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Bartolo Anthony

Disclosed activity across 2 companies

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89178
SEC CIK
0001795145

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Avaya Holdings Corp.AVYA · Entity 117306EVP, Chief Product OfficerAugust 15, 2021August 17, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Avaya Holdings Corp.

Report date August 15, 2021 · Filed August 17, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock - Restricted Stock UnitsSEC Table I · non-derivativeDirect138,844 Reported balance After 2021-08-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2021-08-15 · Exercise / conversion · Disposed 14,640 · Balance 138,844

F1: Represents the number of shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to various Restricted Stock Unit (each, an "RSU") awards. The RSUs were previously reported on Table I on a Form 4.

F2: These securities consist of RSUs previously reported on a Form 4 in Table I that have not, as of yet, vested in accordance with their terms. Each RSU represents a contingent right to receive, at vesting, one share of Common Stock.

Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect66,127 Last balance in matching sequence After 2021-08-15 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 2 · 2021-08-15 · Grant · Acquired 14,640 · Balance 72,673

F1: Represents the number of shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to various Restricted Stock Unit (each, an "RSU") awards. The RSUs were previously reported on Table I on a Form 4.

F3: These securities represent the total number of Common Stock owned, which includes 198 shares purchased pursuant to the Avaya Holdings Corp. 2020 Employee Stock Purchase Plan ("ESPP"). This does not include any fractional shares acquired through the ESPP.

Row 3 · 2021-08-15 · Tax withholding · Disposed 6,546 · Balance 66,127

F4: Represents the number of shares of Common Stock withheld by Avaya Holdings Corp. to cover tax withholding obligations in connection with the vesting of RSUs

F3: These securities represent the total number of Common Stock owned, which includes 198 shares purchased pursuant to the Avaya Holdings Corp. 2020 Employee Stock Purchase Plan ("ESPP"). This does not include any fractional shares acquired through the ESPP.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to various Restricted Stock Unit (each, an "RSU") awards. The RSUs were previously reported on Table I on a Form 4.

F2: These securities consist of RSUs previously reported on a Form 4 in Table I that have not, as of yet, vested in accordance with their terms. Each RSU represents a contingent right to receive, at vesting, one share of Common Stock.

F3: These securities represent the total number of Common Stock owned, which includes 198 shares purchased pursuant to the Avaya Holdings Corp. 2020 Employee Stock Purchase Plan ("ESPP"). This does not include any fractional shares acquired through the ESPP.

F4: Represents the number of shares of Common Stock withheld by Avaya Holdings Corp. to cover tax withholding obligations in connection with the vesting of RSUs

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Bandwidth Inc.

Report date July 01, 2024 · Filed July 03, 2024

Section 16 reporting ended · disclosed 2024-07-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect141,195 Ending reported balance After 2024-07-01 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2024-07-01 · Exercise / conversion · Acquired 26,096 · Balance 104,661

Row 2 · 2024-07-01 · Exercise / conversion · Acquired 9,043 · Balance 113,704

Row 3 · 2024-07-01 · Exercise / conversion · Acquired 27,491 · Balance 141,195

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect26,096 Reported balance After 2024-07-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-07-01 · Exercise / conversion · Disposed 26,096 · Balance 26,096

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Bandwidth Inc. (the "Company") Class A Common Stock.

F2: On March 21, 2022, the Reporting Person was granted 104,384 RSUs, one fourth of which vested on the first and second anniversary of the date of grant and 26,096 of the remaining RSUs vested on July 1, 2024. Following the Reporting Person's last day of employment with the Company on July 1, 2024, the remaining 26,096 unvested RSUs were forfeited.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect9,043 Reported balance After 2024-07-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-07-01 · Exercise / conversion · Disposed 9,043 · Balance 9,043

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Bandwidth Inc. (the "Company") Class A Common Stock.

F3: On November 28, 2022, the Reporting Person was granted 36,171 RSUs, one third of which vested on the first anniversary of the date of grant, 3,014 RSUs vested on each of February 28, 2024 and May 28, 2024, and 9,043 of the remaining RSUs vested on July 1, 2024. Following the Reporting Person's last day of employment with the Company on July 1, 2024, the remaining 9,043 unvested RSUs were forfeited.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect38,487 Reported balance After 2024-07-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2024-07-01 · Exercise / conversion · Disposed 27,491 · Balance 38,487

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Bandwidth Inc. (the "Company") Class A Common Stock.

