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person · Reporting owner

Wheatley Timothy Alan

Disclosed activity across 3 companies

Tapewire entity
88891
SEC CIK
0001699799

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Cano Health, Inc.CANO · Entity 89005DirectorJune 28, 2024July 08, 2024
GoHealth, Inc.GOCO · Entity 22896DirectorJuly 17, 2024July 18, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Cano Health, Inc.

Report date June 28, 2024 · Filed July 08, 2024

This filing explicitly reported no securities owned.

GoHealth, Inc.

Report date July 17, 2024 · Filed July 18, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect9,906 Reported balance After 2024-07-17 transaction · row 1
1 source row

Row 1 · 2024-07-17 · Grant · Acquired 9,906 · Balance 9,906

F1: Represents a grant of restricted stock units which vest in four substantially equal quarterly installments, with the first such quarterly installment vesting on October 17, 2024.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of restricted stock units which vest in four substantially equal quarterly installments, with the first such quarterly installment vesting on October 17, 2024.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HUMANA INC

Report date December 31, 2022 · Filed January 03, 2023

Section 16 reporting ended · disclosed 2023-01-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Humana CommonSEC Table I · non-derivativeDirect3,983 Reported balance Holding disclosure · report date 2022-12-31 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 3,983

Humana CommonSEC Table I · non-derivativeIndirectSee Footnote1,025 Reported balance Holding disclosure · report date 2022-12-31 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,025

F1: Shares held for the benefit of reporting person as of November 30, 2022 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $217.42 · Expires 2024-03-08Direct459 Reported balance Holding disclosure · report date 2022-12-31 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 459

F2: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 12,998 options vesting in three annual increments, and 7,499 options fully vest three years from the date of grant.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $268.47 · Expires 2025-02-19Direct372 Reported balance Holding disclosure · report date 2022-12-31 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 372

F3: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three increments from 02/19/2019 to 02/19/2021.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $307.97 · Expires 2026-02-25Direct324 Reported balance Holding disclosure · report date 2022-12-31 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 324

F4: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 2/25/20 to 2/25/22.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $350.79 · Expires 2027-02-24Direct2,865 Reported balance Holding disclosure · report date 2022-12-31 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 2,865

F5: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $376.61 · Expires 2028-02-22Direct4,524 Reported balance Holding disclosure · report date 2022-12-31 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 4,524

F6: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $425.06 · Expires 2029-02-21Direct5,370 Reported balance Holding disclosure · report date 2022-12-31 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 5,370

F7: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect550 Reported balance Holding disclosure · report date 2022-12-31 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 550

F8: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect988 Reported balance Holding disclosure · report date 2022-12-31 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 988

F8: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F10: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

Phantom Stock UnitsSEC Table II · derivative / convertible securityIndirectSee Footnote162 Reported balance Holding disclosure · report date 2022-12-31 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 162

F11: Phantom Stock Units held for the benefit of reporting person as of November 30, 2022 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

Filing footnotes · ownership attribution and instrument terms

F1: Shares held for the benefit of reporting person as of November 30, 2022 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).

F2: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 12,998 options vesting in three annual increments, and 7,499 options fully vest three years from the date of grant.

F3: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three increments from 02/19/2019 to 02/19/2021.

F4: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 2/25/20 to 2/25/22.

F5: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.

F6: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

F7: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.

F8: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

F10: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

F11: Phantom Stock Units held for the benefit of reporting person as of November 30, 2022 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2018 Filed Dec 18, 2018 21:11 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 238 $304.05 $72,362.71
Disclosure

SEC source: 0000049071-18-000149 · edgar.xml · nonDerivative · entry 6

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,700

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:11 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 511 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000149 · edgar.xml · nonDerivative · entry 5

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:11 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 464 $304.05 $141,076.88
Disclosure

SEC source: 0000049071-18-000149 · edgar.xml · nonDerivative · entry 4

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,427

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:11 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 996 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000149 · edgar.xml · nonDerivative · entry 3

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:11 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 405 $304.05 $123,138.23
Disclosure

SEC source: 0000049071-18-000149 · edgar.xml · nonDerivative · entry 2

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,895

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:11 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 870 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000149 · edgar.xml · nonDerivative · entry 1

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 19, 2018 Filed Jun 21, 2018 17:53 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionOptions · Derivative 4,332 $0.00 Strike: $217.42 $0.00
Disclosure

SEC source: 0000049071-18-000089 · edgar.xml · derivative · entry 8

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,165

Underlying: Humana Common · 4,332 shares

Expires 2024-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 12,998 options vesting in three annual increments, and 7,499 options fully vest three years from the date of grant.

