TapewireFind a company

person · Reporting owner

Szydlowski Norman J

Disclosed activity across 6 companies

Tapewire entity
88830
SEC CIK
0001502069

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
EQT CorpEQT · Entity 3112DirectorOctober 01, 2018October 03, 2018
HF Sinclair CorpDINO · Entity 3289DirectorNovember 08, 2023November 09, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EQT Corp

Report date October 01, 2018 · Filed October 03, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectDeferred Compensation1,464 Reported balance After 2018-10-01 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2018-10-01 · Purchase · Acquired 480 · Balance 1,464

HF Sinclair Corp

Report date November 08, 2023 · Filed November 09, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect7,869 Reported balance After 2023-11-08 transaction · row 1
1 source row

Row 1 · 2023-11-08 · Grant · Acquired 3,005 · Balance 7,869

F1: Restricted stock units granted under the HF Sinclair Corporation Amended and Restated 2020 Long Term Incentive Plan. The restricted stock units are subject to restrictions that will lapse on December 1, 2024 (or on the first business day thereafter if such date falls on a weekend), provided the reporting person has served on the board of directors of the Issuer from the grant date until such vesting date. Unless settlement is deferred pursuant to the Issuer's deferred compensation arrangement for directors, the vested restricted stock units will be paid within 30 days following the vesting date in the form of the Issuer's common stock equal to the number of vested restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units granted under the HF Sinclair Corporation Amended and Restated 2020 Long Term Incentive Plan. The restricted stock units are subject to restrictions that will lapse on December 1, 2024 (or on the first business day thereafter if such date falls on a weekend), provided the reporting person has served on the board of directors of the Issuer from the grant date until such vesting date. Unless settlement is deferred pursuant to the Issuer's deferred compensation arrangement for directors, the vested restricted stock units will be paid within 30 days following the vesting date in the form of the Issuer's common stock equal to the number of vested restricted stock units.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

8point3 Energy Partners LP

Report date June 19, 2018 · Filed June 21, 2018

Section 16 reporting ended · disclosed 2018-06-21. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Shares representing limited partner interestsSEC Table I · non-derivativeDirect0 Reported balance After 2018-06-19 transaction · row 1
1 source row

Row 1 · 2018-06-19 · Disposition to issuer · Disposed 17,462 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger and Purchase Agreement, dated as of February 5, 2018, by and among 8point3 Energy Partners LP, 8point3 General Partner, LLC, 8point3 Operating Company, LLC, 8point3 Holding Company, LLC, 8point3 Solar CEI, LLC, 8point3 Co-Invest Feeder 1, LLC, 8point3 Co-Invest Feeder 2, LLC, CD Clean Energy and Infrastructure V JV (Holdco), LLC, 8point3 Partnership Merger Sub, LLC, 8point3 OpCo Merger Sub 1, LLC, and 8point3 OpCo Merger Sub 2, LLC, all of the Class A Shares held by the Reporting Person were cancelled and converted into the right to receive an amount in cash equal to $12.48 per share.

Class A Shares representing limited partner interestsSEC Table I · non-derivativeIndirectBy Szydlowski Family Trust0 Reported balance After 2018-06-19 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2018-06-19 · Disposition to issuer · Disposed 2,500 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger and Purchase Agreement, dated as of February 5, 2018, by and among 8point3 Energy Partners LP, 8point3 General Partner, LLC, 8point3 Operating Company, LLC, 8point3 Holding Company, LLC, 8point3 Solar CEI, LLC, 8point3 Co-Invest Feeder 1, LLC, 8point3 Co-Invest Feeder 2, LLC, CD Clean Energy and Infrastructure V JV (Holdco), LLC, 8point3 Partnership Merger Sub, LLC, 8point3 OpCo Merger Sub 1, LLC, and 8point3 OpCo Merger Sub 2, LLC, all of the Class A Shares held by the Reporting Person were cancelled and converted into the right to receive an amount in cash equal to $12.48 per share.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger and Purchase Agreement, dated as of February 5, 2018, by and among 8point3 Energy Partners LP, 8point3 General Partner, LLC, 8point3 Operating Company, LLC, 8point3 Holding Company, LLC, 8point3 Solar CEI, LLC, 8point3 Co-Invest Feeder 1, LLC, 8point3 Co-Invest Feeder 2, LLC, CD Clean Energy and Infrastructure V JV (Holdco), LLC, 8point3 Partnership Merger Sub, LLC, 8point3 OpCo Merger Sub 1, LLC, and 8point3 OpCo Merger Sub 2, LLC, all of the Class A Shares held by the Reporting Person were cancelled and converted into the right to receive an amount in cash equal to $12.48 per share.

JP Energy Partners LP

Report date March 08, 2017 · Filed March 09, 2017

Section 16 reporting ended · disclosed 2017-03-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMON UNITS (LIMITED PARTNER INTERESTS)SEC Table I · non-derivativeDirect0 Ending reported balance After 2017-03-08 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2017-03-08 · Exercise / conversion · Acquired 10,259 · Balance 13,092

F2: Each phantom unit is the economic equivalent of one common unit and is accompanied by a distribution equivalent right, entitling the holder to an amount equal to any cash distributions paid on each of the issuer's common units payable in cash. The phantom units and associated dividend equivalent rights vested immediately prior to the closing of the Merger and upon such vesting converted into common units and cash, respectively.

Row 2 · 2017-03-08 · Disposition to issuer · Disposed 13,092 · Balance 0

F1: Converted into common units of American Midstream Partners, LP ("AMID") in connection with the merger of the issuer into a wholly-owned subsidiary of AMID effective on March 8, 2017 (the "Merger"), On March 7, 2017, the last trading day of the issuer's common units, the closing price of issuer common units was $9.44 per unit and the closing price of AMID's common units was $16.45 per unit. Each issuer common unit outstanding held by the reporting person was converted into 0.5775 AMID common units at the effective time of the Merger.

