Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| L3HARRIS TECHNOLOGIES, INC. /DE/LHX · Entity 610 | Sr VP-General Counsel & Secy | July 11, 2024 | July 15, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
L3HARRIS TECHNOLOGIES, INC. /DE/
Report date July 11, 2024 · Filed July 15, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 47,615.63 |
Reported balance
After 2024-07-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-07-11 · Sale · Disposed 10,527 · Balance 47,615.63 F1: Includes 2,817 shares previously reported as indirectly owned through a grantor retainer annuity trust that were distributed to the reporting person pursuant to the terms of the grantor retainer annuity trust and 71.58 shares acquired through the Issuer's retirement plan since last reported by the reporting person based on information provided by the plan's administrator as of 6/28/2024. |
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 63,502.63 |
Reported balance
After 2024-07-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2024-07-15 · Exercise / conversion · Acquired 15,887 · Balance 63,502.63 |
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 47,615.63 |
Reported balance
After 2024-07-15 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2024-07-15 · Sale · Disposed 15,887 · Balance 47,615.63 |
| Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $119.66 · Expires 2027-08-25 | Direct | 0 |
Reported balance
After 2024-07-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-07-15 · Exercise / conversion · Disposed 15,887 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 2,817 shares previously reported as indirectly owned through a grantor retainer annuity trust that were distributed to the reporting person pursuant to the terms of the grantor retainer annuity trust and 71.58 shares acquired through the Issuer's retirement plan since last reported by the reporting person based on information provided by the plan's administrator as of 6/28/2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 29, 2019 Filed Jul 2, 2019 19:09 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Tax withholdingCommon Stock, Par Value $1.00 | 3,329 | $189.13 | $629,613.77 |
DisclosureSEC source: 0001209191-19-040142 · doc4.xml · nonDerivative · entry 6 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,161.72 F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:09 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | GrantCommon Stock, Par Value $1.00 | 3,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040142 · doc4.xml · nonDerivative · entry 5 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,490.72 F5 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 4 that vested based on the performance determination. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:09 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 4,941 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040142 · doc4.xml · nonDerivative · entry 4 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,972.72 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: The 4,941 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:09 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Tax withholdingCommon Stock, Par Value $1.00 | 3,015 | $189.13 | $570,226.95 |
DisclosureSEC source: 0001209191-19-040142 · doc4.xml · nonDerivative · entry 3 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,031.72 F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:09 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | GrantCommon Stock, Par Value $1.00 | 3,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040142 · doc4.xml · nonDerivative · entry 2 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,046.72 F2 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 1 that vested based on the performance determination. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:09 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 6,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040142 · doc4.xml · nonDerivative · entry 1 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,506.72 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The 6,135 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019. Read SEC document |
| September 12, 2018 Filed Sep 13, 2018 20:13 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | SaleCommon Stock, Par Value $1.00 | 3,903 | $160.75 | $627,407.25 |
DisclosureSEC source: 0001209191-18-050836 · doc4.xml · nonDerivative · entry 1 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,242.71 F1 · kind: The reported sale of shares was pursuant to a sale plan adopted by the reporting person on December 1, 2017, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 18:28 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 10,299 | $0.00 Strike: $163.23 | $0.00 |
