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CONSIDINE TERRY

Disclosed activity across 5 companies

Tapewire entity
89236
SEC CIK
0001229384

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
APARTMENT INVESTMENT & MANAGEMENT COAIV · Entity 5661DirectorFebruary 01, 2023February 03, 2023
Aimco OP L.P.N/A · Entity 144659Chairman & CEONovember 30, 2020December 01, 2020
Apartment Income REIT, L.P.NA · Entity 89388CEOFebruary 01, 2022February 04, 2022
Intrepid Potash, Inc.IPI · Entity 5401DirectorMay 19, 2021May 21, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

APARTMENT INVESTMENT & MANAGEMENT CO

Report date February 01, 2023 · Filed February 03, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
LTIP II Units of Aimco OP L.P.SEC Table II · derivative / convertible securityDirect1,738,819 Reported balance After 2023-02-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-02-01 · Grant · Acquired 416,241 · Balance 1,738,819

F1: Taking into account the transactions reported on this form, Mr. Considine has an overall equity stake in the company of 9,348,842 shares, partnership units, and options, the details of which are more fully described in footnotes 9, 10, 11, and 12 below.

F2: Pursuant to the Amended and Restated Agreement of Limited Partnership of Aimco OP L.P. (the "Partnership Agreement"), a holder of LTIP Units has the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of PartnershipCommon Units have the right to require Aimco OP L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Investment and Management Company or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of Aimco OP L.P.

F3: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2020 long-term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.

F4: The LTIP Units vest 50% on February 1, 2023, and 50% on January 28, 2024.

F5: The LTIP Units do not expire.

LTIP II Units of Aimco OP L.P.SEC Table II · derivative / convertible securityDirect2,307,241 Reported balance After 2023-02-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-02-01 · Grant · Acquired 568,422 · Balance 2,307,241

F2: Pursuant to the Amended and Restated Agreement of Limited Partnership of Aimco OP L.P. (the "Partnership Agreement"), a holder of LTIP Units has the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of PartnershipCommon Units have the right to require Aimco OP L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Investment and Management Company or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of Aimco OP L.P.

F6: Equity Award approved by Compensation and Human Resources Committee in connection with 2022 short-term incentive compensation, price column not applicable.

F7: The LTIP units vested 100% on February 1, 2023.

F5: The LTIP Units do not expire.

LTIP II Units of Aimco OP L.P.SEC Table II · derivative / convertible securityDirect2,424,201 Reported balance After 2023-02-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-02-01 · Grant · Acquired 116,960 · Balance 2,424,201

F2: Pursuant to the Amended and Restated Agreement of Limited Partnership of Aimco OP L.P. (the "Partnership Agreement"), a holder of LTIP Units has the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of PartnershipCommon Units have the right to require Aimco OP L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Investment and Management Company or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of Aimco OP L.P.

F8: Award for director compensation; price column not applicable.

F7: The LTIP units vested 100% on February 1, 2023.

F5: The LTIP Units do not expire.

F9: The reporting person holds 184,745 shares of Class A Common Stock directly. The reporting person holds 1,690,099 shares of Class A Common Stock indirectly, of which 34,724 shares are held by the reporting person's spouse and 1,655,375 shares are held by a retirement plan for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership of the 1,690,099 shares held indirectly except to the extent of his pecuniary interest therein.

F10: In addition, the reporting person holds 2,439,557 common partnership units and equivalents in Aimco OP L.P. ("OP Units"). The 2,439,557 OP Units include 510,452 OP Units held directly by the reporting person, 179,735 OP Units held by an entity in which the reporting person has sole voting and investment power, 1,591,672 OP Units held by Titahotwo Limited PartnershipRLLLP ("Titahotwo"), a registered limited liability limited partnership for which the reporting person serves as the general partner and holds a 0.5% ownership interest, and 157,698 OP Units held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. Including the transactions reported on this form, the reporting person holds 114,768 LTIP Units and 2,424,201 LTIP II Units.

F11: In addition, as part of his overall equity stake, the reporting person holds 1,744,915 unvested OP Units, the vesting of which are subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some, or none of the performance-based OP Units.

F12: In addition, as part of his overall equity stake, the reporting person holds 750,557 stock options, which are vested and exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: Taking into account the transactions reported on this form, Mr. Considine has an overall equity stake in the company of 9,348,842 shares, partnership units, and options, the details of which are more fully described in footnotes 9, 10, 11, and 12 below.

F2: Pursuant to the Amended and Restated Agreement of Limited Partnership of Aimco OP L.P. (the "Partnership Agreement"), a holder of LTIP Units has the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of PartnershipCommon Units have the right to require Aimco OP L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Investment and Management Company or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of Aimco OP L.P.

F3: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2020 long-term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.

F4: The LTIP Units vest 50% on February 1, 2023, and 50% on January 28, 2024.

F5: The LTIP Units do not expire.

F6: Equity Award approved by Compensation and Human Resources Committee in connection with 2022 short-term incentive compensation, price column not applicable.

F7: The LTIP units vested 100% on February 1, 2023.

F8: Award for director compensation; price column not applicable.

F9: The reporting person holds 184,745 shares of Class A Common Stock directly. The reporting person holds 1,690,099 shares of Class A Common Stock indirectly, of which 34,724 shares are held by the reporting person's spouse and 1,655,375 shares are held by a retirement plan for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership of the 1,690,099 shares held indirectly except to the extent of his pecuniary interest therein.

F10: In addition, the reporting person holds 2,439,557 common partnership units and equivalents in Aimco OP L.P. ("OP Units"). The 2,439,557 OP Units include 510,452 OP Units held directly by the reporting person, 179,735 OP Units held by an entity in which the reporting person has sole voting and investment power, 1,591,672 OP Units held by Titahotwo Limited PartnershipRLLLP ("Titahotwo"), a registered limited liability limited partnership for which the reporting person serves as the general partner and holds a 0.5% ownership interest, and 157,698 OP Units held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. Including the transactions reported on this form, the reporting person holds 114,768 LTIP Units and 2,424,201 LTIP II Units.

F11: In addition, as part of his overall equity stake, the reporting person holds 1,744,915 unvested OP Units, the vesting of which are subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some, or none of the performance-based OP Units.

F12: In addition, as part of his overall equity stake, the reporting person holds 750,557 stock options, which are vested and exercisable.

Aimco OP L.P.

Report date November 30, 2020 · Filed December 01, 2020

This filing explicitly reported no securities owned.

Apartment Income REIT, L.P.

Report date February 01, 2022 · Filed February 04, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
LTIP II Units of Apartment Income REIT, L.P.SEC Table II · derivative / convertible securityDirect583,805 Reported balance After 2022-02-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-02-01 · Grant · Acquired 170,574 · Balance 583,805

F5: Pursuant to the Seventh Amended and Restated Agreement of Limited Partnership of Apartment Income REIT, L.P. (the "Partnership Agreement"), a holder of LTIP Units or LTIP II Units has the right to convert all or a portion of such holder's vested LTIP or LTIP II Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units have the right to require Apartment Income REIT, L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Income REIT Corp. or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of Apartment Income REIT, L.P.

F6: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2019 long term incentive compensation, price column not applicable. Receipt of the LTIP II Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.

F7: The LTIP II Units vest 50% on February 1, 2022, and 50% on January 29, 2023.

F8: The LTIP II Units do not expire.

Class A Common StockSEC Table I · non-derivativeDirect3,469 Reported balance Holding disclosure · report date 2022-02-01 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 3,469

F1: Taking into account the transactions reported on this form, Mr. Considine has an overall equity stake in the company of 5,929,728 shares, partnership units, and options, the details of which are more fully described in footnotes 2, 3, and 4 below.

F2: The reporting person holds 3,469 shares directly and 16,000 in a trust for which the reporting person disclaims beneficial ownership. In addition, the reporting person holds 2,858,580 common partnership units and equivalents in Apartment Income REIT, L.P. ("OP Units"). The 2,858,580 OP Units include 270,452 OP Units held directly by the reporting person, 179,735 OP Units held by an entity in which the reporting person has sole voting and investment power, 1,591,672 OP Units held by Titahotwo Limited Partnership RLLLP ("Titahotwo"), an entity for which the reporting person serves as the general partner and holds a 0.5% ownership interest, and 118,148 OP Units held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. This number also includes 114,768 LTIP Units (which are the equivalent of OP Units) and 583,805 LTIP II Units.