PHANTOM UNITS (WITH DERS)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-03-08 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-03-08 · Exercise / conversion · Disposed 10,259 · Balance 0

F2: Each phantom unit is the economic equivalent of one common unit and is accompanied by a distribution equivalent right, entitling the holder to an amount equal to any cash distributions paid on each of the issuer's common units payable in cash. The phantom units and associated dividend equivalent rights vested immediately prior to the closing of the Merger and upon such vesting converted into common units and cash, respectively.

Filing footnotes · ownership attribution and instrument terms

F1: Converted into common units of American Midstream Partners, LP ("AMID") in connection with the merger of the issuer into a wholly-owned subsidiary of AMID effective on March 8, 2017 (the "Merger"), On March 7, 2017, the last trading day of the issuer's common units, the closing price of issuer common units was $9.44 per unit and the closing price of AMID's common units was $16.45 per unit. Each issuer common unit outstanding held by the reporting person was converted into 0.5775 AMID common units at the effective time of the Merger.

F2: Each phantom unit is the economic equivalent of one common unit and is accompanied by a distribution equivalent right, entitling the holder to an amount equal to any cash distributions paid on each of the issuer's common units payable in cash. The phantom units and associated dividend equivalent rights vested immediately prior to the closing of the Merger and upon such vesting converted into common units and cash, respectively.

Midstream Co LLC

Report date July 22, 2024 · Filed July 22, 2024

Section 16 reporting ended · disclosed 2024-07-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-07-22 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-07-22 · Disposition to issuer · Disposed 202,683 · Balance 0

F1: On July 22, 2024, pursuant to an Agreement and Plan of Merger, dated as of March 10, 2024, Humpty Merger Sub Inc., a wholly owned subsidiary of EQT Corporation ("EQT"), merged with and into Equitrans Midstream Corporation (the "Company") with the Company surviving as an indirect wholly owned subsidiary of EQT (the "First Step Surviving Corporation") and as the second step in a single integrated transaction, the First Step Surviving Corporation merged with and into Humpty Merger Sub LLC, a wholly owned subsidiary of EQT and each outstanding phantom stock unit (including for deferred fees to be settled in shares of common stock) became fully vested, any restrictions lapsed, and each phantom stock unit was converted into the right to receive a number of EQT shares (rounded up to the next whole EQT share) equal to the product obtained by multiplying (x) 0.3504 shares of EQT common stock by (y) the total number of shares of Company common stock underlying such Company phantom stock unit.

Filing footnotes · ownership attribution and instrument terms

F1: On July 22, 2024, pursuant to an Agreement and Plan of Merger, dated as of March 10, 2024, Humpty Merger Sub Inc., a wholly owned subsidiary of EQT Corporation ("EQT"), merged with and into Equitrans Midstream Corporation (the "Company") with the Company surviving as an indirect wholly owned subsidiary of EQT (the "First Step Surviving Corporation") and as the second step in a single integrated transaction, the First Step Surviving Corporation merged with and into Humpty Merger Sub LLC, a wholly owned subsidiary of EQT and each outstanding phantom stock unit (including for deferred fees to be settled in shares of common stock) became fully vested, any restrictions lapsed, and each phantom stock unit was converted into the right to receive a number of EQT shares (rounded up to the next whole EQT share) equal to the product obtained by multiplying (x) 0.3504 shares of EQT common stock by (y) the total number of shares of Company common stock underlying such Company phantom stock unit.

Transocean Partners LLC

Report date December 09, 2016 · Filed December 13, 2016

Section 16 reporting ended · disclosed 2016-12-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common UnitsSEC Table I · non-derivativeDirect0 Ending reported balance After 2016-12-09 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2016-12-09 · Exercise / conversion · Acquired 11,435 · Balance 14,435

F1: Immediately prior to the Merger, all of the reporting person's phantom units granted pursuant to Transocean Partners' long-term incentive plan on May 4, 2015 and May 5, 2016 vested in full, and an equal number of Transocean Partners common units were deemed issued in settlement thereof. The phantom units are 1-for-1 common unit equivalents.

Row 2 · 2016-12-09 · Tax withholding · Disposed 5,146 · Balance 9,289

F3: Common units automatically withheld upon vesting to satisfy tax withholding obligations.

Row 3 · 2016-12-09 · Disposition to issuer · Disposed 9,289 · Balance 0

F4: Disposition in connection with the Merger. At the effective time of the Merger, each outstanding common unit of Transocean Partners was converted into the right to receive 1.2000 Transocean Ltd. shares.

Phantom UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2016-12-09 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2016-12-09 · Exercise / conversion · Disposed 4,980 · Balance 0

F1: Immediately prior to the Merger, all of the reporting person's phantom units granted pursuant to Transocean Partners' long-term incentive plan on May 4, 2015 and May 5, 2016 vested in full, and an equal number of Transocean Partners common units were deemed issued in settlement thereof. The phantom units are 1-for-1 common unit equivalents.

F2: Not Applicable.

Phantom UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2016-12-09 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2016-12-09 · Exercise / conversion · Disposed 6,455 · Balance 0

F1: Immediately prior to the Merger, all of the reporting person's phantom units granted pursuant to Transocean Partners' long-term incentive plan on May 4, 2015 and May 5, 2016 vested in full, and an equal number of Transocean Partners common units were deemed issued in settlement thereof. The phantom units are 1-for-1 common unit equivalents.

F2: Not Applicable.