F4: On November 28, 2023, the Reporting Person was granted 65,978 RSUs, 27,491 RSUs vested on July 1, 2024. Following the Reporting Person's last day of employment with the Company on July 1, 2024, the remaining 38,487 unvested RSUs were forfeited.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Bandwidth Inc. (the "Company") Class A Common Stock.

F2: On March 21, 2022, the Reporting Person was granted 104,384 RSUs, one fourth of which vested on the first and second anniversary of the date of grant and 26,096 of the remaining RSUs vested on July 1, 2024. Following the Reporting Person's last day of employment with the Company on July 1, 2024, the remaining 26,096 unvested RSUs were forfeited.

F3: On November 28, 2022, the Reporting Person was granted 36,171 RSUs, one third of which vested on the first anniversary of the date of grant, 3,014 RSUs vested on each of February 28, 2024 and May 28, 2024, and 9,043 of the remaining RSUs vested on July 1, 2024. Following the Reporting Person's last day of employment with the Company on July 1, 2024, the remaining 9,043 unvested RSUs were forfeited.

F4: On November 28, 2023, the Reporting Person was granted 65,978 RSUs, 27,491 RSUs vested on July 1, 2024. Following the Reporting Person's last day of employment with the Company on July 1, 2024, the remaining 38,487 unvested RSUs were forfeited.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2024 Filed Jul 3, 2024 20:31 UTC Bandwidth Inc. BAND · Entity 350 Exercise / conversionRestricted Stock Units · Derivative 27,491 $0.00 $0.00
Disclosure

SEC source: 0001514416-24-000124 · wk-form4_1720038675.xml · derivative · entry 6

Bartolo Anthony · CIK 0001795145 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,487

Underlying: Class A Common Stock · 27,491 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Bandwidth Inc. (the "Company") Class A Common Stock.

F4 · derivative.exercise_date: On November 28, 2023, the Reporting Person was granted 65,978 RSUs, 27,491 RSUs vested on July 1, 2024. Following the Reporting Person's last day of employment with the Company on July 1, 2024, the remaining 38,487 unvested RSUs were forfeited.

F4 · derivative.expiration_date: On November 28, 2023, the Reporting Person was granted 65,978 RSUs, 27,491 RSUs vested on July 1, 2024. Following the Reporting Person's last day of employment with the Company on July 1, 2024, the remaining 38,487 unvested RSUs were forfeited.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 20:31 UTC Bandwidth Inc. BAND · Entity 350 Exercise / conversionRestricted Stock Units · Derivative 9,043 $0.00 $0.00
Disclosure

SEC source: 0001514416-24-000124 · wk-form4_1720038675.xml · derivative · entry 5

Bartolo Anthony · CIK 0001795145 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,043

Underlying: Class A Common Stock · 9,043 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Bandwidth Inc. (the "Company") Class A Common Stock.

F3 · derivative.exercise_date: On November 28, 2022, the Reporting Person was granted 36,171 RSUs, one third of which vested on the first anniversary of the date of grant, 3,014 RSUs vested on each of February 28, 2024 and May 28, 2024, and 9,043 of the remaining RSUs vested on July 1, 2024. Following the Reporting Person's last day of employment with the Company on July 1, 2024, the remaining 9,043 unvested RSUs were forfeited.

F3 · derivative.expiration_date: On November 28, 2022, the Reporting Person was granted 36,171 RSUs, one third of which vested on the first anniversary of the date of grant, 3,014 RSUs vested on each of February 28, 2024 and May 28, 2024, and 9,043 of the remaining RSUs vested on July 1, 2024. Following the Reporting Person's last day of employment with the Company on July 1, 2024, the remaining 9,043 unvested RSUs were forfeited.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 20:31 UTC Bandwidth Inc. BAND · Entity 350 Exercise / conversionRestricted Stock Units · Derivative 26,096 $0.00 $0.00
Disclosure

SEC source: 0001514416-24-000124 · wk-form4_1720038675.xml · derivative · entry 4

Bartolo Anthony · CIK 0001795145 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,096

Underlying: Class A Common Stock · 26,096 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Bandwidth Inc. (the "Company") Class A Common Stock.

