Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alight, Inc. / DelawareALIT · Entity 5436 | Director · Chief Executive Officer | July 02, 2024 | July 05, 2024 |
| Avaya Holdings Corp.AVYA · Entity 117306 | Director | March 02, 2022 | March 03, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alight, Inc. / Delaware
Report date July 02, 2024 · Filed July 05, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 8,100,375 |
Reported balance
After 2024-07-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-07-02 · Exercise / conversion · Acquired 8,676 · Balance 8,100,375 F1: The reported shares of Class A common stock ("Class A Shares") were received upon conversion of shares of Class Z-A common stock ("Class Z-A Shares") which vested in connection with the forfeiture of certain unvested Class A Shares held by issuer's management. Fractional vested Class Z-A Shares were settled in cash. F2: Includes restricted stock units scheduled to vest in the future. |
| Class B-1 Common StockSEC Table II · derivative / convertible security | Direct | 122,511 |
Reported balance
After 2024-07-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-07-02 · Exercise / conversion · Acquired 568 · Balance 122,511 F3: Shares of Class B-1 common stock ("Class B-1 Shares") and shares of Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares") do not represent economic interests in the issuer, except for participation together with Class A Shares in any dividends or distributions, which amounts will accrue and only become payable upon the occurrence of certain Class B vesting events. Holders of Class B Shares are not entitled to any voting rights with respect to such shares, except as required by applicable law. Class B Shares will automatically convert into Class A Shares on a one-for-one basis (subject to adjustment) upon the occurrence of certain Class B vesting events. F4: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash. |
| Class B-2 Common StockSEC Table II · derivative / convertible security | Direct | 122,511 |
Reported balance
After 2024-07-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-07-02 · Exercise / conversion · Acquired 568 · Balance 122,511 F3: Shares of Class B-1 common stock ("Class B-1 Shares") and shares of Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares") do not represent economic interests in the issuer, except for participation together with Class A Shares in any dividends or distributions, which amounts will accrue and only become payable upon the occurrence of certain Class B vesting events. Holders of Class B Shares are not entitled to any voting rights with respect to such shares, except as required by applicable law. Class B Shares will automatically convert into Class A Shares on a one-for-one basis (subject to adjustment) upon the occurrence of certain Class B vesting events. F4: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash. |
| Class Z-A Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-07-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-07-02 · Exercise / conversion · Disposed 8,676.12 · Balance 0 F5: Class Z-A Shares vest and convert into Class A Shares in connection with the forfeiture of certain corollary unvested Class A Shares held by issuer's management. F1: The reported shares of Class A common stock ("Class A Shares") were received upon conversion of shares of Class Z-A common stock ("Class Z-A Shares") which vested in connection with the forfeiture of certain unvested Class A Shares held by issuer's management. Fractional vested Class Z-A Shares were settled in cash. F6: The remaining 36,258.88 Class Z-A Shares, 1,874.08 Class Z-B-1 Shares and 1,874.08 Class Z-B-2 Shares previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. |
| Class Z-B-1 Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-07-02 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-07-02 · Exercise / conversion · Disposed 568.92 · Balance 0 F7: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest. F4: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash. F6: The remaining 36,258.88 Class Z-A Shares, 1,874.08 Class Z-B-1 Shares and 1,874.08 Class Z-B-2 Shares previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. |
| Class Z-B-2 Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-07-02 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-07-02 · Exercise / conversion · Disposed 568.92 · Balance 0 F7: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest. F4: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash. F6: The remaining 36,258.88 Class Z-A Shares, 1,874.08 Class Z-B-1 Shares and 1,874.08 Class Z-B-2 Shares previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported shares of Class A common stock ("Class A Shares") were received upon conversion of shares of Class Z-A common stock ("Class Z-A Shares") which vested in connection with the forfeiture of certain unvested Class A Shares held by issuer's management. Fractional vested Class Z-A Shares were settled in cash.
F2: Includes restricted stock units scheduled to vest in the future.
F3: Shares of Class B-1 common stock ("Class B-1 Shares") and shares of Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares") do not represent economic interests in the issuer, except for participation together with Class A Shares in any dividends or distributions, which amounts will accrue and only become payable upon the occurrence of certain Class B vesting events. Holders of Class B Shares are not entitled to any voting rights with respect to such shares, except as required by applicable law. Class B Shares will automatically convert into Class A Shares on a one-for-one basis (subject to adjustment) upon the occurrence of certain Class B vesting events.
F4: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash.
F5: Class Z-A Shares vest and convert into Class A Shares in connection with the forfeiture of certain corollary unvested Class A Shares held by issuer's management.
F6: The remaining 36,258.88 Class Z-A Shares, 1,874.08 Class Z-B-1 Shares and 1,874.08 Class Z-B-2 Shares previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management.
F7: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest.
Avaya Holdings Corp.