Filing footnotes · ownership attribution and instrument terms

F1: Immediately prior to the Merger, all of the reporting person's phantom units granted pursuant to Transocean Partners' long-term incentive plan on May 4, 2015 and May 5, 2016 vested in full, and an equal number of Transocean Partners common units were deemed issued in settlement thereof. The phantom units are 1-for-1 common unit equivalents.

F2: Not Applicable.

F3: Common units automatically withheld upon vesting to satisfy tax withholding obligations.

F4: Disposition in connection with the Merger. At the effective time of the Merger, each outstanding common unit of Transocean Partners was converted into the right to receive 1.2000 Transocean Ltd. shares.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 22, 2024 Filed Jul 22, 2024 17:50 UTC Midstream Co LLC ETRN · Entity 88825 Disposition to issuerDeferred Stock Units · Derivative 202,683 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-020821 · form4.xml · derivative · entry 1

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 202,683 shares

Expires not disclosed

F1 · derivative.exercise_price: On July 22, 2024, pursuant to an Agreement and Plan of Merger, dated as of March 10, 2024, Humpty Merger Sub Inc., a wholly owned subsidiary of EQT Corporation ("EQT"), merged with and into Equitrans Midstream Corporation (the "Company") with the Company surviving as an indirect wholly owned subsidiary of EQT (the "First Step Surviving Corporation") and as the second step in a single integrated transaction, the First Step Surviving Corporation merged with and into Humpty Merger Sub LLC, a wholly owned subsidiary of EQT and each outstanding phantom stock unit (including for deferred fees to be settled in shares of common stock) became fully vested, any restrictions lapsed, and each phantom stock unit was converted into the right to receive a number of EQT shares (rounded up to the next whole EQT share) equal to the product obtained by multiplying (x) 0.3504 shares of EQT common stock by (y) the total number of shares of Company common stock underlying such Company phantom stock unit.

F1 · price: On July 22, 2024, pursuant to an Agreement and Plan of Merger, dated as of March 10, 2024, Humpty Merger Sub Inc., a wholly owned subsidiary of EQT Corporation ("EQT"), merged with and into Equitrans Midstream Corporation (the "Company") with the Company surviving as an indirect wholly owned subsidiary of EQT (the "First Step Surviving Corporation") and as the second step in a single integrated transaction, the First Step Surviving Corporation merged with and into Humpty Merger Sub LLC, a wholly owned subsidiary of EQT and each outstanding phantom stock unit (including for deferred fees to be settled in shares of common stock) became fully vested, any restrictions lapsed, and each phantom stock unit was converted into the right to receive a number of EQT shares (rounded up to the next whole EQT share) equal to the product obtained by multiplying (x) 0.3504 shares of EQT common stock by (y) the total number of shares of Company common stock underlying such Company phantom stock unit.

F1 · derivative.exercise_date: On July 22, 2024, pursuant to an Agreement and Plan of Merger, dated as of March 10, 2024, Humpty Merger Sub Inc., a wholly owned subsidiary of EQT Corporation ("EQT"), merged with and into Equitrans Midstream Corporation (the "Company") with the Company surviving as an indirect wholly owned subsidiary of EQT (the "First Step Surviving Corporation") and as the second step in a single integrated transaction, the First Step Surviving Corporation merged with and into Humpty Merger Sub LLC, a wholly owned subsidiary of EQT and each outstanding phantom stock unit (including for deferred fees to be settled in shares of common stock) became fully vested, any restrictions lapsed, and each phantom stock unit was converted into the right to receive a number of EQT shares (rounded up to the next whole EQT share) equal to the product obtained by multiplying (x) 0.3504 shares of EQT common stock by (y) the total number of shares of Company common stock underlying such Company phantom stock unit.

F1 · derivative.expiration_date: On July 22, 2024, pursuant to an Agreement and Plan of Merger, dated as of March 10, 2024, Humpty Merger Sub Inc., a wholly owned subsidiary of EQT Corporation ("EQT"), merged with and into Equitrans Midstream Corporation (the "Company") with the Company surviving as an indirect wholly owned subsidiary of EQT (the "First Step Surviving Corporation") and as the second step in a single integrated transaction, the First Step Surviving Corporation merged with and into Humpty Merger Sub LLC, a wholly owned subsidiary of EQT and each outstanding phantom stock unit (including for deferred fees to be settled in shares of common stock) became fully vested, any restrictions lapsed, and each phantom stock unit was converted into the right to receive a number of EQT shares (rounded up to the next whole EQT share) equal to the product obtained by multiplying (x) 0.3504 shares of EQT common stock by (y) the total number of shares of Company common stock underlying such Company phantom stock unit.

Read SEC document
May 06, 2024 Filed May 8, 2024 16:15 UTC Midstream Co LLC ETRN · Entity 88825 GrantDeferred Stock Units · Derivative 12,320 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-014578 · form4.xml · derivative · entry 1

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,505

Underlying: Common Stock · 12,320 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock.

F2 · derivative.exercise_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

F2 · derivative.expiration_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

Read SEC document
November 08, 2023 Filed Nov 9, 2023 17:11 UTC HF Sinclair Corp DINO · Entity 3289 GrantCommon Stock 3,005 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054879 · doc4.xml · nonDerivative · entry 1

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,869

F1 · price: Restricted stock units granted under the HF Sinclair Corporation Amended and Restated 2020 Long Term Incentive Plan. The restricted stock units are subject to restrictions that will lapse on December 1, 2024 (or on the first business day thereafter if such date falls on a weekend), provided the reporting person has served on the board of directors of the Issuer from the grant date until such vesting date. Unless settlement is deferred pursuant to the Issuer's deferred compensation arrangement for directors, the vested restricted stock units will be paid within 30 days following the vesting date in the form of the Issuer's common stock equal to the number of vested restricted stock units.