DisclosureSEC source: 0001209191-18-048628 · doc4.xml · derivative · entry 7 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,299 Underlying: Common Stock, Par Value $1.00 · 10,299 shares Expires 2028-08-24 F7 · derivative.exercise_date: Aggregate number of options vests and becomes exercisable as follows: 3,433 on first anniversary of grant date, additional 3,433 on second anniversary of grant date and remaining 3,433 on third anniversary of grant date. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 18:28 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | GrantRestricted Stock Units · Derivative | 1,990 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048628 · doc4.xml · derivative · entry 6 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,990 Underlying: Common Stock, Par Value $1.00 · 1,990 shares Expires not disclosed F6 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 8/24/2021. (Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock.) F6 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 8/24/2021. (Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock.) Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 18:28 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | GrantPerformance Stock Units · Derivative | 3,980 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048628 · doc4.xml · derivative · entry 5 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,980 Underlying: Common Stock, Par Value $1.00 · 3,980 shares Expires not disclosed F5 · derivative.exercise_date: Award of performance stock units subject to future vesting on 7/2/2021 in respect of 3-fiscal-year performance period that started 6/30/2018 and also subject to future adjustment based on award payout formula, with vested units to be settled in shares of common stock within 2.5 months of vesting. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.) F5 · derivative.expiration_date: Award of performance stock units subject to future vesting on 7/2/2021 in respect of 3-fiscal-year performance period that started 6/30/2018 and also subject to future adjustment based on award payout formula, with vested units to be settled in shares of common stock within 2.5 months of vesting. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.) Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 18:28 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Exercise / conversionPerformance Stock Units · Derivative | 6,310 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048628 · doc4.xml · derivative · entry 4 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 6,310 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Settlement in shares of common stock of performance stock units awarded on 8/28/2015 (previously reported) that vested at end of 3-fiscal-year performance period on 6/29/2018. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.) F1 · derivative.expiration_date: Settlement in shares of common stock of performance stock units awarded on 8/28/2015 (previously reported) that vested at end of 3-fiscal-year performance period on 6/29/2018. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.) Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 18:28 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Tax withholdingCommon Stock, Par Value $1.00 | 2,533 | $163.32 | $413,689.56 |
DisclosureSEC source: 0001209191-18-048628 · doc4.xml · nonDerivative · entry 3 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,145.71 F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units previously awarded. F4 · balance_after: Aggregate of shares listed includes: (a) 24.22 shares acquired through Harris Corporation 401(k) Retirement Plan ("Plan") from 4/11/18 through 5/31/18; (b) 2.89 shares acquired through Harris Corporation Dividend Reinvestment Plan on 6/15/18; and (c) a reduction of 3.05 shares due rounding of previous reports by Plan's record keeper. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 18:28 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | GrantCommon Stock, Par Value $1.00 | 126 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048628 · doc4.xml · nonDerivative · entry 2 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,678.71 F2 · shares: Settlement in shares of common stock of additional performance stock units from award described in note (1) above that vested based on award payout formula. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 18:28 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 6,310 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048628 · doc4.xml · nonDerivative · entry 1 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,552.71 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Settlement in shares of common stock of performance stock units awarded on 8/28/2015 (previously reported) that vested at end of 3-fiscal-year performance period on 6/29/2018. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.) Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 20:45 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Tax withholdingCommon Stock, Par Value $1.00 | 174 | $152.69 | $26,568.06 |
DisclosureSEC source: 0001209191-18-035159 · doc4.xml · nonDerivative · entry 1 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,218.65 F1 · shares: Shares withheld by company to pay tax liability on pro-rata vesting of a portion of restricted shares previously awarded. F2 · balance_after: Aggregate of 47,218.65 shares listed in Column 5 of Table I includes: (a) 43.60 shares acquired through the Harris Corporation 401(k) Retirement Plan from 2/14/18 through 3/28/18 and (b) 2.69 shares acquired through the Harris Corporation Dividend Reinvestment Plan on 3/21/18. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:11 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $46.53 | $0.00 |
