person · Reporting owner
Burke Kenneth Michael
Disclosed activity across 5 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EQGP Holdings, LPEQGP · Entity 159833 | Director | November 23, 2018 | November 27, 2018 |
| EQT CorpEQT · Entity 3112 | Director | August 09, 2018 | August 13, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EQGP Holdings, LP
Report date November 23, 2018 · Filed November 27, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Compensation - Phantom UnitsSEC Table II · derivative / convertible security | Direct | 1,101 |
Reported balance
After 2018-11-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-11-23 · Grant · Acquired 21 · Balance 1,101 F1: Represents distribution equivalent rights earned under the EQT GP Services, LLC 2015 Long-Term Incentive Plan as part of a prior award of Phantom Units F2: Each Phantom Unit is the economic equivalent of one Common Unit. F3: Award represents compensation that is deferred until retirement. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents distribution equivalent rights earned under the EQT GP Services, LLC 2015 Long-Term Incentive Plan as part of a prior award of Phantom Units
F2: Each Phantom Unit is the economic equivalent of one Common Unit.
F3: Award represents compensation that is deferred until retirement.
EQT Corp
Report date August 09, 2018 · Filed August 13, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,000 |
Reported balance
After 2018-08-09 transaction · row 1
1 source rowRow 1 · 2018-08-09 · Purchase · Acquired 5,000 · Balance 5,000 |
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
EQM Midstream Partners, LP
Report date June 17, 2020 · Filed June 17, 2020
Section 16 reporting ended · disclosed 2020-06-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Compensation - Phantom UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-06-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-06-17 · Disposition to issuer · Disposed 6,377 · Balance 0 F1: Each Phantom Unit is the economic equivalent of one Common Unit (as defined below). F2: Pursuant to that certain Agreement and Plan of Merger, dated February 26, 2020, by and between the Issuer, Equitrans Midstream Corporation ("ETRN"), EQGP Services, LLC, EQM LP Corporation, and LS Merger Sub, LLC, ETRN acquired all of the outstanding common units representing limited partner interests in the Issuer (the "Common Units") that ETRN and its subsidiaries do not already own. Upon consummation of the merger, each outstanding Common Unit, other than Common Units owned by ETRN or its subsidiaries, was converted into the right to receive 2.44 shares of ETRN common stock, no par value, and all fractional shares of ETRN common stock to which a holder of Common Units otherwise would have been entitled was aggregated and the resulting fractional shares were rounded up to the nearest whole share of ETRN common stock (collectively, the "Merger Consideration"). F3: As of the effective time of the merger, each Phantom Unit vested in full and automatically converted into the right to receive, with respect to each Common Unit subject thereto, the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Phantom Unit is the economic equivalent of one Common Unit (as defined below).
F2: Pursuant to that certain Agreement and Plan of Merger, dated February 26, 2020, by and between the Issuer, Equitrans Midstream Corporation ("ETRN"), EQGP Services, LLC, EQM LP Corporation, and LS Merger Sub, LLC, ETRN acquired all of the outstanding common units representing limited partner interests in the Issuer (the "Common Units") that ETRN and its subsidiaries do not already own. Upon consummation of the merger, each outstanding Common Unit, other than Common Units owned by ETRN or its subsidiaries, was converted into the right to receive 2.44 shares of ETRN common stock, no par value, and all fractional shares of ETRN common stock to which a holder of Common Units otherwise would have been entitled was aggregated and the resulting fractional shares were rounded up to the nearest whole share of ETRN common stock (collectively, the "Merger Consideration").
F3: As of the effective time of the merger, each Phantom Unit vested in full and automatically converted into the right to receive, with respect to each Common Unit subject thereto, the Merger Consideration.
Midstream Co LLC
Report date July 22, 2024 · Filed July 22, 2024
Section 16 reporting ended · disclosed 2024-07-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-07-22 transaction · row 1
1 source rowRow 1 · 2024-07-22 · Disposition to issuer · Disposed 51,765 · Balance 0 F1: On July 22, 2024 (the "Effective Time"), pursuant to an Agreement and Plan of Merger, dated as of March 10, 2024 (the "Merger Agreement"), Humpty Merger Sub Inc. ("Merger Sub"), a direct, wholly owned subsidiary of EQT Corporation ("EQT"), merged with and into Equitrans Midstream Corporation (the "Company") with the Company surviving as an indirect wholly owned subsidiary of EQT (the "First Step Surviving Corporation") and as the second step in a single integrated transaction, the First Step Surviving Corporation merged with and into Humpty Merger Sub LLC, an indirect wholly owned subsidiary of EQT. Pursuant to the Merger Agreement, each issued and outstanding share of the Company's common stock (excluding any Excluded Shares as define in the Merger Agreement) was converted into the right to receive 0.3504 shares (the "Exchange Ratio") of EQT common stock, with cash in lieu of fractional shares. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-07-22 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-07-22 · Disposition to issuer · Disposed 162,799 · Balance 0 F2: On July 22, 2024, pursuant to the Merger Agreement, each outstanding phantom stock unit became fully vested, any restrictions lapsed, and each phantom stock unit was converted into the right to receive a number of EQT shares (rounded up to the next whole EQT share) equal to the product obtained by multiplying (x) the Exchange Ratio by (y) the total number of shares of Company common stock underlying such Company phantom stock unit. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 22, 2024 (the "Effective Time"), pursuant to an Agreement and Plan of Merger, dated as of March 10, 2024 (the "Merger Agreement"), Humpty Merger Sub Inc. ("Merger Sub"), a direct, wholly owned subsidiary of EQT Corporation ("EQT"), merged with and into Equitrans Midstream Corporation (the "Company") with the Company surviving as an indirect wholly owned subsidiary of EQT (the "First Step Surviving Corporation") and as the second step in a single integrated transaction, the First Step Surviving Corporation merged with and into Humpty Merger Sub LLC, an indirect wholly owned subsidiary of EQT. Pursuant to the Merger Agreement, each issued and outstanding share of the Company's common stock (excluding any Excluded Shares as define in the Merger Agreement) was converted into the right to receive 0.3504 shares (the "Exchange Ratio") of EQT common stock, with cash in lieu of fractional shares.
