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Haines Lisa K.

Disclosed activity across 1 company

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88836
SEC CIK
0001753277

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Bank7 Corp.BSVN · Entity 5480EVP; Chief Marketing Officer · 10% ownerJuly 18, 2024July 22, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Bank7 Corp.

Report date July 18, 2024 · Filed July 22, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stock, par value $0.01 per shareSEC Table I · non-derivativeDirect3,876 Last balance in matching sequence After 2024-07-18 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rows

Row 1 · 2024-07-18 · Exercise / conversion · Acquired 5,000 · Balance 8,876

F2: Includes 2,250 restricted stock units. The original grant of 3,000 restricted stock units vests in four equal installments on February 15, 2024, 2025, 2026, and 2027.

F3: Includes 625 restricted stock units. The original grant of 1,250 restricted stock units vests in four equal installments on December 17, 2022, 2023, 2024, and 2025.

Row 2 · 2024-07-18 · Exercise / conversion · Acquired 1,750 · Balance 10,626

F2: Includes 2,250 restricted stock units. The original grant of 3,000 restricted stock units vests in four equal installments on February 15, 2024, 2025, 2026, and 2027.

F3: Includes 625 restricted stock units. The original grant of 1,250 restricted stock units vests in four equal installments on December 17, 2022, 2023, 2024, and 2025.

Row 3 · 2024-07-18 · Exercise / conversion · Acquired 1,312 · Balance 11,938

F2: Includes 2,250 restricted stock units. The original grant of 3,000 restricted stock units vests in four equal installments on February 15, 2024, 2025, 2026, and 2027.

F3: Includes 625 restricted stock units. The original grant of 1,250 restricted stock units vests in four equal installments on December 17, 2022, 2023, 2024, and 2025.

Row 4 · 2024-07-18 · Sale · Disposed 8,062 · Balance 3,876

F1: The price reported is a weighted average. The shares were sold in multiple transactions at prices ranging from $36.25 to $36.43. Upon request, the reporting person will provide the SEC, the company, or any stockholder full information regarding the number of shares sold at each price in the range.

F2: Includes 2,250 restricted stock units. The original grant of 3,000 restricted stock units vests in four equal installments on February 15, 2024, 2025, 2026, and 2027.

F3: Includes 625 restricted stock units. The original grant of 1,250 restricted stock units vests in four equal installments on December 17, 2022, 2023, 2024, and 2025.

Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $19.00 · Expires 2028-09-19Direct0 Reported balance After 2024-07-18 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2024-07-18 · Exercise / conversion · Disposed 5,000 · Balance 0

F6: Represents a grant of 5,000 employee stock options that vested in for equal installments on September 20, 2019, 2020, 2021, and 2022.

Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $18.49 · Expires 2030-01-06Direct0 Reported balance After 2024-07-18 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2024-07-18 · Exercise / conversion · Disposed 1,750 · Balance 0

F7: Represents a grant of 1,750 employee stock options that vested in four equal installments on January 6, 2021, 2022, 2023, and 2024.

Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $14.31 · Expires 2031-01-04Direct438 Reported balance After 2024-07-18 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2024-07-18 · Exercise / conversion · Disposed 1,312 · Balance 438

F8: Represents a grant of 1,750 employee stock options that vest in four equal installments on January 4, 2022, 2023, 2024, and 2025.

Common stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectBy Trust1,430,864 Reported balance Holding disclosure · report date 2024-07-18 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 1,430,864

F4: Lisa K. Haines is a beneficiary of the Lisa K. Haines Financial Services Trust (the "Trust") and therefore has a pecuniary interest in the shares held by the Trust.

Common stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectBy Trust2,334.996 Reported balance Holding disclosure · report date 2024-07-18 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 2,334.996

F5: Lisa K. Haines is the co-trustee of the 1999 Lisa K. Haines Trust (the "Trust") and has voting and dispositive power over the shares held by the Trust.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported is a weighted average. The shares were sold in multiple transactions at prices ranging from $36.25 to $36.43. Upon request, the reporting person will provide the SEC, the company, or any stockholder full information regarding the number of shares sold at each price in the range.