Report date March 02, 2022 · Filed March 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock - Restricted Stock UnitsSEC Table I · non-derivative | Direct | 62,361 |
Reported balance
After 2022-03-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-03-02 · Grant · Acquired 18,328 · Balance 62,361 F1: Each Restricted Stock Unit (each, an "RSU") represents a contingent right to receive, at vesting, one share of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"). These RSUs were granted on March 2, 2022 pursuant to the Avaya Holdings Corp. 2019 Equity Incentive Plan (as amended, the "EIP"). F2: These RSUs vested in full on the grant date. Distribution of this Common Stock will be deferred until the earliest to occur of: (x) March 2, 2025, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F3: These Common Stock-RSUs consist of (i) the 18,328 RSUs reported on this form (the "New RSUs") and (ii) other RSUs previously reported on a Form 4 in Table I, whose terms are substantially similar to the New RSUs. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 16,887 |
Reported balance
Holding disclosure · report date 2022-03-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 16,887 |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit (each, an "RSU") represents a contingent right to receive, at vesting, one share of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"). These RSUs were granted on March 2, 2022 pursuant to the Avaya Holdings Corp. 2019 Equity Incentive Plan (as amended, the "EIP").
F2: These RSUs vested in full on the grant date. Distribution of this Common Stock will be deferred until the earliest to occur of: (x) March 2, 2025, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.
F3: These Common Stock-RSUs consist of (i) the 18,328 RSUs reported on this form (the "New RSUs") and (ii) other RSUs previously reported on a Form 4 in Table I, whose terms are substantially similar to the New RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 02, 2024 Filed Jul 5, 2024 11:34 UTC | Alight, Inc. / Delaware ALIT · Entity 5436 | Exercise / conversionClass Z-B-2 Common Stock · Derivative | 568.92 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-081777 · ownership.xml · derivative · entry 6 Scholl Stephan · CIK 0001723027 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class B-2 Common Stock · 568.92 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest. F4 · shares: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash. F4 · price: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash. F7 · derivative.exercise_date: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest. F7 · derivative.expiration_date: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest. F6 · balance_after: The remaining 36,258.88 Class Z-A Shares, 1,874.08 Class Z-B-1 Shares and 1,874.08 Class Z-B-2 Shares previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 11:34 UTC | Alight, Inc. / Delaware ALIT · Entity 5436 | Exercise / conversionClass Z-B-1 Common Stock · Derivative | 568.92 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-081777 · ownership.xml · derivative · entry 5 Scholl Stephan · CIK 0001723027 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class B-1 Common Stock · 568.92 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest. F4 · shares: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash. F4 · price: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash. F7 · derivative.exercise_date: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest. F7 · derivative.expiration_date: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest. F6 · balance_after: The remaining 36,258.88 Class Z-A Shares, 1,874.08 Class Z-B-1 Shares and 1,874.08 Class Z-B-2 Shares previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 11:34 UTC | Alight, Inc. / Delaware ALIT · Entity 5436 | Exercise / conversionClass Z-A Common Stock · Derivative | 8,676.12 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-081777 · ownership.xml · derivative · entry 4 Scholl Stephan · CIK 0001723027 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 8,676.12 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Class Z-A Shares vest and convert into Class A Shares in connection with the forfeiture of certain corollary unvested Class A Shares held by issuer's management. F1 · shares: The reported shares of Class A common stock ("Class A Shares") were received upon conversion of shares of Class Z-A common stock ("Class Z-A Shares") which vested in connection with the forfeiture of certain unvested Class A Shares held by issuer's management. Fractional vested Class Z-A Shares were settled in cash. F1 · price: The reported shares of Class A common stock ("Class A Shares") were received upon conversion of shares of Class Z-A common stock ("Class Z-A Shares") which vested in connection with the forfeiture of certain unvested Class A Shares held by issuer's management. Fractional vested Class Z-A Shares were settled in cash. F5 · derivative.exercise_date: Class Z-A Shares vest and convert into Class A Shares in connection with the forfeiture of certain corollary unvested Class A Shares held by issuer's management. F5 · derivative.expiration_date: Class Z-A Shares vest and convert into Class A Shares in connection with the forfeiture of certain corollary unvested Class A Shares held by issuer's management. F6 · balance_after: The remaining 36,258.88 Class Z-A Shares, 1,874.08 Class Z-B-1 Shares and 1,874.08 Class Z-B-2 Shares previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 11:34 UTC | Alight, Inc. / Delaware ALIT · Entity 5436 | Exercise / conversionClass B-2 Common Stock · Derivative | 568 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-081777 · ownership.xml · derivative · entry 3 Scholl Stephan · CIK 0001723027 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,511 Underlying: Class A Common Stock · 568 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Shares of Class B-1 common stock ("Class B-1 Shares") and shares of Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares") do not represent economic interests in the issuer, except for participation together with Class A Shares in any dividends or distributions, which amounts will accrue and only become payable upon the occurrence of certain Class B vesting events. Holders of Class B Shares are not entitled to any