F3: In addition to the shares held directly, the reporting person holds 2,301,122 unvested partnership units, the vesting of which is subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some or none of the performance-based partnership units.

F4: In addition to the shares held directly, the reporting person holds 750,557 stock options, all of which are vested and exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: Taking into account the transactions reported on this form, Mr. Considine has an overall equity stake in the company of 5,929,728 shares, partnership units, and options, the details of which are more fully described in footnotes 2, 3, and 4 below.

F2: The reporting person holds 3,469 shares directly and 16,000 in a trust for which the reporting person disclaims beneficial ownership. In addition, the reporting person holds 2,858,580 common partnership units and equivalents in Apartment Income REIT, L.P. ("OP Units"). The 2,858,580 OP Units include 270,452 OP Units held directly by the reporting person, 179,735 OP Units held by an entity in which the reporting person has sole voting and investment power, 1,591,672 OP Units held by Titahotwo Limited Partnership RLLLP ("Titahotwo"), an entity for which the reporting person serves as the general partner and holds a 0.5% ownership interest, and 118,148 OP Units held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. This number also includes 114,768 LTIP Units (which are the equivalent of OP Units) and 583,805 LTIP II Units.

F3: In addition to the shares held directly, the reporting person holds 2,301,122 unvested partnership units, the vesting of which is subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some or none of the performance-based partnership units.

F4: In addition to the shares held directly, the reporting person holds 750,557 stock options, all of which are vested and exercisable.

F5: Pursuant to the Seventh Amended and Restated Agreement of Limited Partnership of Apartment Income REIT, L.P. (the "Partnership Agreement"), a holder of LTIP Units or LTIP II Units has the right to convert all or a portion of such holder's vested LTIP or LTIP II Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units have the right to require Apartment Income REIT, L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Income REIT Corp. or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of Apartment Income REIT, L.P.

F6: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2019 long term incentive compensation, price column not applicable. Receipt of the LTIP II Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.

F7: The LTIP II Units vest 50% on February 1, 2022, and 50% on January 29, 2023.

F8: The LTIP II Units do not expire.

Intrepid Potash, Inc.

Report date May 19, 2021 · Filed May 21, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect19,832 Reported balance After 2021-05-19 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2021-05-19 · Grant · Acquired 3,307 · Balance 19,832

F1: Represents a grant of restricted stock that will vest in full on May 19, 2022, subject to the reporting person's continued service for the company through the vesting date.

F2: On August 13, 2020, the issuer effected a 1-for-10 reverse split of its common stock.

Common StockSEC Table I · non-derivativeIndirectThrough Carbondale Corporation Profit Sharing Plan, a qualified retirement plan13,872 Reported balance Holding disclosure · report date 2021-05-19 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 13,872

F2: On August 13, 2020, the issuer effected a 1-for-10 reverse split of its common stock.

Common StockSEC Table I · non-derivativeIndirectThrough Considine Investment Company Profit Sharing Plan, a qualified retirement plan484 Reported balance Holding disclosure · report date 2021-05-19 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 484

F2: On August 13, 2020, the issuer effected a 1-for-10 reverse split of its common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of restricted stock that will vest in full on May 19, 2022, subject to the reporting person's continued service for the company through the vesting date.

F2: On August 13, 2020, the issuer effected a 1-for-10 reverse split of its common stock.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Apartment Income REIT Corp.

Report date June 28, 2024 · Filed July 02, 2024

Section 16 reporting ended · disclosed 2024-07-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2024-06-28 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-06-28 · Disposition to issuer · Disposed 3,469 · Balance 0

F1: Prior to the transactions reported on this form, Mr. Considine had an overall equity stake in the company of 6,384,311 shares, partnership units, and options, the details of which are more fully described in footnotes 2 and 3 below.

F2: Prior to the Merger (as defined below), the reporting person held 3,469 shares directly and 16,000 in a trust for which the reporting person disclaimed beneficial ownership. In addition, the reporting person holds 3,585,840 common partnership units and equivalents in Apartment Income REIT, L.P. ("OP Units"). The 3,585,840 OP Units include 196,178 OP Units held directly by the reporting person, 179,735 OP Units held by an entity in which the reporting person has sole voting and investment power, 1,591,672 OP Units held by Titahotwo Limited Partnership RLLLP ("Titahotwo"), an entity for which the reporting person serves as the general partner and holds a 0.5% ownership interest, and 192,422 OP Units held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. This number also includes 114,768 LTIP Units and 1,311,065 LTIP II Units.

F3: In addition to the shares held directly, the reporting person holds 2,028,352 unvested partnership units, the vesting of which is subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some or none of the partnership units; provided, that certain of such partnership units may be subject to continued service-based vesting conditions.

F4: On June 28, 2024, the Issuer was acquired by Apex Purchaser LLC, Aries Purchaser LLC and Astro Purchaser LLC (collectively, the "Parent Entities"), pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, the Parent Entities and Astro Merger Sub, Inc., a wholly owned subsidiary of the Parent Entities and an affiliate of Blackstone Real Estate Partners X L.P. ("Merger Sub"), dated as of April 7, 2024 (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of the Parent Entities (the "Merger").

F5: At the effective time of the Merger (the "Effective Time"), each share of the Issuer's Class A common stock outstanding immediately prior to the Effective Time (other than certain excluded shares) was automatically canceled and converted into the right to receive $39.12 in cash, without interest and subject to any required withholding taxes (the "Merger Consideration").

LTIP Units of Apartment Income REIT, L.P.SEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-06-28 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-06-28 · Disposition to issuer · Disposed 114,768 · Balance 0

F6: Pursuant to the Seventh Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement") of Apartment Income REIT, L.P. ("AIR LP"), a holder of LTIP Units and LTIP II Units had the right to convert all or a portion of such holder's vested units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units had the right to require AIR LP to redeem such holder's Partnership Common Units, which redemption may have been for Class A Common Stock of Apartment Income REIT Corp. or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. In connection with the Merger Agreement, such units are no longer redeemable for Class A Common Stock and now are only redeemable for cash based on the value of AIR LP Partnership Common Units, as determined by an amendment to the Partnership Agreement.

F1: Prior to the transactions reported on this form, Mr. Considine had an overall equity stake in the company of 6,384,311 shares, partnership units, and options, the details of which are more fully described in footnotes 2 and 3 below.

F7: The units are fully vested.

F8: The LTIP Units do not expire.

LTIP II Units of Apartment Income REIT, L.P.SEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-06-28 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-06-28 · Disposition to issuer · Disposed 1,311,065 · Balance 0

F6: Pursuant to the Seventh Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement") of Apartment Income REIT, L.P. ("AIR LP"), a holder of LTIP Units and LTIP II Units had the right to convert all or a portion of such holder's vested units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units had the right to require AIR LP to redeem such holder's Partnership Common Units, which redemption may have been for Class A Common Stock of Apartment Income REIT Corp. or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. In connection with the Merger Agreement, such units are no longer redeemable for Class A Common Stock and now are only redeemable for cash based on the value of AIR LP Partnership Common Units, as determined by an amendment to the Partnership Agreement.

F1: Prior to the transactions reported on this form, Mr. Considine had an overall equity stake in the company of 6,384,311 shares, partnership units, and options, the details of which are more fully described in footnotes 2 and 3 below.

F7: The units are fully vested.

F9: The LTIP II Units may be converted at any time prior to the ten year anniversary of the date of grant.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.00 · Expires 2027-01-31Direct0 Reported balance After 2024-06-28 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-06-28 · Disposition to issuer · Disposed 127,218 · Balance 0

F1: Prior to the transactions reported on this form, Mr. Considine had an overall equity stake in the company of 6,384,311 shares, partnership units, and options, the details of which are more fully described in footnotes 2 and 3 below.

F11: At the Effective Time, each option outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically canceled and converted into the right to receive an amount in cash equal to the fair value of such option as determined in accordance with the terms of the Merger Agreement.

