Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| L3HARRIS TECHNOLOGIES, INC. /DE/LHX · Entity 610 | Sr VP-General Counsel & Secy | July 11, 2024 | July 15, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
L3HARRIS TECHNOLOGIES, INC. /DE/
Report date July 11, 2024 · Filed July 15, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 47,615.63 |
Reported balance
After 2024-07-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-07-11 · Sale · Disposed 10,527 · Balance 47,615.63 F1: Includes 2,817 shares previously reported as indirectly owned through a grantor retainer annuity trust that were distributed to the reporting person pursuant to the terms of the grantor retainer annuity trust and 71.58 shares acquired through the Issuer's retirement plan since last reported by the reporting person based on information provided by the plan's administrator as of 6/28/2024. |
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 63,502.63 |
Reported balance
After 2024-07-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2024-07-15 · Exercise / conversion · Acquired 15,887 · Balance 63,502.63 |
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 47,615.63 |
Reported balance
After 2024-07-15 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2024-07-15 · Sale · Disposed 15,887 · Balance 47,615.63 |
| Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $119.66 · Expires 2027-08-25 | Direct | 0 |
Reported balance
After 2024-07-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-07-15 · Exercise / conversion · Disposed 15,887 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 2,817 shares previously reported as indirectly owned through a grantor retainer annuity trust that were distributed to the reporting person pursuant to the terms of the grantor retainer annuity trust and 71.58 shares acquired through the Issuer's retirement plan since last reported by the reporting person based on information provided by the plan's administrator as of 6/28/2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2020 Filed Nov 18, 2020 22:09 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 28,860 | $79.70 | $2,300,142.00 |
DisclosureSEC source: 0001209191-20-059172 · doc4.xml · nonDerivative · entry 1 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,662.57 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reported option exercise and sale of underlying shares were executed under a sale plan adopted by reporting person on August 5, 2020, pursuant to Rule 10b5-1 under Securities Exchange Act of 1934. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 21:30 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $77.54 | $0.00 |
DisclosureSEC source: 0001209191-20-057288 · doc4.xml · derivative · entry 7 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 20,000 shares Expires 2025-08-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reported option exercise and sale of underlying shares were executed under a sale plan adopted by reporting person on August 5, 2020, pursuant to Rule 10b5-1 under Securities Exchange Act of 1934. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 21:30 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | SaleCommon Stock, Par Value $1.00 | 899 | $185.12 | $166,422.88 |
DisclosureSEC source: 0001209191-20-057288 · doc4.xml · nonDerivative · entry 6 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,802.57 F1 · kind: Reported option exercise and sale of underlying shares were executed under a sale plan adopted by reporting person on August 5, 2020, pursuant to Rule 10b5-1 under Securities Exchange Act of 1934. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 21:30 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | SaleCommon Stock, Par Value $1.00 | 4,421 | $184.82 | $817,089.22 |
DisclosureSEC source: 0001209191-20-057288 · doc4.xml · nonDerivative · entry 5 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,701.57 F1 · kind: Reported option exercise and sale of underlying shares were executed under a sale plan adopted by reporting person on August 5, 2020, pursuant to Rule 10b5-1 under Securities Exchange Act of 1934. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 21:30 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | SaleCommon Stock, Par Value $1.00 | 4,000 | $184.62 | $738,480.00 |
DisclosureSEC source: 0001209191-20-057288 · doc4.xml · nonDerivative · entry 4 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,122.57 F1 · kind: Reported option exercise and sale of underlying shares were executed under a sale plan adopted by reporting person on August 5, 2020, pursuant to Rule 10b5-1 under Securities Exchange Act of 1934. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 21:30 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | SaleCommon Stock, Par Value $1.00 | 5,750 | $184.47 | $1,060,702.50 |
DisclosureSEC source: 0001209191-20-057288 · doc4.xml · nonDerivative · entry 3 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,122.57 F1 · kind: Reported option exercise and sale of underlying shares were executed under a sale plan adopted by reporting person on August 5, 2020, pursuant to Rule 10b5-1 under Securities Exchange Act of 1934. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 21:30 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | SaleCommon Stock, Par Value $1.00 | 4,930 | $184.23 | $908,253.90 |
DisclosureSEC source: 0001209191-20-057288 · doc4.xml · nonDerivative · entry 2 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,872.57 F1 · kind: Reported option exercise and sale of underlying shares were executed under a sale plan adopted by reporting person on August 5, 2020, pursuant to Rule 10b5-1 under Securities Exchange Act of 1934. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 21:30 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 20,000 | $77.54 | $1,550,800.00 |
