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person · Reporting owner

Hassard James

Disclosed activity across 2 companies

Tapewire entity
89095
SEC CIK
0001799357

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ARROWHEAD PHARMACEUTICALS, INC.ARWR · Entity 3472Chief Commercial OfficerJune 22, 2021June 24, 2021
Crinetics Pharmaceuticals, Inc.CRNX · Entity 3579Chief Commercial OfficerJuly 05, 2024July 09, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ARROWHEAD PHARMACEUTICALS, INC.

Report date June 22, 2021 · Filed June 24, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect105,750 Reported balance After 2021-06-22 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2021-06-22 · Sale · Disposed 3,625 · Balance 105,750

F1: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Filing footnotes · ownership attribution and instrument terms

F1: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Crinetics Pharmaceuticals, Inc.

Report date July 05, 2024 · Filed July 09, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect29,259 Ending reported balance After 2024-07-05 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2024-07-05 · Exercise / conversion · Acquired 15,000 · Balance 44,259

Row 2 · 2024-07-05 · Sale · Disposed 15,000 · Balance 29,259

F1: The sale reported in this Form 4 was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sales price of $44.08 per share. The range of sales prices on the transaction date was $43.71 to $44.41 per share. Detailed information on the exact number of shares can be obtained from the issuer upon request.

Stock option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.73 · Expires 2032-03-10Direct130,000 Reported balance After 2024-07-05 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-07-05 · Exercise / conversion · Disposed 15,000 · Balance 130,000

F3: The option is exercisable as follows: 25% of the shares subject to the option vest on February 28, 2023, and the remaining number of shares subject to the option vest monthly thereafter in thirty-six equal monthly installments, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The sale reported in this Form 4 was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sales price of $44.08 per share. The range of sales prices on the transaction date was $43.71 to $44.41 per share. Detailed information on the exact number of shares can be obtained from the issuer upon request.

F3: The option is exercisable as follows: 25% of the shares subject to the option vest on February 28, 2023, and the remaining number of shares subject to the option vest monthly thereafter in thirty-six equal monthly installments, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 05, 2024 Filed Jul 9, 2024 18:04 UTC Crinetics Pharmaceuticals, Inc. CRNX · Entity 3579 Exercise / conversionStock option (Right to Buy) · Derivative 15,000 $0.00 Strike: $19.73 $0.00
Disclosure

SEC source: 0000950170-24-082529 · ownership.xml · derivative · entry 3

Hassard James · CIK 0001799357 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 15,000 shares

Expires 2032-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is exercisable as follows: 25% of the shares subject to the option vest on February 28, 2023, and the remaining number of shares subject to the option vest monthly thereafter in thirty-six equal monthly installments, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

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July 05, 2024 Filed Jul 9, 2024 18:04 UTC Crinetics Pharmaceuticals, Inc. CRNX · Entity 3579 SaleCommon Stock 15,000 $44.08 $661,200.00
Disclosure

SEC source: 0000950170-24-082529 · ownership.xml · nonDerivative · entry 2

Hassard James · CIK 0001799357 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,259

F1 · kind: The sale reported in this Form 4 was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sales price of $44.08 per share. The range of sales prices on the transaction date was $43.71 to $44.41 per share. Detailed information on the exact number of shares can be obtained from the issuer upon request.

Read SEC document
July 05, 2024 Filed Jul 9, 2024 18:04 UTC Crinetics Pharmaceuticals, Inc. CRNX · Entity 3579 Exercise / conversionCommon Stock 15,000 $19.73 $295,950.00
Disclosure

SEC source: 0000950170-24-082529 · ownership.xml · nonDerivative · entry 1

Hassard James · CIK 0001799357 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 21, 2024 Filed Jun 24, 2024 17:08 UTC Crinetics Pharmaceuticals, Inc. CRNX · Entity 3579 Exercise / conversionStock option (Right to Buy) · Derivative 15,000 $0.00 Strike: $19.73 $0.00
Disclosure

SEC source: 0000950170-24-076871 · ownership.xml · derivative · entry 3

Hassard James · CIK 0001799357 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 145,000

Underlying: Common Stock · 15,000 shares

Expires 2032-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is exercisable as follows: 25% of the shares subject to the option vest on February 28, 2023, and the remaining number of shares subject to the option vest monthly thereafter in thirty-six equal monthly installments, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

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June 21, 2024 Filed Jun 24, 2024 17:08 UTC Crinetics Pharmaceuticals, Inc. CRNX · Entity 3579 SaleCommon Stock 15,000 $44.66 $669,900.00
Disclosure

SEC source: 0000950170-24-076871 · ownership.xml · nonDerivative · entry 2

Hassard James · CIK 0001799357 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,259

F1 · kind: The sale reported in this Form 4 was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sales price of $44.66 per share. The range of sales prices on the transaction date was $43.96 to $45.11 per share. Detailed information on the exact number of shares can be obtained from the issuer upon request.