voting rights with respect to such shares, except as required by applicable law. Class B Shares will automatically convert into Class A Shares on a one-for-one basis (subject to adjustment) upon the occurrence of certain Class B vesting events. F4 · shares: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash. F4 · price: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash. F3 · derivative.exercise_date: Shares of Class B-1 common stock ("Class B-1 Shares") and shares of Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares") do not represent economic interests in the issuer, except for participation together with Class A Shares in any dividends or distributions, which amounts will accrue and only become payable upon the occurrence of certain Class B vesting events. Holders of Class B Shares are not entitled to any voting rights with respect to such shares, except as required by applicable law. Class B Shares will automatically convert into Class A Shares on a one-for-one basis (subject to adjustment) upon the occurrence of certain Class B vesting events. F3 · derivative.expiration_date: Shares of Class B-1 common stock ("Class B-1 Shares") and shares of Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares") do not represent economic interests in the issuer, except for participation together with Class A Shares in any dividends or distributions, which amounts will accrue and only become payable upon the occurrence of certain Class B vesting events. Holders of Class B Shares are not entitled to any voting rights with respect to such shares, except as required by applicable law. Class B Shares will automatically convert into Class A Shares on a one-for-one basis (subject to adjustment) upon the occurrence of certain Class B vesting events. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 11:34 UTC | Alight, Inc. / Delaware ALIT · Entity 5436 | Exercise / conversionClass B-1 Common Stock · Derivative | 568 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-081777 · ownership.xml · derivative · entry 2 Scholl Stephan · CIK 0001723027 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,511 Underlying: Class A Common Stock · 568 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Shares of Class B-1 common stock ("Class B-1 Shares") and shares of Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares") do not represent economic interests in the issuer, except for participation together with Class A Shares in any dividends or distributions, which amounts will accrue and only become payable upon the occurrence of certain Class B vesting events. Holders of Class B Shares are not entitled to any voting rights with respect to such shares, except as required by applicable law. Class B Shares will automatically convert into Class A Shares on a one-for-one basis (subject to adjustment) upon the occurrence of certain Class B vesting events. F4 · shares: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash. F4 · price: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash. F3 · derivative.exercise_date: Shares of Class B-1 common stock ("Class B-1 Shares") and shares of Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares") do not represent economic interests in the issuer, except for participation together with Class A Shares in any dividends or distributions, which amounts will accrue and only become payable upon the occurrence of certain Class B vesting events. Holders of Class B Shares are not entitled to any voting rights with respect to such shares, except as required by applicable law. Class B Shares will automatically convert into Class A Shares on a one-for-one basis (subject to adjustment) upon the occurrence of certain Class B vesting events. F3 · derivative.expiration_date: Shares of Class B-1 common stock ("Class B-1 Shares") and shares of Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares") do not represent economic interests in the issuer, except for participation together with Class A Shares in any dividends or distributions, which amounts will accrue and only become payable upon the occurrence of certain Class B vesting events. Holders of Class B Shares are not entitled to any voting rights with respect to such shares, except as required by applicable law. Class B Shares will automatically convert into Class A Shares on a one-for-one basis (subject to adjustment) upon the occurrence of certain Class B vesting events. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 11:34 UTC | Alight, Inc. / Delaware ALIT · Entity 5436 | Exercise / conversionClass A Common Stock | 8,676 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-081777 · ownership.xml · nonDerivative · entry 1 Scholl Stephan · CIK 0001723027 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,100,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reported shares of Class A common stock ("Class A Shares") were received upon conversion of shares of Class Z-A common stock ("Class Z-A Shares") which vested in connection with the forfeiture of certain unvested Class A Shares held by issuer's management. Fractional vested Class Z-A Shares were settled in cash. F1 · price: The reported shares of Class A common stock ("Class A Shares") were received upon conversion of shares of Class Z-A common stock ("Class Z-A Shares") which vested in connection with the forfeiture of certain unvested Class A Shares held by issuer's management. Fractional vested Class Z-A Shares were settled in cash. F2 · balance_after: Includes restricted stock units scheduled to vest in the future. Read SEC document |
| April 09, 2024 Filed Apr 10, 2024 22:19 UTC | Alight, Inc. / Delaware ALIT · Entity 5436 | SaleClass A Common Stock | 23,484 | $9.53 | $223,889.41 |
DisclosureSEC source: 0000950170-24-043459 · ownership.xml · nonDerivative · entry 2 Scholl Stephan · CIK 0001723027 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,091,699 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 13, 2023. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time. F4 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $9.500 to $9.575. The reporting person will provide, upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes restricted stock units scheduled to vest in the future and shares of Class A common stock that are subject to certain transfer, voting, vesting and other restrictions applicable to "Restricted Stock," as set forth in the Issuer's 2021 Omnibus Incentive Plan. Read SEC document |