DisclosureSEC source: 0001209191-20-057288 · doc4.xml · nonDerivative · entry 1 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,802.57 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reported option exercise and sale of underlying shares were executed under a sale plan adopted by reporting person on August 5, 2020, pursuant to Rule 10b5-1 under Securities Exchange Act of 1934. F2 · balance_after: Includes 84.45 shares acquired through Issuer's retirement plan and 10.76 shares acquired through Issuer's dividend reinvestment plan, in each case for quarters ended 4/3/2020, 7/3/2020 and 10/2/2020. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 22:01 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | GrantRestricted Stock Units · Derivative | 1,834 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015363 · doc4.xml · derivative · entry 3 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,834 Underlying: Common Stock, Par Value $1.00 · 1,834 shares Expires not disclosed F3 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 2/28/2023. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. F3 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 2/28/2023. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 22:01 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | GrantPerformance Stock Units · Derivative | 3,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015363 · doc4.xml · derivative · entry 2 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,667 Underlying: Common Stock, Par Value $1.00 · 3,667 shares Expires not disclosed F2 · derivative.exercise_date: Award of performance stock units subject to future vesting on 12/30/2022 in respect of 3-fiscal-year performance period that started 1/4/2020 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. F2 · derivative.expiration_date: Award of performance stock units subject to future vesting on 12/30/2022 in respect of 3-fiscal-year performance period that started 1/4/2020 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 22:01 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 10,511 | $0.00 Strike: $197.73 | $0.00 |
DisclosureSEC source: 0001209191-20-015363 · doc4.xml · derivative · entry 1 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,511 Underlying: Common Stock, Par Value $1.00 · 10,511 shares Expires 2030-02-28 F1 · derivative.exercise_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 3,504 on first anniversary of grant date, additional 3,504 on second anniversary of grant date and remaining 3,503 on third anniversary of grant date. F1 · derivative.expiration_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 3,504 on first anniversary of grant date, additional 3,504 on second anniversary of grant date and remaining 3,503 on third anniversary of grant date. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 22:09 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 16,820 | $0.00 Strike: $77.54 | $0.00 |
DisclosureSEC source: 0001209191-20-004711 · doc4.xml · derivative · entry 3 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock, Par Value $1.00 · 16,820 shares Expires 2025-08-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on September 11, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 22:09 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | SaleCommon Stock, Par Value $1.00 | 16,820 | $220.00 | $3,700,400.00 |
DisclosureSEC source: 0001209191-20-004711 · doc4.xml · nonDerivative · entry 2 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,707.36 F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on September 11, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 22:09 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 16,820 | $77.54 | $1,304,222.80 |
DisclosureSEC source: 0001209191-20-004711 · doc4.xml · nonDerivative · entry 1 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,527.36 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on September 11, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| January 06, 2020 Filed Jan 8, 2020 21:15 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $71.02 | $0.00 |
DisclosureSEC source: 0001209191-20-002507 · doc4.xml · derivative · entry 7 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 15,000 shares Expires 2024-08-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on September 11, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| January 06, 2020 Filed Jan 8, 2020 21:15 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | SaleCommon Stock, Par Value $1.00 | 200 | $213.72 | $42,744.00 |
DisclosureSEC source: 0001209191-20-002507 · doc4.xml · nonDerivative · entry 6 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,707.36 F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on September 11, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. F7 · price: Reflects weighted average sale price (prices actually received ranged from $213.62 to $213.81). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| January 06, 2020 Filed Jan 8, 2020 21:15 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | SaleCommon Stock, Par Value $1.00 | 500 | $212.80 | $106,400.00 |
DisclosureSEC source: 0001209191-20-002507 · doc4.xml · nonDerivative · entry 5 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,907.36 F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on September 11, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. F6 · price: Reflects weighted average sale price (prices actually received ranged from $212.59 to $213.10). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| January 06, 2020 Filed Jan 8, 2020 21:15 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | SaleCommon Stock, Par Value $1.00 | 1,000 | $212.11 | $212,110.00 |