Read SEC document
May 08, 2023 Filed May 10, 2023 16:49 UTC Midstream Co LLC ETRN · Entity 88825 GrantDeferred Stock Units · Derivative 41,800 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-015133 · form4.xml · derivative · entry 1

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,696

Underlying: Common Stock · 41,800 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock.

F2 · derivative.exercise_date: Award represents compensation that is deferred until termination of service as a director.

F2 · derivative.expiration_date: Award represents compensation that is deferred until termination of service as a director.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 16:43 UTC Midstream Co LLC ETRN · Entity 88825 GrantDeferred Stock Units · Derivative 2,985 $6.70 $19,999.50
Disclosure

SEC source: 0001127602-23-000533 · form4.xml · derivative · entry 1

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,007

Underlying: Common Stock · 2,985 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock.

F2 · derivative.exercise_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

F2 · derivative.expiration_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

F3 · derivative.underlying_shares: Represents deferred stock units that will be settled in common stock in connection with the Reporting Person's deferral of director fees.

Read SEC document
November 09, 2022 Filed Nov 9, 2022 20:23 UTC HF Sinclair Corp DINO · Entity 3289 GrantCommon Stock 2,643 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-056301 · doc4.xml · nonDerivative · entry 1

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,864

F1 · price: Restricted stock units granted under the HF Sinclair Corporation Amended and Restated 2020 Long Term Incentive Plan. The restricted stock units are subject to restrictions that will lapse on December 1, 2023 (or on the first business day thereafter if such date falls on a weekend), provided the reporting person has served on the board of directors of the Issuer from the grant date until such vesting date. Unless settlement is deferred pursuant to the Issuer's deferred compensation arrangement for directors, the vested restricted stock units will be paid within 30 days following the vesting date in the form of the Issuer's common stock equal to the number of vested restricted stock units.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 16:32 UTC Midstream Co LLC ETRN · Entity 88825 GrantDeferred Stock Units · Derivative 2,674 $7.48 $20,001.52
Disclosure

SEC source: 0001127602-22-023468 · form4.xml · derivative · entry 1

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,743

Underlying: Common Stock · 2,674 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock.

F2 · derivative.exercise_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

F2 · derivative.expiration_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

F3 · derivative.underlying_shares: Represents deferred stock units that will be settled in connection with the Reporting Person's deferral of director fees.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 17:05 UTC Midstream Co LLC ETRN · Entity 88825 GrantDeferred Stock Units · Derivative 3,274 $6.36 $20,822.64
Disclosure

SEC source: 0001127602-22-018972 · form4.xml · derivative · entry 1

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,189

Underlying: Common Stock · 3,274 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock.

F2 · derivative.exercise_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

F2 · derivative.expiration_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

F3 · derivative.underlying_shares: Represents deferred stock units that will be settled in common stock in connection with the Reporting Person's deferral of director fees.

F4 · balance_after: The Reporting Person's beneficial ownership amount has been adjusted to correct for prior broker administrative errors. Transaction amounts previously reported by the Reporting Person were correct.

Read SEC document
May 11, 2022 Filed May 11, 2022 18:23 UTC HF Sinclair Corp DINO · Entity 3289 GrantCommon Stock 2,221 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-028388 · doc4.xml · nonDerivative · entry 1

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,221

F1 · price: Restricted stock units granted under the HF Sinclair Corporation Amended and Restated 2020 Long Term Incentive Plan. The restricted stock units are subject to restrictions that will lapse on December 1, 2022, provided the reporting person has served on the board of directors of the Issuer from the grant date until such vesting date. Unless settlement is deferred pursuant to the company's deferred compensation arrangement for directors, the vested restricted stock units will be paid within 30 days following the vesting date in the form of the Issuer's common stock equal to the number of vested restricted stock units.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 16:35 UTC Midstream Co LLC ETRN · Entity 88825 GrantDeferred Stock Units · Derivative 2,725 $8.44 $22,999.00
Disclosure

SEC source: 0001127602-22-011196 · form4.xml · derivative · entry 1

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,602

Underlying: Common Stock · 2,725 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock.

F2 · derivative.exercise_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

F2 · derivative.expiration_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

F3 · derivative.underlying_shares: Represents deferred stock units that will be settled in common stock in connection with the Reporting Person's deferral of director fees.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 17:58 UTC Midstream Co LLC ETRN · Entity 88825 GrantDeferred Stock Units · Derivative 2,224 $10.34 $22,996.16
Disclosure

SEC source: 0001127602-22-000646 · form4.xml · derivative · entry 2

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,573

Underlying: Common Stock · 2,224 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock.

F3 · shares: Represents deferred stock units that will be settled in connection with the Reporting Person's deferral of director fees.

F2 · derivative.exercise_date: Award represents compensation that is deferred until termination of service as a director.

F2 · derivative.expiration_date: Award represents compensation that is deferred until termination of service as a director.

F3 · derivative.underlying_shares: Represents deferred stock units that will be settled in connection with the Reporting Person's deferral of director fees.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 17:58 UTC Midstream Co LLC ETRN · Entity 88825 GrantDeferred Stock Units · Derivative 14,510 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-000646 · form4.xml · derivative · entry 1

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,349

Underlying: Common Stock · 14,510 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock.

F2 · derivative.exercise_date: Award represents compensation that is deferred until termination of service as a director.

F2 · derivative.expiration_date: Award represents compensation that is deferred until termination of service as a director.

Read SEC document
October 01, 2021 Filed Oct 1, 2021 16:18 UTC Midstream Co LLC ETRN · Entity 88825 GrantDeferred Stock Units · Derivative 2,268 $10.14 $22,997.52
Disclosure

SEC source: 0001127602-21-026296 · form4.xml · derivative · entry 1

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,444

Underlying: Common Stock · 2,268 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock.