F10: The option was fully vested.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.28 · Expires 2026-01-26Direct0 Reported balance After 2024-06-28 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-06-28 · Disposition to issuer · Disposed 384,809 · Balance 0

F1: Prior to the transactions reported on this form, Mr. Considine had an overall equity stake in the company of 6,384,311 shares, partnership units, and options, the details of which are more fully described in footnotes 2 and 3 below.

F11: At the Effective Time, each option outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically canceled and converted into the right to receive an amount in cash equal to the fair value of such option as determined in accordance with the terms of the Merger Agreement.

F10: The option was fully vested.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.56 · Expires 2025-02-12Direct0 Reported balance After 2024-06-28 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2024-06-28 · Disposition to issuer · Disposed 238,530 · Balance 0

F1: Prior to the transactions reported on this form, Mr. Considine had an overall equity stake in the company of 6,384,311 shares, partnership units, and options, the details of which are more fully described in footnotes 2 and 3 below.

F11: At the Effective Time, each option outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically canceled and converted into the right to receive an amount in cash equal to the fair value of such option as determined in accordance with the terms of the Merger Agreement.

F10: The option was fully vested.

Filing footnotes · ownership attribution and instrument terms

F1: Prior to the transactions reported on this form, Mr. Considine had an overall equity stake in the company of 6,384,311 shares, partnership units, and options, the details of which are more fully described in footnotes 2 and 3 below.

F2: Prior to the Merger (as defined below), the reporting person held 3,469 shares directly and 16,000 in a trust for which the reporting person disclaimed beneficial ownership. In addition, the reporting person holds 3,585,840 common partnership units and equivalents in Apartment Income REIT, L.P. ("OP Units"). The 3,585,840 OP Units include 196,178 OP Units held directly by the reporting person, 179,735 OP Units held by an entity in which the reporting person has sole voting and investment power, 1,591,672 OP Units held by Titahotwo Limited Partnership RLLLP ("Titahotwo"), an entity for which the reporting person serves as the general partner and holds a 0.5% ownership interest, and 192,422 OP Units held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. This number also includes 114,768 LTIP Units and 1,311,065 LTIP II Units.

F3: In addition to the shares held directly, the reporting person holds 2,028,352 unvested partnership units, the vesting of which is subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some or none of the partnership units; provided, that certain of such partnership units may be subject to continued service-based vesting conditions.

F4: On June 28, 2024, the Issuer was acquired by Apex Purchaser LLC, Aries Purchaser LLC and Astro Purchaser LLC (collectively, the "Parent Entities"), pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, the Parent Entities and Astro Merger Sub, Inc., a wholly owned subsidiary of the Parent Entities and an affiliate of Blackstone Real Estate Partners X L.P. ("Merger Sub"), dated as of April 7, 2024 (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of the Parent Entities (the "Merger").

F5: At the effective time of the Merger (the "Effective Time"), each share of the Issuer's Class A common stock outstanding immediately prior to the Effective Time (other than certain excluded shares) was automatically canceled and converted into the right to receive $39.12 in cash, without interest and subject to any required withholding taxes (the "Merger Consideration").

F6: Pursuant to the Seventh Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement") of Apartment Income REIT, L.P. ("AIR LP"), a holder of LTIP Units and LTIP II Units had the right to convert all or a portion of such holder's vested units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units had the right to require AIR LP to redeem such holder's Partnership Common Units, which redemption may have been for Class A Common Stock of Apartment Income REIT Corp. or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. In connection with the Merger Agreement, such units are no longer redeemable for Class A Common Stock and now are only redeemable for cash based on the value of AIR LP Partnership Common Units, as determined by an amendment to the Partnership Agreement.

F7: The units are fully vested.

F8: The LTIP Units do not expire.

F9: The LTIP II Units may be converted at any time prior to the ten year anniversary of the date of grant.

F10: The option was fully vested.

F11: At the Effective Time, each option outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically canceled and converted into the right to receive an amount in cash equal to the fair value of such option as determined in accordance with the terms of the Merger Agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 28, 2024 Filed Jul 2, 2024 21:48 UTC Apartment Income REIT Corp. AIRC · Entity 89218 Disposition to issuerStock Option (right to buy) · Derivative 238,530 Not disclosed Strike: $34.56 Not disclosed
Disclosure

SEC source: 0001140361-24-032291 · form4.xml · derivative · entry 6

CONSIDINE TERRY · CIK 0001229384 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 238,530 shares

Expires 2025-02-12

F1 · kind: Prior to the transactions reported on this form, Mr. Considine had an overall equity stake in the company of 6,384,311 shares, partnership units, and options, the details of which are more fully described in footnotes 2 and 3 below.

F11 · price: At the Effective Time, each option outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically canceled and converted into the right to receive an amount in cash equal to the fair value of such option as determined in accordance with the terms of the Merger Agreement.

F10 · derivative.exercise_date: The option was fully vested.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:48 UTC Apartment Income REIT Corp. AIRC · Entity 89218 Disposition to issuerStock Option (right to buy) · Derivative 384,809 Not disclosed Strike: $34.28 Not disclosed
Disclosure

SEC source: 0001140361-24-032291 · form4.xml · derivative · entry 5

CONSIDINE TERRY · CIK 0001229384 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 384,809 shares

Expires 2026-01-26

F1 · kind: Prior to the transactions reported on this form, Mr. Considine had an overall equity stake in the company of 6,384,311 shares, partnership units, and options, the details of which are more fully described in footnotes 2 and 3 below.

F11 · price: At the Effective Time, each option outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically canceled and converted into the right to receive an amount in cash equal to the fair value of such option as determined in accordance with the terms of the Merger Agreement.

F10 · derivative.exercise_date: The option was fully vested.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:48 UTC Apartment Income REIT Corp. AIRC · Entity 89218 Disposition to issuerStock Option (right to buy) · Derivative 127,218 Not disclosed Strike: $39.00 Not disclosed
Disclosure

SEC source: 0001140361-24-032291 · form4.xml · derivative · entry 4

CONSIDINE TERRY · CIK 0001229384 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 127,218 shares

Expires 2027-01-31

F1 · kind: Prior to the transactions reported on this form, Mr. Considine had an overall equity stake in the company of 6,384,311 shares, partnership units, and options, the details of which are more fully described in footnotes 2 and 3 below.

F11 · price: At the Effective Time, each option outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically canceled and converted into the right to receive an amount in cash equal to the fair value of such option as determined in accordance with the terms of the Merger Agreement.

F10 · derivative.exercise_date: The option was fully vested.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:48 UTC Apartment Income REIT Corp. AIRC · Entity 89218 Disposition to issuerLTIP II Units of Apartment Income REIT, L.P. · Derivative 1,311,065 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-24-032291 · form4.xml · derivative · entry 3

CONSIDINE TERRY · CIK 0001229384 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Partnership Common Units · 1,311,065 shares

Expires not disclosed

F6 · derivative.exercise_price: Pursuant to the Seventh Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement") of Apartment Income REIT, L.P. ("AIR LP"), a holder of LTIP Units and LTIP II Units had the right to convert all or a portion of such holder's vested units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units had the right to require AIR LP to redeem such holder's Partnership Common Units, which redemption may have been for Class A Common Stock of Apartment Income REIT Corp. or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. In connection with the Merger Agreement, such units are no longer redeemable for Class A Common Stock and now are only redeemable for cash based on the value of AIR LP Partnership Common Units, as determined by an amendment to the Partnership Agreement.

F1 · kind: Prior to the transactions reported on this form, Mr. Considine had an overall equity stake in the company of 6,384,311 shares, partnership units, and options, the details of which are more fully described in footnotes 2 and 3 below.

F6 · price: Pursuant to the Seventh Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement") of Apartment Income REIT, L.P. ("AIR LP"), a holder of LTIP Units and LTIP II Units had the right to convert all or a portion of such holder's vested units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units had the right to require AIR LP to redeem such holder's Partnership Common Units, which redemption may have been for Class A Common Stock of Apartment Income REIT Corp. or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. In connection with the Merger Agreement, such units are no longer redeemable for Class A Common Stock and now are only redeemable for cash based on the value of AIR LP Partnership Common Units, as determined by an amendment to the Partnership Agreement.

F7 · derivative.exercise_date: The units are fully vested.