Read SEC document
June 21, 2024 Filed Jun 24, 2024 17:08 UTC Crinetics Pharmaceuticals, Inc. CRNX · Entity 3579 Exercise / conversionCommon Stock 15,000 $19.73 $295,950.00
Disclosure

SEC source: 0000950170-24-076871 · ownership.xml · nonDerivative · entry 1

Hassard James · CIK 0001799357 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 18:34 UTC Crinetics Pharmaceuticals, Inc. CRNX · Entity 3579 Tax withholdingCommon Stock 1,741 $38.14 $66,401.74
Disclosure

SEC source: 0001209191-24-005011 · doc4.xml · nonDerivative · entry 1

Hassard James · CIK 0001799357 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,259

F1 · kind: Represents the number of shares of common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the vesting of Restricted Stock Units granted on March 1, 2023. The disposition reported in this Form 4 was effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person.

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March 04, 2024 Filed Mar 6, 2024 20:18 UTC Crinetics Pharmaceuticals, Inc. CRNX · Entity 3579 GrantStock Option (right to buy) · Derivative 63,000 $0.00 Strike: $43.51 $0.00
Disclosure

SEC source: 0001209191-24-004612 · doc4.xml · derivative · entry 2

Hassard James · CIK 0001799357 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,000

Underlying: Common Stock · 63,000 shares

Expires 2034-03-03

F2 · derivative.exercise_date: The stock option shall vest and become exercisable in a series of forty-eight (48) successive equal monthly installments measured from the vesting commencement date of March 4, 2024.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 20:18 UTC Crinetics Pharmaceuticals, Inc. CRNX · Entity 3579 GrantCommon Stock 17,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004612 · doc4.xml · nonDerivative · entry 1

Hassard James · CIK 0001799357 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,000

F1 · price: The transaction reported on this line involves the receipt of restricted stock units, which represent the right to receive shares of the Issuer's Common Stock, with 25% vesting annually beginning on March 15, 2025.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 16:47 UTC Crinetics Pharmaceuticals, Inc. CRNX · Entity 3579 GrantStock Option (right to buy) · Derivative 65,250 $0.00 Strike: $19.64 $0.00
Disclosure

SEC source: 0001209191-23-015619 · doc4.xml · derivative · entry 2

Hassard James · CIK 0001799357 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,250

Underlying: Common Stock · 65,250 shares

Expires 2033-02-28

F2 · derivative.exercise_date: The stock option shall vest and become exercisable in a series of forty-eight (48) successive equal monthly installments measured from the vesting commencement date of March 1, 2023.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 16:47 UTC Crinetics Pharmaceuticals, Inc. CRNX · Entity 3579 GrantCommon Stock 14,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015619 · doc4.xml · nonDerivative · entry 1

Hassard James · CIK 0001799357 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

F1 · price: The transaction reported on this line involves the receipt of restricted stock units, which represent the right to receive shares of the Issuer's Common Stock, with 25% vesting annually beginning on March 15, 2024.

Read SEC document
March 10, 2022 Filed Mar 10, 2022 16:51 UTC Crinetics Pharmaceuticals, Inc. CRNX · Entity 3579 GrantStock Option (right to buy) · Derivative 160,000 $0.00 Strike: $19.73 $0.00
Disclosure

SEC source: 0001209191-22-017938 · doc4.xml · derivative · entry 1

Hassard James · CIK 0001799357 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 160,000 shares

Expires 2032-03-09

F1 · derivative.exercise_date: The option is exercisable as follows: 25% of the shares subject to the option vest on February 28, 2023, and the remaining number of shares subject to the option vest monthly thereafter in thirty-six equal installments, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 22:44 UTC ARROWHEAD PHARMACEUTICALS, INC. ARWR · Entity 3472 SaleCommon Stock 3,625 $89.22 $323,422.50
Disclosure

SEC source: 0001209191-21-043137 · doc4.xml · nonDerivative · entry 1

Hassard James · CIK 0001799357 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,750

F1 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Read SEC document
January 07, 2021 Filed Jan 8, 2021 23:05 UTC ARROWHEAD PHARMACEUTICALS, INC. ARWR · Entity 3472 SaleCommon Stock 15,625 $75.00 $1,171,875.00
Disclosure

SEC source: 0001209191-21-002801 · doc4.xml · nonDerivative · entry 1

Hassard James · CIK 0001799357 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,375

F1 · kind: Open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The sale was made to generate proceeds to cover the tax liability incident to the vesting of restricted stock units.

F2 · price: The price reported on Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.06, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.