F2 · derivative.exercise_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

F2 · derivative.expiration_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

F3 · derivative.underlying_shares: Represents deferred stock units that will be settled in connection with the Reporting Person's deferral of director fees.

Read SEC document
July 01, 2021 Filed Jul 1, 2021 16:30 UTC Midstream Co LLC ETRN · Entity 88825 GrantDeferred Stock Units · Derivative 2,703 $8.51 $23,002.53
Disclosure

SEC source: 0001127602-21-021030 · form4.xml · derivative · entry 1

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,556

Underlying: Common Stock · 2,703 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock.

F2 · derivative.exercise_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

F2 · derivative.expiration_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

F3 · derivative.underlying_shares: Represents deferred stock units that will be settled in connection with the Reporting Person's deferral of director fees.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 16:32 UTC Midstream Co LLC ETRN · Entity 88825 GrantDeferred Stock Units · Derivative 2,819 $8.16 $23,003.04
Disclosure

SEC source: 0001127602-21-013095 · form4.xml · derivative · entry 1

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,347

Underlying: Common Stock · 2,819 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock.

F2 · derivative.exercise_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

F2 · derivative.expiration_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

F3 · derivative.underlying_shares: Represents deferred stock units that will be settled in connection with the Reporting Person's deferral of director fees.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 17:54 UTC Midstream Co LLC ETRN · Entity 88825 GrantDeferred Stock Units · Derivative 2,861 $8.04 $23,002.44
Disclosure

SEC source: 0001127602-21-000794 · form4.xml · derivative · entry 2

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,130

Underlying: Common Stock · 2,861 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock.

F3 · shares: Represents deferred stock units that will be settled in connection with the Reporting Person's deferral of director fees.

F2 · derivative.exercise_date: Award represents compensation that is deferred until termination of service as a director.

F2 · derivative.expiration_date: Award represents compensation that is deferred until termination of service as a director.

F3 · derivative.underlying_shares: Represents deferred stock units that will be settled in connection with the Reporting Person's deferral of director fees.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 17:54 UTC Midstream Co LLC ETRN · Entity 88825 GrantDeferred Stock Units · Derivative 18,660 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-000794 · form4.xml · derivative · entry 1

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,269

Underlying: Common Stock · 18,660 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock.

F2 · derivative.exercise_date: Award represents compensation that is deferred until termination of service as a director.

F2 · derivative.expiration_date: Award represents compensation that is deferred until termination of service as a director.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 06:53 UTC Midstream Co LLC ETRN · Entity 88825 GrantDeferred Stock Units · Derivative 2,833 $8.12 $23,003.96
Disclosure

SEC source: 0001127602-20-026068 · form4.xml · derivative · entry 1

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,408

Underlying: Common Stock · 2,833 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock.

F2 · derivative.exercise_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

F2 · derivative.expiration_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

F3 · derivative.underlying_shares: Represents deferred stock units that will be settled in connection with the Reporting Person's deferral of director fees.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 16:30 UTC Midstream Co LLC ETRN · Entity 88825 GrantDeferred Stock Units · Derivative 2,758 $8.34 $23,001.72
Disclosure

SEC source: 0001127602-20-020913 · form4.xml · derivative · entry 1

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,846

Underlying: Common Stock · 2,758 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock.

F2 · derivative.exercise_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

F2 · derivative.expiration_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

F3 · derivative.underlying_shares: Represents deferred stock units that will be settled in connection with the Reporting Person's deferral of director fees.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 17:31 UTC Midstream Co LLC ETRN · Entity 88825 GrantDeferred Stock Units · Derivative 4,665 $4.93 $22,998.45
Disclosure

SEC source: 0001127602-20-012813 · form4.xml · derivative · entry 1

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,151

Underlying: Common Stock · 4,665 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock.

F2 · derivative.exercise_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

F2 · derivative.expiration_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

F3 · derivative.underlying_shares: Represents deferred stock units that will be settled in connection with the Reporting Person's deferral of director fees.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 16:33 UTC Midstream Co LLC ETRN · Entity 88825 GrantDeferred Stock Units · Derivative 2,152 $13.36 $28,750.72
Disclosure

SEC source: 0001127602-20-000713 · form4.xml · derivative · entry 2

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,504

Underlying: Common Stock · 2,152 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock.

F3 · shares: Represents deferred stock units that will be settled in connection with the Reporting Person's deferral of director fees.

F2 · derivative.exercise_date: Award represents compensation that is deferred until termination of service as a director.

F2 · derivative.expiration_date: Award represents compensation that is deferred until termination of service as a director.

F3 · derivative.underlying_shares: Represents deferred stock units that will be settled in connection with the Reporting Person's deferral of director fees.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 16:33 UTC Midstream Co LLC ETRN · Entity 88825 GrantDeferred Stock Units · Derivative 11,230 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-000713 · form4.xml · derivative · entry 1

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,352

Underlying: Common Stock · 11,230 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock.

F2 · derivative.exercise_date: Award represents compensation that is deferred until termination of service as a director.

F2 · derivative.expiration_date: Award represents compensation that is deferred until termination of service as a director.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 16:42 UTC Midstream Co LLC ETRN · Entity 88825 GrantDeferred Stock Units · Derivative 1,994 $14.42 $28,753.48
Disclosure

SEC source: 0001127602-19-029722 · form4.xml · derivative · entry 1

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,842

Underlying: Common Stock · 1,994 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock.

