Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CYANOTECH CORPCYAN · Entity 8431 | VP, Sales & Marketing | July 29, 2024 | July 31, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CYANOTECH CORP
Report date July 29, 2024 · Filed July 31, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,422 |
Ending reported balance
After 2024-07-29 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-07-29 · Exercise / conversion · Acquired 1,680 · Balance 5,092 F1: Represents the conversion upon vesting of restricted stock units into common stock. Row 2 · 2024-07-29 · Tax withholding · Disposed 670 · Balance 4,422 F2: No stock was sold. On July 29, 2024, in connection with the vesting of 1680 shares of stock, the Company withheld a total of 670 shares to satisfy a payroll tax liability incident to such vesting. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,648 |
Reported balance
After 2024-07-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-07-29 · Exercise / conversion · Disposed 1,680 · Balance 5,648 F3: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech Common Stock. F4: The restricted stock units vest as to 3,900 shares on February 16, 2025; 33 shares on April 6, 2025; 1,681 shares on July 29, 2025; and 34 shares on April 6, 2026, in each case subject to the reporting person's continued service with the Company on the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the conversion upon vesting of restricted stock units into common stock.
F2: No stock was sold. On July 29, 2024, in connection with the vesting of 1680 shares of stock, the Company withheld a total of 670 shares to satisfy a payroll tax liability incident to such vesting.
F3: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech Common Stock.
F4: The restricted stock units vest as to 3,900 shares on February 16, 2025; 33 shares on April 6, 2025; 1,681 shares on July 29, 2025; and 34 shares on April 6, 2026, in each case subject to the reporting person's continued service with the Company on the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 29, 2024 Filed Jul 31, 2024 16:14 UTC | CYANOTECH CORP CYAN · Entity 8431 | Exercise / conversionRestricted Stock Units · Derivative | 1,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-024106 · rdgdoc.xml · derivative · entry 3 Hartmann Charles Jason · CIK 0001876043 · VP, Sales & Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,648 Underlying: Common Stock · 1,680 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech Common Stock. F4 · derivative.exercise_date: The restricted stock units vest as to 3,900 shares on February 16, 2025; 33 shares on April 6, 2025; 1,681 shares on July 29, 2025; and 34 shares on April 6, 2026, in each case subject to the reporting person's continued service with the Company on the vesting date. F4 · derivative.expiration_date: The restricted stock units vest as to 3,900 shares on February 16, 2025; 33 shares on April 6, 2025; 1,681 shares on July 29, 2025; and 34 shares on April 6, 2026, in each case subject to the reporting person's continued service with the Company on the vesting date. Read SEC document |
| July 29, 2024 Filed Jul 31, 2024 16:14 UTC | CYANOTECH CORP CYAN · Entity 8431 | Tax withholdingCommon Stock | 670 | $0.56 | $375.20 |
DisclosureSEC source: 0001437749-24-024106 · rdgdoc.xml · nonDerivative · entry 2 Hartmann Charles Jason · CIK 0001876043 · VP, Sales & Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,422 F2 · kind: No stock was sold. On July 29, 2024, in connection with the vesting of 1680 shares of stock, the Company withheld a total of 670 shares to satisfy a payroll tax liability incident to such vesting. Read SEC document |
| July 29, 2024 Filed Jul 31, 2024 16:14 UTC | CYANOTECH CORP CYAN · Entity 8431 | Exercise / conversionCommon Stock | 1,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-024106 · rdgdoc.xml · nonDerivative · entry 1 Hartmann Charles Jason · CIK 0001876043 · VP, Sales & Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,092 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion upon vesting of restricted stock units into common stock. Read SEC document |