F4 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 12,998 options vesting in three annual increments, and 7,499 options fully vest three years from the date of grant.

Read SEC document
June 19, 2018 Filed Jun 21, 2018 17:53 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionOptions · Derivative 8,136 $0.00 Strike: $164.65 $0.00
Disclosure

SEC source: 0000049071-18-000089 · edgar.xml · derivative · entry 6

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 8,136 shares

Expires 2022-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/24/2015, vesting in three increments from 02/24/2016 to 02/24/2018.

F2 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/24/2015, vesting in three increments from 02/24/2016 to 02/24/2018.

Read SEC document
June 19, 2018 Filed Jun 21, 2018 17:53 UTC HUMANA INC HUM · Entity 1429 SaleHumana Common 11,468 $299.40 $3,433,472.18
Disclosure

SEC source: 0000049071-18-000089 · edgar.xml · nonDerivative · entry 4

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,430

F13 · price: Shares sold at prices ranging from $299.30 to $299.47. Price reported is weighted average sales price.

Read SEC document
June 19, 2018 Filed Jun 21, 2018 17:53 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 3,873 $217.42 $842,048.30
Disclosure

SEC source: 0000049071-18-000089 · edgar.xml · nonDerivative · entry 3

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 19, 2018 Filed Jun 21, 2018 17:53 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 8,136 $164.65 $1,339,551.72
Disclosure

SEC source: 0000049071-18-000089 · edgar.xml · nonDerivative · entry 2

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 19, 2018 Filed Jun 21, 2018 17:53 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 459 $217.42 $99,793.49
Disclosure

SEC source: 0000049071-18-000089 · edgar.xml · nonDerivative · entry 1

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 18:09 UTC HUMANA INC HUM · Entity 1429 OtherPhantom Stock Units · Derivative 7 $270.81 $1,895.67
Disclosure

SEC source: 0000049071-18-000056 · edgar.xml · derivative · entry 12

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 116

Underlying: Humana Common · 7 shares

Expires not disclosed

F12 · security: Phantom Stock Units held for the benefit of reporting person as of March 21, 2018 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F12 · derivative.exercise_price: Phantom Stock Units held for the benefit of reporting person as of March 21, 2018 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F12 · derivative.exercise_date: Phantom Stock Units held for the benefit of reporting person as of March 21, 2018 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F12 · derivative.expiration_date: Phantom Stock Units held for the benefit of reporting person as of March 21, 2018 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F12 · ownership.nature: Phantom Stock Units held for the benefit of reporting person as of March 21, 2018 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:22 UTC HUMANA INC HUM · Entity 1429 GrantRestricted Stock Units · Derivative 323 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000051 · edgar.xml · derivative · entry 11

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323

Underlying: Humana Common · 323 shares

Expires not disclosed

F7 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F11 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/1/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

F11 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/1/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:22 UTC HUMANA INC HUM · Entity 1429 GrantOptions · Derivative 1,391 $0.00 Strike: $271.14 $0.00
Disclosure

SEC source: 0000049071-18-000051 · edgar.xml · derivative · entry 7

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,391

Underlying: Humana Common · 1,391 shares

Expires 2025-03-01

F6 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 03/1/2018, vesting in three increments from 3/1/19 to 3/1/21.

F6 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 03/1/2018, vesting in three increments from 3/1/19 to 3/1/21.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 23:33 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 836 $269.31 $225,143.16
Disclosure

SEC source: 0000049071-18-000040 · edgar.xml · nonDerivative · entry 2

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,430

Read SEC document
February 24, 2018 Filed Feb 27, 2018 23:33 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 2,539 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000040 · edgar.xml · nonDerivative · entry 1

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · shares: Includes Performance Stock Units that vested on 2/24/18.

Read SEC document
February 19, 2018 Filed Feb 21, 2018 19:59 UTC HUMANA INC HUM · Entity 1429 GrantRestricted Stock Units · Derivative 1,536 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000026 · edgar.xml · derivative · entry 9

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,536

Underlying: Humana Common · 1,536 shares

Expires not disclosed

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

F9 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

Read SEC document
February 19, 2018 Filed Feb 21, 2018 19:59 UTC HUMANA INC HUM · Entity 1429 GrantOptions · Derivative 6,623 $0.00 Strike: $268.47 $0.00
Disclosure

SEC source: 0000049071-18-000026 · edgar.xml · derivative · entry 6

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,623

Underlying: Humana Common · 6,623 shares

Expires 2025-02-19

F5 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three increments from 02/19/2019 to 02/19/2021.