F2: Includes 2,250 restricted stock units. The original grant of 3,000 restricted stock units vests in four equal installments on February 15, 2024, 2025, 2026, and 2027.

F3: Includes 625 restricted stock units. The original grant of 1,250 restricted stock units vests in four equal installments on December 17, 2022, 2023, 2024, and 2025.

F4: Lisa K. Haines is a beneficiary of the Lisa K. Haines Financial Services Trust (the "Trust") and therefore has a pecuniary interest in the shares held by the Trust.

F5: Lisa K. Haines is the co-trustee of the 1999 Lisa K. Haines Trust (the "Trust") and has voting and dispositive power over the shares held by the Trust.

F6: Represents a grant of 5,000 employee stock options that vested in for equal installments on September 20, 2019, 2020, 2021, and 2022.

F7: Represents a grant of 1,750 employee stock options that vested in four equal installments on January 6, 2021, 2022, 2023, and 2024.

F8: Represents a grant of 1,750 employee stock options that vest in four equal installments on January 4, 2022, 2023, 2024, and 2025.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 18, 2024 Filed Jul 22, 2024 20:44 UTC Bank7 Corp. BSVN · Entity 5480 Exercise / conversionEmployee Stock Options · Derivative 1,312 $0.00 Strike: $14.31 $0.00
Disclosure

SEC source: 0001746129-24-000070 · form4.xml · derivative · entry 9

Haines Lisa K. · CIK 0001753277 · EVP; Chief Marketing Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 438

Underlying: Common Stock · 1,312 shares

Expires 2031-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Represents a grant of 1,750 employee stock options that vest in four equal installments on January 4, 2022, 2023, 2024, and 2025.

Read SEC document
July 18, 2024 Filed Jul 22, 2024 20:44 UTC Bank7 Corp. BSVN · Entity 5480 Exercise / conversionEmployee Stock Options · Derivative 1,750 $0.00 Strike: $18.49 $0.00
Disclosure

SEC source: 0001746129-24-000070 · form4.xml · derivative · entry 8

Haines Lisa K. · CIK 0001753277 · EVP; Chief Marketing Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,750 shares

Expires 2030-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Represents a grant of 1,750 employee stock options that vested in four equal installments on January 6, 2021, 2022, 2023, and 2024.

Read SEC document
July 18, 2024 Filed Jul 22, 2024 20:44 UTC Bank7 Corp. BSVN · Entity 5480 Exercise / conversionEmployee Stock Options · Derivative 5,000 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001746129-24-000070 · form4.xml · derivative · entry 7

Haines Lisa K. · CIK 0001753277 · EVP; Chief Marketing Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2028-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Represents a grant of 5,000 employee stock options that vested in for equal installments on September 20, 2019, 2020, 2021, and 2022.

Read SEC document
July 18, 2024 Filed Jul 22, 2024 20:44 UTC Bank7 Corp. BSVN · Entity 5480 SaleCommon stock, par value $0.01 per share 8,062 $36.29 $292,569.17
Disclosure

SEC source: 0001746129-24-000070 · form4.xml · nonDerivative · entry 4

Haines Lisa K. · CIK 0001753277 · EVP; Chief Marketing Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,876

F1 · price: The price reported is a weighted average. The shares were sold in multiple transactions at prices ranging from $36.25 to $36.43. Upon request, the reporting person will provide the SEC, the company, or any stockholder full information regarding the number of shares sold at each price in the range.

F2 · balance_after: Includes 2,250 restricted stock units. The original grant of 3,000 restricted stock units vests in four equal installments on February 15, 2024, 2025, 2026, and 2027.

F3 · balance_after: Includes 625 restricted stock units. The original grant of 1,250 restricted stock units vests in four equal installments on December 17, 2022, 2023, 2024, and 2025.

Read SEC document
July 18, 2024 Filed Jul 22, 2024 20:44 UTC Bank7 Corp. BSVN · Entity 5480 Exercise / conversionCommon stock, par value $0.01 per share 1,312 $14.31 $18,774.72
Disclosure

SEC source: 0001746129-24-000070 · form4.xml · nonDerivative · entry 3

Haines Lisa K. · CIK 0001753277 · EVP; Chief Marketing Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Includes 2,250 restricted stock units. The original grant of 3,000 restricted stock units vests in four equal installments on February 15, 2024, 2025, 2026, and 2027.