| April 08, 2024 Filed Apr 10, 2024 18:51 UTC | CYANOTECH CORP CYAN · Entity 8431 | Exercise / conversionRestricted Stock Units · Derivative | 33 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-011688 · rdgdoc.xml · derivative · entry 3 Hartmann Charles Jason · CIK 0001876043 · VP, Sales & Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,328 Underlying: Common Stock · 33 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech Common Stock. F4 · derivative.exercise_date: The restricted stock units vest as to 1,680 shares on July 29, 2024; 3,900 shares on February 16, 2025; 33 shares on April 6, 2025; 1,681 shares on July 29, 2025; and 34 shares on April 6, 2026, in each case subject to the reporting person's continued service with the Company on the vesting date. F4 · derivative.expiration_date: The restricted stock units vest as to 1,680 shares on July 29, 2024; 3,900 shares on February 16, 2025; 33 shares on April 6, 2025; 1,681 shares on July 29, 2025; and 34 shares on April 6, 2026, in each case subject to the reporting person's continued service with the Company on the vesting date. Read SEC document |
| April 08, 2024 Filed Apr 10, 2024 18:51 UTC | CYANOTECH CORP CYAN · Entity 8431 | Tax withholdingCommon Stock | 14 | $0.40 | $5.60 |
DisclosureSEC source: 0001437749-24-011688 · rdgdoc.xml · nonDerivative · entry 2 Hartmann Charles Jason · CIK 0001876043 · VP, Sales & Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,412 F2 · kind: No stock was sold. On April 8, 2024, in connection with the vesting of 33 shares of stock, the Company withheld a total of 14 shares to satisfy a payroll tax liability incident to such vesting. Read SEC document |
| April 08, 2024 Filed Apr 10, 2024 18:51 UTC | CYANOTECH CORP CYAN · Entity 8431 | Exercise / conversionCommon Stock | 33 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-011688 · rdgdoc.xml · nonDerivative · entry 1 Hartmann Charles Jason · CIK 0001876043 · VP, Sales & Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,426 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion upon vesting of restricted stock units into common stock. Read SEC document |
| February 16, 2024 Filed Feb 21, 2024 10:38 UTC | CYANOTECH CORP CYAN · Entity 8431 | Exercise / conversionRestricted Stock Units · Derivative | 3,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-004950 · rdgdoc.xml · derivative · entry 3 Hartmann Charles Jason · CIK 0001876043 · VP, Sales & Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,361 Underlying: Common Stock · 3,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech Common Stock. F4 · derivative.exercise_date: The restricted stock units vest as to 33 shares on April 6, 2024; 1,680 shares on July 29, 2024; 3,900 shares on February 16, 2025; 33 shares on April 6, 2025; 1,681 shares on July 29, 2025; and 34 shares on April 6, 2026, in each case subject to the reporting person's continued service with the Company on the vesting date. F4 · derivative.expiration_date: The restricted stock units vest as to 33 shares on April 6, 2024; 1,680 shares on July 29, 2024; 3,900 shares on February 16, 2025; 33 shares on April 6, 2025; 1,681 shares on July 29, 2025; and 34 shares on April 6, 2026, in each case subject to the reporting person's continued service with the Company on the vesting date. Read SEC document |
| February 16, 2024 Filed Feb 21, 2024 10:38 UTC | CYANOTECH CORP CYAN · Entity 8431 | Tax withholdingCommon Stock | 1,556 | $0.44 | $684.64 |
DisclosureSEC source: 0001437749-24-004950 · rdgdoc.xml · nonDerivative · entry 2 Hartmann Charles Jason · CIK 0001876043 · VP, Sales & Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,393 F2 · kind: No stock was sold. On February 16, 2024, in connection with the vesting of 3,900 shares of stock, the Company withheld a total of 1,556 shares to satisfy a payroll tax liability incident to such vesting. Read SEC document |
| February 16, 2024 Filed Feb 21, 2024 10:38 UTC | CYANOTECH CORP CYAN · Entity 8431 | Exercise / conversionCommon Stock | 3,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-004950 · rdgdoc.xml · nonDerivative · entry 1 Hartmann Charles Jason · CIK 0001876043 · VP, Sales & Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion upon vesting of restricted stock units into common stock. Read SEC document |