DisclosureSEC source: 0001209191-20-002507 · doc4.xml · nonDerivative · entry 4 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,407.36 F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on September 11, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. F5 · price: Reflects weighted average sale price (prices actually received ranged from $211.54 to $212.22). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| January 06, 2020 Filed Jan 8, 2020 21:15 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | SaleCommon Stock, Par Value $1.00 | 6,848 | $210.58 | $1,442,051.84 |
DisclosureSEC source: 0001209191-20-002507 · doc4.xml · nonDerivative · entry 3 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,407.36 F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on September 11, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. F4 · price: Reflects weighted average sale price (prices actually received ranged from $210.22 to $211.18). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| January 06, 2020 Filed Jan 8, 2020 21:15 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | SaleCommon Stock, Par Value $1.00 | 6,452 | $209.90 | $1,354,274.80 |
DisclosureSEC source: 0001209191-20-002507 · doc4.xml · nonDerivative · entry 2 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,255.36 F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on September 11, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. F3 · price: Reflects weighted average sale price (prices actually received ranged from $209.21 to $210.20). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| January 06, 2020 Filed Jan 8, 2020 21:15 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 15,000 | $71.02 | $1,065,300.00 |
DisclosureSEC source: 0001209191-20-002507 · doc4.xml · nonDerivative · entry 1 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,707.36 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on September 11, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. F2 · balance_after: Includes 12.25 shares acquired through Issuer's retirement plan on 11/21/2019. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 17:01 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | GiftCommon Stock, Par Value $1.00 | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-062202 · doc4.xml · nonDerivative · entry 1 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,695.11 F1 · balance_after: Includes 2.99 shares acquired through Issuer's dividend reinvestment plan on 12/6/2019. Read SEC document |
| December 27, 2019 Filed Jan 8, 2020 21:12 UTC Amendment | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | GiftCommon Stock, Par Value $1.00 | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-002503 · doc4a.xml · nonDerivative · entry 1 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,695.11 F1 · balance_after: The original Form 4 filed on 12/31/2019 indicated that the 64,695.11 shares of common stock beneficially owned following the reported transaction included 2.99 shares acquired through Issuer's dividend reinvestment plan on 12/6/2019; however, the 64,695.11 shares also included 11.55 shares acquired through Issuer's retirement plan on 9/3/2019 and 2.72 shares acquired through Issuer's dividend reinvestment plan on 9/18/2019. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 21:30 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 15,800 | $0.00 Strike: $71.02 | $0.00 |
DisclosureSEC source: 0001209191-19-048929 · doc4.xml · derivative · entry 11 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock, Par Value $1.00 · 15,800 shares Expires 2024-08-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 21:30 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $56.97 | $0.00 |
DisclosureSEC source: 0001209191-19-048929 · doc4.xml · derivative · entry 10 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 40,000 shares Expires 2023-08-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 21:30 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 700 | $0.00 Strike: $47.71 | $0.00 |
DisclosureSEC source: 0001209191-19-048929 · doc4.xml · derivative · entry 9 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 700 shares Expires 2023-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 21:30 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | SaleCommon Stock, Par Value $1.00 | 9,524 | $214.45 | $2,042,421.80 |
DisclosureSEC source: 0001209191-19-048929 · doc4.xml · nonDerivative · entry 8 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,977.85 F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. F7 · price: Reflects weighted average sale price (prices actually received ranged from $214.07 to $215.00). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 21:30 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | SaleCommon Stock, Par Value $1.00 | 6,276 | $213.59 | $1,340,490.84 |
DisclosureSEC source: 0001209191-19-048929 · doc4.xml · nonDerivative · entry 7 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,501.85 F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. F6 · price: Reflects weighted average sale price (prices actually received ranged from $213.04 to $214.03). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 21:30 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 15,800 | $71.02 | $1,122,116.00 |
DisclosureSEC source: 0001209191-19-048929 · doc4.xml · nonDerivative · entry 6 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,777.85 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 21:30 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | SaleCommon Stock, Par Value $1.00 | 5,417 | $214.60 | $1,162,488.20 |
DisclosureSEC source: 0001209191-19-048929 · doc4.xml · nonDerivative · entry 5 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,977.85 F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. F5 · price: Reflects weighted average sale price (prices actually received ranged from $214.39 to $215.00). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 21:30 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | SaleCommon Stock, Par Value $1.00 | 20,479 | $213.85 | $4,379,434.15 |