F2: On July 22, 2024, pursuant to the Merger Agreement, each outstanding phantom stock unit became fully vested, any restrictions lapsed, and each phantom stock unit was converted into the right to receive a number of EQT shares (rounded up to the next whole EQT share) equal to the product obtained by multiplying (x) the Exchange Ratio by (y) the total number of shares of Company common stock underlying such Company phantom stock unit.
Nexeo Solutions, Inc.
Report date February 28, 2019 · Filed March 04, 2019
Section 16 reporting ended · disclosed 2019-03-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-02-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-02-28 · Disposition to issuer · Disposed 22,757 · Balance 1,791,182 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated September 17, 2018 (the "Merger Agreement"), by and among Nexeo Solutions, Inc. (the "Issuer"), Univar Inc. ("Univar"), Pilates Merger Sub I Corp and Pilates Merger Sub II LLC, each share of Issuer common stock ("Common Stock") issued and outstanding immediately prior to the Initial Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into (A) 0.305 shares of common stock of Univar, par value $0.01 per share (the "Exchange Ratio") and (B) the right to receive $3.02 in cash, without interest (the "Merger Consideration"). F2: 10,753 of these securities represent shares of Common Stock underlying Issuer restricted shares awards ("RSA") subject to time-based vesting. Pursuant to the Merger Agreement, on February 28, 2019, unvested RSAs outstanding immediately prior to the Initial Effective Time were terminated and canceled immediately prior to the Initial Effective Time and converted into the right to receive the Merger Consideration. Row 2 · 2019-02-28 · Disposition to issuer · Disposed 1,791,182 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated September 17, 2018 (the "Merger Agreement"), by and among Nexeo Solutions, Inc. (the "Issuer"), Univar Inc. ("Univar"), Pilates Merger Sub I Corp and Pilates Merger Sub II LLC, each share of Issuer common stock ("Common Stock") issued and outstanding immediately prior to the Initial Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into (A) 0.305 shares of common stock of Univar, par value $0.01 per share (the "Exchange Ratio") and (B) the right to receive $3.02 in cash, without interest (the "Merger Consideration"). F3: On June 9, 2016, Nexeo Holdco, LLC, a Delaware limited liability company (the "Management Company"), received 1,791,182 shares of Common Stock (the "Founder Shares") as consideration in connection with the business combination of WL Ross Holding Corp. and Nexeo Solutions Holdings, LLC. The Reporting Person holds a direct membership interest in the Management Company. The Reporting Person disclaims beneficial ownership of all securities reported except to the extent of such Reporting Person's pecuniary interest therein. Pursuant to the Merger Agreement, at the Initial Effective Time, each Founder Share ceased to exist and was converted into the right to receive the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Agreement and Plan of Merger, dated September 17, 2018 (the "Merger Agreement"), by and among Nexeo Solutions, Inc. (the "Issuer"), Univar Inc. ("Univar"), Pilates Merger Sub I Corp and Pilates Merger Sub II LLC, each share of Issuer common stock ("Common Stock") issued and outstanding immediately prior to the Initial Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into (A) 0.305 shares of common stock of Univar, par value $0.01 per share (the "Exchange Ratio") and (B) the right to receive $3.02 in cash, without interest (the "Merger Consideration").
F2: 10,753 of these securities represent shares of Common Stock underlying Issuer restricted shares awards ("RSA") subject to time-based vesting. Pursuant to the Merger Agreement, on February 28, 2019, unvested RSAs outstanding immediately prior to the Initial Effective Time were terminated and canceled immediately prior to the Initial Effective Time and converted into the right to receive the Merger Consideration.
