosed F1 · security: Pursuant to the Fifth Amended and Restated Agreement of Limited Partnership of AIMCO Properties, L.P. (the "Partnership Agreement") and the award agreements governing each award, a holder of LTIP Units has the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units have the right to require AIMCO Properties, L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Investment and Management Company or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of the general partner of AIMCO Properties, L.P. F2 · derivative.exercise_price: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2018 long term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. F2 · price: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2018 long term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. F3 · derivative.exercise_date: The LTIP Units vest 50% on January 30, 2021, and 50% on January 30, 2022. F4 · derivative.expiration_date: The LTIP Units do not expire. Read SEC document |
| December 13, 2020 Filed Dec 16, 2020 00:25 UTC | Apartment Income REIT, L.P. N/A · Entity 89388 | GrantLTIP Units of AIMCO Properties, L.P. · Derivative | 34,690 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001349659-20-000062 · edgar.xml · derivative · entry 1 CONSIDINE TERRY · CIK 0001229384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,690 Underlying: Partnership Common Units · 34,690 shares Expires not disclosed F1 · security: Pursuant to the Fifth Amended and Restated Agreement of Limited Partnership of AIMCO Properties, L.P. (the "Partnership Agreement") and the award agreements governing each award, a holder of LTIP Units has the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units have the right to require AIMCO Properties, L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Investment and Management Company or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of the general partner of AIMCO Properties, L.P. F2 · derivative.exercise_price: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2018 long term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. F2 · price: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2018 long term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. F3 · derivative.exercise_date: The LTIP Units vest 50% on January 30, 2021, and 50% on January 30, 2022. F4 · derivative.expiration_date: The LTIP Units do not expire. Read SEC document |
| May 19, 2020 Filed May 21, 2020 21:11 UTC | Intrepid Potash, Inc. IPI · Entity 5401 | GrantCommon Stock | 81,730 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-010945 · doc1.xml · nonDerivative · entry 1 CONSIDINE TERRY · CIK 0001229384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,251 F1 · price: Represents a grant of restricted stock that will vest in full on May 19, 2021, subject to the reporting person's continued service for the company through the vesting date. Read SEC document |
| January 28, 2020 Filed Jan 31, 2020 00:58 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | GrantLTIP Units of AIMCO Properties, L.P. · Derivative | 32,755 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001229384-20-000030 · edgar.xml · derivative · entry 3 CONSIDINE TERRY · CIK 0001229384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,755 Underlying: Partnership Common Units · 32,755 shares Expires not disclosed F7 · security: Pursuant to the Fifth Amended and Restated Agreement of Limited Partnership of AIMCO Properties, L.P. (the "Partnership Agreement"), a holder of LTIP Units has the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units have the right to require AIMCO Properties, L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Investment and Management Company or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of the general partner of AIMCO Properties, L.P. F8 · derivative.exercise_price: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2017 long term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. F8 · price: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2017 long term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. F9 · derivative.exercise_date: The LTIP Units vest 50% on January 31, 2020, and 50% on January 31, 2021. F10 · derivative.expiration_date: The LTIP Units do not expire. Read SEC document |
| January 28, 2020 Filed Jan 31, 2020 00:59 UTC | Apartment Income REIT, L.P. N/A · Entity 89388 | GrantLTIP Units of AIMCO Properties, L.P. · Derivative | 32,755 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001229384-20-000032 · edgar.xml · derivative · entry 1 CONSIDINE TERRY · CIK 0001229384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,755 Underlying: Partnership Common Units · 32,755 shares Expires not disclosed F1 · security: Pursuant to the Fifth Amended and Restated Agreement of Limited Partnership of AIMCO Properties, L.P. (the "Partnership Agreement"), a holder of LTIP Units has the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units have the right to require AIMCO Properties, L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Investment and Management Company or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of the general partner of AIMCO Properties, L.P. F2 · derivative.exercise_price: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2017 long term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. F2 · price: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2017 long term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. F3 · derivative.exercise_date: The LTIP Units vest 50% on January 31, 2020, and 50% on January 31, 2021. F4 · derivative.expiration_date: The LTIP Units do not expire. Read SEC document |