DisclosureSEC source: 0001209191-18-017201 · doc4.xml · derivative · entry 4 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 20,000 shares Expires 2022-08-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise of an option and sale of the underlying 20,000 shares on March 2, 2018 as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on December 1, 2017, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:11 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | SaleCommon Stock, Par Value $1.00 | 8,000 | $151.64 | $1,213,120.00 |
DisclosureSEC source: 0001209191-18-017201 · doc4.xml · nonDerivative · entry 3 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,346.36 F3 · price: The price reported in Column 4 for the sale of 8,000 shares is a weighted average sale price of $151.64. The sale prices ranged from $151.29 to $152.33. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range. F4 · balance_after: Aggregate of 47,346.36 shares listed in Column 5 of Table I includes: (a) 2,006 restricted shares previously reported and (b) 12.42 shares acquired through dividend reinvestment in the Harris Corporation 401(k) Retirement Plan on 11/16/17. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:11 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | SaleCommon Stock, Par Value $1.00 | 12,000 | $150.88 | $1,810,560.00 |
DisclosureSEC source: 0001209191-18-017201 · doc4.xml · nonDerivative · entry 2 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,346.36 F2 · price: The price reported in Column 4 for the sale of 12,000 shares is a weighted average sale price of $150.88. The sale prices ranged from $150.2601 to $151.26. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:11 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 20,000 | $46.53 | $930,600.00 |
DisclosureSEC source: 0001209191-18-017201 · doc4.xml · nonDerivative · entry 1 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,346.36 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise of an option and sale of the underlying 20,000 shares on March 2, 2018 as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on December 1, 2017, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 18:49 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 28,860 | $0.00 Strike: $79.70 | $0.00 |
DisclosureSEC source: 0001209191-18-013279 · doc4.xml · derivative · entry 1 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,860 Underlying: Common Stock, Par Value $1.00 · 28,860 shares Expires 2025-06-01 F1 · balance_after: On June 1, 2015, the reporting person was granted an option to purchase shares of common stock with vesting contingent upon (1) continuing employment through June 1, 2018, and (2) a performance condition of the achievement of full-year run rate net synergies from the Exelis Inc. acquisition. The performance condition was satisfied. As a result, on June 1, 2018, options to acquire 28,860 shares of common stock will vest. This represents 200% of the target number of options to purchase shares of common stock as the performance condition was satisfied above 133% of target full-year run rate net synergies. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 21:22 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Tax withholdingCommon Stock, Par Value $1.00 | 435 | $144.09 | $62,679.15 |
DisclosureSEC source: 0001209191-17-066128 · doc4.xml · nonDerivative · entry 1 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,333.94 F1 · shares: Shares withheld by company to pay tax liability on pro-rata vesting of a portion of restricted shares previously awarded (based upon retirement eligibility criteria). F2 · balance_after: Aggregate of 47,333.94 shares listed in Column 5 of Table I includes: (a) 2,006 restricted shares previously reported; (b) 14.17 shares acquired through the Harris Corporation 401(k) Retirement Plan on 9/7/17; and (c) 6.21 shares acquired through the Harris Corporation Dividend Reinvestment Plan from 9/26/17 through 12/1/17. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 20:20 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 13,600 | $0.00 Strike: $46.53 | $0.00 |
DisclosureSEC source: 0001209191-17-052594 · doc4.xml · derivative · entry 3 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock, Par Value $1.00 · 13,600 shares Expires 2022-08-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 20:20 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | SaleCommon Stock, Par Value $1.00 | 13,600 | $123.36 | $1,677,715.04 |
DisclosureSEC source: 0001209191-17-052594 · doc4.xml · nonDerivative · entry 2 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,748.56 F1 · price: The price reported in Column 4 is a weighted average sale price. The 13,600 shares were sold in multiple transactions at prices ranging from $123.25 to $123.60 and a weighted average sale price of $123.3614. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · balance_after: Aggregate of 47,748.56 shares listed in Column 5 of Table I includes 2,441 restricted shares previously reported. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 20:20 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 13,600 | $46.53 | $632,808.00 |
DisclosureSEC source: 0001209191-17-052594 · doc4.xml · nonDerivative · entry 1 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,348.56 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2017 Filed Sep 12, 2017 13:47 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | SaleCommon Stock, Par Value $1.00 | 4,387 | $121.70 | $533,911.50 |