F2 · derivative.exercise_date: On March 21, 2022, the Reporting Person was granted 104,384 RSUs, one fourth of which vested on the first and second anniversary of the date of grant and 26,096 of the remaining RSUs vested on July 1, 2024. Following the Reporting Person's last day of employment with the Company on July 1, 2024, the remaining 26,096 unvested RSUs were forfeited.

F2 · derivative.expiration_date: On March 21, 2022, the Reporting Person was granted 104,384 RSUs, one fourth of which vested on the first and second anniversary of the date of grant and 26,096 of the remaining RSUs vested on July 1, 2024. Following the Reporting Person's last day of employment with the Company on July 1, 2024, the remaining 26,096 unvested RSUs were forfeited.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 20:31 UTC Bandwidth Inc. BAND · Entity 350 Exercise / conversionClass A Common Stock 27,491 $0.00 $0.00
Disclosure

SEC source: 0001514416-24-000124 · wk-form4_1720038675.xml · nonDerivative · entry 3

Bartolo Anthony · CIK 0001795145 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 20:31 UTC Bandwidth Inc. BAND · Entity 350 Exercise / conversionClass A Common Stock 9,043 $0.00 $0.00
Disclosure

SEC source: 0001514416-24-000124 · wk-form4_1720038675.xml · nonDerivative · entry 2

Bartolo Anthony · CIK 0001795145 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 20:31 UTC Bandwidth Inc. BAND · Entity 350 Exercise / conversionClass A Common Stock 26,096 $0.00 $0.00
Disclosure

SEC source: 0001514416-24-000124 · wk-form4_1720038675.xml · nonDerivative · entry 1

Bartolo Anthony · CIK 0001795145 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2024 Filed May 30, 2024 20:55 UTC Bandwidth Inc. BAND · Entity 350 SaleClass A Common Stock 918 $20.40 $18,731.06
Disclosure

SEC source: 0001514416-24-000105 · wk-form4_1717102540.xml · nonDerivative · entry 2

Bartolo Anthony · CIK 0001795145 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 78,565

F1 · kind: Reflects shares sold to cover taxes upon the vesting of Restricted Stock Units on May 28, 2024, pursuant to a Rule 10b5-1 instruction letter adopted by the Reporting Person on March 3, 2023 related solely to tax obligations associated with awards received in connection with Bandwidth Inc. (the "Company") equity compensation programs.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.31 to $20.53. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 28, 2024 Filed May 30, 2024 20:55 UTC Bandwidth Inc. BAND · Entity 350 Exercise / conversionRestricted Stock Units · Derivative 3,014 $0.00 $0.00
Disclosure

SEC source: 0001514416-24-000105 · wk-form4_1717102540.xml · derivative · entry 3

Bartolo Anthony · CIK 0001795145 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,086

Underlying: Class A Common Stock · 3,014 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F4 · derivative.exercise_date: On November 28, 2022, the Reporting Person was granted 36,171 Restricted Stock Units, one third of which vested on the first anniversary of the date of grant and the remaining shares vest in eight equal quarterly installments beginning on February 28, 2024.

F4 · derivative.expiration_date: On November 28, 2022, the Reporting Person was granted 36,171 Restricted Stock Units, one third of which vested on the first anniversary of the date of grant and the remaining shares vest in eight equal quarterly installments beginning on February 28, 2024.

Read SEC document
May 28, 2024 Filed May 30, 2024 20:55 UTC Bandwidth Inc. BAND · Entity 350 Exercise / conversionClass A Common Stock 3,014 $0.00 $0.00
Disclosure

SEC source: 0001514416-24-000105 · wk-form4_1717102540.xml · nonDerivative · entry 1

Bartolo Anthony · CIK 0001795145 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2024 Filed Mar 25, 2024 21:38 UTC Bandwidth Inc. BAND · Entity 350 SaleClass A Common Stock 7,798 $18.75 $146,233.55
Disclosure

SEC source: 0001514416-24-000068 · wk-form4_1711402727.xml · nonDerivative · entry 2

Bartolo Anthony · CIK 0001795145 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 76,469

F1 · kind: Reflects shares sold to cover taxes upon the vesting of Restricted Stock Units on March 21, 2024, pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on March 3, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.63 to $19.01. The Reporting Person undertakes to provide Bandwidth Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 21, 2024 Filed Mar 25, 2024 21:38 UTC Bandwidth Inc. BAND · Entity 350 Exercise / conversionRestricted Stock Units · Derivative 26,096 $0.00 $0.00
Disclosure

SEC source: 0001514416-24-000068 · wk-form4_1711402727.xml · derivative · entry 3

Bartolo Anthony · CIK 0001795145 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,192

Underlying: Class A Common Stock · 26,096 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F4 · derivative.exercise_date: On March 21, 2022, the Reporting Person was granted 104,384 Restricted Stock Units, which vest in four equal annual installments beginning on March 21, 2023.