F9 · derivative.expiration_date: The LTIP II Units may be converted at any time prior to the ten year anniversary of the date of grant.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:48 UTC Apartment Income REIT Corp. AIRC · Entity 89218 Disposition to issuerLTIP Units of Apartment Income REIT, L.P. · Derivative 114,768 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-24-032291 · form4.xml · derivative · entry 2

CONSIDINE TERRY · CIK 0001229384 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Partnership Common Units · 114,768 shares

Expires not disclosed

F6 · derivative.exercise_price: Pursuant to the Seventh Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement") of Apartment Income REIT, L.P. ("AIR LP"), a holder of LTIP Units and LTIP II Units had the right to convert all or a portion of such holder's vested units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units had the right to require AIR LP to redeem such holder's Partnership Common Units, which redemption may have been for Class A Common Stock of Apartment Income REIT Corp. or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. In connection with the Merger Agreement, such units are no longer redeemable for Class A Common Stock and now are only redeemable for cash based on the value of AIR LP Partnership Common Units, as determined by an amendment to the Partnership Agreement.

F1 · kind: Prior to the transactions reported on this form, Mr. Considine had an overall equity stake in the company of 6,384,311 shares, partnership units, and options, the details of which are more fully described in footnotes 2 and 3 below.

F6 · price: Pursuant to the Seventh Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement") of Apartment Income REIT, L.P. ("AIR LP"), a holder of LTIP Units and LTIP II Units had the right to convert all or a portion of such holder's vested units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units had the right to require AIR LP to redeem such holder's Partnership Common Units, which redemption may have been for Class A Common Stock of Apartment Income REIT Corp. or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. In connection with the Merger Agreement, such units are no longer redeemable for Class A Common Stock and now are only redeemable for cash based on the value of AIR LP Partnership Common Units, as determined by an amendment to the Partnership Agreement.

F7 · derivative.exercise_date: The units are fully vested.

F8 · derivative.expiration_date: The LTIP Units do not expire.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:48 UTC Apartment Income REIT Corp. AIRC · Entity 89218 Disposition to issuerClass A Common Stock 3,469 $39.12 $135,707.28
Disclosure

SEC source: 0001140361-24-032291 · form4.xml · nonDerivative · entry 1

CONSIDINE TERRY · CIK 0001229384 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · security: Prior to the transactions reported on this form, Mr. Considine had an overall equity stake in the company of 6,384,311 shares, partnership units, and options, the details of which are more fully described in footnotes 2 and 3 below.

F2 · security: Prior to the Merger (as defined below), the reporting person held 3,469 shares directly and 16,000 in a trust for which the reporting person disclaimed beneficial ownership. In addition, the reporting person holds 3,585,840 common partnership units and equivalents in Apartment Income REIT, L.P. ("OP Units"). The 3,585,840 OP Units include 196,178 OP Units held directly by the reporting person, 179,735 OP Units held by an entity in which the reporting person has sole voting and investment power, 1,591,672 OP Units held by Titahotwo Limited Partnership RLLLP ("Titahotwo"), an entity for which the reporting person serves as the general partner and holds a 0.5% ownership interest, and 192,422 OP Units held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. This number also includes 114,768 LTIP Units and 1,311,065 LTIP II Units.

F3 · security: In addition to the shares held directly, the reporting person holds 2,028,352 unvested partnership units, the vesting of which is subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some or none of the partnership units; provided, that certain of such partnership units may be subject to continued service-based vesting conditions.

F4 · kind: On June 28, 2024, the Issuer was acquired by Apex Purchaser LLC, Aries Purchaser LLC and Astro Purchaser LLC (collectively, the "Parent Entities"), pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, the Parent Entities and Astro Merger Sub, Inc., a wholly owned subsidiary of the Parent Entities and an affiliate of Blackstone Real Estate Partners X L.P. ("Merger Sub"), dated as of April 7, 2024 (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of the Parent Entities (the "Merger").

F5 · price: At the effective time of the Merger (the "Effective Time"), each share of the Issuer's Class A common stock outstanding immediately prior to the Effective Time (other than certain excluded shares) was automatically canceled and converted into the right to receive $39.12 in cash, without interest and subject to any required withholding taxes (the "Merger Consideration").

Read SEC document
January 30, 2024 Filed Feb 1, 2024 19:37 UTC Apartment Income REIT Corp. AIRC · Entity 89218 GrantLTIP II Units of Apartment Income REIT, L.P. · Derivative 311,019 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-001796 · form4.xml · derivative · entry 2

CONSIDINE TERRY · CIK 0001229384 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,311,065

Underlying: Partnership Common Units · 311,019 shares

Expires not disclosed

F5 · security: Pursuant to the Seventh Amended and Restated Agreement of Limited Partnership of Apartment Income REIT, L.P. (the "Partnership Agreement"), a holder of LTIP Units or LTIP II Units has the right to convert all or a portion of such holder's vested LTIP or LTIP II Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units have the right to require Apartment Income REIT, L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Income REIT Corp. or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of Apartment Income REIT, L.P.

F6 · derivative.exercise_price: Equity Award approved by Compensation and Human Resources Committee in connection with 2023 short term incentive compensation, price column not applicable. Receipt of the LTIP II Units was subject to performance against certain criteria.

F9 · price: Award for 2023 short term incentive compensation; price column not applicable.

F7 · derivative.exercise_date: The LTIP II Units vest 50% on January 31, 2025, and 50% on January 31, 2026.

F8 · derivative.expiration_date: The LTIP II Units may be converted at any time prior to the ten year anniversary of the date of grant.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:43 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 GrantLTIP II Units of Aimco OP L.P. · Derivative 116,960 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-002128 · form4.xml · derivative · entry 3

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,424,201

Underlying: Partnership Common Units · 116,960 shares

Expires not disclosed

F2 · security: Pursuant to the Amended and Restated Agreement of Limited Partnership of Aimco OP L.P. (the "Partnership Agreement"), a holder of LTIP Units has the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of PartnershipCommon Units have the right to require Aimco OP L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Investment and Management Company or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of Aimco OP L.P.

F8 · security: Award for director compensation; price column not applicable.

F8 · derivative.exercise_price: Award for director compensation; price column not applicable.

F8 · price: Award for director compensation; price column not applicable.

F7 · derivative.exercise_date: The LTIP units vested 100% on February 1, 2023.

F5 · derivative.expiration_date: The LTIP Units do not expire.

F9 · balance_after: The reporting person holds 184,745 shares of Class A Common Stock directly. The reporting person holds 1,690,099 shares of Class A Common Stock indirectly, of which 34,724 shares are held by the reporting person's spouse and 1,655,375 shares are held by a retirement plan for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership of the 1,690,099 shares held indirectly except to the extent of his pecuniary interest therein.

F10 · balance_after: In addition, the reporting person holds 2,439,557 common partnership units and equivalents in Aimco OP L.P. ("OP Units"). The 2,439,557 OP Units include 510,452 OP Units held directly by the reporting person, 179,735 OP Units held by an entity in which the reporting person has sole voting and investment power, 1,591,672 OP Units held by Titahotwo Limited PartnershipRLLLP ("Titahotwo"), a registered limited liability limited partnership for which the reporting person serves as the general partner and holds a 0.5% ownership interest, and 157,698 OP Units held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. Including the transactions reported on this form, the reporting person holds 114,768 LTIP Units and 2,424,201 LTIP II Units.

F11 · balance_after: In addition, as part of his overall equity stake, the reporting person holds 1,744,915 unvested OP Units, the vesting of which are subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some, or none of the performance-based OP Units.

F12 · balance_after: In addition, as part of his overall equity stake, the reporting person holds 750,557 stock options, which are vested and exercisable.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:43 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 GrantLTIP II Units of Aimco OP L.P. · Derivative 568,422 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-002128 · form4.xml · derivative · entry 2

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,307,241

Underlying: Partnership Common Units · 568,422 shares

Expires not disclosed

F2 · security: Pursuant to the Amended and Restated Agreement of Limited Partnership of Aimco OP L.P. (the "Partnership Agreement"), a holder of LTIP Units has the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of PartnershipCommon Units have the right to require Aimco OP L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Investment and Management Company or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of Aimco OP L.P.

F6 · security: Equity Award approved by Compensation and Human Resources Committee in connection with 2022 short-term incentive compensation, price column not applicable.