| April 08, 2024 Filed Apr 10, 2024 22:19 UTC | Alight, Inc. / Delaware ALIT · Entity 5436 | SaleClass A Common Stock | 83,016 | $95.10 | $7,894,987.63 |
DisclosureSEC source: 0000950170-24-043459 · ownership.xml · nonDerivative · entry 1 Scholl Stephan · CIK 0001723027 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,115,183 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 13, 2023. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time. F2 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $9.500 to $9.535. The reporting person will provide, upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes restricted stock units scheduled to vest in the future and shares of Class A common stock that are subject to certain transfer, voting, vesting and other restrictions applicable to "Restricted Stock," as set forth in the Issuer's 2021 Omnibus Incentive Plan. Read SEC document |
| April 08, 2024 Filed Apr 11, 2024 16:30 UTC Amendment | Alight, Inc. / Delaware ALIT · Entity 5436 | SaleClass A Common Stock | 83,016 | $9.51 | $789,498.76 |
DisclosureSEC source: 0000950170-24-043585 · ownership.xml · nonDerivative · entry 1 Scholl Stephan · CIK 0001723027 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,115,183 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 13, 2023. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time. F2 · price: This Form 4 amendment to the Form 4 filed on April 10, 2024 is being filed solely to correct a typographical error in the weighted average price of the shares sold. The shares were sold within a range of $9.500 to $9.535. The reporting person will provide, upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes restricted stock units scheduled to vest in the future and shares of Class A common stock that are subject to certain transfer, voting, vesting and other restrictions applicable to "Restricted Stock," as set forth in the Issuer's 2021 Omnibus Incentive Plan. Read SEC document |
| March 20, 2024 Filed Mar 21, 2024 22:43 UTC | Alight, Inc. / Delaware ALIT · Entity 5436 | SaleClass A Common Stock | 428,574 | $9.81 | $4,203,368.08 |
DisclosureSEC source: 0000950170-24-034924 · ownership.xml · nonDerivative · entry 1 Scholl Stephan · CIK 0001723027 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,198,199 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 9/13/2023. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time. F2 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $9.500 to $10.075. The reporting person will provide, upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes restricted stock units scheduled to vest in the future and shares of Class A common stock that are subject to certain transfer, voting, vesting and other restrictions applicable to "Restricted Stock," as set forth in the Issuer's 2021 Omnibus Incentive Plan. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:50 UTC | Alight, Inc. / Delaware ALIT · Entity 5436 | GrantClass A Common Stock | 417,142 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-032998 · ownership.xml · nonDerivative · entry 1 Scholl Stephan · CIK 0001723027 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,626,773 F1 · shares: Represents restricted stock units scheduled to vest in approximately three equal installments on March 14, 2025, March 14, 2026 and March 14, 2027. F2 · balance_after: Includes restricted stock units scheduled to vest in the future and shares of Class A common stock that are subject to certain transfer, voting, vesting and other restrictions applicable to "Restricted Stock," as set forth in the Issuer's 2021 Omnibus Incentive Plan. Read SEC document |
| March 10, 2024 Filed Mar 12, 2024 21:28 UTC | Alight, Inc. / Delaware ALIT · Entity 5436 | Tax withholdingClass A Common Stock | 95,524 | $9.11 | $870,223.64 |
DisclosureSEC source: 0000950170-24-030162 · ownership.xml · nonDerivative · entry 1 Scholl Stephan · CIK 0001723027 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,209,631 F1 · shares: Represents the number of shares withheld to cover tax liability incurred upon the vesting of previously reported restricted stock units. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person. F2 · balance_after: Includes restricted stock units scheduled to vest in the future and shares of Class A common stock that are subject to certain transfer, voting, vesting and other restrictions applicable to "Restricted Stock," as set forth in the Issuer's 2021 Omnibus Incentive Plan. Read SEC document |
| January 16, 2024 Filed Jan 18, 2024 22:22 UTC | Alight, Inc. / Delaware ALIT · Entity 5436 | Tax withholdingClass A Common Stock | 2,127,241 | $8.23 | $17,507,193.43 |
DisclosureSEC source: 0000950170-24-005463 · ownership.xml · nonDerivative · entry 2 Scholl Stephan · CIK 0001723027 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,305,155 F3 · shares: Represents the number of shares withheld to cover federal and state tax liability for the Reporting Person incurred in connection with the vesting of the above-mentioned performance stock units. F2 · balance_after: Includes restricted stock units scheduled to vest in the future and shares of Class A common stock that are subject to certain transfer, voting, vesting and other restrictions applicable to "Restricted Stock," as set forth in the issuer's 2021 Omnibus Incentive Plan. Read SEC document |
| January 16, 2024 Filed Jan 18, 2024 22:22 UTC | Alight, Inc. / Delaware ALIT · Entity 5436 | GrantClass A Common Stock | 4,800,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-005463 · ownership.xml · nonDerivative · entry 1 Scholl Stephan · CIK 0001723027 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,432,396 F1 · shares: Shares issued in settlement of performance stock units granted in 2021 which vested at 250% max level based on the achievement of cumulative BPaaS TCV bookings metric over the three fiscal years of 2021, 2022 and 2023. F2 · balance_after: Includes restricted stock units scheduled to vest in the future and shares of Class A common stock that are subject to certain transfer, voting, vesting and other restrictions applicable to "Restricted Stock," as set forth in the issuer's 2021 Omnibus Incentive Plan. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 22:06 UTC | Alight, Inc. / Delaware ALIT · Entity 5436 | Tax withholdingClass A Common Stock | 283,520 | $8.53 | $2,418,425.60 |