| December 30, 2019 Filed Dec 31, 2019 22:09 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | GiftClass A Common Stock | 32,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001229384-19-000059 · edgar.xml · nonDerivative · entry 5 CONSIDINE TERRY · CIK 0001229384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,879 F8 · shares: Shares gifted to reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. F9 · balance_after: Taking into account the transactions reported on this form, in addition to the reporting person's overall equity stake in the company, 166,660 shares are held by a tax exempt organization under 501(c)(3) of the Internal Revenue Code, for which the reporting person disclaims beneficial ownership. F10 · balance_after: In addition to the 180,879 shares held directly, the reporting person holds 2,439,557 common partnership units and equivalents in AIMCO Properties, L.P. ("OP Units"). The 2,439,557 OP Units include 510,452 OP Units held directly by the reporting person, 179,735 OP Units held by an entity in which the reporting person has sole voting and investment power, 1,591,672 OP Units held by Titahotwo Limited Partnership RLLLP ("Titahotwo"), a registered limited liability limited partnership for which the reporting person serves as the general partner and holds a 0.5% ownership interest, and 157,698 OP Units held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. F11 · balance_after: In addition to the 180,879 shares held directly, the reporting person holds 1,383,594 unvested partnership units, the vesting of which are subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some or none of the performance-based partnership units. F12 · balance_after: In addition to the 180,879 shares held directly, the reporting person holds 976,721 stock options, 430,934 of which are vested and exercisable. Of the unvested stock options, the vesting of 353,382 are subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some or none of performance-based stock options. Read SEC document |
| December 30, 2019 Filed Dec 31, 2019 22:09 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | SaleClass A Common Stock | 37,325 | $51.22 | $1,911,752.91 |
DisclosureSEC source: 0001229384-19-000059 · edgar.xml · nonDerivative · entry 4 CONSIDINE TERRY · CIK 0001229384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,554 F7 · price: This is a weighted average price. The prices for which the shares were actually sold ranged from $51.07 to $51.425. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 22:09 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | SaleClass A Common Stock | 32,675 | $51.04 | $1,667,617.64 |
DisclosureSEC source: 0001229384-19-000059 · edgar.xml · nonDerivative · entry 3 CONSIDINE TERRY · CIK 0001229384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,323 F5 · price: This is a weighted average price. The prices for which the shares were actually sold ranged from $50.90 to $51.11. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range. F6 · ownership.nature: Held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 22:09 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | SaleClass A Common Stock | 30,000 | $51.17 | $1,534,956.00 |
DisclosureSEC source: 0001229384-19-000059 · edgar.xml · nonDerivative · entry 2 CONSIDINE TERRY · CIK 0001229384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,879 F3 · security: Taking into account the transactions reported on this form, Mr. Considine has an overall equity stake in the company of 4,980,751 shares, partnership units, and options, the details of which are more fully described in footnotes 9, 10, 11, and 12 below. F4 · price: This is a weighted average price. The prices for which the shares were actually sold ranged from $51.05 to $51.24. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 00:33 UTC | Intrepid Potash, Inc. IPI · Entity 5401 | PurchaseCommon Stock | 12,472 | $2.24 | $27,937.28 |
DisclosureSEC source: 0001567619-19-021257 · doc1.xml · nonDerivative · entry 3 CONSIDINE TERRY · CIK 0001229384 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Through Carbondale Corporation Profit Sharing Plan, a qualified retirement plan Disclosed balance after: 138,720 F3 · price: The price reported in column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $2.23 to $2.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 00:33 UTC | Intrepid Potash, Inc. IPI · Entity 5401 | PurchaseCommon Stock | 67,915 | $2.39 | $162,316.85 |
DisclosureSEC source: 0001567619-19-021257 · doc1.xml · nonDerivative · entry 2 CONSIDINE TERRY · CIK 0001229384 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Through Carbondale Corporation Profit Sharing Plan, a qualified retirement plan Disclosed balance after: 126,248 F2 · price: The price reported in column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $2.34 to $2.46, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4. Read SEC document |