F6 · derivative.exercise_price: Equity Award approved by Compensation and Human Resources Committee in connection with 2022 short-term incentive compensation, price column not applicable.

F6 · price: Equity Award approved by Compensation and Human Resources Committee in connection with 2022 short-term incentive compensation, price column not applicable.

F7 · derivative.exercise_date: The LTIP units vested 100% on February 1, 2023.

F5 · derivative.expiration_date: The LTIP Units do not expire.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:43 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 GrantLTIP II Units of Aimco OP L.P. · Derivative 416,241 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-002128 · form4.xml · derivative · entry 1

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,738,819

Underlying: Partnership Common Units · 416,241 shares

Expires not disclosed

F1 · security: Taking into account the transactions reported on this form, Mr. Considine has an overall equity stake in the company of 9,348,842 shares, partnership units, and options, the details of which are more fully described in footnotes 9, 10, 11, and 12 below.

F2 · security: Pursuant to the Amended and Restated Agreement of Limited Partnership of Aimco OP L.P. (the "Partnership Agreement"), a holder of LTIP Units has the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of PartnershipCommon Units have the right to require Aimco OP L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Investment and Management Company or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of Aimco OP L.P.

F3 · security: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2020 long-term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.

F3 · derivative.exercise_price: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2020 long-term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.

F3 · price: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2020 long-term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.

F4 · derivative.exercise_date: The LTIP Units vest 50% on February 1, 2023, and 50% on January 28, 2024.

F5 · derivative.expiration_date: The LTIP Units do not expire.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 19:12 UTC Apartment Income REIT Corp. AIRC · Entity 89218 GrantLTIP II Units of Apartment Income REIT, L.P. · Derivative 416,241 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-001888 · form4.xml · derivative · entry 2

CONSIDINE TERRY · CIK 0001229384 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,046

Underlying: Partnership Common Units · 416,241 shares

Expires not disclosed

F5 · security: Pursuant to the Seventh Amended and Restated Agreement of Limited Partnership of Apartment Income REIT, L.P. (the "Partnership Agreement"), a holder of LTIP Units or LTIP II Units has the right to convert all or a portion of such holder's vested LTIP or LTIP II Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units have the right to require Apartment Income REIT, L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Income REIT Corp. or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of Apartment Income REIT, L.P.

F6 · derivative.exercise_price: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2020 long term incentive compensation, price column not applicable. Receipt of the LTIP II Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.

F6 · price: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2020 long term incentive compensation, price column not applicable. Receipt of the LTIP II Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.

F7 · derivative.exercise_date: The LTIP II Units vest 50% on January 30, 2023, and 50% on January 28, 2024.

F8 · derivative.expiration_date: The LTIP II Units do not expire.

Read SEC document
February 02, 2022 Filed Feb 5, 2022 00:38 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 GrantLTIP II Units of Aimco OP L.P. · Derivative 175,439 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-002737 · form4.xml · derivative · entry 3

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,322,578

Underlying: Partnership Common Units · 175,439 shares

Expires not disclosed

F2 · security: Pursuant to the Amended and Restated Agreement of Limited Partnership of Aimco OP L.P. (the "Partnership Agreement"), a holder of LTIP Units has the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units have the right to require Aimco OP L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Investment and Management Company or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of Aimco OP L.P.

F8 · security: Equity Award approved by Compensation and Human Resources Committee in connection with 2022 base compensation, price column not applicable.

F8 · derivative.exercise_price: Equity Award approved by Compensation and Human Resources Committee in connection with 2022 base compensation, price column not applicable.

F8 · price: Equity Award approved by Compensation and Human Resources Committee in connection with 2022 base compensation, price column not applicable.

F9 · derivative.exercise_date: The LTIP Units vest 100% on February 2, 2023.

F5 · derivative.expiration_date: The LTIP Units do not expire.

F10 · balance_after: The reporting person holds 184,745 shares of Class A Common Stock directly. The reporting person holds 1,690,099 shares of Class A Common Stock indirectly, of which 34,724 shares are held by the reporting person's spouse and 1,655,375 shares are held by a retirement plan for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership of the 1,690,099 shares held indirectly except to the extent of his pecuniary interest therein.

F11 · balance_after: In addition, the reporting person holds 2,439,557 common partnership units and equivalents in Aimco OP L.P. ("OP Units"). The 2,439,557 OP Units include 510,452 OP Units held directly by the reporting person, 179,735 OP Units held by an entity in which the reporting person has sole voting and investment power, 1,591,672 OP Units held by Titahotwo Limited Partnership RLLLP ("Titahotwo"), a registered limited liability limited partnership for which the reporting person serves as the general partner and holds a 0.5% ownership interest, and 157,698 OP Units held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. Including the transactions reported on this form, the reporting person holds 114,768 LTIP Units and 1,322,578 LTIP II Units.

F12 · balance_after: In addition, as part of his overall equity stake, the reporting person holds 2,756,681 unvested OP Units, the vesting of which are subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some, or none of the performance-based OP Units.

F13 · balance_after: In addition, as part of his overall equity stake, the reporting person holds 750,557 stock options, which are vested and exercisable.

Read SEC document
February 02, 2022 Filed Feb 5, 2022 00:38 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 GrantLTIP II Units of Aimco OP L.P. · Derivative 563,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-002737 · form4.xml · derivative · entry 2

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,147,139

Underlying: Partnership Common Units · 563,334 shares

Expires not disclosed

F2 · security: Pursuant to the Amended and Restated Agreement of Limited Partnership of Aimco OP L.P. (the "Partnership Agreement"), a holder of LTIP Units has the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units have the right to require Aimco OP L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Investment and Management Company or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of Aimco OP L.P.

F6 · security: Equity Award approved by Compensation and Human Resources Committee in connection with 2021 short-term incentive compensation, price column not applicable.

F6 · derivative.exercise_price: Equity Award approved by Compensation and Human Resources Committee in connection with 2021 short-term incentive compensation, price column not applicable.

F6 · price: Equity Award approved by Compensation and Human Resources Committee in connection with 2021 short-term incentive compensation, price column not applicable.

F7 · derivative.exercise_date: The LTIP units vested 100% on February 2, 2022.

F5 · derivative.expiration_date: The LTIP Units do not expire.

Read SEC document
February 02, 2022 Filed Feb 5, 2022 00:38 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 GrantLTIP II Units of Aimco OP L.P. · Derivative 170,574 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-002737 · form4.xml · derivative · entry 1

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 583,805

Underlying: Partnership Common Units · 170,574 shares

Expires not disclosed

F1 · security: Taking into account the transactions reported on this form, Mr. Considine has an overall equity stake in the company of 9,258,985 shares, partnership units, and options, the details of which are more fully described in footnotes 10, 11, 12, and 13 below.

F2 · security: Pursuant to the Amended and Restated Agreement of Limited Partnership of Aimco OP L.P. (the "Partnership Agreement"), a holder of LTIP Units has the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units have the right to require Aimco OP L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Investment and Management Company or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of Aimco OP L.P.

F3 · security: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2019 long-term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.

F3 · derivative.exercise_price: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2019 long-term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.

F3 · price: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2019 long-term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.

F4 · derivative.exercise_date: The LTIP Units vest 50% on February 2, 2022, and 50% on January 29, 2023.

F5 · derivative.expiration_date: The LTIP Units do not expire.

Read SEC document
February 01, 2022 Filed Feb 4, 2022 00:59 UTC Apartment Income REIT, L.P. NA · Entity 89388 GrantLTIP II Units of Apartment Income REIT, L.P. · Derivative 170,574 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-002526 · form4.xml · derivative · entry 2

CONSIDINE TERRY · CIK 0001229384 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 583,805

Underlying: Partnership Common Units · 170,574 shares

Expires not disclosed

F5 · security: Pursuant to the Seventh Amended and Restated Agreement of Limited Partnership of Apartment Income REIT, L.P. (the "Partnership Agreement"), a holder of LTIP Units or LTIP II Units has the right to convert all or a portion of such holder's vested LTIP or LTIP II Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units have the right to require Apartment Income REIT, L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Income REIT Corp. or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of Apartment Income REIT, L.P.

F6 · derivative.exercise_price: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2019 long term incentive compensation, price column not applicable. Receipt of the LTIP II Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.