F4 · derivative.expiration_date: On March 21, 2022, the Reporting Person was granted 104,384 Restricted Stock Units, which vest in four equal annual installments beginning on March 21, 2023.

Read SEC document
March 21, 2024 Filed Mar 25, 2024 21:38 UTC Bandwidth Inc. BAND · Entity 350 Exercise / conversionClass A Common Stock 26,096 $0.00 $0.00
Disclosure

SEC source: 0001514416-24-000068 · wk-form4_1711402727.xml · nonDerivative · entry 1

Bartolo Anthony · CIK 0001795145 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 84,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 22:28 UTC Bandwidth Inc. BAND · Entity 350 SaleClass A Common Stock 4,239 $19.35 $82,025.50
Disclosure

SEC source: 0001514416-24-000058 · wk-form4_1709677655.xml · nonDerivative · entry 2

Bartolo Anthony · CIK 0001795145 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 58,171

F1 · kind: Reflects shares sold to cover taxes upon the vesting of Restricted Stock Units pursuant to a Rule 10b5-1 instruction letter adopted by the Reporting Person on March 3, 2023 related solely to tax obligations associated with awards received in connection with the Issuer's equity compensation programs. The Restricted Stock Units were granted and vested on March 1, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.12 to $20.02. The Reporting Person undertakes to provide Bandwidth Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 22:28 UTC Bandwidth Inc. BAND · Entity 350 GrantClass A Common Stock 13,571 $0.00 $0.00
Disclosure

SEC source: 0001514416-24-000058 · wk-form4_1709677655.xml · nonDerivative · entry 1

Bartolo Anthony · CIK 0001795145 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,410

Read SEC document
February 29, 2024 Filed Mar 1, 2024 23:01 UTC Bandwidth Inc. BAND · Entity 350 SaleClass A Common Stock 990 $19.75 $19,556.66
Disclosure

SEC source: 0001514416-24-000045 · wk-form4_1709334058.xml · nonDerivative · entry 2

Bartolo Anthony · CIK 0001795145 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,839

F1 · kind: Reflects shares sold to cover taxes upon the vesting of Restricted Stock Units on February 28, 2024, pursuant to a Rule 10b5-1 instruction letter adopted by the Reporting Person on March 3, 2023 related solely to tax obligations associated with awards received in connection with the Issuer's equity compensation programs.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.60 to $19.82. The Reporting Person undertakes to provide Bandwidth Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 23:01 UTC Bandwidth Inc. BAND · Entity 350 Exercise / conversionRestricted Stock Units · Derivative 3,014 $0.00 $0.00
Disclosure

SEC source: 0001514416-24-000045 · wk-form4_1709334058.xml · derivative · entry 3

Bartolo Anthony · CIK 0001795145 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,100

Underlying: Class A Common Stock · 3,014 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F4 · derivative.exercise_date: On November 28, 2022, the Reporting Person was granted 36,171 Restricted Stock Units, one third of which vested on the first anniversary of the date of grant and the remaining shares vest in eight equal quarterly installments beginning on February 28, 2024.

F4 · derivative.expiration_date: On November 28, 2022, the Reporting Person was granted 36,171 Restricted Stock Units, one third of which vested on the first anniversary of the date of grant and the remaining shares vest in eight equal quarterly installments beginning on February 28, 2024.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 23:01 UTC Bandwidth Inc. BAND · Entity 350 Exercise / conversionClass A Common Stock 3,014 $0.00 $0.00
Disclosure

SEC source: 0001514416-24-000045 · wk-form4_1709334058.xml · nonDerivative · entry 1

Bartolo Anthony · CIK 0001795145 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 49,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 00:48 UTC Bandwidth Inc. BAND · Entity 350 SaleClass A Common Stock 5,412 $11.30 $61,175.62
Disclosure

SEC source: 0001514416-23-000175 · wk-form4_1701391703.xml · nonDerivative · entry 2

Bartolo Anthony · CIK 0001795145 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 46,815