F3: On June 9, 2016, Nexeo Holdco, LLC, a Delaware limited liability company (the "Management Company"), received 1,791,182 shares of Common Stock (the "Founder Shares") as consideration in connection with the business combination of WL Ross Holding Corp. and Nexeo Solutions Holdings, LLC. The Reporting Person holds a direct membership interest in the Management Company. The Reporting Person disclaims beneficial ownership of all securities reported except to the extent of such Reporting Person's pecuniary interest therein. Pursuant to the Merger Agreement, at the Initial Effective Time, each Founder Share ceased to exist and was converted into the right to receive the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 22, 2024 Filed Jul 22, 2024 16:57 UTC | Midstream Co LLC ETRN · Entity 88825 | Disposition to issuerDeferred Stock Units · Derivative | 162,799 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-020802 · form4.xml · derivative · entry 2 Burke Kenneth Michael · CIK 0001318462 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 162,799 shares Expires not disclosed F2 · derivative.exercise_price: On July 22, 2024, pursuant to the Merger Agreement, each outstanding phantom stock unit became fully vested, any restrictions lapsed, and each phantom stock unit was converted into the right to receive a number of EQT shares (rounded up to the next whole EQT share) equal to the product obtained by multiplying (x) the Exchange Ratio by (y) the total number of shares of Company common stock underlying such Company phantom stock unit. F2 · price: On July 22, 2024, pursuant to the Merger Agreement, each outstanding phantom stock unit became fully vested, any restrictions lapsed, and each phantom stock unit was converted into the right to receive a number of EQT shares (rounded up to the next whole EQT share) equal to the product obtained by multiplying (x) the Exchange Ratio by (y) the total number of shares of Company common stock underlying such Company phantom stock unit. F2 · derivative.exercise_date: On July 22, 2024, pursuant to the Merger Agreement, each outstanding phantom stock unit became fully vested, any restrictions lapsed, and each phantom stock unit was converted into the right to receive a number of EQT shares (rounded up to the next whole EQT share) equal to the product obtained by multiplying (x) the Exchange Ratio by (y) the total number of shares of Company common stock underlying such Company phantom stock unit. F2 · derivative.expiration_date: On July 22, 2024, pursuant to the Merger Agreement, each outstanding phantom stock unit became fully vested, any restrictions lapsed, and each phantom stock unit was converted into the right to receive a number of EQT shares (rounded up to the next whole EQT share) equal to the product obtained by multiplying (x) the Exchange Ratio by (y) the total number of shares of Company common stock underlying such Company phantom stock unit. Read SEC document |
| July 22, 2024 Filed Jul 22, 2024 16:57 UTC | Midstream Co LLC ETRN · Entity 88825 | Disposition to issuerCommon Stock | 51,765 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-020802 · form4.xml · nonDerivative · entry 1 Burke Kenneth Michael · CIK 0001318462 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: On July 22, 2024 (the "Effective Time"), pursuant to an Agreement and Plan of Merger, dated as of March 10, 2024 (the "Merger Agreement"), Humpty Merger Sub Inc. ("Merger Sub"), a direct, wholly owned subsidiary of EQT Corporation ("EQT"), merged with and into Equitrans Midstream Corporation (the "Company") with the Company surviving as an indirect wholly owned subsidiary of EQT (the "First Step Surviving Corporation") and as the second step in a single integrated transaction, the First Step Surviving Corporation merged with and into Humpty Merger Sub LLC, an indirect wholly owned subsidiary of EQT. Pursuant to the Merger Agreement, each issued and outstanding share of the Company's common stock (excluding any Excluded Shares as define in the Merger Agreement) was converted into the right to receive 0.3504 shares (the "Exchange Ratio") of EQT common stock, with cash in lieu of fractional shares. F1 · price: On July 22, 2024 (the "Effective Time"), pursuant to an Agreement and Plan of Merger, dated as of March 10, 2024 (the "Merger Agreement"), Humpty Merger Sub Inc. ("Merger Sub"), a direct, wholly owned subsidiary of EQT Corporation ("EQT"), merged with and into Equitrans Midstream Corporation (the "Company") with the Company surviving as an indirect wholly owned subsidiary of EQT (the "First Step Surviving Corporation") and as the second step in a single integrated transaction, the First Step Surviving Corporation merged with and into Humpty Merger Sub LLC, an indirect wholly owned subsidiary of EQT. Pursuant to the Merger Agreement, each issued and outstanding share of the Company's common stock (excluding any Excluded Shares as define in the Merger Agreement) was converted into the right to receive 0.3504 shares (the "Exchange Ratio") of EQT common stock, with cash in lieu of fractional shares. Read SEC document |
| May 06, 2024 Filed May 8, 2024 16:23 UTC | Midstream Co LLC ETRN · Entity 88825 | GrantDeferred Stock Units · Derivative | 12,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-014599 · form4.xml · derivative · entry 1 Burke Kenneth Michael · CIK 0001318462 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 161,050 Underlying: Common Stock · 12,320 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock. F2 · derivative.exercise_date: Award represents compensation that is deferred until termination of service as a director. F2 · derivative.expiration_date: Award represents compensation that is deferred until termination of service as a director. Read SEC document |
| May 08, 2023 Filed May 10, 2023 16:40 UTC | Midstream Co LLC ETRN · Entity 88825 | GrantDeferred Stock Units · Derivative | 41,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-015123 · form4.xml · derivative · entry 1 Burke Kenneth Michael · CIK 0001318462 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 138,069 Underlying: Common Stock · 41,800 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock. F2 · derivative.exercise_date: Award represents compensation that is deferred until termination of service as a director. F2 · derivative.expiration_date: Award represents compensation that is deferred until termination of service as a director. Read SEC document |