| November 11, 2019 Filed Nov 14, 2019 00:33 UTC | Intrepid Potash, Inc. IPI · Entity 5401 | PurchaseCommon Stock | 19,613 | $2.43 | $47,659.59 |
DisclosureSEC source: 0001567619-19-021257 · doc1.xml · nonDerivative · entry 1 CONSIDINE TERRY · CIK 0001229384 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Through Carbondale Corporation Profit Sharing Plan, a qualified retirement plan Disclosed balance after: 58,333 F1 · price: The price reported in column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $2.36 to $2.53, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4. Read SEC document |
| May 22, 2019 Filed May 24, 2019 20:44 UTC | Intrepid Potash, Inc. IPI · Entity 5401 | GrantCommon Stock | 25,679 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012094 · doc1.xml · nonDerivative · entry 1 CONSIDINE TERRY · CIK 0001229384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,521 F1 · price: Represents a grant of restricted stock that will vest in full on May 22, 2020, subject to the reporting person's continued service for the company through the vesting date. Read SEC document |
| March 22, 2019 Filed Dec 31, 2019 22:09 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | OtherClass A Common Stock | 2,514 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001229384-19-000059 · edgar.xml · nonDerivative · entry 1 CONSIDINE TERRY · CIK 0001229384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,879 F1 · shares: Aimco effected a 1 for 1.03119 reverse split on February 20, 2019, and then paid a special dividend on March 22, 2019, resulting in the reporting person's ownership of 2,514 additional shares of common stock. F2 · price: Shares acquired in special dividend paid on March 22, 2019, price column not applicable. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 23:22 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | GiftClass A Common Stock | 33,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001229384-19-000042 · edgar.xml · nonDerivative · entry 5 CONSIDINE TERRY · CIK 0001229384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 33,695 F3 · price: Charitable gift to 501c3 organization. F9 · ownership.nature: Held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 23:22 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | GiftClass A Common Stock | 33,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001229384-19-000042 · edgar.xml · nonDerivative · entry 3 CONSIDINE TERRY · CIK 0001229384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,365 F4 · shares: Shares gifted to reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. F5 · balance_after: Taking into account the transactions reported on this form, in addition to the reporting person's overall equity stake in the company, 265,689 shares are held by a tax exempt organization under 501(c)(3) of the Internal Revenue Code, for which the reporting person disclaims beneficial ownership. F6 · balance_after: In addition to the 278,365 shares held directly, the reporting person holds 2,439,557 common partnership units and equivalents in AIMCO Properties, L.P. ("OP Units"). The 2,439,557 OP Units include 510,452 OP Units held directly by the reporting person, 179,735 OP Units held by an entity in which the reporting person has sole voting and investment power, 1,591,672 OP Units held by Titahotwo Limited Partnership RLLLP ("Titahotwo"), a registered limited liability limited partnership for which the reporting person serves as the general partner and holds a 0.5% ownership interest, and 157,698 OP Units held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. F7 · balance_after: In addition to the 278,365 shares held directly, the reporting person holds 1,383,594 unvested partnership units, the vesting of which are subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some or none of the performance-based partnership units. F8 · balance_after: In addition to the 278,365 shares held directly, the reporting person holds 976,721 stock options, 371,301 of which are vested and exercisable. Of the unvested stock options, the vesting of 353,382 are subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some or none of performance-based stock options. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 23:22 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | GiftClass A Common Stock | 66,305 | $0.00 | $0.00 |
DisclosureSEC source: 0001229384-19-000042 · edgar.xml · nonDerivative · entry 2 CONSIDINE TERRY · CIK 0001229384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,060 F3 · price: Charitable gift to 501c3 organization. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 23:22 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | SaleClass A Common Stock | 100,000 | $49.28 | $4,928,170.00 |