F1 · kind: Reflects shares sold to cover taxes upon the vesting of Restricted Stock Units on November 28, 2023, pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on March 3, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.27 to $11.35. The reporting person undertakes to provide Bandwidth Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 28, 2023 Filed Dec 1, 2023 00:48 UTC Bandwidth Inc. BAND · Entity 350 GrantRestricted Stock Units · Derivative 65,978 $0.00 $0.00
Disclosure

SEC source: 0001514416-23-000175 · wk-form4_1701391703.xml · derivative · entry 4

Bartolo Anthony · CIK 0001795145 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,978

Underlying: Class A Common Stock · 65,978 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F5 · derivative.exercise_date: On November 28, 2023, the Reporting Person was granted 65,978 Restricted Stock Units, one third of which vest on the first anniversary of the date of grant and the remaining shares vest in eight equal quarterly installments beginning on February 28, 2025.

F5 · derivative.expiration_date: On November 28, 2023, the Reporting Person was granted 65,978 Restricted Stock Units, one third of which vest on the first anniversary of the date of grant and the remaining shares vest in eight equal quarterly installments beginning on February 28, 2025.

Read SEC document
November 28, 2023 Filed Dec 1, 2023 00:48 UTC Bandwidth Inc. BAND · Entity 350 Exercise / conversionRestricted Stock Units · Derivative 12,057 $0.00 $0.00
Disclosure

SEC source: 0001514416-23-000175 · wk-form4_1701391703.xml · derivative · entry 3

Bartolo Anthony · CIK 0001795145 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,114

Underlying: Class A Common Stock · 12,057 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F4 · derivative.exercise_date: On November 28, 2022, the Reporting Person was granted 36,171 Restricted Stock Units, one third of which vested on the first anniversary of the date of grant and the remaining shares vest in eight equal quarterly installments beginning on February 28, 2024.

F4 · derivative.expiration_date: On November 28, 2022, the Reporting Person was granted 36,171 Restricted Stock Units, one third of which vested on the first anniversary of the date of grant and the remaining shares vest in eight equal quarterly installments beginning on February 28, 2024.

Read SEC document
November 28, 2023 Filed Dec 1, 2023 00:48 UTC Bandwidth Inc. BAND · Entity 350 Exercise / conversionClass A Common Stock 12,057 $0.00 $0.00
Disclosure

SEC source: 0001514416-23-000175 · wk-form4_1701391703.xml · nonDerivative · entry 1

Bartolo Anthony · CIK 0001795145 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 20:26 UTC Bandwidth Inc. BAND · Entity 350 Exercise / conversionRestricted Stock Units · Derivative 26,096 $0.00 $0.00
Disclosure

SEC source: 0001514416-23-000073 · wf-form4_167960319324479.xml · derivative · entry 3

Bartolo Anthony · CIK 0001795145 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,288

Underlying: Class A Common Stock · 26,096 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F2 · derivative.exercise_date: On March 21, 2022, the Reporting Person was granted 104,384 Restricted Stock Units, which vest in four equal annual installments beginning on March 21, 2023.

F2 · derivative.expiration_date: On March 21, 2022, the Reporting Person was granted 104,384 Restricted Stock Units, which vest in four equal annual installments beginning on March 21, 2023.

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March 21, 2023 Filed Mar 23, 2023 20:26 UTC Bandwidth Inc. BAND · Entity 350 Tax withholdingClass A Common Stock 7,926 $15.65 $124,041.90
Disclosure

SEC source: 0001514416-23-000073 · wf-form4_167960319324479.xml · nonDerivative · entry 2

Bartolo Anthony · CIK 0001795145 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,170

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March 21, 2023 Filed Mar 23, 2023 20:26 UTC Bandwidth Inc. BAND · Entity 350 Exercise / conversionClass A Common Stock 26,096 $0.00 $0.00
Disclosure

SEC source: 0001514416-23-000073 · wf-form4_167960319324479.xml · nonDerivative · entry 1

Bartolo Anthony · CIK 0001795145 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 22:09 UTC Bandwidth Inc. BAND · Entity 350 GrantRestricted Stock Units · Derivative 36,171 $0.00 $0.00
Disclosure

SEC source: 0001514416-22-000231 · wf-form4_166984617097738.xml · derivative · entry 1

Bartolo Anthony · CIK 0001795145 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,171

Underlying: Class A Common Stock · 36,171 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F2 · derivative.exercise_date: On November 28, 2022, the Reporting Person was granted 36,171 Restricted Stock Units, one third of which vest on the first anniversary of the date of grant and the remaining shares vest in eight equal quarterly installments beginning on February 28, 2024.