| January 01, 2022 Filed Jan 4, 2022 18:27 UTC | Midstream Co LLC ETRN · Entity 88825 | GrantDeferred Stock Units · Derivative | 14,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-000673 · form4.xml · derivative · entry 1 Burke Kenneth Michael · CIK 0001318462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,508 Underlying: Common Stock · 14,510 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock. F2 · derivative.exercise_date: Award represents compensation that is deferred until termination of service as a director. F2 · derivative.expiration_date: Award represents compensation that is deferred until termination of service as a director. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 18:01 UTC | Midstream Co LLC ETRN · Entity 88825 | GrantDeferred Stock Units · Derivative | 18,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-000803 · form4.xml · derivative · entry 1 Burke Kenneth Michael · CIK 0001318462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,043 Underlying: Common Stock · 18,660 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock. F2 · derivative.exercise_date: Award represents compensation that is deferred until termination of service as a director. F2 · derivative.expiration_date: Award represents compensation that is deferred until termination of service as a director. Read SEC document |
| June 17, 2020 Filed Jun 17, 2020 16:26 UTC | EQM Midstream Partners, LP EQM · Entity 148375 | Disposition to issuerDeferred Compensation - Phantom Units · Derivative | 6,377 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-016850 · doc4.xml · derivative · entry 1 Burke Kenneth Michael · CIK 0001318462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 6,377 shares Expires not disclosed F1 · security: Each Phantom Unit is the economic equivalent of one Common Unit (as defined below). F2 · derivative.exercise_price: Pursuant to that certain Agreement and Plan of Merger, dated February 26, 2020, by and between the Issuer, Equitrans Midstream Corporation ("ETRN"), EQGP Services, LLC, EQM LP Corporation, and LS Merger Sub, LLC, ETRN acquired all of the outstanding common units representing limited partner interests in the Issuer (the "Common Units") that ETRN and its subsidiaries do not already own. Upon consummation of the merger, each outstanding Common Unit, other than Common Units owned by ETRN or its subsidiaries, was converted into the right to receive 2.44 shares of ETRN common stock, no par value, and all fractional shares of ETRN common stock to which a holder of Common Units otherwise would have been entitled was aggregated and the resulting fractional shares were rounded up to the nearest whole share of ETRN common stock (collectively, the "Merger Consideration"). F3 · derivative.exercise_price: As of the effective time of the merger, each Phantom Unit vested in full and automatically converted into the right to receive, with respect to each Common Unit subject thereto, the Merger Consideration. F2 · price: Pursuant to that certain Agreement and Plan of Merger, dated February 26, 2020, by and between the Issuer, Equitrans Midstream Corporation ("ETRN"), EQGP Services, LLC, EQM LP Corporation, and LS Merger Sub, LLC, ETRN acquired all of the outstanding common units representing limited partner interests in the Issuer (the "Common Units") that ETRN and its subsidiaries do not already own. Upon consummation of the merger, each outstanding Common Unit, other than Common Units owned by ETRN or its subsidiaries, was converted into the right to receive 2.44 shares of ETRN common stock, no par value, and all fractional shares of ETRN common stock to which a holder of Common Units otherwise would have been entitled was aggregated and the resulting fractional shares were rounded up to the nearest whole share of ETRN common stock (collectively, the "Merger Consideration"). F3 · price: As of the effective time of the merger, each Phantom Unit vested in full and automatically converted into the right to receive, with respect to each Common Unit subject thereto, the Merger Consideration. F2 · derivative.exercise_date: Pursuant to that certain Agreement and Plan of Merger, dated February 26, 2020, by and between the Issuer, Equitrans Midstream Corporation ("ETRN"), EQGP Services, LLC, EQM LP Corporation, and LS Merger Sub, LLC, ETRN acquired all of the outstanding common units representing limited partner interests in the Issuer (the "Common Units") that ETRN and its subsidiaries do not already own. Upon consummation of the merger, each outstanding Common Unit, other than Common Units owned by ETRN or its subsidiaries, was converted into the right to receive 2.44 shares of ETRN common stock, no par value, and all fractional shares of ETRN common stock to which a holder of Common Units otherwise would have been entitled was aggregated and the resulting fractional shares were rounded up to the nearest whole share of ETRN common stock (collectively, the "Merger Consideration"). F3 · derivative.exercise_date: As of the effective time of the merger, each Phantom Unit vested in full and automatically converted into the right to receive, with respect to each Common Unit subject thereto, the Merger Consideration. F2 · derivative.expiration_date: Pursuant to that certain Agreement and Plan of Merger, dated February 26, 2020, by and between the Issuer, Equitrans Midstream Corporation ("ETRN"), EQGP Services, LLC, EQM LP Corporation, and LS Merger Sub, LLC, ETRN acquired all of the outstanding common units representing limited partner interests in the Issuer (the "Common Units") that ETRN and its subsidiaries do not already own. Upon consummation of the merger, each outstanding Common Unit, other than Common Units owned by ETRN or its subsidiaries, was converted into the right to receive 2.44 shares of ETRN common stock, no par value, and all fractional shares of ETRN common stock to which a holder of Common Units otherwise would have been entitled was aggregated and the resulting fractional shares were rounded up to the nearest whole share of ETRN common stock (collectively, the "Merger Consideration"). F3 · derivative.expiration_date: As of the effective time of the merger, each Phantom Unit vested in full and automatically converted into the right to receive, with respect to each Common Unit subject thereto, the Merger Consideration. Read SEC document |