| July 31, 2023 Filed Aug 1, 2023 15:26 UTC | CYANOTECH CORP CYAN · Entity 8431 | Exercise / conversionRestricted Stock Units · Derivative | 1,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-021386 · rdgdoc.xml · derivative · entry 3 Hartmann Charles Jason · CIK 0001876043 · VP, Sales & Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,461 Underlying: Common Stock · 1,680 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech Common Stock. F4 · derivative.exercise_date: The restricted stock units vest as to 33 shares on April 6, 2024; 1,680 shares on July 29, 2024; 33 shares on April 6, 2025; 1,681 shares on July 29, 2025; and 34 shares on April 6, 2026, in each case subject to the reporting person's continued service with the Company on the vesting date. F4 · derivative.expiration_date: The restricted stock units vest as to 33 shares on April 6, 2024; 1,680 shares on July 29, 2024; 33 shares on April 6, 2025; 1,681 shares on July 29, 2025; and 34 shares on April 6, 2026, in each case subject to the reporting person's continued service with the Company on the vesting date. Read SEC document |
| July 31, 2023 Filed Aug 1, 2023 15:26 UTC | CYANOTECH CORP CYAN · Entity 8431 | Tax withholdingCommon Stock | 670 | $0.84 | $562.80 |
DisclosureSEC source: 0001437749-23-021386 · rdgdoc.xml · nonDerivative · entry 2 Hartmann Charles Jason · CIK 0001876043 · VP, Sales & Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,049 F2 · kind: No stock was sold. On July 31, 2023, in connection with the vesting of 1,680 shares of stock, the Company withheld a total of 670 shares to satisfy a payroll tax liability incident to such vesting. Read SEC document |
| July 31, 2023 Filed Aug 1, 2023 15:26 UTC | CYANOTECH CORP CYAN · Entity 8431 | Exercise / conversionCommon Stock | 1,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-021386 · rdgdoc.xml · nonDerivative · entry 1 Hartmann Charles Jason · CIK 0001876043 · VP, Sales & Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion upon vesting of restricted stock units into common stock. Read SEC document |
| April 06, 2023 Filed Apr 10, 2023 15:04 UTC | CYANOTECH CORP CYAN · Entity 8431 | Exercise / conversionRestricted Stock Units · Derivative | 34 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-009822 · rdgdoc.xml · derivative · entry 4 Hartmann Charles Jason · CIK 0001876043 · VP, Sales & Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,141 Underlying: Common Stock · 34 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech Common Stock. F5 · derivative.exercise_date: The restricted stock units vest as to 1,680 shares on July 29, 2023; 33 shares on April 6, 2024; 1,680 shares on July 29, 2024; 33 shares on April 6, 2025; 1,681 shares on July 29, 2025; and 34 shares on April 6, 2026, in each case subject to the reporting person's continued service with the Company on the vesting date. F5 · derivative.expiration_date: The restricted stock units vest as to 1,680 shares on July 29, 2023; 33 shares on April 6, 2024; 1,680 shares on July 29, 2024; 33 shares on April 6, 2025; 1,681 shares on July 29, 2025; and 34 shares on April 6, 2026, in each case subject to the reporting person's continued service with the Company on the vesting date. Read SEC document |
| April 06, 2023 Filed Apr 10, 2023 15:04 UTC | CYANOTECH CORP CYAN · Entity 8431 | GrantRestricted Stock Units · Derivative | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-009822 · rdgdoc.xml · derivative · entry 3 Hartmann Charles Jason · CIK 0001876043 · VP, Sales & Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,175 Underlying: Common Stock · 100 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech Common Stock. F4 · derivative.exercise_date: The restricted stock units vest as to 34 shares on April 6, 2023; 1,680 shares on July 29, 2023; 33 shares on April 6, 2024; 1,680 shares on July 29, 2024; 33 shares on April 6, 2025; 1,681 shares on July 29, 2025; and 34 shares on April 6, 2026, in each case subject to the reporting person's continued service with the Company on the vesting date. F4 · derivative.expiration_date: The restricted stock units vest as to 34 shares on April 6, 2023; 1,680 shares on July 29, 2023; 33 shares on April 6, 2024; 1,680 shares on July 29, 2024; 33 shares on April 6, 2025; 1,681 shares on July 29, 2025; and 34 shares on April 6, 2026, in each case subject to the reporting person's continued service with the Company on the vesting date. Read SEC document |