F2 · derivative.expiration_date: On November 28, 2022, the Reporting Person was granted 36,171 Restricted Stock Units, one third of which vest on the first anniversary of the date of grant and the remaining shares vest in eight equal quarterly installments beginning on February 28, 2024.

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June 13, 2022 Filed Jun 15, 2022 20:20 UTC Bandwidth Inc. BAND · Entity 350 PurchaseClass A Common Stock 10,000 $15.88 $158,800.00
Disclosure

SEC source: 0001514416-22-000118 · wf-form4_165532442174032.xml · nonDerivative · entry 1

Bartolo Anthony · CIK 0001795145 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

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May 17, 2022 Filed May 18, 2022 20:04 UTC Bandwidth Inc. BAND · Entity 350 PurchaseClass A Common Stock 10,000 $18.88 $188,800.00
Disclosure

SEC source: 0001514416-22-000105 · wf-form4_165290420810700.xml · nonDerivative · entry 1

Bartolo Anthony · CIK 0001795145 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

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March 21, 2022 Filed Mar 29, 2022 20:23 UTC Bandwidth Inc. BAND · Entity 350 GrantRestricted Stock Units · Derivative 104,384 $0.00 $0.00
Disclosure

SEC source: 0001514416-22-000067 · wf-form4_164858537024585.xml · derivative · entry 1

Bartolo Anthony · CIK 0001795145 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,384

Underlying: Class A Common Stock · 104,384 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F2 · derivative.exercise_date: On March 21, 2022, the Reporting Person was granted 104,384 Restricted Stock Units, which vest in four equal annual installments beginning on March 21, 2023.

F2 · derivative.expiration_date: On March 21, 2022, the Reporting Person was granted 104,384 Restricted Stock Units, which vest in four equal annual installments beginning on March 21, 2023.

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August 15, 2021 Filed Aug 17, 2021 17:47 UTC Avaya Holdings Corp. AVYA · Entity 117306 Tax withholdingCommon Stock, par value $0.01 per share 6,546 $20.36 $133,276.56
Disclosure

SEC source: 0001418100-21-000073 · wf-form4_162923678609185.xml · nonDerivative · entry 3

Bartolo Anthony · CIK 0001795145 · EVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,127

F4 · shares: Represents the number of shares of Common Stock withheld by Avaya Holdings Corp. to cover tax withholding obligations in connection with the vesting of RSUs

F3 · balance_after: These securities represent the total number of Common Stock owned, which includes 198 shares purchased pursuant to the Avaya Holdings Corp. 2020 Employee Stock Purchase Plan ("ESPP"). This does not include any fractional shares acquired through the ESPP.

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August 15, 2021 Filed Aug 17, 2021 17:47 UTC Avaya Holdings Corp. AVYA · Entity 117306 GrantCommon Stock, par value $0.01 per share 14,640 $0.00 $0.00
Disclosure

SEC source: 0001418100-21-000073 · wf-form4_162923678609185.xml · nonDerivative · entry 2

Bartolo Anthony · CIK 0001795145 · EVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,673

F1 · shares: Represents the number of shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to various Restricted Stock Unit (each, an "RSU") awards. The RSUs were previously reported on Table I on a Form 4.

F3 · balance_after: These securities represent the total number of Common Stock owned, which includes 198 shares purchased pursuant to the Avaya Holdings Corp. 2020 Employee Stock Purchase Plan ("ESPP"). This does not include any fractional shares acquired through the ESPP.

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August 15, 2021 Filed Aug 17, 2021 17:47 UTC Avaya Holdings Corp. AVYA · Entity 117306 Exercise / conversionCommon Stock - Restricted Stock Units 14,640 $0.00 $0.00
Disclosure

SEC source: 0001418100-21-000073 · wf-form4_162923678609185.xml · nonDerivative · entry 1

Bartolo Anthony · CIK 0001795145 · EVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to various Restricted Stock Unit (each, an "RSU") awards. The RSUs were previously reported on Table I on a Form 4.

F2 · balance_after: These securities consist of RSUs previously reported on a Form 4 in Table I that have not, as of yet, vested in accordance with their terms. Each RSU represents a contingent right to receive, at vesting, one share of Common Stock.