| June 17, 2020 Filed Jun 17, 2020 16:17 UTC | Midstream Co LLC ETRN · Entity 88825 | GrantCommon Stock | 15,560 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-019910 · form4.xml · nonDerivative · entry 1 Burke Kenneth Michael · CIK 0001318462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,275 F1 · price: Pursuant to that certain Agreement and Plan of Merger, dated February 26, 2020, by and between, Equitrans Midstream Corporation ("ETRN"), EQM Midstream Partners, LP ("EQM"), EQGP Services, LLC, EQM LP Corporation, and LS Merger Sub, LLC, ETRN acquired all of the outstanding common units representing limited partner interests in EQM (the "Common Units") that ETRN and its subsidiaries do not already own. Upon consummation of the merger, each outstanding Common Unit, other than Common Units owned by ETRN or its subsidiaries, was converted into the right to receive 2.44 shares of ETRN common stock, no par value, and all fractional shares of ETRN common stock to which a holder of Common Units otherwise would have been entitled was aggregated and the resulting fractional shares were rounded up to the nearest whole share of ETRN common stock. Read SEC document |
| May 14, 2020 Filed May 18, 2020 16:39 UTC | EQM Midstream Partners, LP EQM · Entity 148375 | GrantDeferred Compensation - Phantom Units · Derivative | 138 | $17.48 | $2,412.24 |
DisclosureSEC source: 0001127602-20-016949 · form4.xml · derivative · entry 1 Burke Kenneth Michael · CIK 0001318462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,377 Underlying: Common Units · 138 shares Expires not disclosed F1 · security: Represents distribution equivalent rights earned under the EQGP Services, LLC 2012 Long-Term Incentive Plan as part of prior awards of Phantom Units. F2 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of one Common Unit. F1 · shares: Represents distribution equivalent rights earned under the EQGP Services, LLC 2012 Long-Term Incentive Plan as part of prior awards of Phantom Units. F3 · derivative.exercise_date: Award represents compensation that is deferred until retirement. F3 · derivative.expiration_date: Award represents compensation that is deferred until retirement. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 08:13 UTC | Midstream Co LLC ETRN · Entity 88825 | PurchaseCommon Stock | 20,000 | $4.47 | $89,400.00 |
DisclosureSEC source: 0001127602-20-010677 · form4.xml · nonDerivative · entry 1 Burke Kenneth Michael · CIK 0001318462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,715 Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 16:26 UTC | EQM Midstream Partners, LP EQM · Entity 148375 | GrantDeferred Compensation - Phantom Units · Derivative | 319 | $21.56 | $6,877.64 |
DisclosureSEC source: 0001127602-20-006049 · form4.xml · derivative · entry 1 Burke Kenneth Michael · CIK 0001318462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,239 Underlying: Common Units · 319 shares Expires not disclosed F1 · security: Represents distribution equivalent rights earned under the EQGP Services, LLC 2012 Long-Term Incentive Plan as part of prior awards of Phantom Units. F2 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of one Common Unit. F1 · shares: Represents distribution equivalent rights earned under the EQGP Services, LLC 2012 Long-Term Incentive Plan as part of prior awards of Phantom Units. F3 · derivative.exercise_date: Award represents compensation that is deferred until retirement. F3 · derivative.expiration_date: Award represents compensation that is deferred until retirement. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 16:31 UTC | Midstream Co LLC ETRN · Entity 88825 | GrantDeferred Stock Units · Derivative | 11,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-000706 · form4.xml · derivative · entry 1 Burke Kenneth Michael · CIK 0001318462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,718 Underlying: Common Stock · 11,230 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock. F2 · derivative.exercise_date: Award represents compensation that is deferred until termination of service as a director. F2 · derivative.expiration_date: Award represents compensation that is deferred until termination of service as a director. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 16:40 UTC | EQM Midstream Partners, LP EQM · Entity 148375 | GrantDeferred Compensation - Phantom Units · Derivative | 3,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-000739 · form4.xml · derivative · entry 1 Burke Kenneth Michael · CIK 0001318462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,920 Underlying: Common Units · 3,180 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of one Common Unit. F2 · derivative.exercise_date: Award represents compensation that is deferred until retirement. F2 · derivative.expiration_date: Award represents compensation that is deferred until retirement. Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 18:49 UTC | EQM Midstream Partners, LP EQM · Entity 148375 | GrantDeferred Compensation - Phantom Units · Derivative | 120 | $25.35 | $3,042.00 |
DisclosureSEC source: 0001127602-19-032900 · form4.xml · derivative · entry 1 Burke Kenneth Michael · CIK 0001318462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,740 Underlying: Common Units · 120 shares Expires not disclosed F1 · security: Represents distribution equivalent rights earned under the EQGP Services, LLC 2012 Long-Term Incentive Plan as part of prior awards of Phantom Units. F2 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of one Common Unit. F1 · shares: Represents distribution equivalent rights earned under the EQGP Services, LLC 2012 Long-Term Incentive Plan as part of prior awards of Phantom Units. F3 · derivative.exercise_date: Award represents compensation that is deferred until retirement. F3 · derivative.expiration_date: Award represents compensation that is deferred until retirement. Read SEC document |