DisclosureSEC source: 0001229384-19-000042 · edgar.xml · nonDerivative · entry 1 CONSIDINE TERRY · CIK 0001229384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,365 F1 · security: Taking into account the transactions reported on this form, Mr. Considine has an overall equity stake in the company of 5,078,237 shares, partnership units, and options, the details of which are more fully described in footnotes 5, 6, 7, and 8 below. F2 · price: This is a weighted average price. The prices for which the shares were actually sold ranged from $49.13 to $49.50. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| January 29, 2019 Filed Feb 1, 2019 00:54 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | GrantStock Option (right to buy) · Derivative | 384,809 | Not disclosed Strike: $38.73 | Not disclosed |
DisclosureSEC source: 0001229384-19-000020 · edgar.xml · derivative · entry 3 CONSIDINE TERRY · CIK 0001229384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,809 Underlying: Class A Common Stock · 384,809 shares Expires 2026-01-26 F8 · kind: Option Award approved by Compensation and Human Resources Committee in connection with a portion of 2016 long term incentive compensation, price column not applicable. Receipt of the stock option was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. F8 · price: Option Award approved by Compensation and Human Resources Committee in connection with a portion of 2016 long term incentive compensation, price column not applicable. Receipt of the stock option was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. F9 · derivative.exercise_date: The option vests 50% on January 29, 2019, and 50% on January 26, 2020. Read SEC document |
| January 29, 2019 Filed Feb 1, 2019 00:54 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | GrantClass A Common Stock | 101,702 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001229384-19-000020 · edgar.xml · nonDerivative · entry 1 CONSIDINE TERRY · CIK 0001229384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,365 F1 · security: Taking into account the transactions reported on this form, Mr. Considine has an overall equity stake in the company of 4,567,513 shares, partnership units, and options, the details of which are more fully described in footnotes 4, 5, 6, and 7 below. F2 · kind: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2016 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. The shares vest 50% on January 29, 2019, and 50% on January 26, 2020. F2 · price: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2016 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. The shares vest 50% on January 29, 2019, and 50% on January 26, 2020. F3 · balance_after: Taking into account the transactions reported on this form, in addition to the reporting person's overall equity stake in the company, 165,689 shares are held by a tax exempt organization under 501(c)(3) of the Internal Revenue Code, for which the reporting person disclaims beneficial ownership. F4 · balance_after: In addition to the 478,365 shares held directly, the reporting person holds 2,439,557 common partnership units and equivalents in AIMCO Properties, L.P. ("OP Units"). The 2,439,557 OP Units include 510,452 OP Units held directly by the reporting person, 179,735 OP Units held by an entity in which the reporting person has sole voting and investment power, 1,591,672 OP Units held by Titahotwo Limited Partnership RLLLP ("Titahotwo"), a registered limited liability limited partnership for which the reporting person serves as the general partner and holds a 0.5% ownership interest, and 157,698 OP Units held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. F5 · balance_after: In addition to the 478,365 shares held directly, the reporting person holds 672,870 unvested partnership units, the vesting of which are subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some or none of the performance-based partnership units. F6 · balance_after: In addition to the 478,365 shares held directly, the reporting person holds 976,721 stock options, 371,301 of which are vested and exercisable. Of the unvested stock options, the vesting of 353,382 are subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some or none of performance-based stock options. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 20:58 UTC | Intrepid Potash, Inc. IPI · Entity 5401 | GrantCommon Stock | 18,123 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-027706 · doc1.xml · nonDerivative · entry 1 CONSIDINE TERRY · CIK 0001229384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,842 F1 · price: Represents a grant of restricted stock that will vest in full on June 5, 2019, subject to the reporting person's continued service for the company through the vesting date. F1 · balance_after: Represents a grant of restricted stock that will vest in full on June 5, 2019, subject to the reporting person's continued service for the company through the vesting date. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 23:45 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | GrantClass A Common Stock | 172,325 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001229384-18-000030 · edgar.xml · nonDerivative · entry 1 CONSIDINE TERRY · CIK 0001229384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,663 F1 · security: Taking into account the transactions reported on this form, Mr. Considine has an overall equity stake in the company of 3,985,625 shares, partnership units, and options, the details of which are more fully described in footnotes 4, 5, 6, and 7 below. F2 · kind: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2015 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. The shares vest 50% on February 12, 2018, and 50% on February 12, 2019. F2 · price: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2015 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. The shares vest 50% on February 12, 2018, and 50% on February 12, 2019. F3 · balance_after: Taking into account the transactions reported on this form, in addition to the reporting person's overall equity stake in the company, 165,689 shares are held by a tax exempt organization under 501(c)(3) of the Internal Revenue Code, for which the reporting person disclaims beneficial ownership. F4 · balance_after: In addition to the 376,663 shares held directly, the reporting person holds 101,702 shares of performance-based restricted stock. Upon conclusion of the various performance periods and depending on the results thereof, the reporting person may vest in all, some or none of the performance-based restricted stock. F5 · balance_after: In addition to the 376,663 shares held directly, the reporting person holds 850,185 common partnership units in AIMCO Properties, L.P. ("OP Units"). The 850,185 OP Units include 510,452 OP Units held directly by the reporting person, 179,735 OP Units held by an entity in which the reporting person has sole voting and investment power, 2,300 OP Units held by Titahotwo Limited Partnership RLLLP ("Titahotwo"), a registered limited liability limited partnership for which the reporting person serves as the general partner and holds a 0.5% ownership interest, and 157,698 OP Units held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. Titahotwo also holds 1,589,372 Class I High Performance Units in AIMCO Properties, L.P. F6 · balance_after: In addition to the 376,663 shares held directly, the reporting person holds 90,982 unvested partnership units, the vesting of which are subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some or none of the performance-based partnership units. F7 · balance_after: In addition to the 376,663 shares held directly, the reporting person holds 976,721 stock options, 119,265 of which are vested and exercisable and 857,456 of which are subject to certain vesting conditions. Of the unvested stock options, the vesting of 738,191 are subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some or none of performance-based stock options. Read SEC document |
| December 26, 2017 Filed Jan 5, 2018 00:11 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | GiftClass A Common Stock | 32,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001229384-18-000002 · edgar.xml · nonDerivative · entry 3 CONSIDINE TERRY · CIK 0001229384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 33,695 F9 · price: Charitable gift to 501c3 organization. F8 · ownership.nature: Held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| December 26, 2017 Filed Jan 5, 2018 00:11 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | GiftClass A Common Stock | 32,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001229384-18-000002 · edgar.xml · nonDerivative · entry 1 CONSIDINE TERRY · CIK 0001229384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,338 F1 · security: Taking into account the transactions reported on this form, Mr. Considine has an overall equity stake in the company of 3,985,625 shares, partnership units, and options, the details of which are more fully described in footnotes 4, 5, 6, and 7 below. F2 · shares: Shares gifted to reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. F3 · balance_after: Taking into account the transactions reported on this form, in addition to the reporting person's overall equity stake in the company, 165,689 shares are held by a tax exempt organization under 501(c)(3) of the Internal Revenue Code, for which the reporting person disclaims beneficial ownership. F4 · balance_after: In addition to the 204,338 shares held directly, the reporting person holds 274,027 shares of performance-based restricted stock. Upon conclusion of the various performance periods and depending on the results thereof, the reporting person may vest in all, some or none of the performance-based restricted stock. F5 · balance_after: In addition to the 204,338 shares held directly, the reporting person holds 850,185 common partnership units in AIMCO Properties, L.P. ("OP Units"). The 850,185 OP Units include 510,452 OP Units held directly by the reporting person, 179,735 OP Units held by an entity in which the reporting person has sole voting and investment power, 2,300 OP Units held by Titahotwo Limited Partnership RLLLP ("Titahotwo"), a registered limited liability limited partnership for which the reporting person serves as the general partner and holds a 0.5% ownership interest, and 157,698 OP Units held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. Titahotwo also holds 1,589,372 Class I High Performance Units in AIMCO Properties, L.P. F6 · balance_after: In addition to the 204,338 shares held directly, the reporting person holds 90,982 unvested partnership units, the vesting of which are subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some or none of the performance-based partnership units. F7 · balance_after: In addition to the 204,338 shares held directly, the reporting person holds 976,721 stock options, 119,265 of which are vested and exercisable and 857,456 of which are subject to certain vesting conditions. Of the unvested stock options, the vesting of 738,191 are subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some or none of performance-based stock options. Read SEC document |