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May 15, 2021 Filed May 18, 2021 16:57 UTC Avaya Holdings Corp. AVYA · Entity 117306 Tax withholdingCommon Stock, par value $0.01 per share 6,544 $26.40 $172,761.60
Disclosure

SEC source: 0001418100-21-000058 · wf-form4_162137134759619.xml · nonDerivative · entry 3

Bartolo Anthony · CIK 0001795145 · EVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,835

F4 · shares: Represents the number of shares of Common Stock withheld by Avaya Holdings Corp. to cover tax withholding obligations in connection with the vesting of RSUs

F3 · balance_after: These securities represent the total number of Common Stock owned, which includes 1,027 shares purchased pursuant to the Avaya Holdings Corp. 2020 Employee Stock Purchase Plan ("ESPP"). This does not include any fractional shares acquired through the ESPP.

Read SEC document
May 15, 2021 Filed May 18, 2021 16:57 UTC Avaya Holdings Corp. AVYA · Entity 117306 GrantCommon Stock, par value $0.01 per share 14,638 $0.00 $0.00
Disclosure

SEC source: 0001418100-21-000058 · wf-form4_162137134759619.xml · nonDerivative · entry 2

Bartolo Anthony · CIK 0001795145 · EVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,379

F1 · shares: Represents the number of shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to various Restricted Stock Unit (each, an "RSU") awards. The RSUs were previously reported on Table I on a Form 4.

F3 · balance_after: These securities represent the total number of Common Stock owned, which includes 1,027 shares purchased pursuant to the Avaya Holdings Corp. 2020 Employee Stock Purchase Plan ("ESPP"). This does not include any fractional shares acquired through the ESPP.

Read SEC document
May 15, 2021 Filed May 18, 2021 16:57 UTC Avaya Holdings Corp. AVYA · Entity 117306 Exercise / conversionCommon Stock - Restricted Stock Units 14,638 $0.00 $0.00
Disclosure

SEC source: 0001418100-21-000058 · wf-form4_162137134759619.xml · nonDerivative · entry 1

Bartolo Anthony · CIK 0001795145 · EVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to various Restricted Stock Unit (each, an "RSU") awards. The RSUs were previously reported on Table I on a Form 4.

F2 · balance_after: These securities consist of RSUs previously reported on a Form 4 in Table I that have not, as of yet, vested in accordance with their terms. Each RSU represents a contingent right to receive, at vesting, one share of Common Stock.

Read SEC document
February 15, 2021 Filed Feb 16, 2021 19:31 UTC Avaya Holdings Corp. AVYA · Entity 117306 Tax withholdingCommon Stock, par value $0.01 per share 21,566 $31.52 $679,760.32
Disclosure

SEC source: 0001418100-21-000017 · wf-form4_161352186360657.xml · nonDerivative · entry 3

Bartolo Anthony · CIK 0001795145 · EVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,714

F3 · shares: Represents the number of shares of Common Stock withheld by Avaya Holdings Corp. to cover tax withholding obligations in connection with the vesting of RSUs

Read SEC document
February 15, 2021 Filed Feb 16, 2021 19:31 UTC Avaya Holdings Corp. AVYA · Entity 117306 GrantCommon Stock, par value $0.01 per share 58,592 $0.00 $0.00
Disclosure

SEC source: 0001418100-21-000017 · wf-form4_161352186360657.xml · nonDerivative · entry 2

Bartolo Anthony · CIK 0001795145 · EVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,280

F1 · shares: Represents the number of shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to various Restricted Stock Unit (each, an "RSU") awards. The RSUs were previously reported on Table I on a Form 4.

Read SEC document
February 15, 2021 Filed Feb 16, 2021 19:31 UTC Avaya Holdings Corp. AVYA · Entity 117306 Exercise / conversionCommon Stock - Restricted Stock Units 58,592 $0.00 $0.00
Disclosure

SEC source: 0001418100-21-000017 · wf-form4_161352186360657.xml · nonDerivative · entry 1

Bartolo Anthony · CIK 0001795145 · EVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to various Restricted Stock Unit (each, an "RSU") awards. The RSUs were previously reported on Table I on a Form 4.