| August 13, 2019 Filed Aug 15, 2019 17:44 UTC | EQM Midstream Partners, LP EQM · Entity 148375 | GrantDeferred Compensation - Phantom Units · Derivative | 93 | $31.56 | $2,935.08 |
DisclosureSEC source: 0001127602-19-026795 · form4.xml · derivative · entry 1 Burke Kenneth Michael · CIK 0001318462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,620 Underlying: Common Units · 93 shares Expires not disclosed F1 · security: Represents distribution equivalent rights earned under the EQGP Services, LLC 2012 Long-Term Incentive Plan as part of prior awards of Phantom Units. F2 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of one Common Unit. F1 · shares: Represents distribution equivalent rights earned under the EQGP Services, LLC 2012 Long-Term Incentive Plan as part of prior awards of Phantom Units. F3 · derivative.exercise_date: Award represents compensation that is deferred until retirement. F3 · derivative.expiration_date: Award represents compensation that is deferred until retirement. Read SEC document |
| May 14, 2019 Filed May 22, 2019 19:19 UTC | EQM Midstream Partners, LP EQM · Entity 148375 | GrantDeferred Compensation - Phantom Units · Derivative | 64 | $44.32 | $2,836.48 |
DisclosureSEC source: 0001127602-19-019492 · form4.xml · derivative · entry 1 Burke Kenneth Michael · CIK 0001318462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,527 Underlying: Common Units · 64 shares Expires not disclosed F1 · security: Represents distribution equivalent rights earned under the EQGP Services, LLC 2012 Long-Term Incentive Plan as part of prior awards of Phantom Units. F2 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of one Common Unit. F1 · shares: Represents distribution equivalent rights earned under the EQGP Services, LLC 2012 Long-Term Incentive Plan as part of prior awards of Phantom Units. F3 · derivative.exercise_date: Award represents compensation that is deferred until retirement. F3 · derivative.expiration_date: Award represents compensation that is deferred until retirement. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 16:02 UTC | Nexeo Solutions, Inc. NXEO · Entity 159591 | Disposition to issuerCommon Stock | 1,791,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-012429 · a4.xml · nonDerivative · entry 2 Burke Kenneth Michael · CIK 0001318462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to the terms of the Agreement and Plan of Merger, dated September 17, 2018 (the "Merger Agreement"), by and among Nexeo Solutions, Inc. (the "Issuer"), Univar Inc. ("Univar"), Pilates Merger Sub I Corp and Pilates Merger Sub II LLC, each share of Issuer common stock ("Common Stock") issued and outstanding immediately prior to the Initial Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into (A) 0.305 shares of common stock of Univar, par value $0.01 per share (the "Exchange Ratio") and (B) the right to receive $3.02 in cash, without interest (the "Merger Consideration"). F3 · shares: On June 9, 2016, Nexeo Holdco, LLC, a Delaware limited liability company (the "Management Company"), received 1,791,182 shares of Common Stock (the "Founder Shares") as consideration in connection with the business combination of WL Ross Holding Corp. and Nexeo Solutions Holdings, LLC. The Reporting Person holds a direct membership interest in the Management Company. The Reporting Person disclaims beneficial ownership of all securities reported except to the extent of such Reporting Person's pecuniary interest therein. Pursuant to the Merger Agreement, at the Initial Effective Time, each Founder Share ceased to exist and was converted into the right to receive the Merger Consideration. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 16:02 UTC | Nexeo Solutions, Inc. NXEO · Entity 159591 | Disposition to issuerCommon Stock | 22,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-012429 · a4.xml · nonDerivative · entry 1 Burke Kenneth Michael · CIK 0001318462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,791,182 F1 · kind: Pursuant to the terms of the Agreement and Plan of Merger, dated September 17, 2018 (the "Merger Agreement"), by and among Nexeo Solutions, Inc. (the "Issuer"), Univar Inc. ("Univar"), Pilates Merger Sub I Corp and Pilates Merger Sub II LLC, each share of Issuer common stock ("Common Stock") issued and outstanding immediately prior to the Initial Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into (A) 0.305 shares of common stock of Univar, par value $0.01 per share (the "Exchange Ratio") and (B) the right to receive $3.02 in cash, without interest (the "Merger Consideration"). F2 · shares: 10,753 of these securities represent shares of Common Stock underlying Issuer restricted shares awards ("RSA") subject to time-based vesting. Pursuant to the Merger Agreement, on February 28, 2019, unvested RSAs outstanding immediately prior to the Initial Effective Time were terminated and canceled immediately prior to the Initial Effective Time and converted into the right to receive the Merger Consideration. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 16:55 UTC | EQM Midstream Partners, LP EQM · Entity 148375 | GrantDeferred Compensation - Phantom Units · Derivative | 63 | $42.68 | $2,688.84 |