F5 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three increments from 02/19/2019 to 02/19/2021.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 17:15 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 996 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049071-17-000186 · edgar.xml · derivative · entry 8

Wheatley Timothy Alan · CIK 0001699799 · President, Retail Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,717

Underlying: Humana Common · 996 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/17, 2,989 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,724 shares fully vest three years from the date of grant.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/17, 2,989 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,724 shares fully vest three years from the date of grant.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 17:15 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 869 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049071-17-000186 · edgar.xml · derivative · entry 7

Wheatley Timothy Alan · CIK 0001699799 · President, Retail Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 870

Underlying: Humana Common · 1,739 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/2017 and 12/15/2018.

F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/2017 and 12/15/2018.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 17:15 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 936 $253.62 $237,388.32
Disclosure

SEC source: 0000049071-17-000186 · edgar.xml · nonDerivative · entry 2

Wheatley Timothy Alan · CIK 0001699799 · President, Retail Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,727

Read SEC document
December 15, 2017 Filed Dec 19, 2017 17:15 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 1,865 $0.00 $0.00
Disclosure

SEC source: 0000049071-17-000186 · edgar.xml · nonDerivative · entry 1

Wheatley Timothy Alan · CIK 0001699799 · President, Retail Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 26, 2017 Filed Aug 29, 2017 13:37 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 1,602 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049071-17-000158 · edgar.xml · derivative · entry 7

Wheatley Timothy Alan · CIK 0001699799 · President, Retail Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 1,602 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 08/26/14, 100% vested on 08/26/2017.

F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 08/26/14, 100% vested on 08/26/2017.

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August 26, 2017 Filed Aug 29, 2017 13:37 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 804 $253.23 $203,592.90
Disclosure

SEC source: 0000049071-17-000158 · edgar.xml · nonDerivative · entry 2

Wheatley Timothy Alan · CIK 0001699799 · President, Retail Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 798

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August 26, 2017 Filed Aug 29, 2017 13:37 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 1,602 $0.00 $0.00
Disclosure

SEC source: 0000049071-17-000158 · edgar.xml · nonDerivative · entry 1

Wheatley Timothy Alan · CIK 0001699799 · President, Retail Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 21, 2017 Filed Mar 23, 2017 20:39 UTC HUMANA INC HUM · Entity 1429 OtherPhantom Stock Units · Derivative 3 $213.55 $640.65
Disclosure

SEC source: 0000049071-17-000086 · edgar.xml · derivative · entry 9

Wheatley Timothy Alan · CIK 0001699799 · President, Retail Segment

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 108

Underlying: Humana Common · 3 shares

Expires not disclosed

F9 · security: Phantom Stock Units held for the benefit of reporting person as of March 21, 2017 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F9 · derivative.exercise_price: Phantom Stock Units held for the benefit of reporting person as of March 21, 2017 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F9 · derivative.exercise_date: Phantom Stock Units held for the benefit of reporting person as of March 21, 2017 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F9 · derivative.expiration_date: Phantom Stock Units held for the benefit of reporting person as of March 21, 2017 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F9 · ownership.nature: Phantom Stock Units held for the benefit of reporting person as of March 21, 2017 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

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March 08, 2017 Filed Mar 10, 2017 21:47 UTC HUMANA INC HUM · Entity 1429 GrantRestricted Stock Units · Derivative 4,713 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049071-17-000068 · edgar.xml · derivative · entry 8

Wheatley Timothy Alan · CIK 0001699799 · President, Retail Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,713

Underlying: Humana Common · 4,713 shares

Expires not disclosed

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/17, 2,989 shares vesting in three annual increments, and 1,724 shares fully vest three years from the date of grant.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/17, 2,989 shares vesting in three annual increments, and 1,724 shares fully vest three years from the date of grant.

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March 08, 2017 Filed Mar 10, 2017 21:47 UTC HUMANA INC HUM · Entity 1429 GrantOptions · Derivative 20,497 $0.00 Strike: $217.42 $0.00
Disclosure

SEC source: 0000049071-17-000068 · edgar.xml · derivative · entry 5

Wheatley Timothy Alan · CIK 0001699799 · President, Retail Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,497

Underlying: Humana Common · 20,497 shares

Expires 2024-03-08

F4 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 12,998 options vesting in three annual increments, and 7,499 options fully vest three years from the date of grant.

F4 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 12,998 options vesting in three annual increments, and 7,499 options fully vest three years from the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.