| April 06, 2023 Filed Apr 10, 2023 15:04 UTC | CYANOTECH CORP CYAN · Entity 8431 | Tax withholdingCommon Stock | 14 | $0.94 | $13.16 |
DisclosureSEC source: 0001437749-23-009822 · rdgdoc.xml · nonDerivative · entry 2 Hartmann Charles Jason · CIK 0001876043 · VP, Sales & Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39 F2 · kind: No stock was sold. On April 6, 2023, in connection with the vesting of 34 shares of stock, the Company withheld a total of 14 shares to satisfy a payroll tax liability incident to such vesting. Read SEC document |
| April 06, 2023 Filed Apr 10, 2023 15:04 UTC | CYANOTECH CORP CYAN · Entity 8431 | Exercise / conversionCommon Stock | 34 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-009822 · rdgdoc.xml · nonDerivative · entry 1 Hartmann Charles Jason · CIK 0001876043 · VP, Sales & Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion upon vesting of restricted stock units into common stock. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 16:06 UTC | CYANOTECH CORP CYAN · Entity 8431 | GrantRestricted Stock Units · Derivative | 5,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-018421 · rdgdoc.xml · derivative · entry 1 Hartmann Charles Jason · CIK 0001876043 · VP, Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,075 Underlying: Common Stock · 5,041 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech Common Stock. F2 · derivative.exercise_date: The restricted stock units vest as to 34 shares on April 6, 2023; 1,680 shares on July 29, 2023; 1,680 shares on July 29, 2024; and 1,681 shares on July 29, 2025, in each case subject to the reporting person's continued service with the Company on the vesting date. F2 · derivative.expiration_date: The restricted stock units vest as to 34 shares on April 6, 2023; 1,680 shares on July 29, 2023; 1,680 shares on July 29, 2024; and 1,681 shares on July 29, 2025, in each case subject to the reporting person's continued service with the Company on the vesting date. Read SEC document |
| April 06, 2022 Filed Apr 8, 2022 15:56 UTC | CYANOTECH CORP CYAN · Entity 8431 | Exercise / conversionRestricted Stock Units · Derivative | 33 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008591 · rdgdoc.xml · derivative · entry 3 Hartmann Charles Jason · CIK 0001876043 · VP, Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34 Underlying: Common Stock · 33 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech Common Stock. F4 · derivative.exercise_date: The restricted stock units vest as to 34 shares on April 6, 2023, subject to the reporting person's continued service with the Company on the vesting date. F4 · derivative.expiration_date: The restricted stock units vest as to 34 shares on April 6, 2023, subject to the reporting person's continued service with the Company on the vesting date. Read SEC document |
| April 06, 2022 Filed Apr 8, 2022 15:56 UTC | CYANOTECH CORP CYAN · Entity 8431 | Tax withholdingCommon Stock | 14 | $3.03 | $42.42 |
DisclosureSEC source: 0001437749-22-008591 · rdgdoc.xml · nonDerivative · entry 2 Hartmann Charles Jason · CIK 0001876043 · VP, Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19 F2 · kind: No stock was sold. On April 6, 2022, in connection with the vesting of 33 shares of stock, the Company withheld a total of 14 shares to satisfy a payroll tax liability incident to such vesting. Read SEC document |
| April 06, 2022 Filed Apr 8, 2022 15:56 UTC | CYANOTECH CORP CYAN · Entity 8431 | Exercise / conversionCommon Stock | 33 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008591 · rdgdoc.xml · nonDerivative · entry 1 Hartmann Charles Jason · CIK 0001876043 · VP, Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion upon vesting of restricted stock units into common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.