| December 26, 2017 Filed Feb 13, 2018 21:29 UTC | Intrepid Potash, Inc. IPI · Entity 5401 | GiftCommon Stock | 123,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-007167 · doc1.xml · nonDerivative · entry 1 CONSIDINE TERRY · CIK 0001229384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,719 Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 22:15 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | Exercise / conversionStock Option (right to buy) · Derivative | 202,429 | Not disclosed Strike: $8.92 | Not disclosed |
DisclosureSEC source: 0001229384-17-000048 · edgar.xml · derivative · entry 5 CONSIDINE TERRY · CIK 0001229384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 202,429 shares Expires 2019-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · price: Option Award approved by Compensation and Human Resources Committee; price column not applicable. F9 · derivative.exercise_date: All of the options were fully vested and exercisable as of February 3, 2013. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 22:15 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | SaleClass A Common Stock | 111,577 | $44.01 | $4,910,302.93 |
DisclosureSEC source: 0001229384-17-000048 · edgar.xml · nonDerivative · entry 3 CONSIDINE TERRY · CIK 0001229384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,338 F3 · price: This price is a weighted average price. The prices actually received ranged from $43.73 to $44.20. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range. F2 · balance_after: In addition to the reporting person's overall equity stake in the company, 133,689 shares are held by a tax exempt organization under 501(c)(3) of the Internal Revenue Code, for which the reporting person disclaims beneficial ownership. F4 · balance_after: In addition to the 236,338 shares held directly, the reporting person holds 274,027 shares of performance-based restricted stock. Upon conclusion of the various performance periods and depending on the results thereof, the reporting person may vest in all, some or none of the performance-based restricted stock. F5 · balance_after: In addition to the 236,338 shares held directly, the reporting person holds 850,185 common partnership units in AIMCO Properties, L.P. ("OP Units"). The 850,185 OP Units include 510,452 OP Units held directly by the reporting person, 179,735 OP Units held by an entity in which the reporting person has sole voting and investment power, 2,300 OP Units held by Titahotwo Limited Partnership RLLLP ("Titahotwo"), a registered limited liability limited partnership for which the reporting person serves as the general partner and holds a 0.5% ownership interest, and 157,698 OP Units held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. Titahotwo also holds 1,589,372 Class I High Performance Units in AIMCO Properties, L.P. F6 · balance_after: In addition to the 236,338 shares held directly, the reporting person holds 976,721 stock options, 119,265 of which are vested and exercisable and 857,456 of which are subject to certain vesting conditions. Of the unvested stock options, the vesting of 738,191 are subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some or none of performance-based stock options. F7 · balance_after: In addition to the 236,338 shares held directly, the reporting person holds 90,982 unvested partnership units, the vesting of which are subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some or none of the performance-based partnership units. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 22:15 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | Tax withholdingClass A Common Stock | 41,057 | $43.98 | $1,805,686.86 |
DisclosureSEC source: 0001229384-17-000048 · edgar.xml · nonDerivative · entry 2 CONSIDINE TERRY · CIK 0001229384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,915 F2 · balance_after: In addition to the reporting person's overall equity stake in the company, 133,689 shares are held by a tax exempt organization under 501(c)(3) of the Internal Revenue Code, for which the reporting person disclaims beneficial ownership. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 22:15 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | Exercise / conversionClass A Common Stock | 202,429 | $8.92 | $1,805,666.68 |