F2 · balance_after: These securities consist of RSUs previously reported on a Form 4 in Table I that have not, as of yet, vested in accordance with their terms. Each RSU represents a contingent right to receive, at vesting, one share of Common Stock.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 16:12 UTC Avaya Holdings Corp. AVYA · Entity 117306 GrantCommon Stock - Restricted Stock Units 50,968 $0.00 $0.00
Disclosure

SEC source: 0001418100-20-000153 · wf-form4_160737556109983.xml · nonDerivative · entry 1

Bartolo Anthony · CIK 0001795145 · EVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,714

F1 · security: Each Restricted Stock Unit (each, an "RSU") represents a contingent right to receive, at vesting, one share of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock").

F2 · shares: Represents RSUs granted pursuant to the Avaya Holdings Corp. 2019 Equity Incentive Plan, with 33.34% vesting on the first anniversary of the grant date and 8.33% vesting each February 15, May 15, August 15 and November 15 commencing with the first such date in the fiscal quarter following the first anniversary of the grant date.

F3 · balance_after: These securities consist of RSUs previously reported on a Form 4 in Table I that have not, as of yet, vested in accordance with their terms.

Read SEC document
March 03, 2020 Filed Mar 4, 2020 16:12 UTC Avaya Holdings Corp. AVYA · Entity 117306 PurchaseCommon Stock, par value $0.01 per share 10,000 $12.88 $128,800.00
Disclosure

SEC source: 0001418100-20-000043 · wf-form4_158335635571468.xml · nonDerivative · entry 1

Bartolo Anthony · CIK 0001795145 · EVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,746

F1 · price: The purchases were executed in multiple trades at prices ranging from $12.87 to $12.88. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: These securities consist of (i) 10,000 shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock") and (ii) 175,746 Restricted Stock Units (each, an "RSU") granted pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan and the Avaya Holdings Corp. 2019 Omnibus Inducement Equity Plan which were previously reported on a Form 4, filed on December 11, 2019, in Table I. Each RSU represents a contingent right to receive, at vesting, one share of Common Stock.

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December 09, 2019 Filed Dec 11, 2019 09:21 UTC Avaya Holdings Corp. AVYA · Entity 117306 GrantStock Options · Derivative 163,666 $0.00 Strike: $11.38 $0.00
Disclosure

SEC source: 0001418100-19-000143 · wf-form4_157607405185473.xml · derivative · entry 3

Bartolo Anthony · CIK 0001795145 · EVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,666

Underlying: Common Stock, par value $0.01 per share · 163,666 shares

Expires 2029-12-09

F5 · derivative.exercise_date: Granted on December 9, 2019 pursuant to the Inducement Plan, with 33.34% vesting and becoming exercisable on February 15, 2021 and 8.33% vesting and becoming exercisable each May 15, August 15, November 15 and February 15 thereafter.

Read SEC document
December 09, 2019 Filed Dec 11, 2019 09:21 UTC Avaya Holdings Corp. AVYA · Entity 117306 GrantCommon Stock - Restricted Stock Units 87,873 $0.00 $0.00
Disclosure

SEC source: 0001418100-19-000143 · wf-form4_157607405185473.xml · nonDerivative · entry 2

Bartolo Anthony · CIK 0001795145 · EVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,746

F3 · security: Each RSU represents a contingent right to receive, at vesting, one share of Common Stock. These RSUs were granted on December 9, 2019 pursuant to the Avaya Holdings Corp. 2019 Omnibus Inducement Equity Plan (the "Inducement Plan").

F4 · shares: Represents RSUs granted pursuant to the Inducement Plan, with 33.34% vesting on February 15, 2021 and 8.33% vesting each May 15, August 15, November 15 and February 15 thereafter.

Read SEC document
December 09, 2019 Filed Dec 11, 2019 09:21 UTC Avaya Holdings Corp. AVYA · Entity 117306 GrantCommon Stock - Restricted Stock Units 87,873 $0.00 $0.00
Disclosure

SEC source: 0001418100-19-000143 · wf-form4_157607405185473.xml · nonDerivative · entry 1

Bartolo Anthony · CIK 0001795145 · EVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,873

F1 · security: Each Restricted Stock Unit (each, an "RSU") represents a contingent right to receive, at vesting, one share of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"). These RSUs were granted on December 9, 2019 pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "Equity Plan").

F2 · shares: Represents RSUs granted pursuant to the Equity Plan, with 33.34% vesting on February 15, 2021 and 8.33% vesting each May 15, August 15, November 15 and February 15 thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.