DisclosureSEC source: 0000950170-24-001077 · ownership.xml · nonDerivative · entry 1 Scholl Stephan · CIK 0001723027 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,632,396 F1 · shares: Represents the number of shares withheld to cover tax liability incurred upon the vesting of previously reported Restricted Stock Units. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person. F2 · balance_after: Includes restricted stock units scheduled to vest in the future and shares of Class A common stock that are subject to certain transfer, voting, vesting and other restrictions applicable to "Restricted Stock," as set forth in the issuer's 2021 Omnibus Incentive Plan. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 22:14 UTC | Alight, Inc. / Delaware ALIT · Entity 5436 | GrantClass A Common Stock | 372,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-018612 · doc4.xml · nonDerivative · entry 2 Scholl Stephan · CIK 0001723027 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,915,916 F3 · shares: Represents restricted stock units scheduled to vest in three equal installments on March 10, 2024, March 10, 2025 and March 10, 2026. F2 · balance_after: Includes restricted stock units scheduled to vest in the future and shares of Class A common stock that are subject to certain transfer, voting, vesting and other restrictions applicable to "Restricted Stock," as set forth in the issuer's 2021 Omnibus Incentive Plan. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 22:14 UTC | Alight, Inc. / Delaware ALIT · Entity 5436 | Tax withholdingClass A Common Stock | 40,523 | $8.86 | $359,033.78 |
DisclosureSEC source: 0001209191-23-018612 · doc4.xml · nonDerivative · entry 1 Scholl Stephan · CIK 0001723027 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,543,456 F1 · shares: Represents the number of shares withheld to cover tax liability incurred upon the vesting of previously reported restricted stock units. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person. F2 · balance_after: Includes restricted stock units scheduled to vest in the future and shares of Class A common stock that are subject to certain transfer, voting, vesting and other restrictions applicable to "Restricted Stock," as set forth in the issuer's 2021 Omnibus Incentive Plan. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 22:44 UTC | Alight, Inc. / Delaware ALIT · Entity 5436 | Tax withholdingClass A Common Stock | 283,520 | $8.36 | $2,370,227.20 |
DisclosureSEC source: 0001209191-23-001257 · doc4.xml · nonDerivative · entry 1 Scholl Stephan · CIK 0001723027 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,583,979 F1 · shares: Represents the number of shares withheld to cover tax liability incurred upon the vesting of previously reported Restricted Stock Units. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person. F2 · balance_after: Includes shares of Class A common stock that are subject to certain transfer, voting, vesting and other restrictions applicable to "Restricted Stock," as set forth in the issuer's 2021 Omnibus Incentive Plan. Read SEC document |
| March 10, 2022 Filed Mar 17, 2022 01:44 UTC | Alight, Inc. / Delaware ALIT · Entity 5436 | GrantClass A Common Stock | 274,424 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-019388 · doc4.xml · nonDerivative · entry 1 Scholl Stephan · CIK 0001723027 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,867,499 F1 · shares: Represents restricted stock units scheduled to vest in approximately three equal installments on March 10, 2023, March 10, 2024 and March 10, 2025. F2 · balance_after: Includes shares of Class A common stock that are subject to certain transfer, voting, vesting and other restrictions applicable to "Restricted Stock," as set forth in the issuer's 2021 Omnibus Incentive Plan. Read SEC document |
| March 02, 2022 Filed Mar 3, 2022 16:17 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | GrantCommon Stock - Restricted Stock Units | 18,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-22-000026 · wf-form4_164634219293487.xml · nonDerivative · entry 1 Scholl Stephan · CIK 0001723027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,361 F1 · security: Each Restricted Stock Unit (each, an "RSU") represents a contingent right to receive, at vesting, one share of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"). These RSUs were granted on March 2, 2022 pursuant to the Avaya Holdings Corp. 2019 Equity Incentive Plan (as amended, the "EIP"). F2 · shares: These RSUs vested in full on the grant date. Distribution of this Common Stock will be deferred until the earliest to occur of: (x) March 2, 2025, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F3 · balance_after: These Common Stock-RSUs consist of (i) the 18,328 RSUs reported on this form (the "New RSUs") and (ii) other RSUs previously reported on a Form 4 in Table I, whose terms are substantially similar to the New RSUs. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 22:12 UTC | Alight, Inc. / Delaware ALIT · Entity 5436 | Tax withholdingClass A Common Stock | 283,520 | $10.81 | $3,064,851.20 |
DisclosureSEC source: 0001209191-22-000974 · doc4.xml · nonDerivative · entry 1 Scholl Stephan · CIK 0001723027 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,593,075 F1 · shares: Represents the number of shares withheld to cover tax liability incurred upon the vesting of previously reported Restricted Stock Units. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person. F2 · balance_after: Includes shares of Class A common stock that are subject to certain transfer, voting, vesting and other restrictions applicable to "Restricted Stock," as set forth in the issuer's 2021 Omnibus Incentive Plan. Read SEC document |
| December 14, 2021 Filed Dec 22, 2021 22:47 UTC | Alight, Inc. / Delaware ALIT · Entity 5436 | Exercise / conversionWarrants to purchase Class A Common Stock · Derivative | 145,000 | $2.21 Strike: $11.50 | $320,450.00 |
DisclosureSEC source: 0001209191-21-070975 · doc4.xml · derivative · entry 3 Scholl Stephan · CIK 0001723027 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 145,000 shares Expires 2026-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: The reported price was the purchase price for the 46,000 warrants purchased and timely reported on August 20, 2021, but the remainder of the reported securities were acquired in connection with the Issuer's initial business combination and reflected in the reporting person's Form 3. Read SEC document |