DisclosureSEC source: 0001209191-19-048929 · doc4.xml · nonDerivative · entry 4 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,394.85 F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. F4 · price: Reflects weighted average sale price (prices actually received ranged from $213.39 to $214.37). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 21:30 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | SaleCommon Stock, Par Value $1.00 | 14,804 | $213.10 | $3,154,732.40 |
DisclosureSEC source: 0001209191-19-048929 · doc4.xml · nonDerivative · entry 3 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,873.85 F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. F3 · price: Reflects weighted average sale price (prices actually received ranged from $212.395 to $213.38). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 21:30 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 40,000 | $56.97 | $2,278,800.00 |
DisclosureSEC source: 0001209191-19-048929 · doc4.xml · nonDerivative · entry 2 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,677.85 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 21:30 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 700 | $47.71 | $33,397.00 |
DisclosureSEC source: 0001209191-19-048929 · doc4.xml · nonDerivative · entry 1 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,677.85 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. F2 · balance_after: Includes a reduction of 6.87 shares in the Harris Corporation 401(k) Retirement Plan ("Plan") due to rounding by the Plan's record keeper. Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 19:14 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Disposition to issuerPhantom Stock Units · Derivative | 1,144.43 | $209.32 | $239,552.09 |
DisclosureSEC source: 0001209191-19-045870 · doc4.xml · derivative · entry 1 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 1,144.43 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The phantom stock units were accrued under the Harris Corporation Supplemental Executive Retirement Plan (the "Plan") and were settled in cash pursuant to the terms of the Plan in connection with the Change in Control (as defined in the Plan) that occurred upon completion of the merger of Leopard Merger Sub Inc., a subsidiary of the Issuer ("Merger Sub"), with and into L3 Technologies, Inc. ("L3") on June 29, 2019 pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018, among L3, the Issuer and Merger Sub. Prior to cash settlement, the reporting person had the right to transfer the phantom stock units into alternative investment accounts. F2 · derivative.expiration_date: The phantom stock units were accrued under the Harris Corporation Supplemental Executive Retirement Plan (the "Plan") and were settled in cash pursuant to the terms of the Plan in connection with the Change in Control (as defined in the Plan) that occurred upon completion of the merger of Leopard Merger Sub Inc., a subsidiary of the Issuer ("Merger Sub"), with and into L3 Technologies, Inc. ("L3") on June 29, 2019 pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018, among L3, the Issuer and Merger Sub. Prior to cash settlement, the reporting person had the right to transfer the phantom stock units into alternative investment accounts. F2 · derivative.underlying_shares: The phantom stock units were accrued under the Harris Corporation Supplemental Executive Retirement Plan (the "Plan") and were settled in cash pursuant to the terms of the Plan in connection with the Change in Control (as defined in the Plan) that occurred upon completion of the merger of Leopard Merger Sub Inc., a subsidiary of the Issuer ("Merger Sub"), with and into L3 Technologies, Inc. ("L3") on June 29, 2019 pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018, among L3, the Issuer and Merger Sub. Prior to cash settlement, the reporting person had the right to transfer the phantom stock units into alternative investment accounts. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 21:01 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | GrantRestricted Stock Units · Derivative | 3,540 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-044609 · doc4.xml · derivative · entry 3 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,540 Underlying: Common Stock, Par Value 1.00 · 3,540 shares Expires not disclosed F3 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 8/1/2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. F3 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 8/1/2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 21:01 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | GrantPerformance Stock Units · Derivative | 2,417 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-044609 · doc4.xml · derivative · entry 2 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,417 Underlying: Common Stock, Par Value $1.00 · 2,417 shares Expires not disclosed F2 · derivative.exercise_date: Award of performance stock units subject to future vesting on 6/29/2022 and future adjustment, in each case, based on award payout formula that measures achievement by 12/31/2021 of a target level (with a minimum threshold) for full-year run rate gross synergies from the L3Harris Merger, with an upward or downward modifier for cumulative earnings per share performance relative to a target. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. F2 · derivative.expiration_date: Award of performance stock units subject to future vesting on 6/29/2022 and future adjustment, in each case, based on award payout formula that measures achievement by 12/31/2021 of a target level (with a minimum threshold) for full-year run rate gross synergies from the L3Harris Merger, with an upward or downward modifier for cumulative earnings per share performance relative to a target. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 21:01 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 26,030 | $0.00 Strike: $204.85 | $0.00 |