DisclosureSEC source: 0001209191-17-052326 · doc4.xml · nonDerivative · entry 1 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,748.56 F1 · kind: The sale of 4,387 shares on September 8, 2017 as reported on this Form 4 were effected pursuant to a sale plan adopted by the reporting person on May 30, 2017, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. F2 · price: The price reported in Column 4 is a weighted average sale price. The 4,387 shares were sold in multiple transactions at prices ranging from $121.38 to $122.06 and a weighted average sale price of $121.7031. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F3 · balance_after: Aggregate of 47,748.56 shares listed in Column 5 of Table I includes 2,441 restricted shares previously reported. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 20:21 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 15,887 | $0.00 Strike: $119.66 | $0.00 |
DisclosureSEC source: 0001209191-17-050571 · doc4.xml · derivative · entry 7 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,887 Underlying: Common Stock, Par Value $1.00 · 15,887 shares Expires 2027-08-25 F7 · derivative.exercise_date: Of the 15,887 options granted on this 8/25/17 stock option, 5,296 options become exercisable on 8/25/18, an additional 5,296 options become exercisable on 8/25/19, and the remaining 5,295 options become exercisable on 8/25/20. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 20:21 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | GrantRestricted Stock Units · Derivative | 2,471 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-050571 · doc4.xml · derivative · entry 6 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,471 Underlying: Common Stock, Par Value $1.00 · 2,471 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to one share of the Issuer's common stock. Restricted stock units are subject to future vesting. The 2,471 restricted stock units vest on 8/25/20. F6 · derivative.exercise_date: Each restricted stock unit represents a contingent right to one share of the Issuer's common stock. Restricted stock units are subject to future vesting. The 2,471 restricted stock units vest on 8/25/20. F6 · derivative.expiration_date: Each restricted stock unit represents a contingent right to one share of the Issuer's common stock. Restricted stock units are subject to future vesting. The 2,471 restricted stock units vest on 8/25/20. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 20:21 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | GrantPerformance Stock Units · Derivative | 4,941 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-050571 · doc4.xml · derivative · entry 5 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,941 Underlying: Common Stock, Par Value $1.00 · 4,941 shares Expires not disclosed F5 · derivative.exercise_price: Each performance stock unit represents a contingent right to one share of the Issuer's common stock. Performance stock units are subject to future adjustment; performance period started 7/1/17. The 4,941 performance stock units will vest on 7/3/20. Vested shares are subject to future adjustment and will be delivered to the reporting person within two and one-half months of vesting. F5 · derivative.exercise_date: Each performance stock unit represents a contingent right to one share of the Issuer's common stock. Performance stock units are subject to future adjustment; performance period started 7/1/17. The 4,941 performance stock units will vest on 7/3/20. Vested shares are subject to future adjustment and will be delivered to the reporting person within two and one-half months of vesting. F5 · derivative.expiration_date: Each performance stock unit represents a contingent right to one share of the Issuer's common stock. Performance stock units are subject to future adjustment; performance period started 7/1/17. The 4,941 performance stock units will vest on 7/3/20. Vested shares are subject to future adjustment and will be delivered to the reporting person within two and one-half months of vesting. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 20:21 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Exercise / conversionPerformance Stock Units · Derivative | 6,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-050571 · doc4.xml · derivative · entry 4 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 6,700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This transaction represents the settlement of vested performance stock units in shares of common stock. These were performance stock units granted on 8/22/14 that vested on 6/30/17 and were paid in shares of common stock on 8/25/17. Each performance stock unit represents a contingent right to one share of the Issuer's common stock. The performance stock unit grant was previously reported. F1 · derivative.exercise_date: This transaction represents the settlement of vested performance stock units in shares of common stock. These were performance stock units granted on 8/22/14 that vested on 6/30/17 and were paid in shares of common stock on 8/25/17. Each performance stock unit represents a contingent right to one share of the Issuer's common stock. The performance stock unit grant was previously reported. F1 · derivative.expiration_date: This transaction represents the settlement of vested performance stock units in shares of common stock. These were performance stock units granted on 8/22/14 that vested on 6/30/17 and were paid in shares of common stock on 8/25/17. Each performance stock unit represents a contingent right to one share of the Issuer's common stock. The performance stock unit grant was previously reported. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 20:21 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Tax withholdingCommon Stock, Par Value $1.00 | 3,171 | $119.66 | $379,441.86 |