| December 14, 2021 Filed Dec 22, 2021 22:47 UTC | Alight, Inc. / Delaware ALIT · Entity 5436 | Tax withholdingClass A Common Stock | 107,300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-070975 · doc4.xml · nonDerivative · entry 2 Scholl Stephan · CIK 0001723027 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,876,595 F4 · kind: Represents shares of Class A Common Stock withheld in connection with the cashless exercise. F1 · price: The reporting person exercised warrants to purchase shares of the Issuer's Class A Common Stock. The warrants were exercised on a cashless basis pursuant to Section 6.2 of that certain Warrant Agreement, dated May 20, 2020, by and between Foley Transimene Acquisition Corp. (n/k/a Alight Group, Inc.)("FTAC") and Continental Stock Transfer Trust Company (the "Warrant Agent"), as amended by the Warrant Assumption Agreement, dated as of July 2, 2021 (together the "Warrant Agreement"), by and between the Issuer, FTAC and the Warrant Agent, following the Issuer's Notice of Redemption dated November 26, 2021. In the cashless exercise, under the terms of the Warrant Agreement, the reporting person received 0.26 shares per warrant exercised and the Issuer withheld 0.74 shares per warrant exercised. F2 · price: The exercise of warrants, the withholding of shares of Class A Common Stock in the cashless exercise and the resulting issuance of the net shares of Class A Common Stock were exempt under rule 16b-3 of the Securities Exchange Act of 1934, as amended. F3 · balance_after: Includes shares of Class A common stock that are subject to certain transfer, voting, vesting and other restrictions applicable to "Restricted Stock," as set forth in the issuer's 2021 Omnibus Incentive Plan. Read SEC document |
| December 14, 2021 Filed Dec 22, 2021 22:47 UTC | Alight, Inc. / Delaware ALIT · Entity 5436 | Exercise / conversionClass A Common Stock | 145,000 | $11.50 | $1,667,500.00 |
DisclosureSEC source: 0001209191-21-070975 · doc4.xml · nonDerivative · entry 1 Scholl Stephan · CIK 0001723027 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,983,895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person exercised warrants to purchase shares of the Issuer's Class A Common Stock. The warrants were exercised on a cashless basis pursuant to Section 6.2 of that certain Warrant Agreement, dated May 20, 2020, by and between Foley Transimene Acquisition Corp. (n/k/a Alight Group, Inc.)("FTAC") and Continental Stock Transfer Trust Company (the "Warrant Agent"), as amended by the Warrant Assumption Agreement, dated as of July 2, 2021 (together the "Warrant Agreement"), by and between the Issuer, FTAC and the Warrant Agent, following the Issuer's Notice of Redemption dated November 26, 2021. In the cashless exercise, under the terms of the Warrant Agreement, the reporting person received 0.26 shares per warrant exercised and the Issuer withheld 0.74 shares per warrant exercised. F2 · kind: The exercise of warrants, the withholding of shares of Class A Common Stock in the cashless exercise and the resulting issuance of the net shares of Class A Common Stock were exempt under rule 16b-3 of the Securities Exchange Act of 1934, as amended. F3 · balance_after: Includes shares of Class A common stock that are subject to certain transfer, voting, vesting and other restrictions applicable to "Restricted Stock," as set forth in the issuer's 2021 Omnibus Incentive Plan. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 20:28 UTC | Alight, Inc. / Delaware ALIT · Entity 5436 | GrantClass A Common Stock | 1,920,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-055921 · doc4.xml · nonDerivative · entry 1 Scholl Stephan · CIK 0001723027 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,838,895 F1 · shares: Represents restricted stock units scheduled to vest in approximately three equal installments on December 31, 2021, December 31, 2022 and December 31, 2023. F2 · balance_after: Includes shares of Class A common stock that are subject to certain transfer, voting, vesting and other restrictions applicable to "Restricted Stock," as set forth in the issuer's 2021 Omnibus Incentive Plan. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 21:44 UTC | Alight, Inc. / Delaware ALIT · Entity 5436 | PurchaseWarrants to purchase Class A Common Stock · Derivative | 46,000 | $2.21 | $101,660.00 |
DisclosureSEC source: 0001209191-21-052817 · doc4.xml · derivative · entry 2 Scholl Stephan · CIK 0001723027 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,000 Underlying: Class A Common Stock · 46,000 shares Expires not disclosed F2 · derivative.exercise_price: Each whole warrant entitles the registered holder to purchase one Class A common stock at a price of $11.50 per share, subject to adjustment, at any time commencing August 2, 2021, subject to the terms of the warrant agreement. The warrants will expire on July 2, 2026 at 5:00 p.m., New York City time, or earlier upon redemption. F2 · derivative.exercise_date: Each whole warrant entitles the registered holder to purchase one Class A common stock at a price of $11.50 per share, subject to adjustment, at any time commencing August 2, 2021, subject to the terms of the warrant agreement. The warrants will expire on July 2, 2026 at 5:00 p.m., New York City time, or earlier upon redemption. F2 · derivative.expiration_date: Each whole warrant entitles the registered holder to purchase one Class A common stock at a price of $11.50 per share, subject to adjustment, at any time commencing August 2, 2021, subject to the terms of the warrant agreement. The warrants will expire on July 2, 2026 at 5:00 p.m., New York City time, or earlier upon redemption. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 21:44 UTC | Alight, Inc. / Delaware ALIT · Entity 5436 | PurchaseClass A Common Stock | 15,000 | $9.94 | $149,100.00 |
DisclosureSEC source: 0001209191-21-052817 · doc4.xml · nonDerivative · entry 1 Scholl Stephan · CIK 0001723027 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,918,895 F1 · balance_after: Includes shares of Class A common stock that are subject to certain transfer, voting, vesting and other restrictions applicable to "Restricted Stock," as set forth in the issuer's 2021 Omnibus Incentive Plan. Read SEC document |