F6 · price: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2019 long term incentive compensation, price column not applicable. Receipt of the LTIP II Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.

F7 · derivative.exercise_date: The LTIP II Units vest 50% on February 1, 2022, and 50% on January 29, 2023.

F8 · derivative.expiration_date: The LTIP II Units do not expire.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 08:18 UTC Apartment Income REIT Corp. AIRC · Entity 89218 SaleClass A Common Stock 17,224 $54.97 $946,777.44
Disclosure

SEC source: 0001062993-22-000007 · form4.xml · nonDerivative · entry 5

CONSIDINE TERRY · CIK 0001229384 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F10 · price: This price is a weighted average price. The price at which the shares were actually sold ranged from $54.71 to $55.17. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.

F9 · ownership.nature: Held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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December 31, 2021 Filed Jan 3, 2022 08:18 UTC Apartment Income REIT Corp. AIRC · Entity 89218 SaleClass A Common Stock 15,001 $54.96 $824,493.96
Disclosure

SEC source: 0001062993-22-000007 · form4.xml · nonDerivative · entry 3

CONSIDINE TERRY · CIK 0001229384 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,576

F4 · price: This price is a weighted average price. The price at which the shares were actually sold ranged from $54.73 to $55.19. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.

F5 · balance_after: The reporting person holds 14,576 shares directly and 16,000 in a trust for which the reporting person disclaims beneficial ownership. In addition, the reporting person holds 2,160,007 common partnership units and equivalents in Apartment Income REIT, L.P. ("OP Units"). The 2,160,007 OP Units include 270,452 OP Units held directly by the reporting person, 179,735 OP Units held by an entity in which the reporting person has sole voting and investment power, 1,591,672 OP Units held by Titahotwo Limited Partnership RLLLP ("Titahotwo"), an entity for which the reporting person serves as the general partner and holds a 0.5% interest, and 118,148 OP Units held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. In addition, the reporting person holds 114,768 LTIP Units (which are the equivalent of OP Units) and 413,231 LTIP II Units.

F6 · balance_after: In addition to the 14,576 shares held directly, the reporting person holds 3,011,846 unvested partnership units, the vesting of which are subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some or none of the performance-based partnership units.

F7 · balance_after: In addition, as part of his overall equity stake, the reporting person holds 750,557 stock options, which are vested and exercisable.

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December 31, 2021 Filed Jan 12, 2022 19:32 UTC Amendment Apartment Income REIT Corp. AIRC · Entity 89218 SaleClass A Common Stock 26,108 $55.00 $1,435,932.17
Disclosure

SEC source: 0001062993-22-000970 · form4a.xml · nonDerivative · entry 1

CONSIDINE TERRY · CIK 0001229384 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,469

F1 · security: Taking into account the transaction reported on this form, Mr. Considine has an overall equity stake in the company of 6,469,878 shares, partnership units, and options, the details of which are more fully described in footnotes 4, 5, and 6 below.

F2 · shares: Due to an error by the reporting person's broker, incomplete trade data was provided prior to the Form 4 due date. This amendment is being filed to correct the broker's error. Specifically, the broker initially reported 15,001 shares sold at a weighted average price of $54.9626, which sales were timely reported by the reporting person on a Form 4 filed January 3, 2022. Upon review, and after timely filing the Form 4, the broker identified that the number of shares sold was 26,108 at a weighted average price of $54.9997. The price range of the sales remained unchanged (see footnote 3).

F3 · price: This price is a weighted average price. The price at which the shares were actually sold ranged from $54.73 to $55.19. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.

F4 · balance_after: The reporting person holds 3,469 shares directly and 16,000 in a trust for which the reporting person disclaims beneficial ownership. In addition, the reporting person holds 2,160,007 common partnership units and equivalents in Apartment Income REIT, L.P. ("OP Units"). The 2,160,007 OP Units include 270,452 OP Units held directly by the reporting person, 179,735 OP Units held by an entity in which the reporting person has sole voting and investment power, 1,591,672 OP Units held by Titahotwo Limited Partnership RLLLP ("Titahotwo"), an entity for which the reporting person serves as the general partner and holds a 0.5% interest, and 118,148 OP Units held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. In addition, the reporting person holds 114,768 LTIP Units (which are the equivalent of OP Units) and 413,231 LTIP II Units.

F5 · balance_after: In addition to the 3,469 shares held directly, the reporting person holds 3,011,846 unvested partnership units, the vesting of which are subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some or none of the performance-based partnership units.

F6 · balance_after: In addition, as part of his overall equity stake, the reporting person holds 750,557 stock options, which are vested and exercisable.

Read SEC document
December 30, 2021 Filed Jan 3, 2022 13:15 UTC Apartment Income REIT, L.P. NA · Entity 89388 GiftCommon Partnership Units 39,550 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-000005 · form4.xml · nonDerivative · entry 2

CONSIDINE TERRY · CIK 0001229384 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 118,148

F3 · shares: The reporting person's spouse donated 39,550 common partnership units to several 501c3 organizations to fund charitable giving.

F4 · price: Charitable gifts to 501c3 organizations, price column not applicable.

F5 · ownership.nature: Held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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December 30, 2021 Filed Jan 3, 2022 08:18 UTC Apartment Income REIT Corp. AIRC · Entity 89218 SaleClass A Common Stock 17,500 $54.53 $954,317.00
Disclosure

SEC source: 0001062993-22-000007 · form4.xml · nonDerivative · entry 4

CONSIDINE TERRY · CIK 0001229384 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 17,224

F8 · price: This price is a weighted average price. The price at which the shares were actually sold ranged from $54.41 to $54.64. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.

F9 · ownership.nature: Held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
December 30, 2021 Filed Jan 3, 2022 08:18 UTC Apartment Income REIT Corp. AIRC · Entity 89218 SaleClass A Common Stock 20,000 $54.64 $1,092,822.00
Disclosure

SEC source: 0001062993-22-000007 · form4.xml · nonDerivative · entry 2

CONSIDINE TERRY · CIK 0001229384 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,577

F3 · price: This price is a weighted average price. The price at which the shares were actually sold ranged from $54.39 to $54.90. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.

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December 29, 2021 Filed Jan 3, 2022 13:15 UTC Apartment Income REIT, L.P. NA · Entity 89388 Disposition to issuerCommon Partnership Units 240,000 $52.89 $12,692,400.00
Disclosure

SEC source: 0001062993-22-000005 · form4.xml · nonDerivative · entry 1

CONSIDINE TERRY · CIK 0001229384 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,452

F1 · security: Taking into account the transactions reported on this form, Mr. Considine has an overall equity stake in the company of 6,480,985 shares, partnership units, and options.

F2 · shares: Pursuant to the Seventh Amended and Restated Partnership Agreement (the "Partnership Agreement") of Apartment Income REIT, L.P. (the "Partnership") a holder of common partnership units may tender such units for redemption. The Partnership may, in its sole discretion, elect to redeem the units for cash or equity pursuant to the terms of the Partnership Agreement. This amount reflects common partnership units tendered for redemption by the reporting person, which the Partnership redeemed for cash.

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December 29, 2021 Filed Jan 3, 2022 08:18 UTC Apartment Income REIT Corp. AIRC · Entity 89218 SaleClass A Common Stock 20,000 $54.31 $1,086,132.00
Disclosure

SEC source: 0001062993-22-000007 · form4.xml · nonDerivative · entry 1

CONSIDINE TERRY · CIK 0001229384 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,577

F1 · security: Taking into account the transactions reported on this form, Mr. Considine has an overall equity stake in the company of 6,480,985 shares, partnership units, and options, the details of which are more fully described in footnotes 5, 6, 7, and 8 below.

F2 · price: This price is a weighted average price. The price at which the shares were actually sold ranged from $53.86 to $54.81. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
December 28, 2021 Filed Dec 29, 2021 19:16 UTC Apartment Income REIT Corp. AIRC · Entity 89218 SaleClass A Common Stock 68,116 $53.74 $3,660,785.43
Disclosure

SEC source: 0001062993-21-013630 · form4.xml · nonDerivative · entry 2

CONSIDINE TERRY · CIK 0001229384 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,577

F3 · price: This price is a weighted average price. The price at which the shares were actually sold ranged from $53.32 to $54.18. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.