DisclosureSEC source: 0001229384-17-000048 · edgar.xml · nonDerivative · entry 1 CONSIDINE TERRY · CIK 0001229384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,972 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The net result of the stock option exercise reported on this form is the acquisition of 49,795 shares. Taking into account the transaction reported on this form, Mr. Considine has an overall equity stake in the company of 4,017,625 shares, partnership units, and options, the details of which are more fully described in footnotes 4, 5, 6, and 7 below. F2 · balance_after: In addition to the reporting person's overall equity stake in the company, 133,689 shares are held by a tax exempt organization under 501(c)(3) of the Internal Revenue Code, for which the reporting person disclaims beneficial ownership. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 22:29 UTC | Intrepid Potash, Inc. IPI · Entity 5401 | GrantCommon Stock | 39,719 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-023372 · doc1.xml · nonDerivative · entry 1 CONSIDINE TERRY · CIK 0001229384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,254 F1 · price: Represents a grant of restricted stock to the reporting person as compensation for his services as a non-employee director. The restricted stock will vest in full on May 31, 2018, subject to the reporting person's continued service as a director. Read SEC document |
| December 30, 2016 Filed Jan 7, 2017 00:18 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | GiftClass A Common Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001229384-17-000002 · edgar.xml · nonDerivative · entry 5 CONSIDINE TERRY · CIK 0001229384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,543 F3 · price: Charitable gift to 501c3 organization. F5 · balance_after: In addition to the reporting person's overall equity stake in the company, 133,689 shares are held by a tax exempt organization under 501(c)(3) of the Internal Revenue Code, for which the reporting person disclaims beneficial ownership. F6 · balance_after: In addition to the 186,543 shares held directly, the reporting person holds 274,027 shares of performance-based restricted stock. Upon conclusion of the various performance periods and depending on the results thereof, the reporting person may vest in all, some or none of the performance-based restricted stock. F7 · balance_after: In addition to the 186,543 shares held directly, the reporting person holds 850,185 common partnership units in AIMCO Properties, L.P. ("OP Units"). The 850,185 OP Units include 510,452 OP Units held directly by the reporting person, 179,735 OP Units held by an entity in which the reporting person has sole voting and investment power, 2,300 OP Units held by Titahotwo Limited Partnership RLLLP ("Titahotwo"), a registered limited liability limited partnership for which the reporting person serves as the general partner and holds a 0.5% ownership interest, and 157,698 OP Units held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. Titahotwo also holds 1,589,372 Class I High Performance Units in AIMCO Properties, L.P. F8 · balance_after: In addition to the 186,543 shares held directly, the reporting person holds 825,768 stock options, 262,062 of which are vested and exercisable and 563,706 of which are subject to certain vesting conditions. Of the unvested stock options, the vesting of 384,809 are subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some or none of performance-based stock options. Read SEC document |
| December 30, 2016 Filed Jan 7, 2017 00:18 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | OtherClass A Common Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001229384-17-000002 · edgar.xml · nonDerivative · entry 4 CONSIDINE TERRY · CIK 0001229384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,543 Read SEC document |
| December 29, 2016 Filed Jan 7, 2017 00:18 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | GiftClass A Common Stock | 5,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001229384-17-000002 · edgar.xml · nonDerivative · entry 3 CONSIDINE TERRY · CIK 0001229384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 33,695 F3 · price: Charitable gift to 501c3 organization. F4 · ownership.nature: Held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| December 29, 2016 Filed Jan 7, 2017 00:18 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | GiftClass A Common Stock | 21,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001229384-17-000002 · edgar.xml · nonDerivative · entry 2 CONSIDINE TERRY · CIK 0001229384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,543 F3 · price: Charitable gift to 501c3 organization. Read SEC document |
| December 29, 2016 Filed Jan 7, 2017 00:18 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | GiftClass A Common Stock | 5,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001229384-17-000002 · edgar.xml · nonDerivative · entry 1 CONSIDINE TERRY · CIK 0001229384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,054 F1 · security: Taking into account all of the transactions reported on this form, Mr. Considine has an overall equity stake in the company of 3,759,590 shares, partnership units and options, the details of which are more fully described in footnotes 6, 7 and 8 below. F2 · shares: Shares gifted to reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 22:26 UTC | Intrepid Potash, Inc. IPI · Entity 5401 | SaleCommon Stock | 29,921 | $1.29 | $38,598.09 |
DisclosureSEC source: 0001140361-16-088428 · doc1.xml · nonDerivative · entry 1 CONSIDINE TERRY · CIK 0001229384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,535 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.24 to $1.32, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · balance_after: Represents shares of restricted stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.