| March 03, 2021 Filed Mar 4, 2021 17:15 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | GrantCommon Stock - Restricted Stock Units | 8,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-21-000033 · wf-form4_161489611245012.xml · nonDerivative · entry 1 Scholl Stephan · CIK 0001723027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,073 F1 · security: Each Restricted Stock Unit (each, an "RSU") represents a contingent right to receive, at vesting, one share of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"). These RSUs were granted on March 3, 2021 pursuant to the Avaya Holdings Corp. 2019 Equity Incentive Plan (the "EIP"). F2 · shares: These RSUs vested in full on the grant date. Distribution of this Common Stock will be deferred until the earliest to occur of: (x) March 3, 2024, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F3 · balance_after: These Common Stock-RSUs consist of (i) the 8,503 RSUs reported on this form (the "New RSUs") and (ii) other RSUs previously reported on a Form 4 in Table I, whose terms are substantially similar to the New RSUs. Read SEC document |
| March 04, 2020 Filed Mar 5, 2020 18:58 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | GrantCommon Stock - Restricted Stock Units | 18,684 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-20-000047 · wf-form4_158345266676927.xml · nonDerivative · entry 1 Scholl Stephan · CIK 0001723027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,417 F1 · security: Each Restricted Stock Unit (each, an "RSU") represents a contingent right to receive, at vesting, one share of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"). These RSUs were granted on March 4, 2020 pursuant to the Avaya Holdings Corp. 2019 Equity Incentive Plan (the "EIP"). F2 · shares: These RSUs vested in full on the grant date. Distribution of this Common Stock will be deferred until the earliest to occur of: (x) March 4, 2023, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F3 · balance_after: These securities consist of (i) the 18,684 RSUs reported on this form; (ii) 12,847 shares of Common Stock, the distribution of which is deferred until the earliest to occur of (x) December 15, 2020, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP; (iii) 4,040 shares of Common Stock, the distribution of which is deferred until the earliest to occur of (x) February 12, 2022, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP; and (iv) 16,846 shares of Common Stock, the distribution of which is deferred until the earliest to occur of (x) May 15, 2022, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. Read SEC document |
| May 15, 2019 Filed May 16, 2019 16:43 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | GrantCommon Stock - Restricted Stock Units | 16,846 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-19-000069 · wf-form4_155803940317206.xml · nonDerivative · entry 1 Scholl Stephan · CIK 0001723027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,733 F1 · security: Each Restricted Stock Unit (each, an "RSU") represents a contingent right to receive, at vesting, one share of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"). These RSUs were granted on May 15, 2019 pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"). F2 · shares: These RSUs vested in full on the grant date. Distribution of this Common Stock will be deferred until the earliest to occur of: (x) May 15, 2022, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F3 · balance_after: These securities consist of (i) the 16,846 RSUs reported on this form; (ii) 12,847 RSUs, the distribution of which is deferred until the earliest to occur of (x) December 15, 2020, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP; and (iii) 4,040 RSUs, the distribution of which is deferred until the earliest to occur of (x) February 12, 2022, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. Read SEC document |
| February 12, 2019 Filed Feb 13, 2019 17:06 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | GrantCommon Stock - Restricted Stock Units | 4,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-19-000018 · wf-form4_155009557768320.xml · nonDerivative · entry 1 Scholl Stephan · CIK 0001723027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,887 F1 · security: Each Restricted Stock Unit (each, an "RSU") represents a contingent right to receive, at vesting, one share of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"). These RSUs were granted on February 12, 2019 pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"). F2 · shares: These RSUs vested in full on the grant date. Distribution of this Common Stock will be deferred until the earliest to occur of: (x) February 12, 2022, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F3 · balance_after: These securities consist of (i) the 4,040 RSUs reported on this form and (ii) 12,847 shares of Common Stock, the distribution of which is deferred until the earliest to occur of (x) December 15, 2020, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 16:24 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Exercise / conversionRestricted Stock Units · Derivative | 3,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-18-000180 · wf-form4_154516823106726.xml · derivative · entry 2 Scholl Stephan · CIK 0001723027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 3,212 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F3 · shares: Represents Restricted Stock Units that have vested as the Common Stock set forth in Table I. F2 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F2 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F3 · derivative.underlying_shares: Represents Restricted Stock Units that have vested as the Common Stock set forth in Table I. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 16:24 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Exercise / conversionCommon Stock, par value $0.01 per share | 3,212 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001418100-18-000180 · wf-form4_154516823106726.xml · nonDerivative · entry 1 Scholl Stephan · CIK 0001723027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,847 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents awards of Restricted Stock Units granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), that vest on December 15, 2018. F2 · shares: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F2 · price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F2 · balance_after: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. Read SEC document |