F4 · balance_after: The reporting person holds 69,577 shares directly and 16,000 in a trust for which the reporting person disclaims beneficial ownership. In addition, the reporting person holds 2,439,557 common partnership units and equivalents in Apartment Income REIT, L.P. ("OP Units"). The 2,439,557 OP Units include 510,452 OP Units held directly by the reporting person, 179,735 OP Units held by an entity in which the reporting person has sole voting and investment power, 1,591,672 OP Units held by Titahotwo Limited Partnership RLLLP ("Titahotwo"), an entity for which the reporting person serves as the general partner and holds a 0.5% interest, and 157,698 OP Units held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. In addition, the reporting person holds 114,768 LTIP Units (which are the equivalent of OP Units) and 413,231 LTIP II Units.

F5 · balance_after: In addition to the 69,577 shares held directly, the reporting person holds 3,011,846 unvested partnership units, the vesting of which are subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some or none of the performance-based partnership units.

F6 · balance_after: In addition, as part of his overall equity stake, the reporting person holds 750,557 stock options, which are vested and exercisable.

F7 · balance_after: The reporting person's spouse holds 34,724 shares, for which the reporting person disclaims beneficial ownership, except to the extent of his pecuniary interest therein,.

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December 27, 2021 Filed Dec 29, 2021 19:16 UTC Apartment Income REIT Corp. AIRC · Entity 89218 SaleClass A Common Stock 31,052 $53.38 $1,657,509.18
Disclosure

SEC source: 0001062993-21-013630 · form4.xml · nonDerivative · entry 1

CONSIDINE TERRY · CIK 0001229384 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,693

F1 · security: Taking into account the transactions reported on this form, Mr. Considine has an overall equity stake in the company of 6,850,260 shares, partnership units, and options, the details of which are more fully described in footnotes 4, 5, 6, and 7 below.

F2 · price: This price is a weighted average price. The price at which the shares were actually sold ranged from $53.00 to $53.84. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.

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September 30, 2021 Filed Sep 30, 2021 23:34 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 PurchaseClass A Common Stock 138,572 $7.00 $969,449.71
Disclosure

SEC source: 0001834606-21-000054 · edgar.xml · nonDerivative · entry 5

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,655,375

F9 · price: This price is a weighted average price. The price at which the shares were actually purchased ranged from $6.945 to $7.00. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.

F7 · ownership.nature: Held by a retirement plan for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
September 29, 2021 Filed Sep 30, 2021 23:34 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 PurchaseClass A Common Stock 16,803 $6.98 $117,352.15
Disclosure

SEC source: 0001834606-21-000054 · edgar.xml · nonDerivative · entry 4

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,516,803

F8 · price: This price is a weighted average price. The price at which the shares were actually purchased ranged from $6.98 to $7.00. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.

F7 · ownership.nature: Held by a retirement plan for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
September 28, 2021 Filed Sep 30, 2021 23:34 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 PurchaseClass A Common Stock 150,000 $6.85 $1,027,080.00
Disclosure

SEC source: 0001834606-21-000054 · edgar.xml · nonDerivative · entry 3

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,500,000

F6 · price: This price is a weighted average price. The price at which the shares were actually purchased ranged from $6.76 to $6.92. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.

F7 · ownership.nature: Held by a retirement plan for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
August 23, 2021 Filed Aug 23, 2021 22:31 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 PurchaseClass A Common Stock 76,015 $6.61 $502,451.55
Disclosure

SEC source: 0001834606-21-000052 · edgar.xml · nonDerivative · entry 5

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,350,000

F9 · price: This price is a weighted average price. The price at which the shares were actually purchased ranged from $6.575 to $6.67. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.

F7 · ownership.nature: Held by a retirement plan for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
August 20, 2021 Filed Aug 23, 2021 22:31 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 PurchaseClass A Common Stock 223,985 $6.50 $1,454,984.16
Disclosure

SEC source: 0001834606-21-000052 · edgar.xml · nonDerivative · entry 4

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,273,985

F8 · price: This price is a weighted average price. The price at which the shares were actually purchased ranged from $6.33 to $6.63. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.

F7 · ownership.nature: Held by a retirement plan for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
August 19, 2021 Filed Aug 23, 2021 22:31 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 PurchaseClass A Common Stock 150,000 $6.55 $982,920.00
Disclosure

SEC source: 0001834606-21-000052 · edgar.xml · nonDerivative · entry 3

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,050,000

F6 · price: This price is a weighted average price. The price at which the shares were actually purchased ranged from $6.47 to $6.635. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.

F7 · ownership.nature: Held by a retirement plan for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
May 19, 2021 Filed May 21, 2021 20:14 UTC Intrepid Potash, Inc. IPI · Entity 5401 GrantCommon Stock 3,307 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-010901 · doc1.xml · nonDerivative · entry 1

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,832

F1 · price: Represents a grant of restricted stock that will vest in full on May 19, 2022, subject to the reporting person's continued service for the company through the vesting date.

F2 · balance_after: On August 13, 2020, the issuer effected a 1-for-10 reverse split of its common stock.

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March 29, 2021 Filed Aug 23, 2021 22:28 UTC Amendment APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 PurchaseClass A Common Stock 100,000 $5.86 $585,690.00
Disclosure

SEC source: 0001834606-21-000050 · edgar.xml · nonDerivative · entry 5

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 900,000

F9 · price: This price is a weighted average price. The price at which the shares were actually purchased ranged from $5.79 to $5.91. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.

F7 · ownership.nature: Held by a retirement plan for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
March 26, 2021 Filed Aug 23, 2021 22:28 UTC Amendment APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 PurchaseClass A Common Stock 100,000 $5.94 $594,320.00
Disclosure

SEC source: 0001834606-21-000050 · edgar.xml · nonDerivative · entry 4

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 800,000

F8 · price: This price is a weighted average price. The price at which the shares were actually purchased ranged from $5.935 to $5.95. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.

F7 · ownership.nature: Held by a retirement plan for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
March 25, 2021 Filed Aug 23, 2021 22:28 UTC Amendment APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 PurchaseClass A Common Stock 100,000 $5.79 $578,880.00
Disclosure

SEC source: 0001834606-21-000050 · edgar.xml · nonDerivative · entry 3

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 700,000

F6 · price: This price is a weighted average price. The price at which the shares were actually purchased ranged from $5.735 to $5.84. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.

F7 · ownership.nature: Held by a retirement plan for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
March 24, 2021 Filed Mar 25, 2021 01:02 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 PurchaseClass A Common Stock 100,000 $5.82 $582,160.00
Disclosure

SEC source: 0001834606-21-000021 · edgar.xml · nonDerivative · entry 5

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 600,000

F9 · price: This price is a weighted average price. The price at which the shares were actually purchased ranged from $5.78 to $5.87. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.

F7 · ownership.nature: Held by a retirement plan for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
March 24, 2021 Filed Mar 29, 2021 23:12 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 PurchaseClass A Common Stock 100,000 $5.82 $582,160.00
Disclosure

SEC source: 0001834606-21-000023 · edgar.xml · nonDerivative · entry 5

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 600,000

F9 · price: This price is a weighted average price. The price at which the shares were actually purchased ranged from $5.78 to $5.87. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.

F7 · ownership.nature: Held by a retirement plan for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 01:02 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 PurchaseClass A Common Stock 100,000 $5.67 $566,570.00
Disclosure

SEC source: 0001834606-21-000021 · edgar.xml · nonDerivative · entry 4

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 500,000

F8 · price: This price is a weighted average price. The price at which the shares were actually purchased ranged from $5.66 to $5.67. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.

F7 · ownership.nature: Held by a retirement plan for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
March 23, 2021 Filed Mar 29, 2021 23:12 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 PurchaseClass A Common Stock 100,000 $5.67 $566,570.00
Disclosure

SEC source: 0001834606-21-000023 · edgar.xml · nonDerivative · entry 4

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 500,000

F8 · price: This price is a weighted average price. The price at which the shares were actually purchased ranged from $5.66 to $5.67. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.

F7 · ownership.nature: Held by a retirement plan for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
March 22, 2021 Filed Mar 25, 2021 01:02 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 PurchaseClass A Common Stock 100,000 $5.69 $568,530.00
Disclosure

SEC source: 0001834606-21-000021 · edgar.xml · nonDerivative · entry 3

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 400,000

F6 · price: This price is a weighted average price. The price at which the shares were actually purchased ranged from $5.655 to $5.75. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.