F3 · balance_after: Includes 625 restricted stock units. The original grant of 1,250 restricted stock units vests in four equal installments on December 17, 2022, 2023, 2024, and 2025.

Read SEC document
July 18, 2024 Filed Jul 22, 2024 20:44 UTC Bank7 Corp. BSVN · Entity 5480 Exercise / conversionCommon stock, par value $0.01 per share 1,750 $18.49 $32,357.50
Disclosure

SEC source: 0001746129-24-000070 · form4.xml · nonDerivative · entry 2

Haines Lisa K. · CIK 0001753277 · EVP; Chief Marketing Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Includes 2,250 restricted stock units. The original grant of 3,000 restricted stock units vests in four equal installments on February 15, 2024, 2025, 2026, and 2027.

F3 · balance_after: Includes 625 restricted stock units. The original grant of 1,250 restricted stock units vests in four equal installments on December 17, 2022, 2023, 2024, and 2025.

Read SEC document
July 18, 2024 Filed Jul 22, 2024 20:44 UTC Bank7 Corp. BSVN · Entity 5480 Exercise / conversionCommon stock, par value $0.01 per share 5,000 $19.00 $95,000.00
Disclosure

SEC source: 0001746129-24-000070 · form4.xml · nonDerivative · entry 1

Haines Lisa K. · CIK 0001753277 · EVP; Chief Marketing Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Includes 2,250 restricted stock units. The original grant of 3,000 restricted stock units vests in four equal installments on February 15, 2024, 2025, 2026, and 2027.

F3 · balance_after: Includes 625 restricted stock units. The original grant of 1,250 restricted stock units vests in four equal installments on December 17, 2022, 2023, 2024, and 2025.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:22 UTC Bank7 Corp. BSVN · Entity 5480 Tax withholdingCommon stock, par value $0.01 per share 222 $27.69 $6,147.18
Disclosure

SEC source: 0001746129-24-000042 · form4.xml · nonDerivative · entry 1

Haines Lisa K. · CIK 0001753277 · EVP; Chief Marketing Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,876

F1 · balance_after: Includes 2,250 restricted stock units. The original grant of 3,000 restricted stock units vests in four equal installments on February 15, 2024, 2025, 2026, and 2027.

F2 · balance_after: Includes 625 restricted stock units. The original grant of 1,250 restricted stock units vests in four equal installments on December 17, 2022, 2023, 2024, and 2025.

Read SEC document
December 17, 2023 Filed Dec 19, 2023 21:05 UTC Bank7 Corp. BSVN · Entity 5480 Tax withholdingCommon stock, par value $0.01 per share 76 $28.22 $2,144.72
Disclosure

SEC source: 0001746129-23-000038 · form4.xml · nonDerivative · entry 1

Haines Lisa K. · CIK 0001753277 · EVP; Chief Marketing Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,098

F1 · balance_after: Includes 3,000 restricted stock units that vest in four equal installments on February 15, 2024, 2025, 2026, and 2027.

F2 · balance_after: Includes 625 restricted units. The original grant of 1,250 restricted stock units vests in four equal installments on December 17, 2022, 2023, 2024, and 2025.

Read SEC document
March 13, 2023 Filed Mar 13, 2023 20:17 UTC Bank7 Corp. BSVN · Entity 5480 PurchaseCommon stock, par value $0.01 per share 1,000 $23.36 $23,355.00
Disclosure

SEC source: 0001567619-23-004926 · doc1.xml · nonDerivative · entry 1

Haines Lisa K. · CIK 0001753277 · EVP; Chief Marketing Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,334.996

F1 · ownership.direct: Lisa K. Haines is the co-trustee of the 1999 Lisa K. Haines Trust (the "Trust") and has voting and dispositive power over the shares held by the Trust.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:25 UTC Bank7 Corp. BSVN · Entity 5480 GrantCommon stock, par value $0.01 per share 3,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-003280 · doc1.xml · nonDerivative · entry 1

Haines Lisa K. · CIK 0001753277 · EVP; Chief Marketing Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,174

F1 · balance_after: Includes 3,000 restricted stock units that vest in four equal installments on February 15, 2024, 2025, 2026, and 2027.

