Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Phunware, Inc.PHUN · Entity 7291 | Director · Chief Executive Officer | July 12, 2024 | July 16, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Phunware, Inc.
Report date July 12, 2024 · Filed July 16, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,143 |
Reported balance
After 2024-07-12 transaction · row 1
1 source rowRow 1 · 2024-07-12 · Sale · Disposed 6,000 · Balance 19,143 F1: The shares disposed of were effectuated pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2024. F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $5.60 to $5.82. The Reporting Person undertakes to provide Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares disposed of were effectuated pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2024.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $5.60 to $5.82. The Reporting Person undertakes to provide Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 12, 2024 Filed Jul 16, 2024 00:00 UTC | Phunware, Inc. PHUN · Entity 7291 | SaleCommon Stock | 6,000 | $5.67 | $34,003.80 |
DisclosureSEC source: 0001493152-24-027903 · ownership.xml · nonDerivative · entry 1 Snavely Michael · CIK 0001994402 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,143 F1 · shares: The shares disposed of were effectuated pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2024. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $5.60 to $5.82. The Reporting Person undertakes to provide Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| June 13, 2024 Filed Jun 18, 2024 21:08 UTC | Phunware, Inc. PHUN · Entity 7291 | PurchaseCommon Stock | 3,814 | $5.88 | $22,426.32 |
DisclosureSEC source: 0001493152-24-024312 · ownership.xml · nonDerivative · entry 2 Snavely Michael · CIK 0001994402 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,143 F2 · price: Reflects the actual price per share transacted. Read SEC document |
| June 13, 2024 Filed Jun 18, 2024 21:08 UTC | Phunware, Inc. PHUN · Entity 7291 | SaleCommon Stock | 6,000 | $5.83 | $34,984.80 |
DisclosureSEC source: 0001493152-24-024312 · ownership.xml · nonDerivative · entry 1 Snavely Michael · CIK 0001994402 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,329 F1 · shares: The shares disposed of were effectuated pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2024. F2 · price: Reflects the actual price per share transacted. Read SEC document |
| June 10, 2024 Filed Jun 13, 2024 01:46 UTC | Phunware, Inc. PHUN · Entity 7291 | PurchaseCommon Stock | 1,186 | $5.50 | $6,523.00 |
DisclosureSEC source: 0001493152-24-023616 · ownership.xml · nonDerivative · entry 1 Snavely Michael · CIK 0001994402 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,329 F1 · price: The price reported in Table I, Box 4 above reflects the actual price per share paid by the Reporting Person for the shares acquired. Read SEC document |
| May 20, 2024 Filed May 24, 2024 16:54 UTC | Phunware, Inc. PHUN · Entity 7291 | PurchaseCommon Stock | 3,000 | $6.50 | $19,500.00 |
DisclosureSEC source: 0001628280-24-025129 · wk-form4_1716569658.xml · nonDerivative · entry 1 Snavely Michael · CIK 0001994402 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,143 F1 · price: The price reported in Table I, box 4 above reflects the actual per share sales price of the shares purchased. Read SEC document |
| March 14, 2024 Filed Mar 15, 2024 22:17 UTC | Phunware, Inc. PHUN · Entity 7291 | PurchaseCommon Stock | 2,500 | $9.04 | $22,600.00 |
DisclosureSEC source: 0001628280-24-011553 · wk-form4_1710541043.xml · nonDerivative · entry 3 Snavely Michael · CIK 0001994402 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,143 F4 · price: Reflects the price paid by the Reporting Person for the purchase of the Issuers shares. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 22:17 UTC | Phunware, Inc. PHUN · Entity 7291 | Tax withholdingCommon Stock | 2,810 | $9.89 | $27,790.90 |
DisclosureSEC source: 0001628280-24-011553 · wk-form4_1710541043.xml · nonDerivative · entry 2 Snavely Michael · CIK 0001994402 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,643 F2 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2023B Inducement Plan. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $9.77 to $10.03. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4. Read SEC document |
| January 17, 2024 Filed Jan 22, 2024 22:58 UTC | Phunware, Inc. PHUN · Entity 7291 | SaleCommon Stock | 273 | $0.16 | $43.76 |