F7 · ownership.nature: Held by a retirement plan for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
March 22, 2021 Filed Mar 29, 2021 23:12 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 PurchaseClass A Common Stock 100,000 $5.69 $568,530.00
Disclosure

SEC source: 0001834606-21-000023 · edgar.xml · nonDerivative · entry 3

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 400,000

F6 · price: This price is a weighted average price. The price at which the shares were actually purchased ranged from $5.655 to $5.75. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.

F7 · ownership.nature: Held by a retirement plan for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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March 19, 2021 Filed Mar 19, 2021 22:08 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 PurchaseClass A Common Stock 100,000 $5.64 $564,250.00
Disclosure

SEC source: 0001349659-21-000035 · edgar.xml · nonDerivative · entry 5

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 300,000

F9 · price: This price is a weighted average price. The price at which the shares were actually purchased ranged from $5.615 to $5.695. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.

F7 · ownership.nature: Held by a retirement plan, for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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March 18, 2021 Filed Mar 19, 2021 22:08 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 PurchaseClass A Common Stock 100,000 $5.79 $578,550.00
Disclosure

SEC source: 0001349659-21-000035 · edgar.xml · nonDerivative · entry 4

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 200,000

F8 · price: This price is a weighted average price. The price at which the shares were actually purchased ranged from $5.78 to $5.795. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.

F7 · ownership.nature: Held by a retirement plan, for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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March 17, 2021 Filed Mar 19, 2021 22:08 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 PurchaseClass A Common Stock 100,000 $5.72 $571,700.00
Disclosure

SEC source: 0001349659-21-000035 · edgar.xml · nonDerivative · entry 3

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 100,000

F6 · price: This price is a weighted average price. The price at which the shares were actually purchased ranged from $5.715 to $5.73. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.

F7 · ownership.nature: Held by a retirement plan, for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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January 27, 2021 Filed Feb 2, 2021 00:47 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 GrantLTIP II Units of AIMCO OP L.P. · Derivative 238,442 Not disclosed Not disclosed
Disclosure

SEC source: 0001349659-21-000029 · edgar.xml · derivative · entry 4

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,231

Underlying: Partnership Common Units · 238,442 shares

Expires not disclosed

F6 · security: Pursuant to the Amended and Restated Agreement of Limited Partnership of AIMCO OP L.P. (the "Partnership Agreement"), a holder of LTIP Units has the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units have the right to require AIMCO OP L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Investment and Management Company or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of AIMCO OP L.P.

F7 · security: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2018 long term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.

F7 · derivative.exercise_price: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2018 long term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.

F7 · price: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2018 long term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.

F8 · derivative.exercise_date: The LTIP Units vest 50% on January 31, 2021, and 50% on January 31, 2022.

F9 · derivative.expiration_date: The LTIP Units do not expire.

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January 27, 2021 Filed Feb 2, 2021 00:47 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 GrantLTIP Units of AIMCO OP L.P. · Derivative 47,323 Not disclosed Not disclosed
Disclosure

SEC source: 0001349659-21-000029 · edgar.xml · derivative · entry 3

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,014

Underlying: Partnership Common Units · 47,323 shares

Expires not disclosed

F6 · security: Pursuant to the Amended and Restated Agreement of Limited Partnership of AIMCO OP L.P. (the "Partnership Agreement"), a holder of LTIP Units has the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units have the right to require AIMCO OP L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Investment and Management Company or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of AIMCO OP L.P.

F7 · security: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2018 long term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.

F7 · derivative.exercise_price: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2018 long term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.

F7 · price: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2018 long term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.

F8 · derivative.exercise_date: The LTIP Units vest 50% on January 31, 2021, and 50% on January 31, 2022.

F9 · derivative.expiration_date: The LTIP Units do not expire.

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January 25, 2021 Filed Jan 27, 2021 19:34 UTC Apartment Income REIT Corp. AIRC · Entity 89218 GrantLTIP II Units of AIMCO Properties, L.P. · Derivative 238,442 Not disclosed Not disclosed
Disclosure

SEC source: 0001349659-21-000024 · edgar.xml · derivative · entry 4

CONSIDINE TERRY · CIK 0001229384 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,231

Underlying: Partnership Common Units · 238,442 shares

Expires not disclosed

F6 · security: Pursuant to the Sixth Amended and Restated Agreement of Limited Partnership of AIMCO Properties, L.P. (the "Partnership Agreement"), a holder of LTIP Units has the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units have the right to require AIMCO Properties, L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Income REIT Corp. or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of AIMCO Properties, L.P.

F7 · security: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2018 long term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.

F7 · derivative.exercise_price: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2018 long term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.

F7 · price: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2018 long term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.

F8 · derivative.exercise_date: The LTIP Units vest 50% on January 31, 2021, and 50% on January 31, 2022.

F9 · derivative.expiration_date: The LTIP Units do not expire.

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January 25, 2021 Filed Jan 27, 2021 19:34 UTC Apartment Income REIT Corp. AIRC · Entity 89218 GrantLTIP Units of AIMCO Properties, L.P. · Derivative 47,323 Not disclosed Not disclosed
Disclosure

SEC source: 0001349659-21-000024 · edgar.xml · derivative · entry 3

CONSIDINE TERRY · CIK 0001229384 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,014

Underlying: Partnership Common Units · 47,323 shares

Expires not disclosed

F6 · security: Pursuant to the Sixth Amended and Restated Agreement of Limited Partnership of AIMCO Properties, L.P. (the "Partnership Agreement"), a holder of LTIP Units has the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units have the right to require AIMCO Properties, L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Income REIT Corp. or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of AIMCO Properties, L.P.

F7 · security: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2018 long term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.

F7 · derivative.exercise_price: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2018 long term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.

F7 · price: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2018 long term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.

F8 · derivative.exercise_date: The LTIP Units vest 50% on January 31, 2021, and 50% on January 31, 2022.

F9 · derivative.expiration_date: The LTIP Units do not expire.

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December 13, 2020 Filed Dec 16, 2020 00:21 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 GrantLTIP II Units of AIMCO Properties, L.P. · Derivative 174,789 Not disclosed Not disclosed
Disclosure

SEC source: 0001349659-20-000060 · edgar.xml · derivative · entry 4

CONSIDINE TERRY · CIK 0001229384 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,789

Underlying: Partnership Common Units · 174,789 shares

Expires not disclosed

F7 · security: Pursuant to the Fifth Amended and Restated Agreement of Limited Partnership of AIMCO Properties, L.P. (the "Partnership Agreement"), and the award agreements governing each award, a holder of LTIP Units has the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units have the right to require AIMCO Properties, L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Investment and Management Company or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of the general partner of AIMCO Properties, L.P.

F9 · derivative.exercise_price: The LTIP Units vest 50% on January 30, 2021, and 50% on January 30, 2022.

F8 · price: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2018 long term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.

F9 · derivative.exercise_date: The LTIP Units vest 50% on January 30, 2021, and 50% on January 30, 2022.

F10 · derivative.expiration_date: The LTIP Units do not expire.

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December 13, 2020 Filed Dec 16, 2020 00:21 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 GrantLTIP Units of AIMCO Properties, L.P. · Derivative 34,690 Not disclosed Not disclosed
Disclosure

SEC source: 0001349659-20-000060 · edgar.xml · derivative · entry 3

CONSIDINE TERRY · CIK 0001229384 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,690

Underlying: Partnership Common Units · 34,690 shares

Expires not disclosed

F7 · security: Pursuant to the Fifth Amended and Restated Agreement of Limited Partnership of AIMCO Properties, L.P. (the "Partnership Agreement"), and the award agreements governing each award, a holder of LTIP Units has the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units have the right to require AIMCO Properties, L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Investment and Management Company or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of the general partner of AIMCO Properties, L.P.

F8 · derivative.exercise_price: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2018 long term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.

F8 · price: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2018 long term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.

F9 · derivative.exercise_date: The LTIP Units vest 50% on January 30, 2021, and 50% on January 30, 2022.

F10 · derivative.expiration_date: The LTIP Units do not expire.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.