F2 · derivative.exercise_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

F2 · derivative.expiration_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

F3 · derivative.underlying_shares: Represents deferred stock units that will be settled in common stock in connection with the Reporting Person's deferral of director fees.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 14:58 UTC Midstream Co LLC ETRN · Entity 88825 GrantDeferred Stock Units · Derivative 1,480 $19.42 $28,741.60
Disclosure

SEC source: 0001127602-19-023997 · form4.xml · derivative · entry 1

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,025

Underlying: Common Stock · 1,480 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock.

F2 · derivative.exercise_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

F2 · derivative.expiration_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

F3 · derivative.underlying_shares: Represents deferred stock units that will be settled in connection with the Reporting Person's deferral of director fees.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 16:23 UTC Midstream Co LLC ETRN · Entity 88825 OtherDeferred Stock Units · Derivative 1,909 $21.56 $41,158.04
Disclosure

SEC source: 0001127602-19-014809 · form4.xml · derivative · entry 1

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,057

Underlying: Common Stock · 1,909 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock.

F2 · shares: Represents a transfer by the Reporting Person from another investment option into the Equitrans Midstream Corporation common stock fund under the Equitrans Midstream Corporation Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

F3 · derivative.expiration_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 17:32 UTC Midstream Co LLC ETRN · Entity 88825 GrantDeferred Stock Units · Derivative 1,313 $21.89 $28,741.57
Disclosure

SEC source: 0001127602-19-014725 · form4.xml · derivative · entry 1

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,148

Underlying: Common Stock · 1,313 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock.

F2 · derivative.exercise_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

F2 · derivative.expiration_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

F3 · derivative.underlying_shares: Represents deferred stock units that will be settled in connection with the Reporting Person's deferral of director fees.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 16:26 UTC Midstream Co LLC ETRN · Entity 88825 GrantDeferred Stock Units · Derivative 698 $20.02 $13,973.96
Disclosure

SEC source: 0001127602-19-000698 · form4.xml · derivative · entry 2

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,402

Underlying: Common Stock · 698 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock.

F3 · shares: Represents deferred stock units that will be settled in connection with the Reporting Person's deferral of director fees.

F2 · derivative.exercise_date: Award represents compensation that is deferred until termination of service as a director.

F2 · derivative.expiration_date: Award represents compensation that is deferred until termination of service as a director.

F3 · derivative.underlying_shares: Represents deferred stock units that will be settled in connection with the Reporting Person's deferral of director fees.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 16:26 UTC Midstream Co LLC ETRN · Entity 88825 GrantDeferred Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-000698 · form4.xml · derivative · entry 1

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,704

Underlying: Common Stock · 7,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock.

F2 · derivative.exercise_date: Award represents compensation that is deferred until termination of service as a director.

F2 · derivative.expiration_date: Award represents compensation that is deferred until termination of service as a director.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 16:32 UTC Midstream Co LLC ETRN · Entity 88825 GrantDeferred Stock Units · Derivative 6,980 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-073114 · a4.xml · derivative · entry 1

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,204

Underlying: Common Stock · 6,980 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock.

F2 · derivative.exercise_date: Award vested immediately upon grant and represents compensation that is deferred until termination of service as a director.

F2 · derivative.expiration_date: Award vested immediately upon grant and represents compensation that is deferred until termination of service as a director.

F3 · balance_after: Includes 1,171 deferred stock units previously reported in Table I of the Reporting Person's Section 16 reports. Going forward, these securities will be reported in Table II.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 19:44 UTC Midstream Co LLC ETRN · Entity 88825 GrantDeferred Stock Units · Derivative 3,053 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-068552 · a4.xml · derivative · entry 2

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,053

Underlying: Common Stock · 3,053 shares

Expires not disclosed

F4 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock. In the Section 16 reports previously filed by the Reporting Person with respect to EQT securities, these awards were referred to as "deferred compensation - phantom units."

F1 · kind: In connection with the spin-off of Equitrans Midstream Corporation (ETRN) from EQT Corporation (EQT) on November 12, 2018, for each EQT deferred stock unit held by the Reporting Person immediately prior to the spin-off, the Reporting Person received 0.8 ETRN deferred stock units pursuant to the Employee Matters Agreement between ETRN and EQT.

F5 · derivative.exercise_date: Award represents compensation that is deferred until termination of service as a director.

F5 · derivative.expiration_date: Award represents compensation that is deferred until termination of service as a director.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 19:44 UTC Midstream Co LLC ETRN · Entity 88825 GrantCommon Stock 1,171 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-068552 · a4.xml · nonDerivative · entry 1

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,171

F1 · kind: In connection with the spin-off of Equitrans Midstream Corporation (ETRN) from EQT Corporation (EQT) on November 12, 2018, for each EQT deferred stock unit held by the Reporting Person immediately prior to the spin-off, the Reporting Person received 0.8 ETRN deferred stock units pursuant to the Employee Matters Agreement between ETRN and EQT.

F2 · shares: Represents deferred stock units that will be settled in common stock in connection with the Reporting Person's deferral of director fees.

F2 · balance_after: Represents deferred stock units that will be settled in common stock in connection with the Reporting Person's deferral of director fees.