| September 15, 2018 Filed Sep 17, 2018 07:16 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Exercise / conversionRestricted Stock Units · Derivative | 3,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-18-000162 · wf-form4_153718298743694.xml · derivative · entry 2 Scholl Stephan · CIK 0001723027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,212 Underlying: Common Stock · 3,212 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F3 · shares: Represents Restricted Stock Units that have vested as the Common Stock set forth in Table I. F2 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F2 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F3 · derivative.underlying_shares: Represents Restricted Stock Units that have vested as the Common Stock set forth in Table I. Read SEC document |
| September 15, 2018 Filed Sep 17, 2018 07:16 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Exercise / conversionCommon Stock, par value $0.01 per share | 3,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-18-000162 · wf-form4_153718298743694.xml · nonDerivative · entry 1 Scholl Stephan · CIK 0001723027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,635 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents awards of Restricted Stock Units granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), that vest on September 15, 2018. F2 · shares: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F2 · balance_after: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 16:15 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Exercise / conversionRestricted Stock Units · Derivative | 3,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-18-000127 · wf-form4_152935293346048.xml · derivative · entry 2 Scholl Stephan · CIK 0001723027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,424 Underlying: Common Stock · 3,212 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F3 · shares: Represents Restricted Stock Units that have vested as the Common Stock set forth in Table I. F2 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F2 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F3 · derivative.underlying_shares: Represents Restricted Stock Units that have vested as the Common Stock set forth in Table I. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 16:15 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Exercise / conversionCommon Stock, par value $0.01 per share | 3,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-18-000127 · wf-form4_152935293346048.xml · nonDerivative · entry 1 Scholl Stephan · CIK 0001723027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents awards of Restricted Stock Units granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), that vest on June 15, 2018. F2 · shares: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F2 · balance_after: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. Read SEC document |
| March 15, 2018 Filed Mar 15, 2018 16:16 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Exercise / conversionRestricted Stock Units · Derivative | 3,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-18-000095 · wf-form4_152114495178165.xml · derivative · entry 2 Scholl Stephan · CIK 0001723027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,636 Underlying: Common Stock · 3,211 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents awards of Restricted Stock Units granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), that vest on March 15, 2018. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F2 · shares: Represents Restricted Stock Units that have vested as the Common Stock set forth in Table I. F1 · derivative.exercise_date: Represents awards of Restricted Stock Units granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), that vest on March 15, 2018. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F1 · derivative.expiration_date: Represents awards of Restricted Stock Units granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), that vest on March 15, 2018. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F2 · derivative.underlying_shares: Represents Restricted Stock Units that have vested as the Common Stock set forth in Table I. Read SEC document |
| March 15, 2018 Filed Mar 15, 2018 16:16 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Exercise / conversionCommon Stock, par value $0.01 per share | 3,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-18-000095 · wf-form4_152114495178165.xml · nonDerivative · entry 1 Scholl Stephan · CIK 0001723027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents awards of Restricted Stock Units granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), that vest on March 15, 2018. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F1 · balance_after: Represents awards of Restricted Stock Units granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), that vest on March 15, 2018. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. Read SEC document |
| January 23, 2018 Filed Jan 24, 2018 16:11 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | GrantRestricted Stock Units · Derivative | 12,847 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-18-000062 · wf-form4_151682826831618.xml · derivative · entry 1 Scholl Stephan · CIK 0001723027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,847 Underlying: Common Stock · 12,847 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. F2 · derivative.exercise_date: Granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), with 25% vesting on each of March 15, 2018, June 15, 2018, September 15, 2018 and December 15, 2018; provided, that none of the vested shares of common stock will be delivered until the earlier of (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F2 · derivative.expiration_date: Granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), with 25% vesting on each of March 15, 2018, June 15, 2018, September 15, 2018 and December 15, 2018; provided, that none of the vested shares of common stock will be delivered until the earlier of (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.