F2 · balance_after: Includes 937 restricted stock units. The original grant of 1,250 restricted stock units vests in four equal installments on December 17, 2022, 2023, 2024, and 2025.

Read SEC document
December 17, 2022 Filed Dec 19, 2022 21:06 UTC Bank7 Corp. BSVN · Entity 5480 Tax withholdingCommon stock, par value $0.01 per share 76 $26.00 $1,976.00
Disclosure

SEC source: 0001567619-22-021781 · doc1.xml · nonDerivative · entry 1

Haines Lisa K. · CIK 0001753277 · EVP; Chief Marketing Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,174

F1 · balance_after: Includes 937 restricted stock units. The original grant of 1,250 restricted stock units vests in four equal installments on December 17, 2022, 2023, 2024, and 2025.

Read SEC document
December 17, 2021 Filed Dec 20, 2021 20:27 UTC Bank7 Corp. BSVN · Entity 5480 GrantCommon stock, par value $0.01 per share 1,250 $0.00 $0.00
Disclosure

SEC source: 0001746129-21-000077 · form4.xml · nonDerivative · entry 1

Haines Lisa K. · CIK 0001753277 · EVP; Chief Marketing Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

F1 · balance_after: Includes 1,250 restricted stock units that vest in four equal installments on December 17, 2022, 2023, 2024, and 2025.

Read SEC document
January 07, 2021 Filed Feb 12, 2021 16:30 UTC Bank7 Corp. BSVN · Entity 5480 PurchaseCommon stock, par value $0.01 per share 10.209 $14.27 $145.68
Disclosure

SEC source: 0001746129-21-000042 · form4.xml · nonDerivative · entry 3

Haines Lisa K. · CIK 0001753277 · EVP; Chief Marketing Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,334.96

F1 · ownership.nature: Lisa K. Haines is the co-trustee of the 1999 Lisa K. Haines Trust (the "Trust") and has voting and dispositive power over the shares held by the Trust.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 14:20 UTC Bank7 Corp. BSVN · Entity 5480 GrantEmployee stock options · Derivative 1,750 $0.00 Strike: $14.39 $0.00
Disclosure

SEC source: 0001746129-21-000008 · form4.xml · derivative · entry 1

Haines Lisa K. · CIK 0001753277 · EVP; Chief Marketing Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750

Underlying: Common stock, par value $0.01 per share · 1,750 shares

Expires 2031-01-04

F1 · derivative.exercise_date: Represents a grant of employee stock options, which will vest in four equal installments on January 4, 2022, 2023, 2024, and 2025.

Read SEC document
October 14, 2020 Filed Feb 12, 2021 16:30 UTC Bank7 Corp. BSVN · Entity 5480 PurchaseCommon stock, par value $0.01 per share 12.557 $10.45 $131.22
Disclosure

SEC source: 0001746129-21-000042 · form4.xml · nonDerivative · entry 2

Haines Lisa K. · CIK 0001753277 · EVP; Chief Marketing Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,324.787

F1 · ownership.nature: Lisa K. Haines is the co-trustee of the 1999 Lisa K. Haines Trust (the "Trust") and has voting and dispositive power over the shares held by the Trust.

Read SEC document
July 09, 2020 Filed Feb 12, 2021 16:30 UTC Bank7 Corp. BSVN · Entity 5480 PurchaseCommon stock, par value $0.01 per share 12.23 $10.63 $130.00
Disclosure

SEC source: 0001746129-21-000042 · form4.xml · nonDerivative · entry 1

Haines Lisa K. · CIK 0001753277 · EVP; Chief Marketing Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,312.23

F1 · ownership.nature: Lisa K. Haines is the co-trustee of the 1999 Lisa K. Haines Trust (the "Trust") and has voting and dispositive power over the shares held by the Trust.