F3 · ownership.nature: Deferred stock units held through the directors' deferred compensation plan.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 21:59 UTC EQT Corp EQT · Entity 3112 PurchaseCommon Stock 480 $44.23 $21,230.40
Disclosure

SEC source: 0001127602-18-029463 · form4.xml · nonDerivative · entry 1

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation

Disclosed balance after: 1,464

Read SEC document
July 02, 2018 Filed Jul 5, 2018 21:16 UTC EQT Corp EQT · Entity 3112 PurchaseCommon Stock 385 $55.18 $21,244.30
Disclosure

SEC source: 0001127602-18-022854 · form4.xml · nonDerivative · entry 1

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation

Disclosed balance after: 983

Read SEC document
June 19, 2018 Filed Jun 21, 2018 12:40 UTC 8point3 Energy Partners LP CAFD · Entity 165555 Disposition to issuerClass A Shares representing limited partner interests 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-18-008162 · wf-form4_152959919886948.xml · nonDerivative · entry 2

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Szydlowski Family Trust

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger and Purchase Agreement, dated as of February 5, 2018, by and among 8point3 Energy Partners LP, 8point3 General Partner, LLC, 8point3 Operating Company, LLC, 8point3 Holding Company, LLC, 8point3 Solar CEI, LLC, 8point3 Co-Invest Feeder 1, LLC, 8point3 Co-Invest Feeder 2, LLC, CD Clean Energy and Infrastructure V JV (Holdco), LLC, 8point3 Partnership Merger Sub, LLC, 8point3 OpCo Merger Sub 1, LLC, and 8point3 OpCo Merger Sub 2, LLC, all of the Class A Shares held by the Reporting Person were cancelled and converted into the right to receive an amount in cash equal to $12.48 per share.

Read SEC document
June 19, 2018 Filed Jun 21, 2018 12:40 UTC 8point3 Energy Partners LP CAFD · Entity 165555 Disposition to issuerClass A Shares representing limited partner interests 17,462 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-18-008162 · wf-form4_152959919886948.xml · nonDerivative · entry 1

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger and Purchase Agreement, dated as of February 5, 2018, by and among 8point3 Energy Partners LP, 8point3 General Partner, LLC, 8point3 Operating Company, LLC, 8point3 Holding Company, LLC, 8point3 Solar CEI, LLC, 8point3 Co-Invest Feeder 1, LLC, 8point3 Co-Invest Feeder 2, LLC, CD Clean Energy and Infrastructure V JV (Holdco), LLC, 8point3 Partnership Merger Sub, LLC, 8point3 OpCo Merger Sub 1, LLC, and 8point3 OpCo Merger Sub 2, LLC, all of the Class A Shares held by the Reporting Person were cancelled and converted into the right to receive an amount in cash equal to $12.48 per share.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 14:31 UTC 8point3 Energy Partners LP CAFD · Entity 165555 GrantClass A Shares representing limited partner interests 1,527 $12.28 $18,751.56
Disclosure

SEC source: 0001628280-18-007497 · wf-form4_152787784878351.xml · nonDerivative · entry 1

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,462

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:44 UTC EQT Corp EQT · Entity 3112 PurchaseCommon Stock 447 $47.51 $21,236.97
Disclosure

SEC source: 0001127602-18-014051 · form4.xml · nonDerivative · entry 1

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation

Disclosed balance after: 598

Read SEC document
February 28, 2018 Filed Mar 1, 2018 12:02 UTC 8point3 Energy Partners LP CAFD · Entity 165555 GrantClass A Shares representing limited partner interests 1,544 $12.15 $18,759.60
Disclosure

SEC source: 0001628280-18-002597 · wf-form4_151992376260187.xml · nonDerivative · entry 1

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,935

Read SEC document
January 02, 2018 Filed Jan 4, 2018 00:05 UTC EQT Corp EQT · Entity 3112 PurchaseCommon Stock 151 $56.92 $8,594.92
Disclosure

SEC source: 0001127602-18-000830 · form4.xml · nonDerivative · entry 1

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation

Disclosed balance after: 151

Read SEC document
January 01, 2018 Filed Jan 4, 2018 00:05 UTC EQT Corp EQT · Entity 3112 GrantDeferred Compensation-Phantom Units · Derivative 3,430 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-000830 · form4.xml · derivative · entry 2

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,810

Underlying: Common Stock · 3,430 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one share of common stock.

F2 · derivative.exercise_date: Award represents compensation that is deferred until retirement.

F2 · derivative.expiration_date: Award represents compensation that is deferred until retirement.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 17:01 UTC 8point3 Energy Partners LP CAFD · Entity 165555 GrantClass A Shares representing limited partner interests 1,246 $15.06 $18,764.76
Disclosure

SEC source: 0001628280-17-011979 · wf-form4_151216566110828.xml · nonDerivative · entry 1

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,391

Read SEC document
November 13, 2017 Filed Nov 15, 2017 22:45 UTC EQT Corp EQT · Entity 3112 GrantDeferred Compensation-Phantom Units · Derivative 380 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-032248 · form4.xml · derivative · entry 1

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380

Underlying: Common Stock · 380 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one share of common stock.

F2 · derivative.exercise_date: Award represents compensation that is deferred until retirement.

F2 · derivative.expiration_date: Award represents compensation that is deferred until retirement.

Read SEC document
August 31, 2017 Filed Sep 1, 2017 11:29 UTC 8point3 Energy Partners LP CAFD · Entity 165555 GrantClass A Shares representing limited partner interests 1,301 $14.42 $18,760.42
Disclosure

SEC source: 0000899243-17-021323 · doc4.xml · nonDerivative · entry 1

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,145

Read SEC document
May 31, 2017 Filed Jun 1, 2017 15:42 UTC 8point3 Energy Partners LP CAFD · Entity 165555 GrantClass A Shares representing limited partner interests 1,375 $13.64 $18,755.00
Disclosure

SEC source: 0000899243-17-014960 · doc4.xml · nonDerivative · entry 1

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,844

Read SEC document
March 08, 2017 Filed Mar 9, 2017 17:27 UTC JP Energy Partners LP JPEP · Entity 176962 Exercise / conversionPHANTOM UNITS (WITH DERS) · Derivative 10,259 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-004346 · edgar.xml · derivative · entry 3

Szydlowski Norman J · CIK 0001502069 · Director · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Units · 10,259 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit and is accompanied by a distribution equivalent right, entitling the holder to an amount equal to any cash distributions paid on each of the issuer's common units payable in cash. The phantom units and associated dividend equivalent rights vested immediately prior to the closing of the Merger and upon such vesting converted into common units and cash, respectively.