DisclosureSEC source: 0001127602-19-006882 · form4.xml · derivative · entry 1 Burke Kenneth Michael · CIK 0001318462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,463 Underlying: Common Units · 63 shares Expires not disclosed F1 · security: Represents distribution equivalent rights earned under the EQT Midstream Services, LLC 2012 Long-Term Incentive Plan as part of prior awards of Phantom Units. F2 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of one Common Unit. F1 · shares: Represents distribution equivalent rights earned under the EQT Midstream Services, LLC 2012 Long-Term Incentive Plan as part of prior awards of Phantom Units. F3 · derivative.exercise_date: Award represents compensation that is deferred until retirement. F3 · derivative.expiration_date: Award represents compensation that is deferred until retirement. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 16:24 UTC | Midstream Co LLC ETRN · Entity 88825 | GrantDeferred Stock Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-000687 · form4.xml · derivative · entry 1 Burke Kenneth Michael · CIK 0001318462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,690 Underlying: Common Stock · 7,500 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock. F2 · derivative.exercise_date: Award represents compensation that is deferred until termination of service as a director. F2 · derivative.expiration_date: Award represents compensation that is deferred until termination of service as a director. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 16:19 UTC | EQM Midstream Partners, LP EQM · Entity 148375 | GrantDeferred Compensation - Phantom Units · Derivative | 1,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-000671 · form4.xml · derivative · entry 1 Burke Kenneth Michael · CIK 0001318462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,400 Underlying: Common Units · 1,970 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of one Common Unit. F2 · derivative.exercise_date: Award represents compensation that is deferred until retirement. F2 · derivative.expiration_date: Award represents compensation that is deferred until retirement. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 16:31 UTC | Midstream Co LLC ETRN · Entity 88825 | GrantDeferred Stock Units · Derivative | 6,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-073111 · a4.xml · derivative · entry 1 Burke Kenneth Michael · CIK 0001318462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,190 Underlying: Common Stock · 6,980 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock. F2 · derivative.exercise_date: Award vested immediately upon grant and represents compensation that is deferred until termination of service as a director. F2 · derivative.expiration_date: Award vested immediately upon grant and represents compensation that is deferred until termination of service as a director. Read SEC document |
| November 23, 2018 Filed Nov 27, 2018 16:46 UTC | EQGP Holdings, LP EQGP · Entity 159833 | GrantDeferred Compensation - Phantom Units · Derivative | 21 | $16.00 | $336.00 |
DisclosureSEC source: 0001127602-18-034495 · form4.xml · derivative · entry 1 Burke Kenneth Michael · CIK 0001318462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,101 Underlying: Common Units · 21 shares Expires not disclosed F1 · security: Represents distribution equivalent rights earned under the EQT GP Services, LLC 2015 Long-Term Incentive Plan as part of a prior award of Phantom Units F2 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of one Common Unit. F1 · shares: Represents distribution equivalent rights earned under the EQT GP Services, LLC 2015 Long-Term Incentive Plan as part of a prior award of Phantom Units F3 · derivative.exercise_date: Award represents compensation that is deferred until retirement. F3 · derivative.expiration_date: Award represents compensation that is deferred until retirement. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 16:36 UTC | EQM Midstream Partners, LP EQM · Entity 148375 | GrantDeferred Compensation - Phantom Units · Derivative | 10 | $48.75 | $487.50 |
DisclosureSEC source: 0001127602-18-033434 · form4.xml · derivative · entry 1 Burke Kenneth Michael · CIK 0001318462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430 Underlying: Common Units · 10 shares Expires not disclosed F1 · security: Represents distribution equivalent rights earned under the EQT Midstream Services, LLC 2012 Long-Term Incentive Plan as part of prior awards of Phantom Units. F2 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of one Common Unit. F1 · shares: Represents distribution equivalent rights earned under the EQT Midstream Services, LLC 2012 Long-Term Incentive Plan as part of prior awards of Phantom Units. F3 · derivative.exercise_date: Award represents compensation that is deferred until retirement. F3 · derivative.expiration_date: Award represents compensation that is deferred until retirement. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 19:32 UTC | Midstream Co LLC ETRN · Entity 88825 | GrantDeferred Stock Units · Derivative | 15,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-068546 · a4.xml · derivative · entry 2 Burke Kenneth Michael · CIK 0001318462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,210 Underlying: Common Stock · 15,210 shares Expires not disclosed F2 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock. F3 · kind: In connection with the spin-off of ETRN from EQT, for each EQT deferred stock unit held by the Reporting Person immediately prior to the spin-off, the Reporting Person received 0.8 ETRN deferred stock units pursuant to the Employee Matters Agreement between ETRN and EQT. In the Section 16 reports previously filed by the Reporting Person with respect to EQT securities, these awards were referred to as "deferred compensation - phantom units." F4 · derivative.exercise_date: Award represents compensation that is deferred until termination of service as a director. F4 · derivative.expiration_date: Award represents compensation that is deferred until termination of service as a director. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 19:32 UTC | Midstream Co LLC ETRN · Entity 88825 | OtherCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-068546 · a4.xml · nonDerivative · entry 1 Burke Kenneth Michael · CIK 0001318462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 F1 · kind: In connection with the spin-off of Equitrans Midstream Corporation (ETRN) from EQT Corporation (EQT) on November 12, 2018, for each share of EQT common stock held by the Reporting Person immediately prior to the spin-off, the Reporting Person received 0.8 shares of ETRN common stock in whole shares, with partial shares paid in cash, in an exempt transaction pursuant to Rule 16a-9 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 26, 2018 Filed Sep 28, 2018 17:12 UTC | EQM Midstream Partners, LP EQM · Entity 148375 | GrantDeferred Compensation - Phantom Units · Derivative | 420 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028587 · form4.xml · derivative · entry 1 Burke Kenneth Michael · CIK 0001318462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420 Underlying: Common Units · 420 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of one Common Unit. F2 · derivative.exercise_date: Award represents compensation that is deferred until retirement. F2 · derivative.expiration_date: Award represents compensation that is deferred until retirement. Read SEC document |