Read SEC document
May 05, 2020 Filed May 7, 2020 13:18 UTC Bank7 Corp. BSVN · Entity 5480 PurchaseCommon stock, par value $0.01 per share 1,300 $10.75 $13,975.00
Disclosure

SEC source: 0001746129-20-000046 · form4.xml · nonDerivative · entry 1

Haines Lisa K. · CIK 0001753277 · EVP; Chief Marketing Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,300

F1 · ownership.nature: Lisa K. Haines is the co-trustee of the 1999 Lisa K. Haines Trust (the "Trust") and has voting and dispositive power over the shares held by the Trust.

Read SEC document
January 06, 2020 Filed Jan 8, 2020 19:32 UTC Bank7 Corp. BSVN · Entity 5480 GrantEmployee stock option · Derivative 1,750 $0.00 Strike: $18.49 $0.00
Disclosure

SEC source: 0001746129-20-000017 · form4.xml · derivative · entry 1

Haines Lisa K. · CIK 0001753277 · EVP; Chief Marketing Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750

Underlying: Common stock, par value $0.01 per share · 1,750 shares

Expires 2030-01-06

F1 · derivative.exercise_date: Represents grant of employee stock options, which will vest in four equal installments on January 6, 2021, 2022, 2023, and 2024.

Read SEC document
September 05, 2019 Filed Sep 9, 2019 15:48 UTC Bank7 Corp. BSVN · Entity 5480 OtherCommon Stock, par value $0.01 per share 164,686 $0.00 $0.00
Disclosure

SEC source: 0001746129-19-000031 · form4.xml · nonDerivative · entry 1

Haines Lisa K. · CIK 0001753277 · EVP; Chief Marketing Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,430,864

F1 · kind: The Lisa K. Haines Financial Services Trust transferred shares to Bank7 Corp. as a capital contribution.

F2 · ownership.nature: Ms. Haines is a beneficiary of the Lisa K. Haines Financial Services Trust (the "Trust") and therefore has a pecuniary interest in the shares held by the Trust.

Read SEC document
October 17, 2018 Filed Oct 19, 2018 20:57 UTC Bank7 Corp. BSVN · Entity 5480 SaleCommon Stock, par value $0.01 per share 92,600 $17.77 $1,645,502.00
Disclosure

SEC source: 0001746129-18-000022 · primary_doc.xml · nonDerivative · entry 1

Haines Lisa K. · CIK 0001753277 · EVP, CMO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,595,550

F1 · shares: Represents shares of Common Stock sold to the underwriters in the initial public offering (the "IPO") of the Issuer pursuant to the underwriters' option to purchase additional shares to cover over-allotments. The over-allotment closed on October 17, 2018. The price per share received by the reporting person is equal to the public offering price of $19.00 less the underwriting discount (rounded to the nearest cent).

F2 · ownership.nature: Lisa K. Haines is the co-trustee of the Lisa K. Haines Financial Services Trust and has voting and dispositive power over the shares held by the Lisa K. Haines Financial Services Trust.

Read SEC document
September 24, 2018 Filed Sep 26, 2018 21:02 UTC Bank7 Corp. BSVN · Entity 5480 GrantEmployee Stock Options · Derivative 5,000 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001746129-18-000020 · primary_doc.xml · derivative · entry 2

Haines Lisa K. · CIK 0001753277 · EVP, CMO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, par value $0.01 per share · 5,000 shares

Expires 2028-09-19

F3 · derivative.exercise_date: Represents grant of Employee Stock Options, which will vest in four equal installments on September 19, 2019, 2020, 2021 and 2022.

Read SEC document
September 24, 2018 Filed Sep 26, 2018 21:02 UTC Bank7 Corp. BSVN · Entity 5480 SaleCommon Stock, par value $0.01 per share 124,350 $19.00 $2,362,650.00
Disclosure

SEC source: 0001746129-18-000020 · primary_doc.xml · nonDerivative · entry 1

Haines Lisa K. · CIK 0001753277 · EVP, CMO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,688,150

F1 · shares: Represents shares of Common Stock sold to the underwriters in the initial public offering (the "IPO") of the Issuer, which closed on September 24, 2018. The price per share received by the reporting person is equal to the public offering price of $19.00 less the underwriting discount.

F2 · ownership.nature: Lisa K. Haines is the co-trustee of the Lisa K. Haines Financial Services Trust and has voting and dispositive power over the shares held by the Lisa K. Haines Financial Services Trust.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.