F2 · kind: Each phantom unit is the economic equivalent of one common unit and is accompanied by a distribution equivalent right, entitling the holder to an amount equal to any cash distributions paid on each of the issuer's common units payable in cash. The phantom units and associated dividend equivalent rights vested immediately prior to the closing of the Merger and upon such vesting converted into common units and cash, respectively.

F2 · price: Each phantom unit is the economic equivalent of one common unit and is accompanied by a distribution equivalent right, entitling the holder to an amount equal to any cash distributions paid on each of the issuer's common units payable in cash. The phantom units and associated dividend equivalent rights vested immediately prior to the closing of the Merger and upon such vesting converted into common units and cash, respectively.

F2 · derivative.exercise_date: Each phantom unit is the economic equivalent of one common unit and is accompanied by a distribution equivalent right, entitling the holder to an amount equal to any cash distributions paid on each of the issuer's common units payable in cash. The phantom units and associated dividend equivalent rights vested immediately prior to the closing of the Merger and upon such vesting converted into common units and cash, respectively.

F2 · derivative.expiration_date: Each phantom unit is the economic equivalent of one common unit and is accompanied by a distribution equivalent right, entitling the holder to an amount equal to any cash distributions paid on each of the issuer's common units payable in cash. The phantom units and associated dividend equivalent rights vested immediately prior to the closing of the Merger and upon such vesting converted into common units and cash, respectively.

Read SEC document
March 08, 2017 Filed Mar 9, 2017 17:27 UTC JP Energy Partners LP JPEP · Entity 176962 Disposition to issuerCOMMON UNITS (LIMITED PARTNER INTERESTS) 13,092 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-004346 · edgar.xml · nonDerivative · entry 2

Szydlowski Norman J · CIK 0001502069 · Director · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Converted into common units of American Midstream Partners, LP ("AMID") in connection with the merger of the issuer into a wholly-owned subsidiary of AMID effective on March 8, 2017 (the "Merger"), On March 7, 2017, the last trading day of the issuer's common units, the closing price of issuer common units was $9.44 per unit and the closing price of AMID's common units was $16.45 per unit. Each issuer common unit outstanding held by the reporting person was converted into 0.5775 AMID common units at the effective time of the Merger.

F1 · price: Converted into common units of American Midstream Partners, LP ("AMID") in connection with the merger of the issuer into a wholly-owned subsidiary of AMID effective on March 8, 2017 (the "Merger"), On March 7, 2017, the last trading day of the issuer's common units, the closing price of issuer common units was $9.44 per unit and the closing price of AMID's common units was $16.45 per unit. Each issuer common unit outstanding held by the reporting person was converted into 0.5775 AMID common units at the effective time of the Merger.

Read SEC document
March 08, 2017 Filed Mar 9, 2017 17:27 UTC JP Energy Partners LP JPEP · Entity 176962 Exercise / conversionCOMMON UNITS (LIMITED PARTNER INTERESTS) 10,259 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-004346 · edgar.xml · nonDerivative · entry 1

Szydlowski Norman J · CIK 0001502069 · Director · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Each phantom unit is the economic equivalent of one common unit and is accompanied by a distribution equivalent right, entitling the holder to an amount equal to any cash distributions paid on each of the issuer's common units payable in cash. The phantom units and associated dividend equivalent rights vested immediately prior to the closing of the Merger and upon such vesting converted into common units and cash, respectively.

F2 · price: Each phantom unit is the economic equivalent of one common unit and is accompanied by a distribution equivalent right, entitling the holder to an amount equal to any cash distributions paid on each of the issuer's common units payable in cash. The phantom units and associated dividend equivalent rights vested immediately prior to the closing of the Merger and upon such vesting converted into common units and cash, respectively.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 12:14 UTC 8point3 Energy Partners LP CAFD · Entity 165555 GrantClass A Shares representing limited partner interests 1,409 $13.31 $18,753.79
Disclosure

SEC source: 0001209191-17-015654 · doc4.xml · nonDerivative · entry 1

Szydlowski Norman J · CIK 0001502069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,469

Read SEC document
February 05, 2017 Filed Feb 7, 2017 08:16 UTC JP Energy Partners LP JPEP · Entity 176962 Exercise / conversionPHANTOM UNITS (WITH DERs) · Derivative 667 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-004680 · doc1.xml · derivative · entry 2

Szydlowski Norman J · CIK 0001502069 · Director · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,259

Underlying: COMMON UNITS · 667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit and is accompanied by a distribution equivalent right, entitling the holder to an amount equal to any cash distributions paid on each of the Partnership's common units.

F1 · price: Each phantom unit is the economic equivalent of one common unit and is accompanied by a distribution equivalent right, entitling the holder to an amount equal to any cash distributions paid on each of the Partnership's common units.

F2 · derivative.exercise_date: The phantom units vest in three equal annual installments. Of the phantom units granted on February 5, 2015, 667 units vest on February 5, 2018. All remaining phantom units vest commencing on April 1, 2017, 2018 and 2019, respectively.

F3 · derivative.expiration_date: The phantom units do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer.

Read SEC document
February 05, 2017 Filed Feb 7, 2017 08:16 UTC JP Energy Partners LP JPEP · Entity 176962 Exercise / conversionCOMMON UNITS (LIMITED PARTNER INTERESTS) 667 $10.00 $6,670.00
Disclosure

SEC source: 0001140361-17-004680 · doc1.xml · nonDerivative · entry 1

Szydlowski Norman J · CIK 0001502069 · Director · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.