DisclosureSEC source: 0001209191-19-044609 · doc4.xml · derivative · entry 1 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,030 Underlying: Common Stock, Par Value $1.00 · 26,030 shares Expires 2029-08-01 F1 · derivative.exercise_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting on 6/29/2022 contingent on (1) continuing employment through that date (with certain exceptions) and (2) achievement by 12/31/2021 of a threshold level for full-year run rate gross synergies from the merger that established L3Harris Technologies, Inc. (the "L3Harris Merger"). F1 · derivative.expiration_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting on 6/29/2022 contingent on (1) continuing employment through that date (with certain exceptions) and (2) achievement by 12/31/2021 of a threshold level for full-year run rate gross synergies from the merger that established L3Harris Technologies, Inc. (the "L3Harris Merger"). Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:09 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionRestricted Stock Units · Derivative | 1,990 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040142 · doc4.xml · derivative · entry 18 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 1,990 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock. F10 · derivative.expiration_date: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:09 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionRestricted Stock Units · Derivative | 2,471 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040142 · doc4.xml · derivative · entry 17 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 2,471 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger. F8 · derivative.expiration_date: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:09 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionPerformance Stock Units · Derivative | 3,980 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040142 · doc4.xml · derivative · entry 16 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 3,980 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The 3,980 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock. F6 · derivative.expiration_date: The 3,980 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:09 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionPerformance Stock Units · Derivative | 4,941 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040142 · doc4.xml · derivative · entry 15 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 4,941 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The 4,941 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock. F4 · derivative.expiration_date: The 4,941 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:09 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionPerformance Stock Units · Derivative | 6,135 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040142 · doc4.xml · derivative · entry 14 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 6,135 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The 6,135 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019. F1 · derivative.expiration_date: The 6,135 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:09 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Tax withholdingCommon Stock, Par Value $1.00 | 784 | $189.13 | $148,277.92 |
DisclosureSEC source: 0001209191-19-040142 · doc4.xml · nonDerivative · entry 13 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,984.72 F9 · shares: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units. F11 · balance_after: Includes 116.14 shares acquired through the Harris Corporation 401(k) Retirement Plan from 9/6/18 through 5/16/19 and 12.87 shares acquired through the Harris Corporation Dividend Reinvestment Plan from 9/21/18 through 6/4/19. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:09 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 1,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040142 · doc4.xml · nonDerivative · entry 12 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,768.72 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · shares: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:09 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Tax withholdingCommon Stock, Par Value $1.00 | 947 | $189.13 | $179,106.11 |
DisclosureSEC source: 0001209191-19-040142 · doc4.xml · nonDerivative · entry 11 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,778.72 F9 · shares: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:09 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 2,471 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040142 · doc4.xml · nonDerivative · entry 10 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,725.72 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · shares: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:09 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Tax withholdingCommon Stock, Par Value $1.00 | 2,657 | $189.13 | $502,518.41 |
DisclosureSEC source: 0001209191-19-040142 · doc4.xml · nonDerivative · entry 9 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,254.72 F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:09 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | GrantCommon Stock, Par Value $1.00 | 2,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040142 · doc4.xml · nonDerivative · entry 8 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,911.72 F7 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 6 that vested based on the performance determination. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:09 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 3,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040142 · doc4.xml · nonDerivative · entry 7 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,141.72 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: The 3,980 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.