DisclosureSEC source: 0001209191-17-050571 · doc4.xml · nonDerivative · entry 3 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,135.56 F3 · shares: Shares withheld by company to pay tax liability on vesting of performance stock units previously awarded. F4 · balance_after: Aggregate of 52,135.56 shares listed in Column 5 of Table I includes: (a) 2,441 restricted shares previously reported; (b) 28.77 shares acquired through dividend reinvestment in the Harris Corporation 401(k) Retirement Plan ("Plan") from 3/10/17 through 5/31/17; (c) 7.09 shares acquired through the Harris Corporation Dividend Reinvestment Plan from 3/24/17 through 6/16/17; and (d) a reduction of a .75 share due to rounding of previous reports by the Plan's record keeper. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 20:21 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | GrantCommon Stock, Par Value $1.00 | 858 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-050571 · doc4.xml · nonDerivative · entry 2 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,306.56 F2 · shares: Increase in vested performance stock units granted 8/22/14 based upon performance stock unit payout formula resulting in an additional payment in shares of common stock on 8/25/17. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 20:21 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 6,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-050571 · doc4.xml · nonDerivative · entry 1 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,448.56 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This transaction represents the settlement of vested performance stock units in shares of common stock. These were performance stock units granted on 8/22/14 that vested on 6/30/17 and were paid in shares of common stock on 8/25/17. Each performance stock unit represents a contingent right to one share of the Issuer's common stock. The performance stock unit grant was previously reported. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 19:49 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 20,600 | $0.00 Strike: $42.87 | $0.00 |
DisclosureSEC source: 0001209191-17-020482 · doc4.xml · derivative · entry 3 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 20,600 shares Expires 2020-08-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 19:49 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | SaleCommon Stock, Par Value $1.00 | 20,600 | $109.71 | $2,260,026.00 |
DisclosureSEC source: 0001209191-17-020482 · doc4.xml · nonDerivative · entry 2 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,713.45 F1 · kind: The exercise of an option and sale of the underlying 20,600 shares on March 10, 2017 as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on February 8, 2017, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. F2 · price: The price reported in Column 4 is a weighted average sale price. The 20,600 shares were sold in multiple transactions at prices ranging from $109.46 to $110.11 and a weighted average sale price of $109.71. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F3 · balance_after: Aggregate of 47,713.45 shares listed in Column 5 of Table I includes: (a) 2,441 restricted shares previously reported and (b)15.31 shares acquired through dividend reinvestment in the Harris Corporation 401(k) Plan on 11/16/16. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 19:49 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 20,600 | $42.87 | $883,122.00 |
DisclosureSEC source: 0001209191-17-020482 · doc4.xml · nonDerivative · entry 1 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,313.45 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise of an option and sale of the underlying 20,600 shares on March 10, 2017 as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on February 8, 2017, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 18:54 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Tax withholdingCommon Stock, Par Value $1.00 | 699 | $105.00 | $73,395.00 |
DisclosureSEC source: 0001209191-16-155825 · doc4.xml · nonDerivative · entry 1 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,698.14 F1 · shares: Shares withheld by company to pay tax liability on pro-rata vesting of a portion of restricted shares previously awarded (based upon retirement eligibility criteria). F2 · balance_after: Aggregate of 47,698.14 shares listed in Column 5 of Table I includes: (a) 2,441 restricted shares previously reported; (b) 16.95 shares acquired through the Harris Corporation 401(k) Retirement Plan on 9/7/16; and (c) 7.98 shares acquired through the Harris Corporation Dividend Reinvestment Plan from 9/21/16 through 12/6/16. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.