DisclosureSEC source: 0001628280-24-001876 · wk-form4_1705964278.xml · nonDerivative · entry 2 Snavely Michael · CIK 0001994402 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,177,136 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $0.1601 to $0.1792. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4. Read SEC document |
| January 16, 2024 Filed Jan 22, 2024 22:58 UTC | Phunware, Inc. PHUN · Entity 7291 | Tax withholdingCommon Stock | 46,289 | $0.15 | $7,003.53 |
DisclosureSEC source: 0001628280-24-001876 · wk-form4_1705964278.xml · nonDerivative · entry 1 Snavely Michael · CIK 0001994402 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,177,409 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. F2 · price: The price reported in Table I, box 4 above reflects the actual per share sales price of the shares disposed. Read SEC document |
| December 01, 2023 Filed Dec 4, 2023 21:00 UTC | Phunware, Inc. PHUN · Entity 7291 | Tax withholdingCommon Stock | 83,903 | $0.12 | $9,808.26 |
DisclosureSEC source: 0001628280-23-040611 · wk-form4_1701723643.xml · nonDerivative · entry 1 Snavely Michael · CIK 0001994402 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,223,698 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $0.1167 to $0.1213. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4. Read SEC document |
| November 15, 2023 Filed Nov 22, 2023 22:01 UTC | Phunware, Inc. PHUN · Entity 7291 | Tax withholdingCommon Stock | 192,399 | $0.15 | $28,744.41 |
DisclosureSEC source: 0001628280-23-039891 · wk-form4_1700690461.xml · nonDerivative · entry 1 Snavely Michael · CIK 0001994402 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,307,601 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. F2 · price: The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $0.1493 to $0.1507. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. Read SEC document |
| November 10, 2023 Filed Nov 15, 2023 00:11 UTC | Phunware, Inc. PHUN · Entity 7291 | GrantCommon Stock | 900,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-039039 · wk-form4_1700007083.xml · nonDerivative · entry 2 Snavely Michael · CIK 0001994402 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,500,000 F2 · shares: On November 10, 2023, the compensation committee (the "Committee") of the Issuer's board of directors approved a grant to the reporting person in the number of RSUs in Table 1, Box 4 above, pursuant to the Issuer's 2018 Equity Incentive Plan (the "2018 Plan"). Each RSU represents a contingent right to receive one share of Phunware, Inc. common stock, in which 500,000 RSUs vested upon grant, 200,000 RSUs will vest on November 30, 2023 and 200,000 RSUs will vest on January 12, 2024. Vesting is subject to the reporting person's continued service on such vesting date. Notwithstanding the foregoing vesting schedule, the Committee, in its discretion, may accelerate the vesting of the balance, or some lesser portion of the balance, of the unvested RSUs at any time, subject to the terms of the 2018 Plan. Read SEC document |
| November 10, 2023 Filed Nov 15, 2023 00:11 UTC | Phunware, Inc. PHUN · Entity 7291 | GrantCommon Stock | 600,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-039039 · wk-form4_1700007083.xml · nonDerivative · entry 1 Snavely Michael · CIK 0001994402 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 600,000 F1 · shares: On November 10, 2023, the compensation committee (the "Committee") of the Issuer's board of directors approved a grant to the reporting person in the number of restricted stock units ("RSUs") in Table 1, Box 4 above, pursuant to the Issuer's 2023B Inducement Plan (the "Inducement Plan"). The formation of the Inducement Plan was also approved by the board of directors on November 10, 2023. The grant was in connection with an employment offer to the Reporting Person, effective September 12, 2023. Each RSU represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs will vest in full on February 23, 2024. Vesting is subject to the reporting person's continued service on such vesting date. Notwithstanding the foregoing vesting schedule, the Committee, in its discretion, may accelerate the vesting of the balance, or some lesser portion of the balance, of the unvested RSUs at any time, subject to the terms of the Inducement Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.