| September 26, 2018 Filed Sep 28, 2018 17:07 UTC | EQGP Holdings, LP EQGP · Entity 159833 | GrantDeferred Compensation - Phantom Units · Derivative | 1,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028585 · form4.xml · derivative · entry 1 Burke Kenneth Michael · CIK 0001318462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,080 Underlying: Common Units · 1,080 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of one Common Unit. F2 · derivative.exercise_date: Phantom Units represent compensation that is deferred until retirement. F2 · derivative.expiration_date: Phantom Units represent compensation that is deferred until retirement. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 21:48 UTC | EQT Corp EQT · Entity 3112 | PurchaseCommon Stock | 5,000 | $50.20 | $251,000.00 |
DisclosureSEC source: 0001127602-18-025219 · form4.xml · nonDerivative · entry 1 Burke Kenneth Michael · CIK 0001318462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 23:45 UTC | EQT Corp EQT · Entity 3112 | GrantDeferred Compensation-Phantom Units · Derivative | 3,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-000811 · form4.xml · derivative · entry 1 Burke Kenneth Michael · CIK 0001318462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,979 Underlying: Common Stock · 3,430 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one share of common stock. F2 · derivative.exercise_date: Award represents compensation that is deferred until retirement. F2 · derivative.expiration_date: Award represents compensation that is deferred until retirement. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 16:18 UTC | Nexeo Solutions, Inc. NXEO · Entity 159591 | GrantCommon Stock | 12,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-048861 · a4.xml · nonDerivative · entry 1 Burke Kenneth Michael · CIK 0001318462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,757 F1 · shares: Shares of Restricted Stock granted pursuant to the terms of the Nexeo Solutions, Inc. 2016 Long Term Incentive Plan. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 22:40 UTC | EQT Corp EQT · Entity 3112 | GrantDeferred Compensation-Phantom Units · Derivative | 2,730 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-000754 · form4.xml · derivative · entry 1 Burke Kenneth Michael · CIK 0001318462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,518 Underlying: Common Stock · 2,730 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one share of common stock. F2 · derivative.exercise_date: Award represents compensation that is deferred until retirement. F2 · derivative.expiration_date: Award represents compensation that is deferred until retirement. Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 18:00 UTC | Nexeo Solutions, Inc. NXEO · Entity 159591 | OtherDeferred Payment Right · Derivative | 26,341 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-16-158405 · a4.xml · derivative · entry 1 Burke Kenneth Michael · CIK 0001318462 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 284,825 Underlying: Common Stock · 284,825 shares Expires 2021-06-30 F1 · derivative.exercise_price: On June 9, 2016, Nexeo Holdco, LLC, a Delaware limited liability company (the "Management Company"), received, among other things, 311,166 deferred payment rights as consideration in connection with the closing of the business combination of WL Ross Holding Corp. and Nexeo Solutions Holdings, LLC (the "Business Combination"). In connection with the execution of the Purchase Price Adjustment Confirmation Letter on November 17, 2016, the total consideration payable to the selling equityholders, including the Management Company, was adjusted downward, resulting in a decrease in the total number of deferred payment rights due to the Management Company to 284,825. F1 · shares: On June 9, 2016, Nexeo Holdco, LLC, a Delaware limited liability company (the "Management Company"), received, among other things, 311,166 deferred payment rights as consideration in connection with the closing of the business combination of WL Ross Holding Corp. and Nexeo Solutions Holdings, LLC (the "Business Combination"). In connection with the execution of the Purchase Price Adjustment Confirmation Letter on November 17, 2016, the total consideration payable to the selling equityholders, including the Management Company, was adjusted downward, resulting in a decrease in the total number of deferred payment rights due to the Management Company to 284,825. F1 · derivative.exercise_date: On June 9, 2016, Nexeo Holdco, LLC, a Delaware limited liability company (the "Management Company"), received, among other things, 311,166 deferred payment rights as consideration in connection with the closing of the business combination of WL Ross Holding Corp. and Nexeo Solutions Holdings, LLC (the "Business Combination"). In connection with the execution of the Purchase Price Adjustment Confirmation Letter on November 17, 2016, the total consideration payable to the selling equityholders, including the Management Company, was adjusted downward, resulting in a decrease in the total number of deferred payment rights due to the Management Company to 284,825. F2 · ownership.nature: The Reporting Person holds a direct membership interest in the Management Company. The Reporting Person disclaims beneficial ownership of all securities reported except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.